Schedule of Fines and Civil Penalties
Table of Fines and Civil Penalties
The following table is the IDOI schedule of fines and civil penalties that apply to violations of laws, rules and requirements of federal programs administered by the agency.
| Citation | Type | Penalty/Fine Amount |
|---|---|---|
| 760 IAC 1-73-2(c) | Professional employer organization failure to inform of material change | Pending Budget Committee Review |
| 760 IAC 4-3-6(h) | Lapse of application organization registration | 3 times the renewal fee ($300) |
| 760 IAC 4-3-6(i) | Lapse of navigator registration | 3 times the renewal fee ($300) |
| 760 IAC 4-7-1(c) and (d) | Noncompliance with navigator/application organization law | $50 to $10,000 per violation |
| 760 IAC 5-6-1 | Noncompliance with pharmacy benefit manager law | Pending Budget Committee Review |
| 760 IAC 6.2-11(f)(2) | Bail agents/recovery agents; material alteration to certificate of completion | Pending Budget Committee Review |
| IC 27-1-3-20(f) | Transacting insurance without a certificate of authority | Up to $25,000 |
| IC 27-1-3.5-16 | Failure to file audited annual report | $50 per day |
| IC 27-1-4.1-13 | Noncompliance with corporate governance annual disclosure statement filing requirement | $100 per day, not to exceed $10,000 |
| IC 27-1-15.6-7(e) | Penalty for late renewal of producer license | Three times the unpaid renewal fee ($120) |
| IC 27-1-15.6-12(f) | Noncompliance with insurance producer laws | $50 to $10,000 |
| IC 27-1-15.6-15(f) | Noncompliance with termination of appointment notification | Pending Budget Committee Review |
| IC 27-1-15.9-16(b) | Penalty for noncompliance with portable electronic insurance law | $50 to $10,000 |
| IC 27-1-16.1-15(b) | Penalty for noncompliance with self-storage insurance law | $50 to $10,000 |
| IC 27-1-20-21.2 | Noncompliance with annual financial statement filing requirement | $500 |
| IC 27-1-20-35(c)-(e) | Noncompliance with requirement to respond to Department's request | $100 per day, not to exceed $3,000 |
| IC 27-1-23-2.5(n) | Violation of cease and desist order; competitive standards noncompliance | Up to $10,000 per day |
| IC 27-1-23-2.5(o) | Noncompliance with holding company filing requirements | Up to $50,000 |
| IC 27-1-23-3(m) | Noncompliance with registration statement or enterprise risk filing requirements | $100 per day |
| IC 27-1-23-4(j) | Noncompliance with material transaction filing requirements | $5,000 |
| IC 27-1-23-5(c) | Noncompliance with insurance holding company system examination requirements | Up to $1,000 per day |
| IC 27-1-23-8.1(c) | Officer, director, or employee of insurance holding company system making false statements | Up to $1,000,000 |
| IC 27-1-23-8.1(d) | Officer or director of an insurance holding company system intentional violations | Up to $10,000 |
| IC 27-1-23-8.1(e) | Insurance holding company system noncompliance | Up to $1,000,000 |
| IC 27-1-23.5-14 | Noncompliance with ORSA summary report filing requirement | $100 per day, not to exceed $10,000 |
| IC 27-1-25-12.4(d) | Noncompliance with insurance administrator law | Up to $25,000 per act or violation |
| IC 27-1-28-18(e) | Noncompliance with independent adjuster law | $50 to $10,000 |
| IC 27-1-33-10(a) | Noncompliance with managing general agent law | Up to $5,000 per violation |
| IC 27-1-42-15(b) | Using certificate of insurance that is unfair, misleading, deceptive, or in violation of law | Up to $1,000 per violation |
| IC 27-1-43.2-15 | Noncompliance with service contracts law | Up to $10,000 per violation |
| IC 27-1-44.5-11(d) | All payer claims database penalty for noncompliance | $100/day for the first 30 days; $1,000/day for each day thereafter |
| IC 27-1-45-9 | Noncompliance with health facility compensation law | Up to $1,000 per violation |
| IC 27-1-46-17 | Provider facility failure to provide estimate or communication about right to estimate | Up to $1,000 per violation |
| IC 27-1-49-10 | Noncompliance with individual prescription drug rebate law | Up to $10,000 per violation |
| IC 27-1-50-13 | Noncompliance with group prescription drug rebate law | Up to $10,000 per violation |
| IC 27-2-17-6(c) | Discrimination in insurance | Up to $2,000 per violation |
| IC 27-2-25-16 | Health carrier noncompliance with requirement to provide good faith estimates | Up to $1,000 per day |
| IC 27-2-25.5-2(a) | Noncompliance with requirement to provide claims data to contract holder | $1,000 per day |
| IC 27-2-28-12 | Noncompliance with requirement to provide notice to policyholder of material change to personal automobile or homeowner's policy | Pending Budget Committee Review |
| IC 27-4-1-6 | Unfair competition; deceptive acts and practices | Up to $25,000 per act or violation/up to $50,000 per act or violation if the person knew or should have known of violation |
| IC 27-4-1-12 | Violation of cease and desist order; unfair competition; deceptive acts and practices | Up to $25,000 per act or violation |
| IC 27-5.1-2-28 | Noncompliance with farm mutual insurance company law | Up to $10,000 |
| IC 27-7-3-15.5(f) | Closing agent failure to submit information to title insurance database | $100 per closing |
| IC 27-7-17.5-9(b) | Dental plans setting fees for dental services; noncompliance with law | Up to $10,000 per day |
| IC 27-8-5.7-8 | Insurer failure to pay clean claim | Dependent on percentage of clean claims paid per calendar year: Up to $10,000/ $10,000 to $100,000/ $100,000 to $200,000 |
| IC 27-8-12-19(a) | Insurer noncompliance with long term care insurance law | Greater of 3 times commissions paid for each policy involved in the violation or $10,000 |
| IC 27-8-12-19(b) | Producer noncompliance with long term care insurance law | Greater of 3 times commissions paid for each policy involved in the violation or $2,500 |
| IC 27-8-16-12(d) | Noncompliance with medical claims review agent law | Up to $5,000 |
| IC 27-8-17-17(d) | Noncompliance with health care utilization review agent law | Up to $5,000 |
| IC 27-8-19.8-19 | Violations of viatical settlement provider law | Pending Budget Committee Review |
| IC 27-10-2-14(e) | Noncompliance with requirement of insurers, bail agents, or a firm or agency to file a sworn statement relating to unpaid late surrender fees and judgments | Up to $10,000 |
| IC 27-10-3-8(c) | Noncompliance with bail law by bail agents and recovery agents | Up to $10,000 |
| IC 27-10-3-9(d) | Noncompliance with bail law by bail agents and recovery agents | Up to $10,000 |
| IC 27-13-8-4(a) | Health maintenance organization noncompliance with requirement to file annual statement | $500 |
| IC 27-13-8-4(b) | Health maintenance organization noncompliance with requirement to file audited financial statement | $50 per day |
| IC 27-13-24-1(b) | Noncompliance with health maintenance organization law | Up to $25,000 per violation, not to exceed $100,000 in one calendar year |
| IC 27-13-36.2-6 | Health maintenance organization failure to pay clean claims | Dependent on percentage of clean claims paid per calendar year: Up to $10,000/ $10,000 to $100,000/ $100,000 to $200,000 |
| IC 27-17-14-1 | Noncompliance with discount medical program law | $500 to $50,000 per violation |
| IC 27-19-4-3(b) | Noncompliance with navigator/application organization law | Pending Budget Committee Review |
| IC 34-18-3-5 | Patient's compensation fund; late submission of proof of financial responsibility/payment of surcharge | Various penalties (10%, 20%, or 50% of surcharge) |
| IC 34-18-5-3 | Patient's compensation fund; failure to remit surcharge within 30 days of receipt | 10% of the amount of surcharge |
| IDOI Bulletin 267 | Failure of hospital to implement risk management system | 10% of the amount of surcharge |