Regulatory Oversight and Compliance Home

DWD’s Regulatory Oversight and Compliance (ROC) Unit oversees three federally mandated functions for the agency:

  • WIOA Title I Programmatic, Fiscal, and Administrative Monitoring
  • WIOA Section 188 Equal Opportunity and Nondiscrimination
  • Sub-Recipient Audit Review and Resolution

Contact Information

Connie Wray

For general inquiries, please contact us at: and

ROC Staff

Bruce Hall
Senior Fiscal Monitor
Thomas Brown
Senior Program Monitor
Jennifer Long
State EO Officer
Larry Upchurch
Fiscal Monitor
Carmen Upchurch
Program Monitor
Olivia Smith
Compliance Specialist

Tools, Schedules, Resources:

WIOA Title I Monitoring

Equal Opportunity