FOR PUBLICATION
ATTORNEY FOR APPELLANTS: ATTORNEYS FOR APPELLEE
STATE OF INDIANA:
DONALD W. PAGOS
Sweeney, Dabagia, Donoghue,
JEFFREY A. MODISETT
Thorne, Janes & Pagos
Attorney General of Indiana
Michigan City, Indiana
GREG ULLRICH
Deputy Attorney General
Indianapolis, Indiana
ATTORNEY FOR APPELLEE
DOBESKI:
J. DAVID KECKLEY
South Bend, Indiana
JAMES JOHNSTON and JUDY JOHNSTON, )
Appellants-Intervenors, )
)
and RICHARD ALLEN DOBESKI, )
Appellee-Defendant, )
No. 64A04-9801-PC-32
)
vs. )
)
STATE OF INDIANA, )
Appellee-Plaintiff. )
OPINION - FOR PUBLICATION
I. Standing
The State prosecuted Dobeski during the original trial, and both are parties to the sentence
modification agreement that is the basis for the Johnstons' appeal. The Johnstons cite no
cases or statutes to support their claim of standing, nor has this Court discovered any
authority that would enable them to intervene and mount a legitimate appeal.
State for the first time on appeal."
See footnote
3
Abron v. State, 591 N.E.2d 634, 638 (Ind. Ct. App.
1992), trans. denied.
It may be argued that the issue of Dobeski's sentence modification would never have
been presented to this Court but for the Johnstons' appeal, for which they can claim no
standing. However, "a court of review cannot ignore a fundamental error which is apparent
on the face of the record, such as an incorrect sentence." Kleinrichert v. State, 260 Ind. 537,
543, 297 N.E.2d 822, 826 (1973). To attain the level of fundamental error, "'the error must
constitute a clearly blatant violation of basic and elementary principles, and the harm or
potential for harm therefrom must be substantial and appear clearly and prospectively.'"
Turner v. State, 682 N.E.2d 491, 497 (Ind. 1997). Fundamental error may encompass illegal
sentences in violation of express statutory authority, as the State has alleged in this case.
Thompson v. State, 634 N.E.2d 775, 777 (Ind. Ct. App. 1994). Although the issue of
fundamental error is primarily raised by defendants attacking purportedly illegal sentences,
correction of fundamental error is not intended for the advantage of the accused. Moon v.
State, 267 Ind. 27, 29, 366 N.E.2d 1168, 1169 (1977). Finally, "[i]t is the duty of appellate
courts to bring illegal sentences into compliance . . . 'even if such correction increases the
punishment.'" Golden v. State, 553 N.E.2d 1219, 1223-1224 (Ind. Ct. App. 1990), trans.
denied, quoting United States v. Edmonson, 792 F.2d 1492, 1496 (9th Cir. 1986), cert.
denied, 479 U.S. 1037, 107 S.Ct. 892, 93 L.Ed.2d 844 (1987).
1-17. We first note that the court did not comply with subsection (b) of the statute, having
failed to give notice to the Johnstons of its order to reduce Dobeski's sentence. Next, there
is no evidence that the court obtained a report from the department of correction concerning
Dobeski's conduct while imprisoned pursuant to IND. CODE § 35-38-1-17(a)(3). Most
importantly, the court had no authority to modify Dobeski's sentence under any sentencing
scheme other than that effective in 1964, when Dobeski committed his crimes. Cf. Elkins
v. State, 659 N.E.2d 563, 565 (Ind. Ct. App. 1995) (defendant must be sentenced "in
accordance with the statute in force at the time the offense was committed unless an
amendment to the statute is effective prior to sentencing and the amendment provides for an
ameliorative penalty").
In 1964, the only sentences authorized for murder in the first degree were death and
life imprisonment. IND. CODE § 10-3401 (1956). Furthermore, Pub. L. No. 341
§
150
(1977) expressly provides that the 1977 sentencing statutes do not affect the "rights or
liabilities accrued[,] penalties incurred[,] or proceedings begun before October 1, 1977." See
Parsley v. State, 273 Ind. 46, 47-48, 401 N.E.2d 1360, 1361 (1980), cert. denied, 449 U.S.
862, 101 S.Ct. 166, 66 L.Ed.2d 79 (1980). "A sentence which is contrary to, or violative of,
the penalty mandated by the applicable statute is an illegal sentence." Lockhart v. State, 671
N.E.2d 893, 904 (Ind. Ct. App. 1996). As noted above, "a trial court's failure to sentence a
defendant in accordance with statutory requirements constitutes fundamental error." Abron,
591 N.E.2d at 638. Therefore, the trial court committed fundamental error in modifying
Dobeski's sentence to two consecutive 40-year terms.
IN THE
COURT OF APPEALS OF INDIANA
JAMES JOHNSTON and JUDY JOHNSTON, )
)
Appellants-Intervenors, )
)
and RICHARD ALLEN DOBESKI, )
)
vs. ) No. 64A04-9801-PC-32
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
SULLIVAN, Judge, concurring
I concur in the majority's conclusion that the trial court erred in modifying the
sentences originally imposed. I agree that the State was always a party to the various
proceedings and for that reason has standing to question the validity of the sentence
modification, even though that modification was made pursuant to an agreement between the
county prosecutor's office and the defendant. In doing so, however, I do not join all of the
analyses set forth by the majority in reaching its conclusions.
I do wholeheartedly agree that there is a meaningful distinction between void and
voidable judgments, particularly as those terms are applied to judgments entered despite
various jurisdictional defects. However, I do not agree that every jurisdictional defect,
whether the issue is jurisdiction of the subject matter, jurisdiction of the person, or
jurisdiction of the particular case, renders the judgment absolutely void ab initio, as
opposed to voidable. Although there are several cases which use, inadvertently I
believe, the term void as opposed to voidable, the distinction remains important,
particularly with regard to questions of waiver by the challenging party and questions of
when such a challenge may be made.
To be sure, in Beanblossom v. State (1994) Ind.App., 637 N.E.2d 1345, a sentence
modification case, a panel of this court drawing from Christakis v. State (1986) Ind.App.,
493 N.E.2d 471 used the term void with reference to a judgment entered when the trial
court had jurisdiction of the subject matter and jurisdiction over the parties, but when the
court had lost jurisdiction over the particular case. In Christakis, the trial court lost
jurisdiction of the particular case and therefore lacked the authority to grant shock
probation after the expiration of the statutory time period for such action. See also Shotwell
v. Cliff Hagan Ribeye Franchise, Inc. (1991) Ind., 572 N.E.2d 487, 489 (default judgment
entered despite absence of personal jurisdiction due to ineffective service of process held
void.); Underhill v. Franz (1951) 230 Ind. 165, 173, 101 N.E.2d 264 (judgment held void
in part as to relief granted which exceeded statutory authority although court had jurisdiction
of the subject matter, the particular case and the parties); Chapin v. Hulse (1992) Ind.App.,
599 N.E.2d 217 (distinction between void and voidable judgments acknowledged but held
reconsideration of denial of a motion to correct errors and setting aside of an earlier judgment
was void and therefore subject to collateral attack); Bolerjack v. Forsythe (1984) Ind.App.,
461 N.E.2d 1126 (relief granted by judicial review court reversing an administrative decision
exceeded it's prerogative and was void).
These cases, whether inadvertently or not, may be viewed in isolation as having
obliterated the distinction among and between jurisdiction of the subject matter, jurisdiction
of the person, and jurisdiction of the particular case. While at first blush such
simplification may seem to confer a benefit in making all jurisdictional issues subject to
the same legal and procedural analysis, one might reasonably conclude that myriad traps and
unknown problems lie ahead. For instance, if all judgments, entered notwithstanding some
jurisdictional defect, are void, such defects could never be deemed waived. Furthermore,
any judgment entered notwithstanding some jurisdictional defect, whether minor or not,
whether procedural or substantive, will be subject to collateral attack without regard to time
constraints. Such state of the law would seem to disavow our traditional concept that at some
point in time judgments achieve a degree of finality.
Notwithstanding such cases, firmly fixed principles of jurisdiction with respect to
issues of judgment finality and waiver of error are found in other judicial pronouncements
which extend back many decades and continue to be made today.
In Farley v. Farley (1973) Ind.App., 300 N.E.2d 375, the court acknowledged the
long-standing distinction between jurisdiction of the subject matter and jurisdiction of the
particular case and noted that only the latter is waived by a party who does not present the
question in a timely fashion. Subsequently, the court in Trook v. Lafayette Bank and Trust
Co. (1991) Ind. App., 581 N.E.2d 941, 944-945 trans. denied, stated the issue and governing
principles as follows:
"Case law, both in Indiana and elsewhere, seems frequently to use the terms
'void' and 'voidable' interchangeably, without due regard for the technical--but
nonetheless important--difference between their meanings.
'[V]oid in the strict sense means that an instrument or
transaction is nugatory and ineffectual so that nothing can cure
it; voidable exists when an imperfection or defect can be cured
by the act or confirmation of him who could take advantage of
it.' (Emphasis in original) Black's Law Dictionary 812 (abridged
5th ed. 1983).
'Void' therefore may properly be used only when the action or subject matter
it describes is of no effect whatsoever, and is incapable of confirmation or
ratification. 'Voidable,' on the other hand, describes an action or subject matter
which nonetheless operates to accomplish the thing sought to be accomplished,
until the fatal flaw is judicially ascertained and declared. However, a court
sometimes uses the term 'void' when the effect of its holding indicates that the
action or subject matter it describes is really voidable--that is, capable of
ratification or confirmation. See, e.g., Jessup v. Jessup (1897) 17 Ind.App.
177, 46 N.E. 550.
Into this analysis we inject the term 'void ab initio,' which means
literally 'void from the beginning' and denotes an act or action that never had
any legal existence at all because of some infirmity in the action or process.
It is readily apparent that 'void ab initio' has essentially the same meaning as
'void.' In fact, 'void ab initio' is perhaps preferable because it more vividly
underscores that concept which represents the significance of the difference
between the term 'voidable' and the terms 'void' and 'void ab initio': the former
describes an act or subject matter that, although flawed in some respect, is not
beyond retrieval; the latter describe an act whose flaw renders the act
irretrievable and without effect.
Nowhere is the distinction between 'void' and 'voidable' more clearly
brought into focus than in the area of jurisdiction. There are three
jurisdictional elements in every action: jurisdiction of the subject matter;
jurisdiction of the person; and jurisdiction of a particular case. State ex rel.
Public Service Commission v. Johnson Circuit Court (1953) 232 Ind. 501, 112
N.E.2d 429. A judgment rendered by a court without jurisdiction to hear that
particular case is voidable because the jurisdictional defect is waivable if not
attacked by a timely appeal. D.L.M. v. V.E.M. (1982) 1st Dist. Ind.App., 438
N.E.2d 1023. On the other hand, lack of subject matter jurisdiction renders
void any action undertaken by the court because the defect is not susceptible
to waiver or cure. Behme v. Behme (1988) 1st Dist. Ind.App., 519 N.E.2d 578.
Regrettably, the label which courts attach to actions involving defects in
personal jurisdiction has occasionally been misapplied."
In Greer v. State (1997) Ind., 685 N.E.2d 700, 704, our Supreme Court noted that
subject matter jurisdiction can never be waived, while jurisdiction over a particular case
is waivable if not raised at the earliest possible opportunity. The court, however, held that
failure to timely file a praecipe for appeal in a criminal case concerned jurisdiction of the
particular case and had been waived by the State, but that an attempted belated appeal of a
denial of credit time as against the sentence imposed, under P. C. 2, involved subject matter
jurisdiction because the P. C. Rule deals with appeals from the conviction. The decision
of the Court of Appeals upon the merits of the belated appeal was therefore held to be
void. But see Dixon v. Siwy (1996) Ind.App., 661 N.E.2d 600, in which this court
expressed the view that in the medical malpractice context, the trial courts have subject
matter jurisdiction over the class of cases, i.e. medical malpractice claims, but that absent
an opinion by the medical malpractice panel as required by statute, the court lacks
jurisdiction over that particular case. The two cases would seem to be in some disagreement
as to when a statutory or binding judicial rule, establishing a procedural prerequisite or
condition for the exercise of jurisdiction, involves subject matter jurisdiction and when it
involves jurisdiction of the particular case.
Most recently, our Supreme Court in Stidham v. Whelchel (1998) Ind., 698 N.E.2d
1152, 1154, observed that [t]he distinction between a void and voidable judgment is no
mere semantic quibble, citing and discussing some of the cases herein noted. In its final
conclusion, however, the court held as follows: [A] judgment rendered without personal
jurisdiction over an indispensable party is void as to that party. Id. at 1157 (emphasis
supplied). By its qualifying language, restricting the effect of the judgment to the particular
party involved, I can only construe the holding in Stidham to say that such a judgment is
voidable rather than void.
While I am of the view that the judgment here falls within the traditional category of
"voidable" judgments, because the State was and is a party with standing to challenge the
judgment, I would hold that the failure of the State, in the person of the deputy prosecutor,
to earlier oppose the sentence modification did not constitute a waiver of the prerogative to
challenge the trial court's authority to revise Dobeski's sentence. Further, I would hold that
this challenge is timely notwithstanding that it appears to be in the form of a collateral attack.
In so stating, I recognize that I have arguably placed this voidable judgment in a special
category, making it the functional equivalent of a void judgment and, in doing so, have
consciously ignored the very bases for distinguishing between void and voidable judgments.
I have also perhaps added validity to the simplification approach mentioned above which
places all judgments infected with jurisdictional defects in the "void" category. Be that as
it may, the dilemma perhaps may be best resolved by a future decision from our highest
court.
The distinction between a void and voidable judgment is no mere semantic quibble. 'A void
judgment
is one that, from its inception, is a complete nullity and without legal effect. . . .'
46 Am.Jur.2d Judgments §
31 (1994). By contrast, a voidable judgment 'is not a nullity, and
is capable of confirmation or ratification. Until superseded, reversed, or vacated it is binding,
enforceable, and has all the ordinary attributes and consequences of a valid judgment.' 46
Am.Jur.2d Judgments § 30 (1994).
Stidham v. Whelchel, 698 N.E.2d 1152, 1154 (Ind. 1998). In the instant case, the trial court's lack of authority
to accept Dobeski's sentence modification agreement rendered its judgment void and therefore subject to direct
or collateral attack at any time. See Beanblossom, 637 N.E.2d at 1349.
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