FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
HILARY BOWE OAKES KAREN M. FREEMAN-WILSON
Indianapolis, Indiana
Attorney
General of Indiana
NANDITA G. SHEPHERD
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
MICHAEL GRAHAM, )
)
Appellant-Defendant, )
)
vs. ) No. 49A02-9911-CR-00793
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE MARION SUPERIOR COURT CRIMINAL DIVISION
The Honorable William Young, Master Commissioner
Cause No. 49G06-9806-CF-092690
December 4, 2000
OPINION - FOR PUBLICATION
VAIDIK, Judge
Case Summary
Appellant, Michael Graham (Graham), was convicted of two counts of dealing cocaine,
See footnote class
B felonies, and two counts of possessing cocaine,See footnote class D felonies. Graham
was also adjudged an habitual offender.See footnote Graham challenges the trial courts determination
that he did not make a prima facie showing of racial discrimination when
the State exercised its peremptory challenges during jury selection. We find Graham
did in fact make a prima facie showing of racial discrimination by the
State in exercising its peremptory challenges, and that the trial judge should have
allowed the State to present race-neutral reasons for making its strikes. Since
the record contained no race-neutral reasons for the States strikes and it would
be impossible at this time to determine if any existed, we reverse and
remand for a new trial.
Facts and Procedural History
On August 24, 1998, the trial court conducted voir dire of potential jurors
for Grahams trial. The potential jurors included two African Americans and one
Filipino. Record at 247. The other potential jurors were Caucasian; Graham
is African American. Id. The first potential African American juror stated,
in response to a question from the State about any concerns she might
have, that she wouldnt be fair to the defendant. Supp. Record at
8. She also stated that she would be worried about making the
right decision. Id. The second potential African American juror stated that
someone had stolen his car keys, wallet, and expensive leather coat and that
he called the police and the Sheriff came. Supp. Record at 14.
The State asked the potential juror what the resolution of the incident
was and he said that no one was ever charged and it was
my word against his. Id. The State dismissed the two African
Americans through peremptory challenges. Id.
Graham moved to strike the jury panel after completion of the first round
of questioning, but the trial judge preserved Grahams objection and addressed it after
the jury was sworn in and sent to the jury room. Id.
At that time, the trial judge found Graham did not make
a prima facie showing of racial discrimination on the part of the State
in its peremptory challenges, and therefore did not require the State to set
forth race-neutral reasons for its strikes against the two potential jurors. Record
at 247-48. The trial judge, however, supplanted his own race-neutral reasons for
the strikes. The trial judge said, [the first potential juror] indicated that
she would have difficulty reaching a decision and [the second potential juror] I
believe testified that he had been convicted of a crime. Record at
248.
The trial was held as scheduled, and the jury found Graham guilty of
two counts of dealing cocaine, class B felonies, and two counts of possessing
cocaine, class D felonies. Graham also pleaded guilty to an habitual offender
sentence enhancement. The trial judge merged the two counts of possession of
cocaine with the two counts of dealing cocaine. Graham was sentenced to
serve fifty years in prison: twenty years for each count of dealing cocaine,
to be served concurrently, and thirty years for the habitual offender sentence enhancement.
Record at 203-04.
See footnote
Discussion and Decision
Graham contends that the trial judge improperly allowed racially discriminatory peremptory challenges of
the only two African American prospective jurors, which is constitutionally impermissible. Wright
v. State, 690 N.E.2d 1098, 1104 (Ind. 1997), rehg denied, (citing Batson v.
Kentucky, 476 U.S. 79, 106 S. Ct. 1712, 90 L. Ed. 2d 69
(1986)). To prevail, a defendant must first make a prima facie showing
of racial discrimination in the States use of a peremptory challenge. Specifically,
a defendant must show that 1) the States peremptory challenge removed members of
a cognizable racial group from the jury pool; and 2) the facts and
circumstances raise an inference that the State used the peremptory challenge to prevent
certain potential jury members from becoming part of the jury based on their
race. Patterson v. State, 729 N.E.2d 1035, 1039 (Ind. Ct. App. 2000)
(citing Williams v. State, 700 N.E.2d 784, 786 (Ind. 1998)).
Second, after a defendant makes a prima facie showing, the State must present
a race-neutral reason for the peremptory challenge. Id. (citing McCants v. State,
686 N.E.2d 1281, 1284 (Ind. 1997)).
See footnote If the States reason for
the challenge is facially based on something other than race, it is deemed
race-neutral.
Id. Additionally, the States reason for the challenge need not
rise to the level of justifying a challenge for cause, or be particularly
persuasive; it must only be related to the case and constitute a valid
race-neutral reason for striking the juror in question. Id. (citing Brown v.
State, 684 N.E.2d 529, 537 (Ind. Ct. App. 1997), trans. denied, cert. denied,
523 U.S. 1027 (1998)).
If both parties meet their burdens, the trial court must then decide whether
or not the opponent to the peremptory challenge has shown that the [S]tate
committed purposeful race discrimination in the process of jury selection. McCants, 686
N.E.2d at 1284 (citing Batson, 476 U.S. at 98). The trial courts
decision on the ultimate question of discriminatory intent represents a finding of fact
which is accorded great deference on appeal, because the best evidence of discriminatory
intent often will be the demeanor of the attorney who exercises the challenge.
Wright, 690 N.E.2d at 1104-05 (citing Hernandez v. New York, 500 U.S.
352, 364-65, 111 S. Ct. 1859, 114 L. Ed. 2d 395 (1991);
United States v. Hunter, 86 F.3d 679, 683 (7th Cir. 1996), cert. denied,
519 U.S. 985 (1996); Williams v. State, 669 N.E.2d 1372, 1379 (Ind. 1996),
cert. denied, 520 U.S. 1232 (1997)). The trial court decision regarding discrimination
will be set aside only if it is found to be clearly erroneous.
McCants, 686 N.E.2d at 1284 (citing Kent v. State, 675 N.E.2d 332,
340 (Ind. 1996)).
Here, Graham made a timely objection to the States peremptory challenges of the
only two African American prospective jurors. The trial judge found, however, that
Graham did not show racial discrimination by the State in its peremptory challenges.
The trial judge also found that even if Graham had made his
prima facie showing, the State had race-neutral reasons for striking the two jurors.
Record at 247-48. The trial judge, however, misconstrued the testimony of
the first potential African American juror. The trial judge stated that the
first potential African American juror indicated that she would have trouble making a
decision. Record at 248. However, the potential juror actually stated that
she was concerned about being fair to the defendant, not just that she
was generally indecisive. Supp. Record at 8. Next, the trial judge
misspoke in recalling the voir dire testimony of the second African American potential
juror. The trial judge stated that the second African American potential juror
had been convicted of a crime. Record at 248. According to
the second African American potential jurors testimony though, he had been a victim
of a crime, not convicted of a crime. Supp. Record at 13-14.
We find that the trial judge erred and that Graham did in fact
make a prima facie showing of the States racial discrimination in the use
of its peremptory challenges. In his objection to the trial judge, Graham
pointed to the fact only two African American potential jurors had been dismissed
by the State and there was only one other person on the panel
who was not Caucasian. Record at 247. Graham clearly met the
first part of his burden by showing that the State used peremptory challenges
to remove members of a cognizable racial group from the jury pool.
Graham also met the second part of his burden because the facts and
circumstances raise an inference the State used its peremptory challenges to prevent the
potential jurors from becoming part of the jury because of their race.
Our Supreme Court has held that when there is only one African American
potential juror who is struck by the State and the defendant is African
American, such facts and circumstances alone raise the inference that the potential juror
was struck by the State in an effort to prevent the potential juror
from becoming part of the jury panel because of his or her race.
McCants, 686 N.E.2d at 1284. The only difference between the McCants
facts and our case is that there were two African American potential jurors
struck by the State in our case, rather than one. Nevertheless, the
two African American potential jurors struck by the State were the only two
African American potential jurors and Graham is African American. The facts and
circumstances of this case, in light of the McCants case, necessarily give rise
to the inference that the State exercised its peremptory challenges against the two
African American potential jurors in an effort to prevent them from becoming part
of the jury panel because of their race. Because Graham met his
burden, the trial court was clearly erroneous when it concluded that Graham had
not established a prima facie showing of racial discrimination. Since Graham met
his burden, the burden should have shifted to the State to set forth
race-neutral reasons for the peremptory challenges.
Instead, the trial court found Graham did not make a prima facie showing
of racial discrimination on the part of the State, and therefore did not
require the State to present race-neutral reasons for the strikes. The trial
court offered its own race-neutral reasons for the States peremptory challenges of the
two African American potential jurors. The trial court found that had it
been necessary for the State to give race-neutral reasons, the reasons would have
been that the first potential juror was unsure about making a decision and
that the second potential juror had been convicted of a crime. The
trial courts recollection of the voir dire testimony of the potential jurors, however,
was incorrect. Thus, the trial judge not only erred in finding that
Graham had not made a prima facie showing of racial discrimination, he also
erred in speculating what the States race-neutral reasons would have been. Furthermore,
because Grahams challenge to the voir dire of the potential jurors was not
addressed at the time it was raised, which was when the testimony of
the potential jurors was still fresh in the minds of the attorneys and
judge, but was put on hold until after the jury had been sworn
in and dismissed to the jury room, the trial judges recollection of the
responses of the two jurors was incorrect.
The first African American potential juror testified that she was worried about making
the right decision and was concerned that she would not be fair to
the defendant. Supp. Record at 8-9. However, this potential juror was
not the only potential juror with a concern over being unable to make
a secure decision. In fact, during voir dire, the State mentioned it
had never seen so many potential jurors mark on their questionnaires that they
were concerned about being fair and impartial. Supp. Record at 8.
Additionally, during Grahams voir dire of the potential jurors, he restated the concern
several of you marked no on your ability to be impartial here
on a criminal case. Supp. Record at 17. And even more
telling of the widespread insecurity of the potential jurors is that the trial
judge interrupted Grahams voir dire of the potential jurors to address the broad
concern among the potential jurors of fairness. In addressing the group of
potential jurors, he stated, I understand that youre concerned about making the wrong
decision. Supp. Record at 20. Then, after distinguishing one potential jurors
specific concern, he said, all the rest of you is [saying], Ive never
done this before[,] I am not sure what to expect and Im afraid
that I am not going to do the right thing. Supp. Record
at 22. At the end of the trial judges general commentary and
specific questions to some of the potential jurors, but before turning the voir
dire back to Graham, the trial judge stated, I am sorry to interrupt
but we had so many in the same boat that I wanted to
try and cover some of that. Supp. Record at 23. Because
of the widespread concern among all of the potential jurors regarding fairness and
impartiality, we do not find that the State had a race-neutral reason for
striking the first African American potential juror.
The second African American potential juror testified that he had been an alleged
victim of a crime in the past that involved the theft of his
personal belongings. Supp. Record at 13-14. The police, however, never charged
anyone with this alleged theft. The juror was not questioned as to
his feelings about this incident. Perhaps it could be argued that this
potential juror might have harbored ill feelings towards the police for failing to
prosecute his case. However, we think it is equally likely that this
potential juror might side with the prosecutor out of bitterness towards persons who
get away with crime. Because this second, equally possible speculation of how
the potential juror would decide the case benefits the State, we do not
find the State had a race-neutral reason for striking the second potential African-American
juror either.
The trial court first erred in finding that Graham did not establish a
prima facie showing of racial discrimination and then erred in speculating what the
State would have presented as race-neutral reasons by incorrectly recalling the voir dire
testimony of the potential jurors. These errors could have been avoided if
Grahams challenge to the voir dire had been addressed at the time it
was raised. The testimony of the potential jurors and the demeanor of
the attorneys would no doubt be fresh in the mind of the trial
judge at the time of the challenge. In this case, if the
challenge had been addressed at the time it was made, memories would have
been sharper and the trial judge might have realized that Graham did in
fact make a prima facie showing of racial discrimination and then allowed the
State, and not himself, to set forth any possible race-neutral reasons for the
strikes. This immediate and more thorough process could have prevented an appeal
on this issue or could have preserved for the record any legitimate race-neutral
reasons for these strikes. Because we are unable to find any race-neutral
reasons for these strikes in the record and it would be impossible at
this time to determine if any existed, we reverse and remand for a
new trial.
SULLIVAN, J., and BAILEY, J., concur.
Footnote:
Ind. Code § 35-48-4-1.
Footnote:
Ind. Code § 35-48-4-6.
Footnote:
Ind. Code § 35-50-2-8.
Footnote:
Graham also contends that the trial courts imposition of a fifty-year
sentence is manifestly unreasonable and unconstitutional. We need not address this issue
because our decision regarding the States peremptory challenges is dispositive.
Footnote: The State need not wait until the defendant has made a
prima facie showing but may proffer its race neutral reasons at the time
of the challenge.
See, Koo v. State, 640 N.E.2d 95 (Ind. Ct.
App. 1994).