FOR PUBLICATION
ATTORNEYS FOR APPELLANT: ATTORNEYS FOR APPELLEE:
RICHARD A. COOK PHILLIP W. BROWN
RCHARD R. SKILES JEFFREY M. LINDER
Skiles & Cook Brown Linder & DePrez
Indianapolis, Indiana Shelbyville, Indiana
MARK W. McNEELY
McNeely Sanders Stephenson & Thopy
Shelbyville, Indiana
IN THE MATTER OF THE ESTATE OF )
WILLIAM DONALD SANDEFUR, DECEASED, )
)
DEANNA LYNN SANDEFUR, )
)
Appellant-Respondent, )
)
vs. ) No. 73A05-9612-CV-521
)
DONALD C. SANDEFUR, )
)
Appellee-Petitioner. )
SHARPNACK, Chief Judge
Record, p. 71.
On July 22, 1996, Donald filed a motion to revoke Deanna's appointment as special
administrator, to revoke the letters of special administration, and to appoint him as successor
special administrator.See footnote
1
On August 27, 1996, the trial court held a hearing on the motion.
Two days later, the trial court revoked Deanna's appointment and the letters of special
administration. The trial court ordered that Donald and Deanna attempt to agree upon a
successor special administrator and suggested a neutral financial institution. The order
further provided that if the parties could not agree within seven days of the order they should
promptly notify the trial court so that it could make an appointment. There is no evidence
in the record that the parties agreed on a successor or that the parties contacted the trial court
to appoint one as specified in the order.
On September 24, 1996, Deanna filed a praecipe for appeal.
On June 6, 1997, we
retained jurisdiction over the case but remanded to the trial court for the purpose of having
the trial court appoint a successor administrator.
On June 23, 1997, the trial court appointed
Donald as successor special administrator. Deanna now appeals the revocation of her
appointment as special administrator.
"Otherwise, and except as the provisions of this article by terms apply to
general personal representatives, and except as ordered by the court, the law
and procedure relating to personal representatives in this article shall apply to
special administrators. The order appointing a special administrator shall not
be appealable."
I.C. § 29-1-10-15 (emphasis added). Donald contends that because the statute does not allow
an appeal from an order appointing a special administrator, Deanna cannot appeal the
revocation of her appointment. We disagree.
First, the statute specifically refers to an order appointing a special administrator and
makes no mention of an order revoking an appointment. See id. Second, the statute specifies
that the other provisions of the article governing personal representatives (not by their terms
applicable to general personal representatives) govern the law and procedures with respect
to special administrators. See id.
One of the provisions governing personal representatives
is I.C. § 29-1-10-6 which outlines the procedure that the trial court must use for the removal
of a personal representative. In contrast to the special administrator section of the statute,
the removal section does not contain a provision which expressly prohibits the appeal of
orders removing a personal representative. In addition, by specifically providing a procedure
for the removal of administrators, the legislature limited the discretion of the trial court. By
imposing such limitations, it follows that the legislature intended that the trial court's
discretion in the removal of personal representative would be reviewable for abuse of that
discretion. Therefore, although the statute does not allow the appeal of an order appointing
a special administrator, the order removing a special administrator may be appealed by the
aggrieved party. See I.C. § 29-1-10-15. Because we conclude that the removal section of
the statute applies to both special and general administrators, we will also apply the same
standard of review to the removal of either type. A court with probate jurisdiction has broad
discretion in the removal of administrators and we will review only for an abuse of that
discretion. State Ex. Rel. Ripa v. Lake Superior Court, 220 Ind. 436, 442, 43 N.E.2d 871,
874 (1942).
Because we find that the order revoking Deanna's appointment as special
administrator is appealable, we must now determine whether the trial court erroneously
revoked her appointment. The personal representative chapter of the probate code provides
a specific procedure for the removal of special administrators. A special administrator may
be removed pursuant to I.C. § 29-1-10-6, which provides in part as follows:
"When the personal representative becomes incapacitated (unless the
incapacity is caused only by a physical illness, infirmity, or impairment),
disqualified, unsuitable or incapable of discharging the representative's duties,
has mismanaged the estate, failed to perform any duty imposed by law or by
any lawful order of the court, or has ceased to be domiciled in Indiana, the
court may remove the representative as provided [in this section]."
Consequently, once the trial court has made an appointment of a special administrator,
it may not remove the administrator without a finding that the special administrator meets
one of the statutory criteria for removal. See id. More specifically, the trial court may
remove a special administrator if it finds that person to be disqualified. Here, the trial court
found that Deanna did not qualify to serve as special administrator stating:
"4. I.C. 29-1-10-1 provides the order in which letters of general administration
may be granted to various classes of persons. No will exists; decedent was not
married at his death.
5. Both Petitioner Donald C. Sandefur and [R.S.] qualify as next of kin
pursuant to Section (a)(3); however [R.S.] is disqualified because of her
minority pursuant to Section 1(b)(1).
6. Deanna Lynn Sandefur does not qualify because she is not next of kin;
furthermore Petitioner filed a Petition for Appointment within the thirty (30)
days provided by Section 1(a)(4).
7. Kinnick v. Coy (1906), 40 Ind. App. 139 provides no assistance to Deanna
because it holds that the guardian, as between himself and those who are not
heirs or creditors of the estate and who represent no one who has an interest
in the estate, is entitled to preference as a matter of right. Donald C. Sandefur
is qualified to be appointed.
8. Thus, Deanna Lynn Sandefur is not entitled to serve as Special
Administrator; her appointment is hereby revoked and the Letters of
Administration previously issued to her are also revoked.
9. The Court recognizes that [R.S.] has a paramount interest in the potential
wrongful death cause of action and, therefore, orders that the parties attempt
to agree upon a successor administrator within seven (7) days of this Order.
The Court suggests the parties consider a neutral financial institution to serve
in this capacity.
10. Should the parties fail to agree, they shall promptly notify the Court,
which shall then appoint an appropriate Successor Administrator."
Record, pp. 9-11. In other words, the trial court found that Deanna did not qualify to be
appointed as special administrator under the priorities set out in the general administrator
statute because Donald had a higher priority than Deanna and revoked her appointment on
this basis. The section governing appointment of general administrators provides in part:
"(a) Domiciliary letters testamentary or domiciliary letters of general
administration may be granted to one (1) or more of the persons mentioned in
this subsection, natural or corporate, who are not disqualified, in the following
order:
(1) To the executor or executors designated in the will.
(2) To the surviving spouse, or to the person or persons
nominated by the surviving spouse or to the surviving spouse
and the person or persons nominated by the surviving spouse.
(3) To the next of kin, or to the person or persons nominated by
them, or any of them or to the next of kin, or any of them, and
the person or persons nominated by the next of kin or any of
them.
(4) If there is no executor named in the will, or if the executor
named in the will does not qualify, or if there is no surviving
spouse or next of kin, or if no such person files a petition for
letters within thirty (30) days after the date of the death of the
decedent, then to any other qualified person.
(b) No person is qualified to serve as a domiciliary personal representative
who is:
(1) Under eighteen (18) years of age; . . .
(5) A person whom the court finds unsuitable."
I.C. § 29-1-10-1 (emphasis added). Again, based on this section of the statute, the trial court
concluded that because William had a qualified surviving next of kin, namely his father
Donald, Deanna was not qualified under this list of priorities to serve as special
administrator.
However, by its clear language, this section applies to the appointment of general
administrators and, therefore, not to the appointment of special administrators. As noted
above, the personal representative chapter contains a separate section that governs the
appointment of special administrators and provides in relevant part as follows:
"A special administrator may be appointed by the court if:
I.C. § 29-1-10-15. Thus, the trial court may appoint "any competent person" as special
administrator under certain circumstances, one of those being when there is no one with
authority to take care of the estate. In Deanna's petition for appointment as special
administrator, she alleged that the estate had not been opened. In its order appointing
Deanna, the trial court found that this allegation to be true. We also presume that the trial
court found her competent, and there is nothing in the record to indicate otherwise.
As noted earlier, the order appointing a special administrator is not appealable. See
id. As a result, the trial court has complete discretion in the appointment of special
administrators. Given the trial court's broad discretion under the statute, Deanna's
appointment was proper because she was a competent person and there was no other person
with authority over the estate who could proceed with the wrongful death action. See id.
The purpose for Deanna's appointment was also valid. The statute allows for the
appointment of a special administrator "to perform particular acts." I.C. § 29-1-10-15; see
South v. White River Farm Bureau Co-Op, 639 N.E.2d 671, 673-674 (Ind. Ct. App. 1994),
trans. denied
. A personal representative may be appointed for the specific purpose of
prosecuting an action. Forrey v. Turpin, 106 Ind.App. 681, 688, 20 N.E.2d 212, 214 (1939).
Our courts have held that an administrator can be appointed for the sole purpose of
prosecuting a wrongful death action and that such appointment does not depend on the
decedent leaving assets. See, e.g., Pettibone v. Moore, 223 Ind. 232, 237, 59 N.E.2d 114,
116 (1945), reh'g denied;
American Nat'l Bank & Trust Co. v. Hines, 143 Ind.App. 217,
226, 239 N.E.2d 589, 594 (1968), reh'g denied.
Further, I.C. § 29-1-10-16 governs the publication of notice for collection of damages
for personal injury resulting in death. It provides in part that "[i]n the event that [the]
administrator was appointed for the sole purpose of collecting [damages for personal injury
resulting in the death of the decedent] it shall not be necessary to publish any notice of the
issuance of letters of administration." I.C. § 29-1-10-16. The language of this section of the
statute obviously contemplates the practice of appointing a special administrator for the sole
purpose of pursuing a wrongful death action. Thus, under the statute, the trial court did not
abuse its discretion by appointing someone solely for the purpose of pursuing the wrongful
death action.See footnote
2
Consequently, the revocation of Deanna's appointment on the basis that she
did not qualify under the general administration statute was erroneous.
Once a valid appointment of a special administrator has been made, removal of that
administrator must follow the statutory provisions for removal. See I.C. § 29-1-10-6. We
have determined that the trial court's basis for disqualifying Deanna was erroneous. We also
do not find in the record any indication that Deanna was incapacitated, unsuitable or
incapable of discharging her duties, had mismanaged the estate, failed to perform any duty
imposed by law or by any lawful order of the court, or had ceased to be domiciled in Indiana.
I.C. § 29-1-10-6. Therefore, we find no proper basis for the trial court's revocation of
Deanna's appointment as special administrator.
In addition, a successor administrator may only be appointed when an existing
administrator either dies, is removed or resigns. I.C. § 29-1-10-7. Thus, because we reverse
the trial court's removal of Deanna, we must also necessarily reverse the trial court's
subsequent appointment of Donald as successor special administrator.
For the foregoing reasons, we reverse the trial court's judgment.
Reversed.
BARTEAU, J., and HOFFMAN, J. concur
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