NOT FOR PUBLICATION
ATTORNEYS FOR APPELLANTS: ATTORNEY FOR APPELLEE:
AARON E. HAITH MARK S. MASSA
SUSAN D. BURKE Indianapolis, Indiana
Indianapolis, Indiana
IN RE: THE MATTER OF THE )
INVESTIGATION OF STEPHEN )
GOLDSMITH, LEON YOUNGER, et al. )
)
SUSAN WILLIAMS and ROZELLE BOYD, )
)
Appellants-Petitioners )
)
vs. ) No. 49A02-9702-CV-108
)
SCOTT NEWMAN, )
)
Appellee-Respondent )
ROBERTSON, Judge
(B) the court, after:
(i) notice is given to the prosecuting attorney; and
(ii) an evidentiary hearing is conducted at which the prosecuting
attorney is given an opportunity to be heard;
finds by clear and convincing evidence that the appointment is
necessary to avoid an actual conflict of interest or there is probable
cause to believe that the prosecutor has committed a crime ...
I.C. 33-14-1-6(b).
The Petitioners, who are members of the City-County Council, filed an initial verified
petition for appointment of a special prosecutor under the above subsection of I.C. 33-14-1-
6. They claimed that Prosecutor Newman would have an actual conflict of interest were he
to lead the proposed investigation. They caused a summons to be issued to Prosecutor
Newman. Counsel for Prosecutor Newman entered an appearance in the case and filed a
motion to dismiss under Ind.Trial Rule 12(B)(6). The motion to dismiss asserted that the
Petitioners had failed to state a claim upon which relief could be granted. The trial court
eventually granted the motion to dismiss.
The Petitioners then filed an amended verified petition for special prosecutor. The
amended petition contained allegations similar to those in the initial petition. The Petitioners
claimed that a recent lawsuit in the United States District Court for the Southern District of
Indiana contained allegations of several acts of malfeasance on behalf of Indianapolis Mayor
Stephen Goldsmith, independent contractors engaged by the Goldsmith administration, and
the staff of Mayor Goldsmith, concerning the Mayor's privatization of the Indy Parks
Department, City Golf Courses, and government services, which, if true, would constitute
violations of Indiana's criminal laws. The Petitioners claimed that Prosecutor Newman
would have an actual conflict of interest were he to head an investigation of all persons
involved for several reasons. Among those reasons, the Petitioners included a claim that
Prosecutor Newman may have received fundraising benefits and campaign contributions
from persons who had engaged in the alleged violations of Indiana's criminal laws. Counsel
for Prosecutor Newman again filed a motion which requested dismissal under T.R. 12(B)(6).
The trial court ultimately granted the motion to dismiss, and the Petitioners appeal the
dismissal.
Petitioners first claim that the trial court improperly granted the motion to dismiss
because a motion under T.R. 12(B)(6) is not available for a petition which seeks the
appointment of a special prosecutor under I.C. 33-14-1-6(b)(2). In support of their claim,
the Petitioners assert that, among other things, an elected prosecutor is not a party to such
a proceeding.
During oral argument before this Court, the Petitioners acknowledged that an elected
prosecutor may contest a petition for a special prosecutor, by means of a motion under T.R.
12(B)(6), where a petitioner has not followed the mandates of I.C. 33-14-1-6. They also
conceded that an elected prosecutor is a proper party to the proceedings. We agree that an
elected prosecutor is a proper party to a proceeding which seeks the appointment of a special
prosecutor. See State ex rel. Long v. Warrick Circuit Court, 591 N.E.2d 559, 560 (Ind.
1992) (citing State ex rel. Latham v. Spencer Circuit Court, 244 Ind. 552, 194 N.E.2d 606
(1963)). We therefore proceed to discuss whether T.R. 12(B)(6) is available in a proceeding
which seeks the appointment of a special prosecutor.
Our trial rules govern the procedure and practice in all courts of the state of Indiana
in all suits of a civil nature whether cognizable as cases at law, in equity, or of statutory
origin. T.R. 1. The applicability of T.R. 12(B)(6) does not hinge upon whether the statute
requires a "petition," or some other caption, for the claim for relief. See generally, Matter
of Adoption of H.S., 483 N.E.2d 777, 780-781 (Ind. Ct. App. 1985) (one who seeks the
benefit of a statutory proceeding must comply with all procedural terms of the statute, and
failure to comply with such niceties will subject the complaint [here, a petition for adoption]
to dismissal for failure to state a claim pursuant to T.R. 12(B)(6)). We conclude that a
dismissal under T.R. 12(B)(6) is appropriate for a petition which requests the appointment
of a special prosecutor under I.C. 33-14-1-6(b)(2).
The Petitioners claim that the grant of a T.R. 12(B)(6) motion was not appropriate on
this record. We agree.
A motion to dismiss under T.R. 12(B)(6) tests the legal sufficiency of the claim, not
the facts which support it. Absher v. Clark County Rural Electric, 629 N.E.2d 870, 871 (Ind.
Ct. App. 1994), trans. denied. Review of a dismissal under T.R. 12(B)(6) is de novo, and
thus deference is not required with regard to the trial court's decision. Wilhoite v. Melvin
Simon & Associates, 640 N.E.2d 382, 384 (Ind. Ct. App. 1994). On review, we determine
whether the complaint states any allegation upon which relief could be granted. Absher, 629
N.E.2d 871. We evaluate the complaint in the light most favorable to the plaintiff with every
intent regarded in his favor. Runde v. Vigus Realty, Inc., 617 N.E.2d 572, 575 (Ind. Ct. App.
1993). A complaint cannot be dismissed under T.R. 12(B)(6) unless it appears to a certainty
that the plaintiff would not be entitled to relief under any set of facts. Absher, 629 N.E.2d
at 871. Notice pleading means that a plaintiff need only plead the operative facts involved
in the litigation. South Eastern Indiana Natural Gas v. Ingram, 617 N.E.2d 943, 951 (Ind.
Ct. App. 1993). Thus, a complaint is sufficient if it states any set of allegations, no matter
how inartfully pleaded, upon which the trial court could have granted relief. Runde, 617
N.E.2d at 575. These same principles apply to a petition for special prosecutor.
As noted above, the Petitioners claimed that Prosecutor Newman would have an
actual conflict of interest were he to head the proposed investigation because Prosecutor
Newman may have received fundraising benefits and campaign contributions from persons
who have engaged in the alleged violations of Indiana law. One court has described an
actual conflict of interest as where an attorney places himself in a situation inherently
conducive to divided loyalties. Mitchell v. Maggio, 679 F.2d 77, 79 (5th Cir. (La.) 1982).
Such a description of an actual conflict of interest is appropriate in the present case. We
conclude that the petition in the present case sufficiently alleges an actual conflict of interest
based upon divided loyalties.
The elected prosecutor owes a loyalty to his office. Prosecutor Newman should use
his office to investigate criminal activity. Prosecutor Newman also has an interest in
protecting the office from benefits and contributions which stem from criminal activity.
The elected prosecutor also owes a loyalty to the public. The public expects
Prosecutor Newman to investigate criminal activity, and the public would not condone
circumstances under which his office received benefits and contributions which stem from
criminal activity.
One could conclude from the Petitioners' allegations that Prosecutor Newman has an
interest in not conducting an investigation of the matters in question because to do so could
reveal to the public that he has received benefits and contributions which stem from criminal
activity. One could also conclude that such an interest is in actual conflict with Prosecutor
Newman's general interest in the investigation of criminal activity.
Prosecutor Newman could credibly argue that he actually has an interest in conducting
an investigation of the matters in question despite any revelations to the public. Prosecutor
Newman's interest in the duties of his office likely overcome any concerns he might have
about how the public might react to any tainted benefits or contributions. We only state that
it does not appear to a certainty that the Petitioners would not be entitled to relief under any
set of facts. One could initially conclude that the potential for an actual conflict of interest
exists.
We emphasize that the Petitioners have merely demonstrated potential for an actual
conflict of interest. We note that the statute requires them to prove their contentions by
clear and convincing evidence. If they do so, then the statute provides that the trial court
"may" appoint a special prosecutor. I.C. 33-14-1-6.
At this point, the Petitioners have not had the opportunity to present facts on the
record which would support their claim that Prosecutor Newman received benefits and
contributions which stem from others engaged in criminal activity. The statute allows them
such an opportunity.
For the reasons stated, the trial court improvidently granted the motion to dismiss.
It does not appear to a certainty that the Petitioners would not be entitled to relief under any
set of facts. The statute allows the Petitioners to pursue discovery and garner a hearing. We
therefore reverse the grant of the motion to dismiss and remand for a hearing on the amended
petition.
Judgment reversed and remanded for a hearing.
BAKER, J., and NAJAM, J., concur.See footnote
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