FOR PUBLICATION
ATTORNEYS FOR APPELLANT: ATTORNEYS FOR APPELLEE:
SUSAN K. CARPENTER JEFFREY A. MODISETT
Public Defender of Indiana Attorney General of Indiana
JANICE L. STEVENS SUZANN WEBER LUPTON
Deputy Public Defender Deputy Attorney General
Indianapolis, Indiana Indianapolis, Indiana
STEVEN J. SHARP, )
)
Appellant-Petitioner )
)
vs. ) No. 34A02-9612-PC-803
)
STATE OF INDIANA, )
)
Appellee-Respondent )
OPINION - FOR PUBLICATION
Holliness v. State, 494 N.E.2d 305, 306 (Ind. 1986). Post-conviction action is not a
substitute for direct appeal, and any issue which was or could have been addressed at trial
or on direct appeal is not the proper subject of a post-conviction action. Id. However,
waiver of an issue may be avoided if the failure to present an issue on direct appeal was due
to the ineffectiveness of appellate counsel. Jarrett v. State, 580 N.E.2d 245, 248 (Ind. Ct.
App. 1991), trans. denied. To obtain reversal on the basis of a claim of an ineffective
assistance of counsel, defendant must demonstrate that counsel's alleged error rendered the
result of the proceeding fundamentally unfair or unreliable. Games v. State, Ind., No.
49S00-9002-PD-114 (July 22, 1997) (Slip op. p. 3-4) (No longer sufficient to establish a
reasonable possibility that the outcome would have been different); See also Jackson v. State,
Ind., No. 27S00-9606-CR-468 (July 22, 1997) (Slip. op. p. 4). As stated in Beliles v. State,
663 N.E.2d 1168 (Ind. Ct. App. 1996):
The post-conviction petitioner bears the burden of establishing grounds
for relief by a preponderance of the evidence. In reviewing the judgment of
a post-conviction court, the appellate court considers only the evidence and
reasonable inferences supporting the judgment. The post-conviction court is
the sole judge of the evidence and the credibility of the witnesses. A post-
conviction petitioner who has been denied relief is in the position of one who
has received a negative judgment and will only obtain reversal where the
evidence is undisputed and leads inevitably to a conclusion opposite that of the
post-conviction court. A post-conviction petitioner will not carry his burden
unless he can affirmatively demonstrate that his substantive rights have been
prejudiced.
Id. at 1171 (Citations omitted).
On September 25, 1987, the instant charges were filed against Sharp while he was
already incarcerated. On September 29, 1987, Sharp moved for a speedy trial (within 70
days under Ind.Criminal Rule 4(B)(1)) and requested discovery from the State. The trial
court set the trial for November 20, 1987, and entered a standard discovery order. On
November 6, 1987, the State filed a voluminous response to Sharp's discovery request
including the names of fifty-six witnesses and over 1000 pages of documents, including 317
pages of drug prescriptions. On November 12, 1987, Sharp moved for a continuance on the
following basis:
[C]ounsel for defendant received the State's discovery today, and said
information requires a considerable amount of time to evaluate. Due to the
large number of witnesses the State expects to call, counsel needs additional
time to prepare for this case.
The trial court reset the trial outside the seventy day period. In February of 1988, Sharp
joined with the State in requesting another continuance. Sharp did not object to resetting of
the trial outside the seventy day period or move for discharge under C.R. 4. Sharp was
ultimately tried December 21, 22, and 23, 1988, approximately fifteen months after he had
been charged.
Sharp asserts that his rights under C.R. 4 were violated because the State "sabotaged"
his right to speedy trial by filing a voluminous discovery response close to the original trial
setting. Sharp argues that he was unjustly forced to choose between 1) going to trial without
sufficient preparation, or 2) waiving his right to be tried within 70 days by moving for a
continuance. Sharp relies, in part, upon Biggs v. State, 546 N.E.2d 1271 (Ind. Ct. App.
1989) in which we stated:
To put the defendants in a position whereby they must either go to trial
unprepared due the State's failure to respond to discovery requests or be
prepared to waive their rights to a speedy trial, is to put the defendants in an
untenable situation. Therefore, we will not charge the defendants with any
delay that may appear to have resulted from the ... motion for a continuance.
Id. at 1275.
Sharp failed to raise this issue on direct appeal. Therefore, it has been waived. See
Holliness, 494 N.E.2d at 306. Sharp argues the issue has survived waiver due to his
appellate counsel's ineffectiveness in failing to raise this allegedly meritorious issue on
appeal. We disagree.
The present case was perhaps more complicated than most because it involved a
conspiracy to obtain and sell prescription drugs over a period of time. The trial in this matter
spanned three days. Defense counsel necessarily required a substantial amount of time to
adequately prepare for trial and, accordingly, moved for a continuance. Later, defense
counsel joined with the State in a motion for an additional continuance. Sharp was tried
approximately fifteen months after he had been charged. That Sharp was not tried within the
original seventy day period in no way rendered the result of the trial fundamentally unfair
or unreliable. On the contrary, the additional time gave defense counsel more time to
prepare and, in all likelihood, rendered the result more reliable. Therefore, we find no
ineffective assistance of counsel. See Jackson, No. 27S00-9606-CR-468 (Slip op. at 4).
The C.R. 4 issue has been waived.
Sharp argues that the instant prosecution violated the prohibition against double
jeopardy because the conspiracy charges were based upon the same illegal drug dealing
activity of which he was convicted previously. Sharp concedes that the prohibition against
double jeopardy has not been violated under the statutory analysis test prescribed by the
United States Supreme Court in Blockburger v. United States, 284 U.S. 299, 304 (1932), but
argues that his rights have been violated under the more stringent "as charged" standard
prescribed by the Indiana Supreme Court in Derado v. State, 622 N.E.2d 181 (Ind. 1993),
and similar cases.
Sharp raised this precise issue on direct appeal where we held:
[w]e have examined the information against [Sharp] in the prior proceeding,
and determine the [Sharp's] argument is without merit. The information
shows that the conspiracies were not included as charged and there is no
violation of double jeopardy.
Sharp, 569 N.E.2d at 966. Accordingly, this issue is barred by res judicata. See Arthur v.
State 663 N.E.2d 529, 531 (Ind. 1996); Thompson v. State, 552 N.E.2d 472 (Ind. 1990).
Sharp asserts that our earlier opinion was incorrect and principles of fundamental
fairness require that we rectify our mistake despite res judicata, citing State v. Huffman, 643
N.E.2d 899 (Ind. 1994), which held:
With due respect for the doctrine of res judicata this Court has always
maintained the option of reconsidering earlier cases in order to correct error.
A court has the power to revisit prior decisions of its own or of a coordinate
court in any circumstance, although as a rule courts should be loathe to do so
in the absence of extraordinary circumstances such as where the initial
decision was clearly erroneous and would work manifest injustice. Finality
and fairness are both important goals. When faced with an apparent conflict
between them, this Court unhesitatingly chooses the latter.
643 N.E.2d at 901 (Citations and quotations omitted); See also, Arthur, 663 N.E.2d at 531.
Even if Sharp were correct in his assertion that the drug transactions charged in the
earlier prosecution were the precise subject of the instant conspiracy charges, recent
decisions by our supreme court would lead us to the conclusion that no double jeopardy
violation had occurred. Grinstead v. State, No. 28S00-9506-CR-642 (July 22, 1997) (Slip.
op. p. 7) (Convictions for murder and the conspiracy to commit murder arising out of the
same act or transaction did not violate double jeopardy because "the rule of Derado and other
cases holding to the same effect" is no longer an accurate statement of law); Games, No.
49S00-9002-PD-114 (Slip. op. pp. 15-16) (Disapproving Indiana's former double jeopardy
analysis "which looked beyond the statutory elements, adding the requirement that a
reviewing court look to the offenses as charged or to the jury instructions."); Bryant v. State,
660 N.E.2d 290, 295 (Ind. 1995) (Blockburger test used for "same offense" analysis in
subsequent prosecution cases).
In both Grinstead and Games, the court applied only the Blockburger test in
evaluating whether the defendant's double jeopardy rights had been violated. Grinstead,
(Slip op. at 7); Games, (Slip op. at 23-24). And, as noted above, Sharp concedes that he
cannot establish a double jeopardy violation under the Blockburger test. Accordingly, we
cannot conclude that an application of the doctrine of res judicata would work a manifest
injustice. Therefore, we decline to revisit our earlier decision.
The charging information alleged that the conspiracies took place "on or before the
21st day of February, 1987." Sharp filed a notice of alibi defense. The State did not respond
to the notice, and the trial court denied Sharp's motion to dismiss the charges based on his
argument that the charges were vague or overbroad. In this appeal, Sharp argues that the
charges were "so vague that he was unable to discern possible defenses, much less prepare
a defense for trial." (Sharp's brief p. 29).
Sharp failed to raise this issue on direct appeal. Therefore, it has been waived. See
Holliness, 494 N.E.2d at 306. Again, Sharp argues the issue has survived waiver due to his
appellate counsel's ineffectiveness in failing to raise this allegedly meritorious issue on
appeal. We disagree.
In the present case, the State submitted a voluminous discovery response detailing the
transactions alleged to have been carried out in furtherance of the alleged conspiracies.
Sharp's attorney had over a year to prepare for trial. By the time of trial, Sharp was on
sufficient notice of the nature of the offenses and the conduct with which he was charged in
order to adequately prepare for trial. Accordingly, we cannot conclude that any deficiency
in the charging information rendered the result of the trial fundamentally unfair or unreliable.
We find no ineffective assistance of counsel. See Jackson, No. 27S00-9606-CR-468 (Slip
op. at 4). Therefore, any error has been waived.
Judgment affirmed.
NAJAM, J., and DARDEN, J., concur.
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