FOR PUBLICATION
ATTORNEYS FOR APPELLANT: ATTORNEY FOR APPELLEES:
KEVIN C. TYRA JOHN M. KOPACK
Landau Omahana & Tyra Kopack & Associates
Indianapolis, Indiana Merrillville, Indiana
EDWARD P. GRIMMER
Crown Point, Indiana
IN THE
COURT OF APPEALS OF INDIANA
THOMAS KELLY, D.O.,
)
Appellant-Defendant, )
)
vs. ) No. 45A05-9912-CV-532
)
MARILYN BENNETT and RICHARD BENNETT, )
)
Appellees-Plaintiffs. )
APPEAL FROM THE LAKE CIRCUIT COURT
The Honorable Lorenzo Arredondo, Judge
Cause No. 45C01-9810-CT-2580
July 31, 2000
OPINION - FOR PUBLICATION
NAJAM, Judge
STATEMENT OF THE CASE
Marilyn Bennett and Richard Bennett (the Bennetts) sued Thomas Kelly, D.O. (Kelly).
The trial court entered a default judgment against Kelly, and he appeals from
the trial courts denial of his motion to set aside the judgment.
We reverse and remand.
ISSUE
Kelly presents three issues for our review, which we consolidate and restate as:
whether the trial court erred when it denied his motion to set
aside the default judgment for insufficiency of service of process.
FACTS AND PROCEDURAL HISTORY
On October 22, 1998, the Bennetts filed a complaint against Kelly for personal
injuries Marilyn Bennett sustained as a result of Kellys alleged medical malpractice.
The Bennetts requested that the summons and complaint be served upon Kelly by
Sheriff at his office address in Merrillville.
See footnote
The Sheriff left copies of
the summons and complaint at the office address
See footnote
and also mailed copies to
that address. Kelly did not answer the Bennetts complaint within the required
thirty-days.
On December 1, 1998, the Bennetts filed a motion for default judgment, which
the trial court granted on December 2, 1998. On December 3, 1998,
the Bennetts sent additional copies of the summons and complaint via facsimile to
Kellys office located in Flossmoor, Illinois. Kelly then hired counsel, who entered
his appearance on Kellys behalf on December 30, 1998. Kelly filed a
motion to set aside default judgment
See footnote
on February 1, 1999. After a
hearing, the trial court denied Kellys motion. Kelly filed a motion to
correct error, which the trial court also denied. Kelly now appeals.
DISCUSSION AND DECISION
The grant or denial of a default judgment is within the trial courts
discretion. Precision Erecting, Inc. v. Wokurka, 638 N.E.2d 472, 473 (Ind. Ct.
App. 1994), trans. denied. On appeal, we will reverse only if the
trial courts decision is clearly against the logic and effect of the facts
and circumstances. Id. The trial court may relieve a party from
a default judgment upon one of the several grounds set forth in Trial
Rule 60(B).
See footnote
LaPalme v. Romero, 621 N.E.2d 1102, 1104 (Ind. 1993).
Upon his motion to set aside default judgment in the trial court, the
burden was upon Kelly to present sufficient grounds for relief. See id.
Kelly contends that the default judgment against him is void because the court
did not have personal jurisdiction over him at the time the judgment was
entered. He maintains that the Bennetts means of service of process were
insufficient under both Trial Rule 4.1 and 4.15(F). We agree.
Trial Rule 4.1 provides in relevant part:
Service may be made upon an individual . . . by:
sending a copy of the summons and complaint by registered or certified mail
or other public means by which a written acknowledgment of receipt may be
requested and obtained to his residence, place of business or employment with return
receipt requested and returned showing receipt of the letter; or
delivering a copy of the summons and complaint to him personally; or
leaving a copy of the summons and complaint at his dwelling house or
usual place of abode; or
serving his agent as provided by rule, statute or valid agreement.
The Bennetts attempt to obtain service on Kelly was ineffective. They requested
service by Sheriff to Kellys business address in Merrillville. The prescribed means
of service at a business address are: personal service, registered or certified
mail, or some other means of mailing with a written acknowledgment of receipt.
See footnote
See Ind. Trial Rule 4.1(1). Service by Sheriff under the circumstances
would have been appropriate only if Kelly or his agent had been personally
served or if a copy of the summons and complaint had been left
at his dwelling house or usual place of abode. See Ind. Trial
Rule 4.12(A). Because the Sheriff only left a copy of the summons
and complaint at Kellys place of business and mailed a copy of the
summons to the same address via regular mail, the Bennetts did not obtain
proper service on Kelly.
The controlling authority is our supreme courts opinion in LaPalme, 621 N.E.2d 1102
(Ind. 1993), a case which also originated in the Lake Circuit Court.
Here, as in LaPalme, while the trial court had subject matter jurisdiction, the
court could not properly assert personal jurisdiction where the summons was not served
as required by Trial Rule 4.1. See id. at 1105. The
default judgment against Kelly was, therefore, void, and he is entitled to have
the judgment set aside. See id.; see also Stidham v. Whelchel, 698
N.E.2d 1152, 1155 n. 3 (Ind. 1998) (a judgment entered where there has
been no service of process is void for want of personal jurisdiction.).
As Kelly correctly asserts, under these circumstances, Trial Rule 4.15(F)
See footnote
does not operate
to render service sufficient despite noncompliance with Trial Rule 4.1. Trial Rule
4.15(F) only cures technical defects in the service of process, not the total
failure to serve process. Id. at 1106. Because the Merrillville address
was not Kellys dwelling house or usual place of abode, the copy service
attempted by the Bennetts did not comply with Trial Rule 4.1. As
such, service of process on Kelly was also insufficient within the meaning of
Trial Rule 4.15(F). See id.
Reversed and remanded with instructions to the trial court to set aside the
default judgment against Kelly.
FRIEDLANDER, J., and MATHIAS, J., concur.
Footnote:
The parties devote much of their briefs debating whether the Merrillville
address was a valid business address for Kelly. We do not reach
that issue, as our resolution of this appeal does not depend on the
validity of that address. For our purposes, we assume that the Merrillville
address was one of Kellys office addresses.
Footnote: The record is devoid of evidence as to with whom, if
anyone, the Sheriff left the copies.
Footnote: While Kellys motion rested primarily on Trial Rule 4.15(F) (service of
process was not reasonably calculated to give him notice) and Trial Rule 60(B)(1)
(alleging mistake or fraud on the part of the Bennetts counsel), he cited
the applicable rule here, Trial Rule 4.1, as well as the controlling authority,
LaPalme v. Romero, 621 N.E.2d 1102 (Ind. 1993).
Footnote:
Trial Rule 60(B) provides in relevant part:
[T]he court may relieve a party . . . from an entry of
default [judgment] . . . for the following reasons:
mistake, surprise, or excusable neglect;
. . . .
(6) the judgment is void;
. . . .
(8) any reason justifying relief from the operation of the judgment.
Footnote: The Bennetts suggestion that Trial Rule 4.12(A) authorizes copy service at
a business address contravenes our supreme courts holding in
LaPalme, 621 N.E.2d 1102
(Ind. 1993) (no personal jurisdiction and default judgment void where copy service was
attempted at defendants place of employment.).
Footnote:
Trial Rule 4.15(F) provides:
Defects in summons. No summons or the service thereof shall be set
aside or be adjudged insufficient when either is reasonably calculated to inform the
person to be served that an action has been instituted against him, the
name of the court, and the time within which he is required to
respond.