FOR PUBLICATION
ATTORNEYS FOR APPELLANT: ATTORNEYS FOR APPELLEE:
SUSAN K. CARPENTER JEFFREY A. MODISETT
Public Defender of Indiana Attorney General of Indiana
TRACY A. NELSON RANDI E. FROUG
Deputy Public Defender Deputy Attorney General
Indianapolis, Indiana Indianapolis, Indiana
MELVIN MADDEN, )
)
Appellant-Petitioner, )
)
vs. ) No. 40A05-9711-PC-489
)
STATE OF INDIANA, )
)
Appellee-Respondent. )
OPINION - FOR PUBLICATION
2. Whether the post-conviction court erred in determining that the trial
court's sentencing statement was sufficient to support the enhancement of
Madden's sentence and the imposition of consecutive sentences.
murder, felony murder, robbery, and capital murder. Madden pled guilty to murder and
robbery while armed with a deadly weapon. He was sentenced to sixty years for murder and
twenty years for robbery, with the sentences to be served consecutively.
Madden later filed a petition for post-conviction relief, alleging that there was no
factual basis for his plea and that he was improperly sentenced. The post-conviction court
denied his petition, and he now appeals.
court could reasonably conclude that the defendant is guilty. Id. Relatively minimal
evidence has been held adequate, and we review claims of error under an abuse of discretion
standard. Id. The factual basis requirement "primarily ensures that when a plea is
accepted there is sufficient evidence that a court can conclude that the defendant could have
been convicted had he stood trial." Id. at 76. This standard ensures that "a person who
pleads guilty truly is guilty." Id.
An adequate factual basis for the acceptance of a guilty plea may be established in
several ways: (1) by the State's presentation of evidence on the elements of the charged
offenses; (2) by the defendant's sworn testimony regarding the events underlying the charges;
(3) by the defendant's admission of the truth of the allegations in the information read in
court; or (4) by the defendant's acknowledgment that he understands the nature of the
offenses charged and that his plea is an admission of the charges. Minor, 641 N.E.2d at 89.
In the present case, Madden contends that he did not understand the intent requirement
of the murder statute, and that there was no factual basis showing that he "knowingly" killed
Wick. He argues that his misunderstanding of the requirement of "knowingly" is evidenced
by his agreement with trial counsel that "an individual who points a loaded weapon at
another individual satisfies the knowing requirement of murder." (R. 670).
At the guilty plea hearing, Madden acknowledged that he understood that he was
charged with the offense of murder and that he understood the elements of murder. He also
acknowledged that he understood that the entry of his guilty plea was an admission of the
truth of the facts alleged in the information, which stated that he "knowingly" shot Wick in
the head and face with a gun "held in his hand." (R. 57). He testified that he pulled a gun
out of his coat, pointed the gun at Wick, and "the gun discharged." He also testified that he
was aware that at the time he pointed the gun at Wick, he placed Wick in a position of
substantial risk. He unequivocally stated that he was guilty of murder after hearing an
investigator testify that at least one of the bullets exited from a barrel that was only six inches
from Wick's head. Although the record of the guilty plea hearing is not as pristine as we
might desire, it is apparent from the record that Madden was not pleading guilty while
maintaining that he accidentally shot Wick or while maintaining that he was unaware that
discharging a gun placed six inches from Wick's head could cause his death. We cannot say
that the post-conviction court erred in determining that Madden's guilty plea was supported
by a sufficient factual basis.
II. SENTENCING
After a hearing, the trial court sentenced Madden to an enhanced term for murder of
sixty years and an enhanced term for robbery of twenty years. The trial court also ordered
the sentences to be served consecutively.
Madden contends that the trial court erred in the manner in which it sentenced him.
Specifically, he contends that the trial court: (1) used invalid aggravators to enhance his
sentences; (2) failed to make a sufficient sentencing statement; (3) improperly enhanced his
sentences and ordered consecutive sentences on the basis of only one aggravator; and (4)
failed to find and balance mitigating factors against aggravating factors.
Trial courts are granted broad discretion in imposing sentences, and we will reverse
only for an abuse of that discretion. Casey v. State, 689 N.E.2d 465, 469 (Ind. Ct. App.
1997). A trial court's wide discretion extends to the determination of whether to increase
presumptive penalties, impose consecutive sentences on multiple convictions, or both.
Singer v. State, 674 N.E.2d 11, 13 (Ind. Ct. App. 1996). When a sentence is enhanced or
consecutive sentences are imposed, the trial court must set forth a statement of its reasons for
selecting a particular punishment. Ind. Code 35-38-1-3(3). Findings of aggravating or
mitigating circumstances are "ultimate facts and require identification of subsidiary facts to
support them." St. John v. State, 523 N.E.2d 1353, 1358 (Ind. 1988).
In the present case, the court made the following statement pertaining to enhancement
of the sentences and the order that they be served consecutively:
The reasons for the imposition of the sentence, Mr. Madden, [are] that
. . . although the presumptive sentence would be less, the court finds that
aggravating circumstances exist in this case which require this court to
sentence you to the maximum amount of time allowed by law. Those
aggravating circumstances include but are not limited to the following facts[:]
[1] that this murder was committed during the course of a robbery which in
and of itself is recognized by the Indiana State Legislature as an aggravating
circumstance sufficient from which to sentence you to the death penalty. [2]
In addition to that, you have taken from this community a valued member. [3]
And your prior record justifies an increase in your sentence.
(R. 710-11).
The first aggravating circumstance stated by the court is based upon the trial court's belief that Madden would have been eligible for the death penalty under Ind. Code 35-50-2-9 (1989). This version of the statute, like the current version of the statute, provides that it is
an aggravating circumstance making a defendant eligible for the death penalty when a
defendant "intentionally" kills the victim while committing the offense of robbery. Here,
Madden was charged with and pled guilty to "knowingly" killing Wick. This "knowing"
murder committed during a robbery did not render him eligible for the death penalty.
Therefore, the trial court erred in citing eligibility for the death penalty as an aggravator.
The second aggravating circumstance stated by the court is improper. We must
assume that every victim of a murder was a valued member of the community. The value
of a victim's life is a component of the statutory presumptive sentence; a trial court is not
required to determine which victim's life is valuable to the community and which is not.
The third aggravating circumstance stated by the court is Madden's "prior record."
Generally, we require that a trial court detail the specific incidents comprising the prior
record. See St. John, 523 N.E.2d at 1358; Day v. State, 669 N.E.2d 1072, 1073 (Ind. Ct.
App. 1996). However, in a non-death penalty case it is sufficient if the trial court's reasons
for enhancement are clear from a review of the pre-sentence report. Day, 669 N.E.2d at
1073-74. Here, a review of the pre-sentence report reveals that the forty-three year old
Madden committed criminal offenses as a seventeen year old and again as a twenty-two year
old. The pre-sentence report also reveals that Madden was convicted of murder, which was
later overturned on appeal.
Ind. Code 35-38-1-7(b)(2) allowed the trial court to consider a defendant's "history
of criminal activity" as an aggravating circumstance.See footnote
1
A vacated conviction may be
considered as evidence indicating prior criminal activity, and it may be utilized as an
aggravator in a later sentencing hearing. See, Edwards v. State, 518 N.E.2d 1137, 1140 (Ind.
Ct. App. 1988), trans. denied (holding that the vacation of two prior convictions did not
prevent the trial court from considering the convictions as evidence of prior criminal history).
But see, White v. State, 647 N.E.2d 684, 688 (Ind. Ct. App. 1995) (holding that a vacated
conviction cannot be used as an aggravator where the conviction was overturned because of
possible jury taint). Here, Madden's first murder conviction was vacated because of the use
of an improper search warrant. See Madden v. State, 263 Ind. 223, 328 N.E.2d 727 (1975).
However, this factor alone does not prevent the sentencing court from considering the facts
surrounding the murder as indicative of prior criminal activity.
Madden contends that the trial court erred in basing the enhancement of his murder
sentence and the order of consecutive sentences solely on his criminal history. There is no
constitutional or statutory prohibition against using the same factor both to enhance and
impose consecutive sentences. Reynolds v. State, 657 N.E.2d 438 (Ind. Ct. App. 1995);
Hardebeck v. State, 656 N.E.2d 486, 491 (Ind. Ct. App. 1995), trans. denied. Here, Madden's
current conviction represents the second time he was involved in the taking of another
person's life. This fact is sufficient to support both enhancement and consecutive sentences.
Madden also contends that the trial court erred in not finding and giving appropriate
weight to alleged mitigating factors. While a finding of mitigators is not typically required,
a trial court's failure to find significant mitigating circumstances which are clearly supported
by the record may give rise to the belief that they were overlooked and were not properly
considered. See Casey, 689 N.E.2d at 469. Here, Madden's alleged mitigators are that he
lived a law-abiding life for a substantial period of time, he was a person of good character,
and he pled guilty. While we find that the trial court is not compelled to consider the first
two alleged mitigators, the trial court is compelled to find that pleading guilty is a valid
mitigator. See Singer, 674 N.E.2d at 18. However, the trial court is free to utilize its
discretion in balancing this mitigator against any aggravator that it may find. Id. Given the
seriousness of the aggravating circumstance, a remand to the trial court
would accomplish
no purpose other than to have the sentencing court state that the mitigator is outweighed by
the aggravator. Accordingly, we do not find it necessary to remand for a balancing statement
by the sentencing court. See Wethington v. State, 560 N.E.2d 496, 510 (Ind. 1990) (holding
that an appellate court will not remand on a sentencing issue when the remand would be
useless).
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