ATTORNEYS FOR APPELLANT ATTORNEYS FOR APPELLEE/CROSS-
APPELLANT
Jeffrey A. Modisett
Attorney General of Indiana Susan K. Carpenter
Public Defender of Indiana
Michael A. Hurst
Deputy Attorney General Steven H. Schutte
Indianapolis, Indiana Deputy Public Defender
Joanna Green
Deputy Public Defender
Kathleen Cleary
Deputy Public Defender
Linda K. Hughes
Deputy Public Defender
Indianapolis, Indiana
In The
INDIANA SUPREME COURT
STATE OF INDIANA, )
Defendant-Appellant, )
)
v. ) 49S00-9808-PD-436
)
ERIC D. HOLMES, )
Plaintiff-Appellee. )
________________________________________________
APPEAL FROM THE MARION SUPERIOR COURT
The Honorable Tanya Walton Pratt, Special Judge
Cause No. 49G05-8911-CF-131401
________________________________________________
On Appeal from Post-Conviction Proceedings
May 19, 2000
DICKSON, Justice
This appeal is from a judgment granting in part and denying in part
the post-conviction relief sought by Eric D. Holmes. He was convicted of
two counts of murder
See footnote for the intentional killing of Charles Ervin and Theresa
Blosl, one count of attempted murder,See footnote one count of robbery,See footnote and one count
of conspiracy to commit robbery.See footnote The jury could not reach a unanimous
recommendation for or against the death penalty. After a sentencing hearing, the
trial court sentenced the defendant to death for the intentional murder of Theresa
Blosl and imposed sentences for terms of years on the other counts.
On direct appeal, this Court vacated the defendant's conspiracy conviction and his sentence
for class A felony robbery, ordered that a sentence for class C felony
robbery instead be imposed, and affirmed the imposition of the death sentence and
the other convictions and sentences.
Holmes v. State, 671 N.E.2d 841 (Ind.
1996), reh'g denied, (1997), cert. denied, 522 U.S. 849, 118 S.Ct. 137, 139
L.Ed.2d 85 (1997). In the subsequent post-conviction proceeding, the post-conviction court partially
granted the defendant's petition for post-conviction relief, vacating the death sentence for prosecutorial
misconduct and ordering a remand to the trial court for a new penalty
phase trial, but otherwise denied his petition. The State appeals from the
post-conviction court's partial grant of post-conviction relief, and the defendant cross-appeals from the
post-conviction court's partial denial of post-conviction relief. Finding error on an issue
of law, we reverse the partial grant of post-conviction relief and hold that
the defendant's petition for post-conviction relief should be denied.
Preliminary Considerations
Post-conviction proceedings do not afford criminal defendants the opportunity for a "super-appeal."
Bailey v. State, 472 N.E.2d 1260, 1263 (Ind. 1985); Langley v. State, 256
Ind. 199, 210, 267 N.E.2d 538, 544 (1971). Rather, post-conviction proceedings provide
defendants the opportunity to raise issues that were not known at the time
of the original trial or that were not available on direct appeal.
Lowery v. State, 640 N.E.2d 1031, 1036 (Ind. 1994) ("Post-conviction actions are special,
quasi-civil remedies whereby a party can present an error which, for various reasons,
was not available or known at the time of the original trial or
appeal."), cert. denied, 516 U.S. 992, 116 S.Ct. 525, 133 L.Ed.2d 432 (1995).
Thus, these proceedings do not substitute for direct appeals but provide a
narrow remedy for subsequent collateral challenges to convictions. Weatherford v. State, 619
N.E.2d 915, 916-17 (Ind. 1993). The petitioner for post-conviction relief has the
burden of establishing his grounds for relief by a preponderance of the evidence.
Ind. Post-Conviction Rule 1(5).
As a general rule, when this Court decides an issue on direct appeal,
the doctrine of res judicata applies, thereby precluding its review in post-conviction proceedings.
Lowery, 640 N.E.2d at 1037. The doctrine of res judicata prevents
the repetitious litigation of that which is essentially the same dispute. Sweeney
v. State, 704 N.E.2d 86, 94 (Ind. 1998); Wagle v. Henry, 679 N.E.2d
1002, 1005 (Ind. Ct. App. 1997); Scott v. Scott, 668 N.E.2d 691, 699
(Ind. Ct. App. 1996). Thus, a petitioner for post-conviction relief cannot escape
the effect of claim preclusion merely by using different language to phrase an
issue and define an alleged error. Maxey v. State, 596 N.E.2d 908,
911 (Ind. Ct. App. 1992). Also, issues that were available, but not
presented, on direct appeal are forfeited on post-conviction review. Spranger v. State,
650 N.E.2d 1117, 1121 (Ind. 1995); Lowery, 640 N.E.2d at 1036-37. But
cf. Woods v. State, 701 N.E.2d 1208 (Ind. 1998) (regarding claims of ineffective
assistance of trial counsel).
Indiana Post-Conviction Rule 1(7) authorizes either the defendant-petitioner or the State to take
an appeal. The State on appeal claims that the post-conviction court erred
in concluding that the defendant established one of his claims sufficiently to be
entitled to relief, and, thus, the judgment from which the State appeals is
not a negative judgment. When an appeal after a non-jury trial does
not challenge a negative judgment, the applicable standard is simply that prescribed by
Indiana Trial Rule 52(A):
On appeal of claims tried by the court without a jury or with
an advisory jury, at law or in equity, the court on appeal shall
not set aside the findings or judgment unless clearly erroneous, and due regard
shall be given to the opportunity of the trial court to judge the
credibility of the witnesses.
In reviewing a judgment granting post-conviction relief, our standard of review is governed
by Indiana Trial Rule 52(A): "'We reverse only upon a showing of
'clear error'that which leaves us with a definite and firm conviction that mistake
has been made.'" State v. Van Cleave, 674 N.E.2d 1293, 1295 (Ind.
1996) (quoting Spranger, 650 N.E.2d at 1119), reh'g granted in part, 681 N.E.2d
181 (Ind. 1997), cert. denied, --- U.S. ---, 118 S.Ct. 1060, 140 L.Ed.2d
121 (1998). Because this "clearly erroneous" standard is a review for sufficiency
of evidence, we neither reweigh the evidence nor determine the credibility of witnesses
but consider only the evidence that supports the judgment and the reasonable inferences
to be drawn from that evidence. Estate of Reasor v. Putnam County,
635 N.E.2d 153, 158 (Ind. 1994); Chidester v. City of Hobart, 631 N.E.2d
908, 910 (Ind. 1994); Indianapolis Convention & Visitors Ass'n., Inc. v. Indianapolis Newspapers,
Inc., 577 N.E.2d 208, 211 (Ind. 1991). When a "clearly erroneous" judgment
results from application of the wrong legal standard to properly found facts, we
do not defer to the trial court. Van Cleave, 674 N.E.2d at
1296. Also, we are not bound by the trial court's characterization of
its results as "findings of fact" or "conclusions of law"; instead, we will
look past these labels to the substance of the judgment and review a
legal conclusion as such even if the judgment wrongly classifies it as a
finding of fact. Id. (citing Indiana State Bd. of Public Welfare v.
Tioga Pines Living Ctr., Inc., 575 N.E.2d 303, 306 & n.1 (Ind. Ct.
App. 1991)).
The defendant, on the other hand, to the extent that he is appealing
from a denial of relief, is appealing from a negative judgment. The
standard of review in appeals from post-conviction negative judgments is well established:
the defendant must establish that the evidence, as a whole, unmistakably and unerringly
points to a conclusion contrary to the post-conviction court's decision. Spranger, 650
N.E.2d at 1119. The reviewing court accepts the trial court's findings of
fact unless "clearly erroneous," T.R. 52(A), but does not defer to the trial
court's conclusions of law, Van Cleave, 674 N.E.2d at 1295-96. The reviewing
court examines only the probative evidence and reasonable inferences that support the post-conviction
court's determination and does not reweigh the evidence or judge the credibility of
the witnesses. Butler v. State, 658 N.E.2d 72, 75 (Ind. 1995); Lowery,
640 N.E.2d at 1037.
In summarizing the difference between these two standards of review, we have indicated
that these standards direct the inquiry of appellate tribunals into trial court decisions:
"In one, the inquiry is essentially whether there is any way the
trial court could have reached its decision. In the other, it is
whether there is no way the court could have reached its decision."
Spranger, 650 N.E.2d at 1120.
A. The State's Appeal
The State challenges the post-conviction court's partial grant of the defendant's petition for
post-conviction relief. The State specifically argues that the court committed clear error
when it concluded that the prosecutor engaged in a pattern of misconduct that
placed the defendant in grave peril and that the defendant's appellate counsel was
ineffective for failing to raise a claim regarding the pattern of misconduct.
The State grounds its argument primarily on two bases: (1) that the
defendant was barred by res judicata from raising a claim of prosecutorial misconduct;
and (2) that the defendant was not deprived of the effective assistance of
appellate counsel.
The post-conviction court did not apply the doctrine of res judicata. It
stated: "This is not the same claim that was made on direct
appeal and, therefore, consideration of this claim is not barred by prior adjudication."
P.C.R. Record at 1000. The post-conviction court believed that our opinion
on direct appeal merely reviewed the alleged acts of misconduct in isolation and
that we failed to "set forth an analysis of the totality of the
circumstances." P.C.R. Record at 1000. Proceeding to address the claim presented
by the defendant, the post-conviction court concluded that a pattern of prosecutorial misconduct
existed that culminated in grave peril to the defendant during the penalty phase
of the trial.
Arguing in support of the post-conviction court's conclusion on this issue, the defendant
asserts that our review on direct appeal focused on the penalty phase closing
argument and argues that the prosecutorial misconduct, which he contends occurred throughout the
entire prosecution of the case, constituted a pattern of misconduct and represented a
deliberate attempt improperly to prejudice him. The defendant argues that his appellate
counsel did not present to this Court on direct appeal the specific claim
that the egregious pattern of prosecutorial misconduct constituted a deliberate attempt to prejudice
the defendant.
Upon inspection of the proceedings on direct appeal, we note that the first
claim the defendant presented in his appellant's brief was his claim that the
trial court erred in denying the defendant's motion to dismiss the death penalty
as a result of "intentional, blatant and prejudicial prosecutorial misconduct." P.C.R. Record
at 2694. On direct appeal, the defendant challenged the prosecutor's conduct throughout
the trial, and his brief focused upon the prosecutor's conduct during the penalty
phase. The defendant specifically argued that "[t]he prosecutor committed numerous acts of
misconduct throughout the penalty phase" and that this "misconduct placed [the defendant] in
such peril that the judge was required to dismiss the State's request for
the death penalty." P.C.R. Record at 2694. Quoting the analysis that
this Court has applied to claims of prosecutorial misconduct in Maldonado v. State,
265 Ind. 492, 355 N.E.2d 843, 848 (1976), the defendant's direct appeal brief
continued:
1. The Court first determines that the prosecutor in fact engaged in
misconduct. This determination is made by reference to the case law and
the disciplinary rules of the Code of Professional Responsibility as adopted in this
State. [citation]
2. The Court then considers whether the misconduct, under all circumstances, "placed
[the defendant] in a position of grave peril to which he should not
have been subjected." [citation] The "grave peril" standard does not require
the Court to find that the misconduct determined the outcome of the trial.
[citation]
3. Whether the misconduct results in subjecting the defendant to "grave peril"
is determined by the probable persuasive effect of the misconduct on the jury's
decision, not by the degree of impropriety of the conduct. [citation]
4. Even if an isolated instance of misconduct does not establish grave
peril, if repeated instances evidence a deliberate attempt to improperly prejudice the defendant,
a reversal may still result. [citation]
P.C.R. Record at 2694-95 (emphasis added). The defendant also argued in his
brief on direct appeal:
Clearly, [the defendant] was placed in grave peril by the prosecutor's many acts
of misconduct. . . . Any one of these acts of misconduct
was sufficient to place [the defendant] in grave peril. The acts of
the prosecutor were blatant, intentional and manifestly improper. Certainly these numerous acts
of misconduct individually and in concert required that the judge dismiss the death
penalty. . . .
P.C.R. Record at 2702 (emphasis added). The defendant summarized his argument on
this claim as follows:
The prosecutor committed numerous acts of misconduct including telling the jury that they
were not permitted to hear about the victims and showing them inadmissible photographs,
telling the jury they should not consider the [defendant's] mitigation evidence and disparaging
the [defendant's] defense counsel and witnesses. Although the [defendant] submits that the
grave peril standard for prosecutorial misconduct should not be applied in a capital
sentencing procedure, the misconduct was such that the [defendant] was placed in grave
peril by the prosecutor's many acts of misconduct.
P.C.R. Record at 2688. The defendant's second claim on direct appeal was
that the prosecutor presented perjured testimony or failed to provide requested discovery.
The defendant's third claim was that the prosecutor engaged in intentional misconduct by
improperly placing excluded victim impact evidence before the jury.
In our opinion on direct appeal, Justice DeBruler, writing for a unanimous court,
See footnote
carefully considered the defendant's claim that the prosecutor engaged in numerous acts of
misconduct.
See Holmes, 671 N.E.2d at 846-49. Our opinion analyzed the
conduct of the prosecutor during the jury summation at the penalty phase, the
responses of defense counsel, the motions filed by defense counsel, the rulings of
and admonishments by the trial court, and the overall character of the jury
summation. Id. at 846-47. This Court determined that the prosecutor engaged
in misconduct in three respects: "(1) disrespect shown the court and its
rulings favoring the defense, (2) personal attack upon the integrity of opposing counsel,
and (3) attempts to persuade the jury with evidence which had been ruled
inadmissible by the trial court, and the mention of which had been expressly
forbidden by court order." Id. at 847. The Court determined, however,
that "the misconduct did not place [the defendant] and his right to fairness
in the jury recommendation process in grave peril." Id. The Court
also concluded:
The probable persuasive effect of the misconduct upon the jury deliberations upon its
penalty recommendation, in favor of life or in favor of death, under all
the circumstances, was minimal. The misconduct did not result in grave peril
and the motion for mistrial and the motion to dismiss were properly overruled.
Id. The Court also rejected the defendant's claims regarding the State's alleged
use of perjured or undisclosed evidence and regarding the placing of victim impact
evidence before the jury. Id. at 848-49.
We find that this Court on direct appeal thoroughly considered and decided the
defendant's claim of prosecutorial misconduct. The defendant's claim in his post-conviction petition,
although recharacterizing some of the issues, was essentially the same dispute as raised
on direct appeal. The doctrine of res judicata exists to bring finality
to claims that have been considered and decided and to prevent unnecessary protraction
of judicial administration. We hold that the doctrine applies here and that
the defendant should not have been permitted to relitigate this claim. We
hold that the post-conviction court erred as a matter of law in failing
to apply res judicata to bar this claim.
See footnote
B. The Defendant's Appeal
On cross-appeal, the defendant seeks our review of the following claims: (1)
his sentence is unfair and unreliable because of insufficiently developed and unpresented information;
(2) the death sentence is not appropriate because of unpresented evidence regarding the
defendant's accomplice; (3) the death sentence is unreliable because of serious inaccuracies in
the sentencing order; and (4) his trial and resulting sentence are illegal because
there were no valid charges against him. We observe that the role
of this Court is not to conduct a
de novo review and adjudicate
the merits of these claims but rather to review the judgment of the
post-conviction court. We further note that the first three of the above
enumerated claims do not constitute independent claims cognizable in post-conviction proceedings. Claims
that a sentence is unfair, unreliable, or inappropriate are not, in and of
themselves, proper for post-conviction review, but may be presented as argument to support
contentions that a defendant was deprived of effective assistance of counsel. We
will consider them in this context and now restate them as the following
claims of ineffective assistance of trial counsel: (1) because trial counsel insufficiently
developed and presented information, the defendant's sentence is unfair and unreliable; (2) because
trial counsel failed to present evidence regarding the defendant's accomplice, the death sentence
is not appropriate; and (3) the sentencing order contains inaccuracies that trial counsel
could have prevented or corrected.
1. Effective Assistance of Counsel
A defendant claiming a violation of the right to effective assistance of counsel
must establish the two components set forth in Strickland v. Washington, 466 U.S.
668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). Williams v. Taylor, ---
U.S. ---, ---, 120 S.Ct. 1479, 1511-12, --- L.Ed.2d ---, --- (2000).
First, the defendant must show that counsel's performance was deficient. Strickland, 466
U.S. at 687, 104 S.Ct. at 2064, 80 L.Ed.2d at 693. This
requires showing that counsel's representation fell below an objective standard of reasonableness, id.
at 688, 104 S.Ct. at 2064, 80 L.Ed.2d at 693, and that counsel
made errors so serious that counsel was not functioning as "counsel" guaranteed the
defendant by the Sixth Amendment, id. at 687, 104 S.Ct. at 2064, 80
L.Ed.2d at 693. Second, the defendant must show that the deficient performance
prejudiced the defense. Id. at 687, 104 S.Ct. at 2064, 80 L.Ed.2d
at 693. This requires showing that counsel's errors were so serious as
to deprive the defendant of a fair trial, a trial whose result is
reliable. Id. To establish prejudice, a defendant must show that there
is a reasonable probability that, but for counsel's unprofessional errors, the result of
the proceeding would be different. Id. at 694, 104 S.Ct. at 2068,
80 L.Ed.2d at 698. A reasonable probability is a probability sufficient to
undermine confidence in the outcome. Id.
Counsel is afforded considerable discretion in choosing strategy and tactics, and we will
accord that decision deference. Id. at 689, 104 S.Ct. at 2065, 80
L.Ed.2d at 694-95. A strong presumption arises that counsel rendered adequate assistance
and made all significant decisions in the exercise of reasonable professional judgment.
Id. at 690, 104 S.Ct. at 2066, 80 L.Ed.2d at 695. The
Strickland Court recognized that even the finest, most experienced criminal defense attorneys may
not agree on the ideal strategy or the most effective way to represent
a client. Id. at 689, 104 S.Ct. at 2065, 80 L.Ed.2d at
695. Furthermore, isolated mistakes, poor strategy, inexperience, and instances of bad judgment
do not necessarily render representation ineffective. Bieghler v. State, 690 N.E.2d 188,
199 (Ind. 1997); Davis v. State, 598 N.E.2d 1041, 1051 (Ind. 1992); Ingram
v. State, 508 N.E.2d 805, 808 (Ind. 1987). However, in order to
make a reasonable tactical decision, counsel must have adequately investigated the client's case
because "strategic choices made after less than complete investigation are reasonable precisely to
the extent that reasonable professional judgments support the limitations on investigation." Strickland,
466 U.S. at 690-91, 104 S.Ct. at 2066, 80 L.Ed.2d at 695.
The State argues that the defendant's claims of ineffective assistance are barred for
failing to raise them on direct appeal. However, this Court has recently
clarified the law regarding claims of ineffective assistance of counsel, establishing that a
defendant may raise a claim of ineffective assistance of trial counsel for the
first time in a post-conviction proceeding. See Woods, 701 N.E.2d 1208.
In Woods, we stated that "a Sixth Amendment claim of ineffective assistance of
trial counsel, if not raised on direct appeal, may be presented in post-conviction
proceedings." Id. at 1220. The defendant did not raise a claim
of ineffective assistance of counsel on direct appeal.
a. Insufficiently Developed Information
The first allegation of ineffective assistance of counsel is that the defendant's trial
counsel failed to sufficiently develop and present evidence of his mental illness.
He asserted on post-conviction that his trial counsel failed to present evidence that
he suffered from impairments that precluded him from planning and carrying out crimes
like those for which he was convicted. On post-conviction, the defendant presented
the testimony of a licensed psychologist who opined that the defendant was neither
psychotic nor retarded; that he suffered from a variety of neuro-cognitive disorders and
specifically from a verbal learning disability, a non-verbal visual learning disability, and Attention
Deficit Hyperactivity Disorder (ADHD); that he was forlorn and sad, but not a
person with active aggression; that he suffered from an extreme mental or emotional
disturbance at the time of the offense; and that he did not possess
the cognitive apparatus to understand what was occurring and how to interpret it.
The post-conviction court found that evidence of the defendant's mental health was presented
to the trial court by several mental health experts who indicated that the
defendant was incapable of assessing a situation and acting according to a plan
and that this testimony was similar to that presented on post-conviction, providing opinions
that the defendant suffered from learning disabilities and mental impairments that precluded him
from planning and carrying out the crimes. The substance of the defendant's
claim was presented and available for consideration at trial. The post-conviction court
determined that counsel did develop and present evidence regarding the defendant's mental ability
to plan and carry out this crime. The post-conviction court found that
trial counsel's performance was not deficient.
See footnote
b. Unpresented Evidence
The second allegation of ineffective assistance of counsel is that the defendant's trial
counsel failed to present evidence regarding his accomplice.See footnote In his petition for
post-conviction relief, the defendant argued that a death sentence was inappropriate because his
accomplice was more culpable, but received a sentence less than the death sentence.
The defendant contended that his trial counsel provided ineffective assistance in failing
to present evidence of his accomplice's violent, aggressive nature and criminal history.
In considering the defendant's claim, the post-conviction court found that the accomplice had
a violent nature, that the accomplice had a more extensive criminal history than
the defendant, and that these facts were available and should have been known
by counsel but were not presented at trial. However, the post-conviction court
concluded that the accomplice's prior misconduct was not relevant to the circumstances of
the crime and the character of this defendant. It also concluded that
trial counsel presented essentially all of the same background evidence as was presented
on post-conviction review and that counsel's assistance cannot be faulted as objectively unreasonable
for failing to add more of the same. The court found that
counsel's performance was not deficient.
c. Sentencing Order Inaccuracies
The defendant contends that the post-conviction court erred in denying his claim that
the death sentence is unreliable because the sentencing order contains inaccuracies that trial
counsel could have prevented or corrected.
The post-conviction court determined that the defendant's claim was barred by res judicata
but nevertheless concluded that the trial evidence adequately supported the sentencing court's conclusions
regarding the defendant's motive and opportunity to commit the crimes and his participation
in the crimes. To the extent that the defendant's post-conviction claim challenges
the content and sufficiency of the trial court's sentencing order, we agree that
res judicata is a bar. Our opinion on direct appeal extensively discussed
the trial court's sentencing evaluation and order. Among the various aspects addressed
were the trial court's finding and weighing of aggravating and mitigating circumstances, its
consideration of the defendant's intellectual functioning as a mitigator, its consideration of the
sentence received by the accomplice, and the structure of the sentencing statement itself.
Holmes, 671 N.E.2d at 849-53.
Considering the defendant's claim that trial counsel provided ineffective assistance for failing to
present a more favorable picture of the defendant's mental capacity, character, and behavior
by developing and presenting additional evidence regarding the defendant's family history, educational background,
and mental health and abilities, the post-conviction court found that defendant's trial counsel
developed and presented evidence regarding the defendant's mental health and his inability to
plan and carry out the crimes, including the testimony of several mental health
professionals, family members, friends, teachers, a school administrator, and other witnesses. The
post-conviction court determined that trial counsel contested the testimony of a key witness
and presented essentially all of the same background evidence at trial and sentencing
as was presented on post-conviction review. The court concluded that trial counsel
did not perform deficiently by not presenting cumulative evidence.
d. Conclusion Regarding Effective Assistance of Counsel
As noted above, to prevail on his claim of ineffective assistance of trial
counsel, the defendant had the burden to prove to the post-conviction court that
his counsel's performance was substandard and that the deficient performance prejudiced the defense.
As to each of the specified claims of attorney deficiency, the post-conviction
court made findings and conclusions contrary to the defendant's claim. In this
appeal from the judgment of the post-conviction court denying relief, the defendant has
not demonstrated that the evidence as a whole leads unmistakably and unerringly to
a conclusion contrary to the decision of the post-conviction court.
2. Absence of Charges
In his cross-appeal, the defendant also contends that the post-conviction court erred in
denying his claim that his trial, conviction, and sentence were illegal because charges
were never properly brought against him. He argues that the 1989 charges
that resulted in his trial, conviction, and sentence were dismissed in 1991 and
later improperly reinstated without being formally refiled. The post-conviction court found the
claim to be without merit.
The post-conviction court found that the defendant's trial counsel neither saw nor were
served with a motion to dismiss and that, in major felony cases, such
motions are usually submitted in writing. The post-conviction court determined that, although
the deputy prosecutor at some point wanted to dismiss the charges filed in
1989, they were never dismissed and that the charges filed in the 1992
case were duplicative of the 1989 charges that were still pending before the
trial court. The post-conviction court concluded that the defendant failed to show
that no valid charges were brought against him.
The defendant derives this claim from a pleading entitled Notice of Refiling filed
on August 5, 1992, when the State refiled these criminal charges in cause
number 49G05-9208-CF-101477, a separate cause. The Notice of Refiling recited that the
cause had been charged in this present proceeding, cause number 49G05-8911-CF-131401, and dismissed
on November 16, 1991. The charges refiled in 1992 were dismissed on
the States motion two days later. And, on that same day, the
State also filed in the present cause a Motion to Withdraw Motion to
Dismiss. The defendant cannot establish either the filing or the granting of
any motion to dismiss the present cause, and we find none. Furthermore,
the record and filings at and around the time of the purported motion
to dismiss and dismissal of charges demonstrate that both the defendant and the
State were actively involved in ongoing discovery without any indication that either the
parties or the trial court intended or understood that the charges were being
dismissed.
The defendant has not demonstrated that the evidence unmistakably and unerringly points to
a conclusion contrary to the decision of the post-conviction court.
Conclusion
We reverse and vacate that portion of the post-conviction court's order setting aside
the death sentence and ordering a new penalty phase and sentencing hearing, and
we affirm the remaining portion of the order denying relief. The defendant's
petition for post-conviction relief is denied.
Shepard, C.J., and Sullivan and Boehm, JJ., concur. Rucker, J., concurs in
result.
Footnote:
Ind. Code § 35-42-1-1.
Footnote:
Ind. Code § 35-41-5-1; Ind. Code § 35-42-1-1.
Footnote:
Ind. Code § 35-42-5-1.
Footnote:
Ind. Code § 35-41-5-2; Ind. Code § 35-42-5-1.
Footnote:
Justice Selby concurred in the majority opinion but wrote a separate concurring
opinion addressing an unrelated issue.
Footnote:
Because we hold that this claim was well-presented and addressed on direct
appeal, the claim of ineffective assistance of appellate counsel is wholly without merit
and does not supersede the application of the doctrine of res judicata.
Footnote:
The U.S. Supreme Court recently revisited the process for determining whether a
defendant has been denied the right to counsel guaranteed by the Sixth Amendment.
Williams, --- U.S. at ---, 120 S.Ct. 1479, --- L.Ed.2d at ---.
In Williams, the Court instructed that Lockhart v. Fretwell, 506 U.S. 364,
113 S.Ct. 838, 122 L.Ed.2d 180 (1993), should not be read to modify
the Strickland test by requiring "a separate inquiry into fundamental fairness when [the
defendant] is able to show that his lawyer was ineffective and that his
ineffectiveness probably affected the outcome of the proceeding." Williams, --- U.S. at
---, 120 S.Ct. at 1513, --- L.Ed.2d at ---. The post-conviction court,
in reciting the two-pronged standard, cited Lockhart v. Fretwell. P.C.R. Record at
959. However, the prejudice prong was not determinative in the post-conviction court's
ruling because the court found that trial counsel's performance was not deficient.
Because the post-conviction court found no deficient performance, we need not determine whether
the court applied the standard in a way contrary to the instruction in
Williams.
Footnote:
Throughout his brief, the defendant refers to Michael Vance as his co-defendant.
However, the defendant and Vance were tried separately.