ATTORNEYS FOR APPELLANT ATTORNEYS FOR APPELLEE
Susan K. Carpenter, Steve Carter
Public Defender of Indiana Attorney General of Indiana
Chris Hitz-Bradley Timothy W. Beam
Deputy Public Defender Deputy Attorney General
Indianapolis, Indiana Indianapolis, Indiana
APPEAL FROM THE GRANT SUPERIOR COURT
The Honorable Gary L. Thompson, Judge
Cause No. 27D01-9206-CF-43
________________________________________________
April 22, 2003
The defendant-appellant Ronie Tucker appeals from the post-conviction court's denial of his motion
to withdraw his petition for post-conviction relief without prejudice. Tucker was convicted
of conspiracy to deal cocaine as a class A felony, and his conviction
was affirmed.
Tucker v. State, 630 N.E.2d 241 (Ind. Ct. App. 1994).
On June 2, 2000, he filed his pro se petition for post-conviction
relief. The petition was set for hearing on December 11, 2000.
Pursuant to Indiana Post-Conviction Rule 1(2), the trial court ordered a copy of
the petition sent to the office of the Indiana Public Defender. The
copy was sent on July 11, and on July 24 counsel entered an
appearance for Tucker and filed a motion for continuance. The motion was
granted, and the hearing was rescheduled for March 5, 2001. Tucker's counsel
conducted discovery during December and January. On February 26, 2001, Tucker, by
counsel, moved to withdraw his post-conviction petition without prejudice. Following the post-conviction
court's denial of his motion, Tucker did not present evidence or argument at
the post-conviction hearing, but instead renewed his motion to withdraw his petition without
prejudice. The court denied relief and the Court of Appeals affirmed in
a memorandum decision. Tucker sought and we granted transfer. Tucker v.
State, 774 N.E.2d 517 (Ind. 2002).
Tucker argues that he had a right to withdraw his post-conviction petition without
prejudice absent a showing of substantial prejudice to the State, citing
Neeley v.
State, 269 Ind. 588, 382 N.E.2d 714 (1978) (overruled on other grounds by
German v. State, 428 N.E.2d 234 (Ind. 1981)). In Neeley, we interpreted
Indiana Post-Conviction Rule 1(4)(c), which states in part, "[a]t any time prior to
entry of judgment the court may grant leave to withdraw the petition" to
mean that a "petitioner has a conditional right to withdraw a previously filed
petition for post-conviction relief, but it is not an absolute right and may
be granted by the trial court absent any overriding prejudice which may result
to the state by allowing the petitioner to withdraw his petition." Id.
at 591, 382 N.E.2d at 716. This is essentially the same standard
that governs a civil plaintiff's motion for voluntary dismissal under Indiana Trial Rule
41(A)(2). In Levin & Sons, Inc. v. Mathys, 409 N.E.2d 1195 (Ind.
Ct. App. 1980), the Court of Appeals determined that motions under Rule 41(A)(2)
should be denied only when the non-moving defendant will suffer "substantial prejudice," and
that "[w]here substantial prejudice is lacking the district court should exercise its discretion
by granting a motion for voluntary dismissal without prejudice." Id. at 1198
(quoting 5 Moore's Federal Practice ¶ 41.05 (2d ed. 1948)).
Neeley is silent concerning the standard of review to be used in reviewing
motions to withdraw petitions for post-conviction relief. Following the denial of Tucker's
motion to withdraw, and while his appeal was pending in the Court of
Appeals, we decided Tapia v. State, 753 N.E.2d 581 (Ind. 2001), holding that
a post-conviction court's denial of a motion to withdraw is reviewed under an
abuse of discretion standard. We emphasized that a trial court's exercise of
discretion "should be upset only when the court reached an erroneous conclusion and
judgment, one clearly against the logic and effect of the facts and circumstances
before the court or the reasonable, probable and actual deductions to be drawn
therefrom." Id. at 585 (omitting emphasis and internal quotation marks). We
noted that, while prejudice to the non-moving party is one relevant indicator, "it
is not a proxy for the post-conviction court's discretion . . . ."
Id. at 585-86.
In its attempt to demonstrate prejudice, the State argues that it was required
to spend unnecessary time responding to Tucker's claims, noting that it had objected
to each of the two continuances obtained by Tucker, and arguing that Tucker
did not attempt to amend or withdraw his petition more promptly. Noting
that prejudice to the State is still a proper consideration in the abuse
of discretion analysis, we stated in
Tapia that, "nothing we say today contradicts
with Neeley . . . ." Id. at 585 n.4. There
is no evidence to suggest that Tucker stood to gain any improper advantage
by delay. To the contrary, the Public Defender's actions in this case
appear to be diligent and timely.
The Public Defender's Office operates under considerable strains. Under its statutory mandate,
the Public Defender must provide counsel to represent every incarcerated indigent post-conviction petitioner.
See Ind. Code § 33-1-7-2(a). Tucker asserts, and we agree, that,
under this mandate, some delay in processing cases is inevitable. Reply Br.
of Appellant at 6. As we have stated:
Cases after trial and appeal, like Petitioner's case here, require a great deal
of time since the client must be interviewed, his appellate record read, his
trial and appellate attorneys interviewed, and all matters of legal and factual manner
investigated before a decision can be made as to amendment of his petition.
Holliness v. State, 496 N.E.2d 1281 (Ind. 1986). If those strains affect
counsel's ability to proceed, courts should be liberal in granting continuances and withdrawals.
Courts should seek to avoid penalizing a petitioner for such delays by
the Public Defender's Office. As the Court of Appeals has explained:
One arm of the state (the Prosecutor) may not take advantage of a
delay created by another arm of the state (the Public Defender) to the
detriment of the defendant. While we recognize the burdensome caseload of the
Public Defender's Office and the high turnover of attorneys resulting in delays, as
between a defendant and the State, the defendant will not be penalized for
the delays.
Douglas v. State, 634 N.E.2d 811, 816 (Ind. Ct. App. 1994).
These considerations, however, do not entitle the Public Defender's Office to pursue cases
without efficiency and diligence.
See Fortson v. State, 510 N.E.2d 1369 (Ind.
1987) (upholding a summary denial of a petition for post-conviction relief despite delay
attributable to Public Defender's Office where attorney was on notice of imminent summary
denial and took no action); Wilhite v. State, 402 N.E.2d 1211 (Ind. 1980)
(holding that delay was not attributable to Public Defender's Office despite defendant's contentions
where defendant knew that appellate review was available, was advised to contact the
public defender, and did not do so for four years).
The facts of the present case demonstrate that the Public Defender's Office has
actively pursued Tucker's case since the date counsel entered his appearance and continuing
through Tucker's motion to withdraw his petition for post-conviction relief and the appeals
process.
The State also warns that permitting withdrawals without prejudice could allow a petitioner
to use a post-conviction proceeding to "test" the State's responses and defenses on
one ground, and then to withdraw and assert a different ground. It
also cautions that permitting such withdrawals could pose a psychological hardship on the
victims of a crime, who would have to prepare again and again to
confront the petitioner. The first concern is not persuasive. The availability
of discovery and amended petitions presently enables a post-conviction petitioner to determine and
respond to the State's responses. The second concern does not appear to
apply in the present case. The motion to withdraw the petition without
prejudice was filed one week before the scheduled hearing, and the State does
not establish any particular resulting victim hardship.
Finding no indication of improper purpose for Tucker's motion to withdraw without prejudice,
and finding no showing of substantial prejudice to the State, we conclude that
the post-conviction court's refusal to permit Tucker to withdraw his petition for post-conviction
relief without prejudice was clearly against the logic and effect of the facts
and circumstances before the court. We reverse the post-conviction court and grant
Tucker's motion to withdraw his petition for post-conviction relief without prejudice.
SHEPARD, C.J., and SULLIVAN, BOEHM, and RUCKER, JJ., concur.