FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEY FOR APPELLEE:
THEODORE T. STORER MARK W. BAEVERSTAD
PATRICK L. PROCTOR BRIAN L. ENGLAND
Warsco, Brogan & Strunk Hunt Suedhoff, LLP
Fort Wayne, Indiana Fort Wayne, Indiana
JEREMY S. BRADTMILLER, )
)
Appellant-Plaintiff, )
)
vs. ) No. 02A03-9708-CV-297
)
HUGHES PROPERTIES, INC., )
)
Appellee-Defendant. )
STATON, Judge
which Bradtmiller was struck and repeatedly kicked in the head. The assailants both pled
guilty to felony charges of assault.
Bradtmiller filed this action against Hughes, and Hughes moved for summary
judgment, claiming that it had no duty to prevent the third party criminal assault inflicted on
Bradtmiller. The trial court agreed and, in granting summary judgment in favor of Hughes,
specifically found that Hughes had no duty to protect against the criminal act. Bradtmiller
now appeals.
Summary judgment is appropriate only when there is no genuine issue of material fact
and the moving party is entitled to judgment as a matter of law. Ind. Trial Rule 56(C). The
burden is on the moving party to prove there are no genuine issues of material fact, and he
is entitled to judgment as a matter of law. Once the movant has sustained this burden, the
opponent must respond by setting forth specific facts showing a genuine issue for trial; he
may not simply rest on the allegations of his pleadings. Stephenson v. Ledbetter, 596 N.E.2d
1369, 1371 (Ind. 1992). At the time of filing the motion or response, a party shall designate
to the court all parts of pleadings, depositions, answers to interrogatories, admissions, matters
of judicial notice, and any other matters on which it relies for purposes of the motion.
T.R.56(C).
The findings entered in this case were neither required nor prohibited in the summary
judgment context. See Althaus v. Evansville Courier Co., 615 N.E.2d 441, 444 (Ind. Ct.
App. 1993), reh. denied. Although specific findings aid appellate review, they are not
binding on this court. Id. Instead, when reviewing an entry of summary judgment, we stand
in the shoes of the trial court. We do not weigh evidence, but will consider the facts in the
light most favorable to the nonmoving party. Reed v. Luzny, 627 N.E.2d 1362, 1363 (Ind.
Ct. App. 1994), reh. denied, trans. denied. We may sustain a summary judgment upon any
theory supported by the designated materials. T.R. 56(C).
Bradtmiller's claim sounds in negligence, a tort consisting of three elements: 1) a duty
owed to the plaintiff by the defendant; 2) a breach of that duty by the defendant; and 3) injury
to the plaintiff proximately caused by that breach. Wickey v. Sparks, 642 N.E.2d 262, 265
(Ind. Ct. App. 1994), trans. denied. The existence of a duty is a question of law for the court
to determine. Webb v. Jarvis, 575 N.E.2d 992, 995 (Ind. 1991), reh. denied. While summary
judgment is rarely appropriate in a negligence action, summary judgment may be suitable to
determine the legal question of whether a duty exists. Wickey, 642 N.E.2d at 265. The
Indiana Supreme Court has identified the following three factors that a court balances when
determining whether to impose a duty at common law: (1) the relationship between the
parties; (2) the reasonable foreseeability of harm to the person injured; and (3) public policy
concerns. Webb, 575 N.E.2d at 995. We consider each in turn.
The relationship between Hughes and Bradtmiller was one of landlord and tenant.
Bradtmiller contends that privity of contract between him and Hughes was sufficient to
create a duty upon which he can predicate his negligence action. If a contract affirmatively
evinces an intent to assume a duty, actionable negligence may be predicated upon the
contractual duty. Williams v. R.H. Marlin, Inc., 656 N.E.2d 1145, 1155 (Ind. Ct. App.
1995). We have reviewed the contract between the parties as well as other designated
material sent from Hughes to its tenants. A plain reading of the language in the documents
leads us to conclude that none contains a promise, express or implied, to support this cause
of action.See footnote
1
Thus, we examine the duty element under the common law approach. While the
relationship of the parties in this case is direct and strong, favoring imposition of a duty, it
is only one factor we consider.
Analyzing the foreseeability component of duty involves two considerations: whether
the injured person was a foreseeable victim and whether the type of harm actually inflicted
was reasonably foreseeable. Wickey, 642 N.E.2d at 267 (citing Webb, 575 N.E.2d at 997).
The inquiry in this case focuses on the second of these. Bradtmiller insists that his
complaints to management put Hughes on notice of a potential conflict over use of his
parking space and therefore, a criminal attack on him was foreseeable. We cannot agree.
Our courts have considered negligence claims involving a landlord and tenant where
the resultant harm involved criminal activity. We have concluded that, generally, the
landlord does not have a duty to protect a tenant from loss or injury due to the criminal
actions of a third party but in an individual case, such a duty may arise. Nalls v. Blank, 571
N.E.2d 1321, 1323 (Ind. Ct. App. 1991).See footnote
2
We examined such a case in Center Management
Corp. v. Bowman, 526 N.E.2d 228 (Ind. Ct. App. 1988), trans. denied, where the plaintiff
brought suit against the owner and managing company of the apartment in which she lived,
claiming that their master key policy allowed the landlord's employee to burglarize the
plaintiff's apartment on two different occasions. Id. at 229. Although Bowman was decided
before the Indiana Supreme Court's decision in Webb v. Jarvis, this court utilized a similar
three factor analysisSee footnote
3
and concluded that the second burglary was reasonably foreseeable.
Id. at 230. We affirmed the trial court's finding of liability. Id. at 231.
Recently, we revisited the question of foreseeability of a criminal act in a landlord-
tenant relationship. L. W. v. Western Golf Ass'n, 675 N.E.2d 760 (Ind. Ct. App. 1997), trans.
pending. In L.W., an unconscious, intoxicated female student was raped by another student
in a coed house where both students resided. Id. at 761. The student-tenant brought a
negligence action against the owner of the house and its parent company. Our court defined
the issue as whether the defendants' duty to the tenant extended to protect the tenant from the
actions of a third person. Id. at 762. We noted that a duty to anticipate and take steps to
protect against a criminal act arises only when it is reasonably foreseeable that a criminal act
is likely to occur. Id. (citing Welch v. Railroad Crossing, Inc., 488 N.E.2d 383, 388 (Ind. Ct.
App. 1986) and Vernon v. Kroger Co., 654 N.E.2d 24 (Ind. Ct. App. 1995)). Because the
designated evidence did not support a determination that the sexual assault was foreseeable,
we affirmed the trial court's grant of summary judgment in favor of the landlord. Id. at 762-
63.
As both Bowman and L.W. demonstrate, under Indiana law, Hughes is liable to
Bradtmiller only if Hughes should have anticipated the likelihood of the type of harm to
Bradtmiller if its parking policies were not enforced. In this case, there are no facts
susceptible of that inference. Bradtmiller argues that Hughes should have known that failure
to secure his exclusive use of the assigned space would lead to an argument and that
arguments often lead to assaults. We agree that Hughes had notice that the parking policy
was being violated; thus, it was foreseeable that the failure to enforce the parking policy
would lead to further violations. However, we cannot say that nonenforcement of the
parking policy would foreseeably lead to the type of harm incurred here, a criminal act, so
as to give rise to a duty to protect against that harm.
Regardless, Bradtmiller insists that by holding the criminal attack was not foreseeable,
we are determining that the criminal attack was a superseding intervening act which concerns
proximate cause, a jury question not appropriately decided by summary judgment. A
negligent act or omission is the proximate cause of an injury if the injury is a natural and
probable consequence which, in light of the circumstances, should reasonably have been
foreseen or anticipated. Wolfe v. Stork RMS-Protecon, Inc., 683 N.E.2d 264, 268 (Ind. Ct.
App. 1997).
The Indiana Supreme Court has stated that the inquiry into foreseeability in the
context of duty involves the same considerations as does foreseeability in the context of
proximate cause. Hooks SuperX, Inc. v. McLaughlin, 642 N.E.2d 514, 517 (Ind. 1994);
Webb, 575 N.E.2d at 997; see also Goldsberry v. Grubbs, 672 N.E.2d 475, 479 (Ind. Ct. App.
1996) (foreseeability component of duty requires general analysis of a broad type of plaintiff
and harm and foreseeability component of proximate cause involves evaluating particular
circumstances of incident after the incident occurs), trans. pending. Both seek to find what
consequences of the challenged conduct should have been foreseen by the actor who engaged
in it. Webb, 575 N.E.2d at 997. Accordingly, the following language taken from the
Restatement concerning "legal cause" is compatible with our case law interpreting
foreseeability in the duty framework.
The act of a third person in committing an intentional tort or crime is a
superseding cause of harm to another resulting therefrom, although the actor's
negligent conduct created a situation which afforded an opportunity to the
third person to commit such a tort or crime, unless the actor at the time of his
negligent conduct realized or should have realized the likelihood that such a
situation might be created, and that a third person might avail himself of the
opportunity to commit such a tort or crime.
Restatement (Second) of Torts § 448, at 480 (1965); see Wolfe, 683 N.E.2d at 268 (where
injuries could not, as matter of law, have been reasonably foreseeable due to unforeseeability
of intervening, superseding cause, summary judgment may appropriately be entered in favor
of defendant). Considering the particular facts of this case, foreseeability in the context of
probable cause is also lacking.
We hold that, whether considering foreseeability in the framework of duty, or
foreseeability in the framework of proximate cause, the designated evidence demonstrates
that, as a matter of law, the required legal nexus between Hughes' failure to enforce its
parking policy and the resultant criminal assault is absent.
The final factor to be balanced in determining the existence of a duty concerns public
policy. Suffice it to say that, in this case, we find no overriding public policy considerations
that weigh in favor of finding a duty.
In conclusion, the mere relationship of landlord and tenant did not impose upon
Hughes a legal duty to protect Bradtmiller against the intentional criminal acts of unknown
third parties. Foreseeability of the type of harm is required and, here, criminal activity was
not a reasonably foreseeable risk. In weighing the Webb v. Jarvis considerations, we hold
that Hughes did not owe Bradtmiller a duty to protect him from the injury which occurred.
Absent a duty, there is no basis for recovery under a negligence theory. Thus, we affirm the
trial court's grant of summary judgment in favor of Hughes.
Affirmed.
HOFFMAN, J., concurs.
GARRARD, J., concurs in result.
The use or storage of Lessee's or any other person's motor vehicles (whether or not parked
or being driven about the Building, the Apartment parking area or carport) shall at all times
be at the sole risk of the Lessee. Should any employee or agent of Lessor assist the Lessee
or take part in the parking, moving or handling of Lessee's or any other person's motor
vehicle, such employee or agent in doing any of the foregoing shall be the agent of the
Lessee and not of Lessor . . . .
Record at 89. The contract further reads, "Lessor shall not be held responsible to Lessee for non-observance
or violation of such rules or regulations by any person other than employees of Lessor." Record at 89.
Bradtmiller's designated evidence also includes the "Hughes Properties Community Guidelines" which request that tenants refrain from using another person's parking area and warn that "[a]fter written notice, unauthorized vehicles will be removed at owner's expense. Some vehicles could be towed immediately." Record at 84. Hughes "encouraged" adherence to the guidelines, adopted to make residency "more enjoyable." Record at 85. Letters dated July 2, 1992 and February 9, 1994 confirmed that "[e]ach resident is responsible for his own guest parking. Violators are in danger of being towed at [the] owner's expense." Record at 175-76.
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