For publication
ATTORNEYS FOR APPELLANTS: ATTORNEY FOR APPELLEES JOSEPH
AND SAUNDRA ROBERTS:
DEBRA VOLTZ-MILLER
FRED R. HAINS MARTHA L. WISCHMEYER
South Bend, Indiana Valparaiso, Indiana
ATTORNEY FOR APPELLEE ST. JOSEPH
COUNTY OFFICE OF FAMILY AND CHILDREN:
JOHN E. BRODEN
Botkin & Leone
South Bend, Indiana
IN THE
COURT OF APPEALS OF INDIANA
IN RE THE ADOPTION OF I.K.E.W. )
_________________________________________ )
)
WILLIAM W. CUMMINGS and )
MARY SUSAN CUMMINGS, )
)
Appellants, )
)
vs. ) No. 71A03-9909-CV-344
)
JOSEPH and SAUNDRA ROBERTS, )
ST. JOSEPH COUNTY OFFICE OF FAMILY )
AND CHILDREN, and GUARDIAN AD LITEM, )
)
Appellees. )
APPEAL FROM THE ST. JOSEPH PROBATE COURT
The Honorable Peter J. Nemeth, Judge
Cause Nos. 71J01-9810-AD-121 and 71J-1-9810-AD-122
February 10, 2000
OPINION - FOR PUBLICATION
BROOK, Judge
Case Summary
Appellants William W. Cummings (William) and Mary Susan Cummings (Mary) (collectively, the Cummings)
appeal the trial courts denial of the following: (1) the Cummings motion
to consolidate their petition to adopt Williams biological granddaughter, I.K.E.W., with the adoption
proceedings initiated by appellees Joseph and Saundra Roberts (collectively, the Roberts); and (2)
the Cummings motion to intervene and request for relief from the trial courts
judgment granting the Roberts adoption of I.K.E.W.
We reverse and remand.
Issues
The Cummings present two issues for our review, only one of which we
find to be dispositive: whether the trial court erred when it failed
to notify them of a hearing on the Roberts adoption petition.
Facts and Procedural History
The facts most favorable to the trial courts judgment indicate that I.K.E.W., born
on January 11, 1994, was placed in foster care with the Roberts on
July 16, 1994, by the St. Joseph Office of Family and Children (the
OFC). On October 22, 1998, the St. Joseph County Juvenile Court terminated
the parental rights of I.K.E.W.s natural parents. On October 23, 1998, the
Cummings filed a petition for her adoption in St. Joseph County Probate Court
under cause number 71J01-9810-AD-121. On that date, the Cummings also filed a
request for change of judge pursuant to Ind. Trial Rule 76(B).
See footnote
The
trial court granted the Cummings request that same day and appointed a panel
of three special judges pursuant to Ind. Trial Rule 79(F)(1)
See footnote
from which the
Cummings and the OFC could choose a judge to assume jurisdiction of the
Cummings petition.
On October 27, 1998, the Roberts also filed a petition to adopt I.K.E.W.
in St. Joseph County Probate Court under cause number 71J01-9810-AD-122. The Cummings
were never served with notice of this petition; thus, they never filed an
appearance in this cause or an objection thereto. On November 2, 1998,
the OFC filed an objection to the Cummings petition, stating that it had
an alternative permanency plan for [I.K.E.W.] On November 9, 1998, the Cummings
struck a judge from the panel submitted by the trial court. Several
months later, on February 22, 1999, the OFC filed its consent to the
Roberts adoption of I.K.E.W. On March 22, 1999, the trial court scheduled
a hearing on the Roberts petition for April 9, 1999, at 1:00 p.m.
On April 6, 1999, the Cummings filed a motion for continuance of
the Roberts hearing and for consolidation of the two causes, which contained the
following language:
4. Petitioners correspondence with the [OFC] and their filings with this Court,
show they have repeatedly expressed a desire to have a relationship with [I.K.E.W.]
and consistently requested visitation, guardianship and/or adoption of [I.K.E.W.]
5. While Petitioners have received no notice, it is their understanding that
a final hearing on [the Roberts petition] has been set for Friday, April
9, 1999. Petitioners would respectfully request this hearing be postponed until [the
Cummings petition] has also been fairly and justly considered and evaluated.
6. In addition, Petitioners request pursuant to [Ind. Trial Rule 42]
See footnote that
these two causes be consolidated into one action in that there are common
questions of fact and law which need to be addressed at one time
and in one case.
7. Lastly, pursuant to [Ind. Code §] 31-19-10-5, Petitioners request that the
Clerk set a hearing to hear and rule upon the Objection filed by
the [OFC].
WHEREFORE, Petitioners pray that the Court consolidate the above referenced cases, grant a
continuance so that [the Cummings petition] may be fairly and justly considered, that
a hearing be scheduled on the [OFCs] Objection and for any and all
other relief which the Court finds to be appropriate.
The trial court scheduled a hearing on the Cummings motion on April 9,
1999, at 1:30 p.m.
The trial court conducted a hearing on the Roberts petition on April 9,
1999, at 1:00 p.m and entered an order granting their adoption of I.K.E.W.
One-half hour later, the trial court informed the Cummings that it had
no jurisdiction to hear anything on [their] case because no one else had
struck a judge from the panel it had submitted in response to their
request for change of judge.
See footnote When the Cummings attorney asserted that the
court had two pending petitions to adopt the same child, the trial court
responded,
This one is I dont have jurisdiction on this case, so its
not before this Court, it is still kind of in limbo waiting for
the strike of the second party, the second Judge from the panel which
hasnt happened. I am not sure who is [to] blame for that,
is it the Clerk or I am not sure how the Clerk would
know to do that unless somebody would notify the Clerk that someone else,
a non-moving party [the OFC] failed to timely strike, which is what happened
here. But I dont think anything can happen in this case until
that Judge is stricken.
The clerk subsequently struck a second judge from the panel, and the remaining
judge filed his acceptance of his appointment to the Cummings cause on April
12, 1999.
On April 29, 1999, the Cummings filed a motion to intervene in the
Roberts cause and requested relief from the trial courts judgment granting the Roberts
petition. After a hearing on May 10, 1999, the trial court denied
the Cummings motion, giving rise to this appeal.
Discussion and Decision
The Cummings appeal from their motion for relief from judgment pursuant to Ind.
Trial Rule 60(B). In their motion, the Cummings requested to intervene in
the Roberts cause, presumably under Ind. Trial Rule 24(A) and (C),
See footnote
and asserted
that they had been denied their due process right to notice of a
hearing on the Roberts petition. As a threshold consideration, noncustodial grandparents are
not entitled to intervene in adoption proceedings. See Krieg v. Glassburn, 419
N.E.2d 1015, 1019-21 (Ind. Ct. App. 1981). In Kennedy v. Kennedy, 688
N.E.2d 1264, 1268 (Ind. Ct. App. 1997), trans. denied, we noted with respect
to grandparent visitation that [a]lthough a handful of cases have afforded grandparents due
process rights with respect to their grandchildren, a careful examination of those cases
reveals that a liberty interest exists only where the grandparent-grandchild relationship is essentially
a custodial one. Such is not the case here.
See footnote
Having established this much, we note that T.R. 60(B)(8) provides relief from the
operation of the judgment for any reason other than those set forth in
the other subparagraphs of the rule. In reviewing a grant or denial
of a partys T.R. 60(B) motion, we are limited to determining whether the
trial court abused its discretion. Weppler v. Stansbury, 694 N.E.2d 1173, 1176
(Ind. Ct. App. 1998). An abuse of discretion occurs where the trial
courts judgment is clearly against the logic and effect of the facts and
inference supporting the judgment for relief. Id.
[U]nder T.R. 60(B)(8), the party asking for relief must show that its failure
to act or the result was not merely due to an omission involving
mistake, surprise, or excusable neglect. Rather, some extraordinary circumstances must be affirmatively
demonstrated. Further,
subdivision (8) is not available if the grounds for
relief properly belong in another of the enumerated subdivisions of T.R. 60(B).
Id.
The basis of the Cummings motion for relief was their failure to receive
notice of the hearing on the Roberts adoption petition. Although we cannot
address their argument in the context of due process, we now consider Ind.
Code § 31-19-4-10, which reads as follows:
The court shall give notice of hearing and the opportunity to file objection
to parents, putative fathers, other necessary parties, and interested parties that the court
in the courts discretion directs.
The Cummings were unquestionably interested parties under the statute, having filed a competing
petition for adoption, and we therefore conclude that the trial court abused its
discretion when it failed to notify them of the Roberts hearing. We
find it extremely troubling that the hearing on the Cummings motion was scheduled
to convene one-half hour after the hearing on the Roberts petition; regardless of
whether the trial court was aware of the coincidence, this administrative breakdown only
compounds the severity of the extraordinary circumstances that compel our reversal of the
trial courts judgment.
See footnote
Although the Cummings may have had knowledge of the Roberts petition, they never
received service of notice of their pending adoption pursuant to Ind. Code §
31-19-10-1, which triggers the 30-day deadline for filing a motion to contest an
adoption. See Ind. Code § 31-19-10-1 (A person contesting an adoption must
file a motion to contest the adoption with the court not later than
thirty (30) days after service of notice of the pending adoption.).
As
a general rule, where a statute requires notice but does not specify the
manner of delivery, any method selected for delivery is sufficient so long as
it provides the person to be notified with actual notice. Miller v.
Culver Community Schools Corp., 493 N.E.2d 181, 182 (Ind. Ct. App. 1986).
Actual notice is that notice which has been directly and personally given to
the person to be notified. Id. (citation omitted). Thus, the trial
courts failure to notify the Cummings of the hearing on the Roberts petition
deprived them of their opportunity to follow the applicable statutory guidelines to contest
or object to the petition.
In holding that the trial court erred when it failed to notify the
Cummings as interested parties under
Ind. Code § 31-19-4-10, we necessarily impose upon
trial courts
See footnote
an affirmative duty to inquire as to who may be an
interested party entitled to notice of an adoption hearing under the statute.
Because adoption proceedings are statutorily accorded a high degree of confidentiality, a party
who files an adoption petition may not always be aware of a competing
adoption petition that has already been (or will subsequently be) filed with the
same court; thus, the duty to inquire is not limited to a query
of the petitioner. Given that more than one judge may have jurisdiction
over adoption cases in heavily populated counties, and that competing petitions to adopt
the same child may be filed in different counties, the necessity of imposing
an affirmative duty to inquire becomes even more apparent. We are mindful
of the additional administrative burden that trial courts may bear in complying with
this duty, but we are equally cognizant that adoption proceedings must always be
guided by the best interests of the child involved.
However, we do not go so far as to say that the trial
court was required to consolidate and hold an evidentiary hearing on the competing
petitions, as the Cummings have advocated. We are confident that the Indiana
Trial Rules and the adoption statutes, when conscientiously and diligently followed, provide ample
procedural guidance for competing adoption petitions to be decided justly and expeditiously at
the discretion of the trial court and in the best interests of the
child involved. Indeed, we conclude that the trial court did not err
by failing to consolidate the two causes in the case at bar because
it did not have jurisdiction to rule on the Cummings motion by virtue
of their pending motion for change of judge.
See footnote
In summary, we conclude that the trial court abused its discretion when it
denied the Cummings relief from its judgment granting the Roberts adoption of I.K.E.W.
We therefore reverse and remand for further proceedings consistent with this opinion.
Reversed and remanded.
NAJAM and ROBB, JJ., concur.
Footnote:
T.R. 76(B) reads in relevant part, In civil actions, where a
change may be taken from the judge, such change shall be granted upon
the filing of an unverified application or motion without specifically stating the ground
therefor by a party or his attorney. Provided, however, a party shall
be entitled to only one [1] change from the judge.
Footnote: T.R. 79(F)(1) reads in relevant part, Within two (2) days of
deciding that a special judge must be appointed under this section, the judge
before whom the case is pending shall submit a panel of three persons
to the parties for striking. T.R. 79(D) outlines the procedure for
choosing a special judge by agreement.
Footnote: Ind. Trial Rule 42(A) reads as follows:
When actions involving a common question of law or fact are pending before
the court, it may order a joint hearing or trial of any or
all the matters in issue in the actions; it may order all the
actions consolidated; and it may make such orders concerning proceedings therein to avoid
unnecessary costs or delay.
Footnote: T.R. 79(F)(3) reads, If the moving party fails to timely strike,
the judge who submitted the panel shall resume jurisdiction of the case.
If the case is an
ex parte proceeding or if a non-moving party
fails to timely strike, the Clerk of the Court shall make the final
strike.
Footnote:
T.R. 24(A) allows a party to intervene of right when he
claims an interest relating to a property, fund or transaction which is the
subject of the action and he is so situated that the disposition of
the action may as a practical matter impair or impede his ability to
protect his interest in the property, fund or transaction, unless the applicants interest
is adequately represented by existing parties. T.R. 24(C) allows a party to
file a motion to intervene after trial or after judgment for purposes of
a motion under rules 50, 59, or 60[.] In their motion for
relief, the Cummings refer to Ind. Trial Rule 19 with respect to
intervening
as proper and necessary parties. T.R. 19 addresses the concept of joinder,
which pertains to those who may be parties to the action from the
outset and those who may be brought into the suit by the original
parties. Krieg v. Glassburn, 419 N.E.2d 1015, 1017 (Ind. Ct. App. 1981).
Footnote:
In
Kennedy, we further observed that
[g]randparents had no legal right to visit their grandchildren under the common law.
While parents may have had a moral obligation to allow visitation, the
failure to adhere to such a moral code left the grandparents with no
legal recourse. Using a derivative rights theory, the grandparents right derives from
and is secondary to the parents right so grandparents could visit only with
the permission of the grandchilds parents. Courts were reluctant to enforce visitation
contrary to the parental wishes.
688 N.E.2d at 1268 (quoting 30 FAM.L.Q. 753, 757 (1996). Because the
parental rights of I.K.E.W.s mother were terminated before the commencement of adoption proceedings,
any of the Cummings derivative due process rights with respect to visitation, custody,
or adoption were effectively extinguished by the time they filed their petition.
Moreover, it is well settled that [r]elatives have no preferential legal right to
adopt in Indiana. In re Adoption of Childers, 441 N.E.2d 976, 980
(Ind. Ct. App. 1982). Finally, the Cummings may not assert I.K.E.W.s due
process rights on her behalf; not only are constitutional rights personal to an
individual, Kirkland v. State, 249 Ind. 305, 308, 232 N.E.2d 365, 366 (1968),
but I.K.E.W.s interests were represented by a guardian ad litem throughout the termination
and adoption proceedings. Cf. Edmonson v. Leesville Concrete Co., Inc., 500 U.S.
614, 629, 111 S.Ct. 2077, 2087 (1991) (litigant may raise a claim on
behalf of third party if litigant can demonstrate that he or she has
suffered a concrete, redressable injury, that he or she has a close relation
with the third party, and that there exists some hindrance to the third
partys ability to protect his or her own interests.). In summary, the
Cummings have failed to demonstrate that they ever possessed a protected interest in
the adoption of I.K.E.W.; their petition expresses nothing more than a strong desire
to adopt, which cannot be equated with a due process liberty interest.
Footnote:
[L]ack of notice of
certain proceedings occurring in a pending action
is insufficient grounds for granting equitable relief under T.R. 60(B). G.H. Skala
Const. Co. v. NPW, Inc., 704 N.E.2d 1044, 1048 (Ind. Ct. App. 1998),
trans. denied (1999) (emphasis added) (quoting Graham v. Schreifer, 467 N.E.2d 800, 804
(Ind. Ct. App. 1984)). In the instant case, the trial court
not the Roberts was responsible for giving notice of the adoption hearing
to all necessary and interested parties. See Ind. Code § 31-19-4-10.
We conclude that the trial courts failure to notify the Cummings of the
hearing, which may have led to a resolution of the adoption proceedings for
all interested parties, is clearly sufficient grounds for granting the Cummings equitable relief
under T.R. 60(B).
Footnote:
See Ind. Code § 31-19-1-2 (in each Indiana county that has
a separate probate court, [t]he probate court has exclusive jurisdiction in all adoption
matters.).
Footnote:
It is well settled that upon the filing of a motion
for change of judge under T.R. 76, the trial court is divested of
jurisdiction except to grant the change of venue or to act on emergency
matters.
See, e.g., State ex rel. Wade v. Cass Circuit Court, 447
N.E.2d 1082, 1083 (Ind. 1983). Consequently, absent any question concerning the motion
for change of judge or any emergency matter, the trial court did not
have jurisdiction to consider any motions in the Cummings cause.