FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
MARK SMALL, JEFFREY A. MODISETT
Marion County Public Defender Agency Attorney General of Indiana
Indianapolis, Indiana
LIISI BRIEN
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
WILLIE DUMES, )
)
Appellant-Defendant, )
)
vs. ) No. 49A04-9901-CR-15
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE MARION COUNTY SUPERIOR COURT
The Honorable Gary Miller, Judge
Cause No. 49G05-9805-CF-083710
February 2, 2000
OPINION ON REHEARING
ROBB, Judge
This case is before us on a petition for rehearing filed by the
Appellee-Plaintiff, State of Indiana, requesting that this court reconsider its decision in Dumes
v. State, 718 N.E.2d 1171 (Ind. Ct. App. 1999). In our original
opinion, we held that it was error for a trial court to admit
driving records into evidence based solely on the prosecutors certification because the prosecutors
office was not the appropriate entity to certify driving records as true and
complete. We grant rehearing for the limited purpose of expanding upon our
earlier decision.
In our original opinion, we held that certification of public records by the
custodian of records is sufficient evidence that the records are what the sponsor
purports them to be, and thus, there is no need for foundational testimony
or the introduction of the original document.
Dumes, 718 N.E.2d at 1178.
Furthermore, we held that the certification of public records must be made
by the custodian of the records, and the BMV is the custodian of
driving records. Id. The State argues that [t]he Court provides no
citation to authority for its proposition that only persons affiliated with the BMV
may certify driving records on the Commissioners behalf. Petition for Rehearing at
3. For at least two reasons, we stand by our earlier holding
that driving records may not be introduced into evidence based solely on certification
by the prosecutors office that the record is true and complete.
First, public records such as driving records may be self-authenticated under either Trial
Rule 44(A)(1), Evidence Rule 902, or Indiana Code section 34-37-1-8. Regardless of
the self-authentication method used by a party, the documents must be attested as
true and complete by the custodian of the records. The BMV is
statutorily required to maintain an operating record for each person that has been
licensed by the BMV to drive a motor vehicle. Ind. Code §
9-14-3-7(a). The BMV also is required to produce certified driving records upon
a proper request and payment of a fee. Ind. Code § 9-14-3-7(d).
Thus, the BMV and not the prosecutors office is the custodian of
driving records and the entity statutorily empowered and responsible for certifying these public
records.
The State contends that [t]he BMV provided written authorization for a paralegal from
the prosecutors office to certify driving records. Petition for Rehearing at 2.
Moreover, the State argues that the BMV provided the prosecutors office with
a BMV stamp, and [t]he stamp of the Commissioner of Bureau of Motor
Vehicles with the signature of the paralegal, a BMV authorized certification deputy, was
adequate certification of defendants driving records. Id. at 3. We believe
that the BMV cannot delegate their statutory authority to an entity unaffiliated with
the BMV. Only individuals affiliated with the BMV may be certification deputies,
such as individuals employed by the BMV who act on behalf of the
Commissioner of the BMV, the custodian of driving records.
See footnote
Second, the prosecutors office was a party to the court proceeding in which
it introduced the driving records it certified and authenticated as true and complete.
The Indiana Supreme Court has stated that public records cannot be placed
into evidence merely upon a partys offering a copy and claiming it is
an accurate copy of the original.
Mott v. State, 547 N.E.2d 261,
264 (Ind. 1989). The rules of authentication address three concerns: 1) preventing
a fraud upon the court; 2) preventing innocent mistakes; and 3) guarding against
jury credulity, the natural tendency to take matters at face value.
When an item of evidence is offered as proof, its relevancy depends
on a finding that it is what its sponsor purports it to be.
Ind. Evidence Rule 901(a). Typically, a witness provides authenticating testimony or
other evidence introduced at trial supports an inference sufficient for authentication. However,
Indiana Evidence Rule 902 is an exception to the general requirement of authentication
through a witnesss testimony. Rule 902 provides that certain documents are self-authenticating,
and thus, may be admitted without preliminary proof of genuineness. The rule
relieves the tendering party of providing extrinsic proof of authenticity as a condition
precedent to admissibility. Specifically, Rule 902(1) provides that extrinsic evidence of authenticity
as a condition precedent to admissibility is not required with respect to the
original or a duplicate of a domestic official record proved in the manner
provided by Indiana Trial Rule 44(A)(1).
The State argues that the prosecutors office has been properly deputized by the
BMV to certify driving records as true and complete. However, the State
misses the point that they are a party to the proceeding in which
they have introduced driving records certified and authenticated by it as true and
complete. Allowing a party to certify and authenticate documents which it is
introducing into evidence effectively defeats the purposes of the authentication requirements imposed by
our Trial Rules, the Rules of Evidence, and Indiana Statutes.
Subject to these clarifications, we reaffirm our earlier holding.
FRIEDLANDER, J., and RILEY, J., concur.
Footnote:
The facts in Dumes are distinguishable from the facts in our decision
in Coates v. State, 650 N.E.2d 58 (Ind. Ct. App. 1995), trans. denied.
In Coates, it appears that the prosecutors office obtained the defendants
driving records from the BMV. A BMV employee acting as a certification
deputy on behalf of the Commissioner, retrieved the defendants driving records from a
BMV computer, printed the records, and certified it as true and complete.
In Dumes, an employee of the prosecutors office, a paralegal, obtained the defendants
driving record from the Internet, and utilized a BMV stamp to certify the
document as true and compete.