FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
LEANNA WEISSMANN STEVE CARTER
Lawrenceburg, Indiana Attorney General of Indiana
CHRISTOPHER C.T. STEPHEN
Deputy Attorney General
Indianapolis, Indiana
CYNTHIA L. PLOUGHE
Deputy Attorney General
Indianapolis, Indiana
ROBERT D. HOLDEN, )
)
Appellant-Defendant, )
)
vs. ) No. 15A05-0310-CR-532
)
STATE OF INDIANA, )
)
Appellee. )
OPINION - FOR PUBLICATION
II. Whether evidence related to a subsequent robbery of a third bank should have
been admitted;
III. Whether the convictions for robbery and conspiracy violate double jeopardy; and
IV. Whether the trial court erred in sentencing Holden.
We affirm in part, reverse in part, and remand with instructions.
The facts reveal that Holden, along with Bryan Harvey, made plans to rob
the Firstar bank in Dillsboro. In preparation, they observed the daily routine
at the bank and planned an escape route. They then approached Jacob
Turner and asked him to rob the bank. On March 1, 2001, Turner,
using a handgun given to him by Holden, entered the bank and demanded
money from the tellers. He took approximately $16,000 and fled to a waiting
vehicle driven by Harvey. Holden followed in another vehicle. Turner subsequently
discarded his clothes and the handgun. The three then drove to Cincinnati
and spent their money. Once the funds dried up, they planned a
second robbery in Moores Hill.
To prepare for the Moores Hill robbery, they scouted out the bank and
devised a plan as they had done before. Holden also provided money
to his girlfriend, Jennifer Brummet, to purchase a .45 caliber Smith & Wesson
handgun. After the plans were made, Turner decided not to participate.
Thus, on April 10, 2001, Harvey entered the Firstar bank in Moores Hill
armed with the handgun and removed cash from the tellers drawers. Holden
waited for Harvey and drove him away from the scene. Holden and
Harvey split the proceeds from that robbery.
On June 1, 2001, a third robbery took place, this one at a
bank in Switzerland County.See footnote Following that robbery, an Indiana State Police Trooper
stopped the car driven by Holden which was seen fleeing from the scene.
Turner was the passenger in that car. Through the investigation of the
Switzerland County robbery, the police were able to connect Holden to the Dillsboro
and Moores Hill robberies. As a result, Holden was charged with two
counts of robbery and two counts of conspiracy to commit robbery. Additionally, he
pleaded guilty to the robbery in Switzerland County.
The rationale underlying Evidence Rule 404(b) is that the jury is precluded from
making the forbidden inference that the defendant had a criminal propensity and therefore
engaged in the charged conduct. Cowan, 783 N.E.2d at 1275. Following
an objection to the admission of evidence upon the ground that it violates
Evidence Rule 404(b), we: (1) determine whether evidence of bad acts is relevant
to a matter at issue other than the defendants propensity to commit the
charged act, and (2) balance the probative value of such evidence against its
prejudicial effect. Id. Evidence Rule 404(b) does not bar the admission
of evidence of uncharged acts which are intrinsic to the charged offense.
Lee v. State, 689 N.E.2d 435, 439 (Ind. 1997). Other acts are
intrinsic if they occur at the same time and under the same circumstances
as the crimes charged. See id. (stating in a parenthetical citation that
deeds are termed extrinsic when the other crimes or wrongs occurred at different
times and under different circumstances from the charged offense).
In this case, the trial court found that some evidence of the Switzerland
County robbery was intrinsic to the Dillsboro and Moores Hill robberies because a
complete story could not be told without referring to how the police came
into possession of the handgun and identified Holden as a suspect. Given
the facts in this case, especially the length of time between the robberies,
this finding is problematic, at least with respect to the fact that to
some degree the evidence impliedly suggested that Holden had been involved in the
Switzerland County robbery.
See footnote However, we need not decide whether the evidence should
have been admitted because the admission of the evidence was harmless.
Errors in the admission of evidence will not result in reversal if the
error is harmless; that is, if the probable impact of the evidence upon
the jury is sufficiently minor so as to not affect a partys substantial
rights.
King v. State, 799 N.E.2d 42, 49 (Ind. Ct. App. 2003),
trans. denied. The testimony with regard to the robbery in Switzerland County
was brief, and the questioning about the robbery was phrased so that the
information elicited would establish that it led to the discovery of the .45
caliber Smith & Wesson handgun which was believed to have been used in
the Moores Hill robbery. Additional testimony established that the particular gun recovered
by the police had been purchased by Brummet at Holdens request with his
money. That purchase took place on March 25, 2001, approximately two weeks
before the Moores Hill robbery.
More important to the States case was the description of events surrounding the
Dillsboro and Moores Hill robberies. Both Harvey and Turner testified to their
roles in the crimes, with each personally robbing one of the bank branches,
and to Holdens role in coordinating their efforts. From the evidence provided
by Harvey and Turner, the jury learned that Holden had taken part in
driving by both banks to scout the locations and helped plan routes of
escape. The jury also was informed that following the Dillsboro robbery, Holden
followed Harvey and Turner as they fled the scene and later drove them
to Harveys parents house so that they could divide the money. Before
the Moores Hill robbery, Turner backed out, which resulted in Harvey committing the
actual robbery and Holden driving the getaway car. Harvey also testified that
Holden had provided him with a .45 caliber Smith & Wesson handgun to
use for the Moores Hill robbery, and that the handgun recovered by the
police bore a striking resemblance to the handgun he had used. Given
the significant amount of detailed information about the Dillsboro and Moores Hill robberies,
we conclude that the probable impact of the evidence of the Switzerland County
robbery upon the jury was sufficiently minor so as to not have affected
Holdens substantial rights.
Aiding, inducing or causing an offense is defined by statute as follows:
A person who knowingly or intentionally aids, induces or causes another person to
commit an offense commits that offense, even if the other person has not
been prosecuted for the offense, has not been convicted of the offense, or
has been acquitted of the offense.
To convict the defendant, the State must have proved each of the following
elements:
1. That Jacob Turner committed the crime of robbery while armed with a deadly
weapon in that on or about March 1, 2001, Jacob Turner did knowingly
take property, to-wit: cash money from another person, to-wit: Firstar Bank, Dillsboro, Indiana,
by using or threatening the use of force on persons, to-wit: bank tellers,
and said acts were committed while armed with a deadly weapon, to-wit: a
handgun;
And the defendant
2. Knowingly or intentionally;
3. Aided Jacob Turner in committing the crime of robbery while armed with a
deadly weapon.
If the State failed to prove each of these elements beyond a reasonable
doubt, you should find the defendant not guilty.
If the State did prove each of these elements beyond a reasonable doubt,
you should find the defendant guilty of aiding, inducing or causing robbery while
armed with a deadly weapon, a Class B Felony. App. at 540.
The jury instruction listing the elements necessary for a finding of guilt upon
the conspiracy charge states:
The defendant is charged in Count II with Conspiracy to commit the crime
of Robbery While Armed With A Deadly Weapon.
The crime of conspiracy is defined by statute as follows:
A person conspires to commit a felony when, with intent to commit the
felony, he agrees with another person to commit the felony. A conspiracy
to commit a felony is a felony of the same class as the
underlying felony. The State must allege and prove that either the person
or the person with whom he agreed performed an overt act in furtherance
of the agreement.
To convict the defendant of Conspiracy To Commit Robbery While Armed With A
Deadly Weapon, the State must have proved each of the following elements:
The defendant:
1. Agreed with Jacob Turner and/or Brian Harvey to commit the crime of robbery
while armed with a deadly weapon, which is defined by statute as follows:
A person who knowingly or intentionally takes property from another person by using
or threatening the use of force on any person, or by putting any
person in fear commits Robbery, a Class C Felony. However, the offense
is a Class B Felony if it is committed while armed with a
deadly weapon or results in bodily injury to any other person other than
a defendant.
2. With the intent to commit the crime; and
3. Jacob Turner performed an overt act in furtherance of the agreement in that
on or about March 1, 2001, Jacob Turner did enter the Firstar Bank
in Dillsboro, Indiana and robbed said bank with a deadly weapon, to-wit: a
handgun.
If the State failed to prove each of these elements beyond a reasonable
doubt, you should find the defendant guilty.
If the State did prove each of these elements beyond a reasonable doubt,
you should find the defendant guilty of the crime of Conspiracy To Commit
Robbery While Armed With A Deadly Weapon, a Class B Felony. App.
at 541 (emphasis supplied).
The instructions listing the elements of the charges for the Moores Hill robbery
were identical except for the required changes in the names and date.
In Richardson v. State, 717 N.E.2d 32, 49 (Ind. 1999), our Supreme Court
established a two-part test for analyzing double jeopardy claims. Specifically, it held
that two or more offenses are the same offense in violation of Article
I, Section 14 of the Indiana Constitution, if, with respect to either the
statutory elements of the challenged crimes or the actual evidence used to convict,
the essential elements of one challenged offense also establish the essential elements of
another challenged offense. Id. In this case, Holden asserts only that
a violation exists under the actual evidence test.
In a challenge under the actual evidence test, the appellant must demonstrate a
reasonable possibility that the evidentiary facts used by the fact-finder to establish essential
elements of one offense may have also been used to establish the essential
elements of a second challenged offense. Spivey v. State, 761 N.E.2d 831,
832 (Ind. 2002); Richardson, 717 N.E.2d at 53; Alexander v. State, 768 N.E.2d
971 (Ind. Ct. App. 2002) (deducing that our Supreme Court has consistently overturned
convictions upon double jeopardy grounds where the evidentiary facts establishing an essential element
of one offense establish all of the essential elements of the second challenged
offense), affirmed on rehg 772 N.E.2d 476, trans. denied. In applying the
actual evidence test, the reviewing court must identify the essential elements of each
offense and evaluate the evidence from the jurys perspective. Spivey, 761 N.E.2d
at 832. In our review, we consider the jury instructions where relevant,
the arguments of counsel, and other factors which may have guided the jurys
determination. Id.
In Guffey v. State, 717 N.E.2d 103 (Ind. 1999), our Supreme Court was
called upon to review a claim of double jeopardy under a fact situation
nearly identical to that in the case before us. The facts in
that case reveal that Guffey was convicted of aiding in the commission of
armed robbery and conspiracy to commit armed robbery for his part in a
robbery carried out by his nephew. In its opinion, the Court related
the facts in great detail, but determined that notwithstanding the evidence of elaborate
planning and implementation, the jury was instructed to direct its attention to specific
evidentiary facts. Specifically, the jury instructions directed the jury to the fact
that Guffey provided the handgun to his nephew and waited for him to
commit the robbery for both crimes. The court held that a reasonable
possibility existed that the jury used the same evidentiary facts to find Guffey
guilty of both crimes, and as a result, it vacated his conviction for
conspiracy. Id. at 107.
Likewise, in Fosha v. State, 747 N.E.2d 549 (Ind. 2001), our Supreme Court
overturned a conviction for conspiracy to commit murder because it concluded through application
of the Richardson actual evidence test that convictions for that crime and murder
violated the prohibition against double jeopardy. In Fosha, the charging information, which
was read to the jury, stated that Maurice Fosha and Lance Wilson knowingly
and intentionally killed Gary Moore by shooting him with a handgun, causing his
death. With respect to the conspiracy charge, the charging information alleged that
Fosha and Wilson, with the intent to murder Moore, agreed with each other
to kill him and that Wilson shot Moore as an overt act in
furtherance of the agreement. The jury was instructed that to convict Fosha
of murder, the State had to prove that he (1) knowingly and intentionally
(2) killed (3) another human being. The jury was also instructed on
accomplice liability. The jury instructions regarding conspiracy stated that the evidence must
prove that the defendant (1) agreed with Lance Wilson to commit the crime
of murder (2) with intent to commit the crime, and (3) Lance Wilson
performed an overt act in furtherance of the agreement by shooting at and
against Gary Moore by means of a deadly weapon, that is, a handgun.
Given that the jury was instructed that Fosha could be found guilty
of murder as Wilsons accomplice, the Supreme Court held that a reasonable possibility
existed that the evidentiary facts used by the jury to establish the essential
elements of the conspiracy charge (the defendant, intending to murder, agreed with Wilson,
and Wilson shot Moore) were also used to prove the essential elements of
murder (the defendant intended to murder Moore and was an accomplice to Wilsons
shooting of Moore). Id. at 553.
Turning now to the facts in the case before us, we too conclude
that the prohibition against double jeopardy was violated. While there were significant
and detailed facts presented to the jury with regard to all of the
events constituting the planning of the robberies, the jury was instructed to focus
upon the actual events of the robbery as the overt act of conspiracy.
From a comparison of the jury instructions, we conclude that there is
a reasonable possibility that the jury relied upon the same factsthat Holden provided
the handgun and waited for one of the cohorts to commit the robberyfor
both the robbery and conspiracy to commit robbery convictions.
See footnote
Thus, we vacate
both convictions for conspiracy to commit robbery, leaving the convictions for robbery in
place.