FOR PUBLICATION
ATTORNEY FOR APPELLANTS: ATTORNEY FOR APPELLEE:
ROBIN M. LYBOLT MICHAEL K. SUTHERLIN
Assistant Corporation Counsel Law Office of Michael K. Sutherlin
Indianapolis, Indiana & Associates, P.C.
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
DEPUTY REDFORD EARLES, et al., )
)
Appellants-Defendants, )
)
vs. ) No. 49A02-0206-CV-484
)
JEFFREY PERKINS, )
)
Appellee-Plaintiff. )
APPEAL FROM THE MARION SUPERIOR COURT
The Honorable Kenneth H. Johnson, Judge
Cause No. 49D02-9902-CT-183
May 29, 2003
OPINION - FOR PUBLICATION
MATHIAS, Judge
Jeffrey Perkins (Perkins) filed a complaint against Redford Earles (Earles), Sean Jones (Jones),
and the Marion County Sheriffs Department (MCSD) in Marion Superior Court, alleging false
arrest and false imprisonment under state and federal law. The Defendants moved
for summary judgment, asserting qualified immunity and that the undisputed facts entitled them
to summary judgment. The trial court denied this motion, and the Defendants
now seek to reverse the trial court by way of interlocutory appeal.
The parties present the following restated issues for review:
Whether the undisputed facts entitle Earles and Jones, in their individual capacities, to
summary judgment; and,
Whether Earles and Jones are entitled to qualified immunity.
Finding that the undisputed facts do not entitle Earles and Jones to summary
judgment and that Earles and Jones are not immune, we affirm in part
and reverse in part.
See footnote
Facts and Procedural History
On Friday, May 8, 1998, Perkins left work at 5:30 p.m. and began
his daily commute home on Interstate 465 (I-465). As Perkins approached I-465s
Rockville Road Exit, he was passed by a MCSD patrol car that was
traveling in the left most lane of I-465 with its emergency lights on.
According to Perkins, the patrol car then cut across four lanes of I-465
traffic and, when it entered the exit ramp for Rockville Road, cut off
Perkins and another vehicle, which was entering the merge ramp of I-465, forcing
both Perkins and the driver of the other vehicle to brake quickly, nearly
causing an accident. Appellants App. pp. 92, 96, 105. While Perkins
was braking, he believed there would be a collision because there was no
place for him to maneuver his vehicle. Perkins was angered at the
patrol cars maneuver and believed the allegedly unsafe driving to be an unnecessary
danger to the public. Appellants App. p. 106.
The patrol car was driven by Earles, and Deputy Arnes (Arnes) was a
passenger in the vehicle. Both Earles and Arnes were reserve deputies in
the MCSD, and their duties were limited to traffic spotting on the day
in question. Appellants App. p. 90. Despite having been assigned these
limited duties, when Earles learned of an accident on Rockville Road, he decided
to go to the scene of the accident to assist with traffic control.
Appellants App. p. 118. While en route during rush hour to
assist with traffic control, Earles drove his patrol car at speeds in excess
of 100 miles per hour. Appellants App. pp. 93, 107. During
the drive, Arnes informed Earles that they were not permitted to exceed the
scope of their duties by responding to the accident, that Earles was not
allowed to exceed the speed limit for reasons of assisting in traffic control,
and that Earles driving was unsafe. Appellants App. p. 118.
After Perkins was allegedly cut off by Earles, he took his usual exit
off I-465 onto Rockville Road. While on Rockville Road, Perkins observed the
patrol car that cut him off and three deputies near the scene of
an accident. As Perkins was driving by the accident, he asked a
deputylater identified as Earlesif he was the deputy that had cut him off
on I-465. Earles informed Perkins that he was the deputy. Perkins
then informed Earles that he believed his driving was reckless, dangerous, and caused
a serious risk of harm to himself and the occupants of other vehicles.
Earles responded by ordering Perkins to pull to the side of the
road.
After Perkins complied with this order, Earles approached Perkins vehicle. Earles noticed
that Perkins had bloodshot eyes and asked Perkins if he had been drinking.
Perkins informed Earles that he had not been drinking and that his
eyes were bloodshot because he had pinkeye. Perkins then allegedly offered to
corroborate this claim by showing Earles his prescription that was in his glove
compartment. Appellants App. p. 108.
Following this dialog, Perkins drew a diagram of how Earles drove his patrol
car on I-465. Earles informed Perkins that he was allowed to drive
in such a manner because he was an emergency vehicle and other vehicles
must yield the right-of-way to him. Appellants App. p. 109. Perkins
responded by noting that he did yield the right-of-way and asked Earles for
his name and badge number so that he could file a complaint with
the MCSD. Earles gave Perkins his name and badge number, and Perkins
wrote this information down on a piece of paper that was in his
vehicle. Appellants App. 109.
Immediately thereafter, Earles demanded Perkins drivers license and vehicle registration. Perkins responded
by asking what for? Earles repeated his demand. As Perkins was
allegedly reaching for his identification, a second deputy, later identified as Jones, approached
Perkins vehicle, opened Perkins door, and told Perkins to get out of his
vehicle because he was under arrest. As Perkins leaned over to get
out of his vehicle, Jones grabbed him by the arm and pulled him
out of his vehicle by his shirt.
See footnote Jones then bent Perkins over
his vehicle and handcuffed him. Appellants App. p. 110.
Perkins was transported to Marion County lockupwhere he was allegedly not allowed to
tell his family his whereabouts for six hours and was kept for thirteen
hours,See footnote charged with disorderly conductSee footnote and refusal to identify,See footnote and his vehicle was
towed. After Perkins was released from lockup and had retrieved his vehicle,
he allegedly noticed that Earles name and badge number had been scratched off
the piece of paper that Perkins had recorded this information onto. Appellants
App. p. 109.
On May 18, 1998, in a hearing not attended by Perkins, Earles, or
Jones, a criminal court found probable cause for the arrest of Perkins and
set the cause for trial. Appellants App. p. 111. However, the
State subsequently dismissed the charges against Perkins on August 11, 1998 because Earles
was no longer with the MCSD and apparently unavailable to testify. Appellants
App. p. 114. Perkins then successfully moved to have his arrest record
expunged. Appellants App. pp. 112, 115.
Perkins filed a complaint against Earles, Jones, and the MCSD on February 8,
1999, alleging state and federal causes of action for false arrest and false
imprisonment. Perkins complaint seeks compensatory and punitive damages for the alleged malicious
and wanton violation of his rights protected by the United States and Indiana
Constitutions and damages for the intentional infliction of emotional distress. Appellants App.
pp. 24-26. The Appellants moved to dismiss Perkins complaint by way of
summary judgment, asserting immunity and that the undisputed facts entitle them to summary
judgment. The trial court denied this motion and the Appellants now appeal.See footnote
Decision and Discussion
When reviewing a grant or denial of a motion for summary judgment, our
standard of review is the same as it is for the trial court:
whether there is a genuine issue of material fact and whether the moving
party is entitled to judgment as a matter of law.
Catt v.
Bd. of Commrs, 779 N.E.2d 1, 3 (Ind. 2002) (citing Ind. Univ. Med.
Ctr. v. Logan, 728 N.E.2d 855, 858 (Ind. 2000)). Summary judgment is
appropriate only where the designated evidence shows there is no genuine issue of
material fact and the moving party is entitled to judgment as a matter
of law. Id. (citing Corr v. Am. Family Ins., 767 N.E.2d 535,
537 (Ind. 2002)). All facts and reasonable inferences drawn therefrom are construed
in favor of the nonmoving party. Id.
I. Earles and Jones Liability under State and Federal Law
Under federal law, the existence of probable cause for an arrest is an
absolute bar to a 42 U.S.C. section 1983 claim for unlawful arrest.
Potts v. City of Lafayette, 121 F.3d 1106, 1113 (7th Cir. 1997) (citing
Smith v. City of Chicago, 913 F.2d 469, 473 (7th Cir. 1990)).
The determination of probable cause is a mixed question of law and fact.
Ornelas v. United States, 517 U.S. 690, 696 (1996). When facts
sufficient to create probable cause are undisputed, probable cause is a question of
law. Cervantes v. Jones, 188 F.3d 805, 811 (7th Cir. 1999) (citing
Potts, 121 F.3d at 1112). Summary judgment is appropriate in a probable
cause determination when there is no room for difference of opinion about the
facts or the inferences to be drawn therefrom. Lanigan v. Village of
East Hazel Crest¸ 110 F.3d 467, 473 (7th Cir. 1997) (citing Sheik-Abdi
v. McClellan, 37 F.3d 1240, 1246 (7th Cir. 1994)).
An officer has probable cause to arrest when the totality of the facts
and circumstances within his [or her] knowledge, and of which he [or she]
has reasonably trustworthy information, is sufficient that a prudent person would believe that
the suspect committed or was committing an offense. Marshall v. Teske, 284
F.3d 765, 770 (7th Cir. 2002) (citing United States v. Sawyer, 224 F.3d
675, 678-79 (7th Cir. 2000)). We evaluate probable cause not from the
perspective of an omniscient observer but on the facts as they would have
appeared to a reasonable person in the position of the arresting officer.
Id.
Under Indiana law, false imprisonment is defined as the unlawful restraint upon ones
freedom of movement or the deprivation of ones liberty without consent. Miller
v. City of Anderson, 777 N.E.2d 1100, 1104 (Ind. Ct. App. 2002) (citing
Dietz v. Finlay Fine Jewelry Corp., 754 N.E.2d 958, 967 (Ind. Ct. App.
2001)). A defendant may be liable for false arrest when he or
she arrests a plaintiff in the absence of probable cause to do so.
Id. (citing Conwell v. Beatty, 667 N.E.2d 768, 775 (Ind. Ct. App.
1996)). Probable cause for arrest is demonstrated by facts and circumstances known
to the arresting officer that would warrant a person of reasonable caution and
prudence to believe that the accused had committed or was committing a criminal
offense. Id.
Thus, both Indiana and federal law require the court to determine if there
was probable cause for arrest, and both base the probable cause determination on
whether a reasonable person, under the facts and circumstances encountered by the arresting
officer, would believe that the suspect had committed or was committing a criminal
offense. We find the undisputed facts in this case fail to reveal
circumstances that would lead a reasonable person to believe that Perkins engaged in
disorderly conduct or committed the offense of refusal to identify.
A person engages in disorderly conduct when they recklessly, knowingly, or intentionally engage
in fighting or tumultuous conduct, or makes unreasonable noise and continues to do
so after being asked to stop. Ind. Code § 35-45-1-3. As
the moving party, the Appellants have failed to offer any facts that suggest
that there was probable cause to believe Perkins committed any of the elements
of disorderly conduct. Br. of Appellants at 10-12. The undisputed facts
reveal neither tumultuous nor fighting behavior on the part of Perkins. There
seems to be some suggestion on the part of the Appellants that Perkins
disrupted traffic while attempting to ascertain Earles name and badge number. Br.
of Appellants at 14. However, there are no undisputed facts in the
record which indicate that traffic was so much as stopped briefly as a
result of Perkins inquirymuch less was delayed to the point that would constitute
probable cause for tumultuous behavior. Furthermore, the undisputed facts reveal no delay
in Perkins compliance with Earles command to pull to the side of the
road. Appellants App. p. 107. Finally, the undisputed facts reveal neither
unreasonable noise on the part of Perkins nor a request on the part
of the deputies for Perkins to stop making unreasonable noise.
A person commits the offense of refusal to identify when he or she
knowingly or intentionally refuses to provide either their name, address, and date of
birth, or drivers license to a law enforcement officer who has stopped the
person for an infraction or ordinance violation. Ind. Code § 34-4-32-3, now
Ind. Code § 34-28-4-3.5. The undisputed facts fail to establish probable cause
to arrest Perkins for refusal to identify. Jones admits that he saw
Perkins reaching for his identification when he dragged Perkins out of his car;
thus, the undisputed facts do not establish probable cause for the refusal to
provide identification element. Appellants App. p. 101. This offense also requires
the suspect to have been stopped for an infraction or ordinance violation.
Ind. Code § 34-4-32-3, now Ind. Code § 34-28-4-3.5. The undisputed facts
reveal no infraction or ordinance violation. Because the Appellants failed to demonstrate
undisputed facts that show probable cause to believe that Perkins committed an infraction,
ordinance violation, or refused to provide his identification, we cannot say, as a
matter of law, that Earles or Jones had probable cause to arrest Perkins
on the basis of refusal to identify.
The Appellants, as the moving party, have the burden of demonstrating that the
facts and circumstances prior to Perkins arrest were such as would lead a
reasonable person to believe Perkins was committing or about to commit an offense.
No such facts have been offered by the Appellants.
See footnote Rather the
facts show that Perkins complied with Earles command to move his vehicle to
the side of the road and Jones saw Perkins reaching for his identification
before he was pulled from his vehicle. Appellants App. pp. 101, 107.
Furthermore, the allegation that Earles name and badge number were scratched off
the piece of paper that Perkins had recorded this information onto might constitute
evidence of an ulterior motive for the arrest of Perkins.See footnote
II. Qualified Immunity
Government officials are shielded from liability for civil damages insofar as their conduct
does not violate clearly established statutory or constitutional rights of which a reasonable
person would have known.
Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982)
(citing Prouinier v. Navarette, 434 U.S. 555, 565 (1978)). To determine whether
an officials conduct violates clearly established law requires a two-step inquiry. Biddle
v. Martin, 992 F.2d 673, 675 (7th Cir. 1993) (citing Harlow, 457 U.S.
at 818). The plaintiff must first show that the law was clear
in relation to the specific facts confronting the public official when he or
she acted. Id. Second, we evaluate the objective reasonableness of the
officials conduct. Id. When making the second inquiry, we consider whether
reasonably competent officials would agree on the application of the clearly established right
to a given set of facts. Id.
For the first step of the inquiry, it has long been established that
an officer cannot make a warrantless arrest without probable cause. Beck v.
Ohio, 379 U.S. 89, 91 (1964). Under the facts and circumstances set
out in the record, probable cause was unquestionably required to make an arrest
of Perkins.
In relation to the second step of the inquiry, the Appellants contend that
the actions of Earles and Jones were proper because Earles and Jones had
probable cause to make an arrest and that, even if there was not
probable cause, Earles and Jones actions were reasonable in light of the circumstances.
Br. of Appellants at 14. As discussed in the previous section
of this opinion, the undisputed facts fail to show probable cause to arrest
Perkins, and the undisputed facts reveal no conduct on the part of Perkins
that would lead a reasonably competent police officer to conclude that there were
grounds to arrest Perkins for disorderly conduct or refusal to identify. See
Biddle, 992 F.2d at 675 (noting that when determining the second prong of
qualified immunity, we evaluate the objective reasonableness of the officers acts and grant
qualified immunity if a reasonable officer could have believed the arrest to be
lawful, in light of the clearly-established law and the information that the arresting
officer possessed).
See footnote
The Appellants also assert that Earles and Jones are entitled to qualified immunity
because [w]hen asked for identification . . . [Perkins] was argumentative and refused
to provide the information to the deputies. Br. of Appellants at 14.
It is neither undisputed that Earles and Jones had a reasonable belief
in their right to demand Perkins identification on the threat of arrest in
the first place nor that Perkins refused to provide his identification to them.
See Appellants App. p. 101.
We find that Perkins had the right to be free from arrest absent
a showing of probable cause and that the undisputed facts fail to indicate
that a reasonable officer, under the facts and circumstances presented to Earles and
Jones, could have believed Perkins arrest to be lawful.
See footnote For all of
these reasons, Earles and Jones are not entitled to qualified immunity.
Conclusion
Perkins has effectively renounced his 42 U.S.C. section 1983 and punitive damage claims
against the MCSD. However, Earles and Jones are not entitled to qualified
immunity, and the undisputed facts do not entitle the Appellants to summary judgment.
Accordingly, we affirm in part and reverse in part.
KIRSCH, J., and MATTINGLY-MAY, J., concur.
Footnote:
Perkins renounced his 42 U.S.C. section 1983 and punitive damage claims against
the MCSD. Br. of Appellee at 8-9, 19-20; Appellants App. p. 70.
However, the trial courts order appears to have denied the Appellants motion
to dismiss Perkins 42 U.S.C. section 1983 and punitive damage claims against the
MCSD. Appellants App. pp. 7, 9, 190-91. As such, we reverse
this portion of the trial courts order.
The Appellants also contend Perkins has conceded, both directly and
implicitly by failure to address [Appellants] arguments, that the [MCSD] is entitled to
summary judgment in its favor regarding [Perkins] state law claims for false arrest
and false imprisonment. Reply Br. of Appellants at 1. Though the
Appellants have successfully asserted that the MCSD is neither liable under 42 U.S.C.
section 1983 nor subject to punitive damages, the Appellants have failed to make
an independent argument asserting that the MCSD is not liable for, or is
immune from, compensatory damages under state law. Br. of Appellants at 6-15.
If the argument found on page twelve of the Appellants brief refers
to Perkins state law claims against the MCSDdespite the arguments failure to specifically
reference the MCSD and the arguments location under Earles and Jones individual liability
subheadingthe argument, to the extent it is premised on probable cause, is
unsuccessful in establishing immunity for the MCSD.
See footnote 9, infra.
Perkins direct concession, though far from clear, refers to his 42 U.S.C. section
1983 and punitive damage claims, not his state law compensatory damages. Br.
of Appellee at 8, 19-20; Appellants App. p. 70. Because Appellants, who
have the burden of proof, failed to argue that the MCSD is entitled
to summary judgment on Perkins compensatory state law claims, the MCSD is not
entitled to summary judgment on this issue.
Footnote:
Jones admits to seeing Perkins reach for his identification before he pulled
Perkins out of his vehicle. Appellants App. p. 101.
Footnote: Appellants App. p. 23.
Footnote: Ind. Code § 35-45-1-3 (1998).
Footnote: Ind. Code § 34-4-32-3 (West 1998), now Ind. Code § 34-28-5-3.5 (1999).
Footnote: Appellants filed a Motion to Strike Appellees Appendix for failure to comply
with Indiana Appellate Rule 50(A)(3). Said motion is granted.
Footnote: Appellants rely heavily on the criminal courts initial finding of probable cause
to arrest Perkins, and Perkins relies heavily on the success of his motion
to have his arrest record expunged. Neither the Appellants nor Perkins is
attempting to use, or could use, either adjudication for collateral estoppel purposes, and
we find neither of the two adjudications to have been sufficiently litigated to
have any effect on the outcome of this appeal.
Footnote: Appellants claim in their reply brief that Indiana Code section 34-13-3-5(a) does
not allow Perkins to bring suit against Earles and Jones because Perkins admits
that Earles and Jones were acting within the scope of their employment.
Reply Br. of Appellants at 4. Consequently, the Appellants state that the
only way Perkins could prevail under his state law claims is to allege
malicious or wanton conduct and include a reasonable factual basis supporting the allegations.
Id. However, Perkins has alleged malicious and wanton conduct on the
part of Earles and Jones and has set forth a reasonable factual basis
supporting this allegation. Appellants App. pp. 21-26.
Footnote:
The Appellants contend that Earles and Jones are immune under
state law on the premise that probable cause existed at the time of
Perkins arrest. Br. of Appellants at 12;
see also Ind. Code §
34-13-3-3(8) (noting that a government entity or government employee acting within the scope
of the employees employment is not liable if a loss results from the
enforcement of a law, unless the act of enforcement constitutes false arrest or
false imprisonment). Consequently, the failure of the undisputed facts to disclose probable
cause for Perkins arrest necessarily defeats Appellants claim, as argued, that Earles and
Jones possess immunity from Perkins State law tort claims.
Footnote:
Perkins concedes that he is not entitled to punitive damages against the
MCSD. Br. of Appellee at 19-20. Appellants claim that Perkins is
also not entitled to punitive damages against Earles and Jones, in their individual
capacities, because Earles and Jones are entitled to summary judgment. Br. of
Appellants at 15. This argument is circular, and we note that plaintiffs
may pursue punitive damages against individual defendants in a 42 U.S.C. section 1983
action.
See Smith v. Wade, 461 U.S. 30, 35, 36 (1983).