FOR PUBLICATION
ATTORNEY FOR APPELLANTS: ATTORNEY FOR APPELLEE:
STEPHEN BOWER STEVEN W. ETZLER
Cohen & Thiros, P.C. Schreiner, Malloy & Etzler, P.C.
Merrillville, Indiana Highland, Indiana
IN THE COURT OF APPEALS OF INDIANA
JEFFREY PATRICK, CITY OF GARY and )
CITY OF GARY POLICE DEPARTMENT, )
)
Appellants-Defendants, )
)
vs. ) No. 45A03-0405-CV-224
)
RICHARD MIRESSO, )
)
Appellee-Plaintiff. )
INTERLOCUTORY APPEAL FROM THE LAKE SUPERIOR COURT
The Honorable Diane Kavadias Schneider, Judge
Cause No. 45D01-0204-CT-101
January 31, 2005
OPINION - FOR PUBLICATION
CRONE, Judge
Id. at 1100-01 (citations omitted). Specific findings and conclusions are neither required
nor prohibited in the summary judgment context. Although specific findings aid appellate
review, they are not binding on this court. Id. at 1101 (citation
and quotation marks omitted). The party appealing the denial of summary judgment
bears the burden of persuading us that the trial court erred. Ind.
Patients Comp. Fund v. Wolfe, 735 N.E.2d 1187, 1190 (Ind. Ct. App. 2000),
trans. denied.
Appellants contend that the trial court erred in determining that they are not
entitled to immunity under the ITCA. Our supreme court has explained that
[t]he ITCA
governs lawsuits against political subdivisions and their employees. Among
other things the statute provides substantial immunity for conduct within the scope of
the employees employment.
See I.C. § 34-13-3-3 (setting forth twenty-two separate categories
for which immunity attaches). Immunity assumes negligence but denies liability. The
purpose of immunity is to ensure that public employees can exercise their independent
judgment necessary to carry out their duties without threat of harassment by litigation
or threats of litigation over decisions made within the scope of their employment.
Bushong v. Williamson, 790 N.E.2d 467, 472 (Ind. 2003) (some citations and quotation
marks omitted). Whether a governmental entity is immune from liability under the
ITCA is a question of law for the courts, although it may include
an extended factual development. City of Hammond v. Reffitt, 789 N.E.2d 998,
1001 (Ind. Ct. App. 2003), trans. denied. The party seeking immunity bears
the burden of establishing that its conduct comes within the ITCA. King
v. Northeast Security, Inc., 790 N.E.2d 474, 480 (Ind. 2003).
Appellants contend that they are immune from liability under Indiana Code Section 34-13-3-3(8),
which provides that [a] government entity or an employee acting within the scope
of the employees employment is not liable if a loss results from
[t]he adoption and enforcement of or failure to adopt or enforce a law
(including rules and regulations), unless the act of enforcement constitutes false arrest or
false imprisonment.
See footnote
The trial court found, and neither party disputes on appeal,
that Officer Patrick was acting within the scope of his employment in pursuing
the fleeing burglary suspect.
See footnote
The trial court also determined, and Appellants do
not dispute, that Officer Patricks pursuit was an attempt to enforce the law
as contemplated by Indiana Code Section 34-13-3-3(8).
See footnote
See Quakenbush v. Lackey, 622
N.E.2d 1284, 1287 n.3 (Ind. 1993) (noting that scope of adoption or enforcement
of a law in Ind. Code § 34-13-3-3(8) is not limited to traditional
law enforcement activities such as the arrest or pursuit of suspects by police).
The crux of Appellants argument is that the trial court erred in concluding,
based on
Quakenbush, that Indiana Code Section 34-13-3-3(8) does not grant immunity to
government agencies or employees from liability for the breach of the duty of
reasonable care as enumerated in [Indiana Code Section] 9-21-1-8. Appellants App. at
9. That statute provides as follows:
(a) This section applies to the person who drives an authorized emergency vehicle
[
See footnote
]
when:
(1) responding to an emergency call;
(2) in the pursuit of an actual or suspected violator of the law;
or
(3) responding to, but not upon returning from, a fire alarm.
(b) The person who drives an authorized emergency vehicle may do the following:
(1) Park or stand, notwithstanding other provisions of this article.
(2) Proceed past a red or stop signal or stop sign, but only
after slowing down as necessary for safe operation.
(3) Exceed the maximum speed limits if the person who drives the vehicle
does not endanger life or property.
(4) Disregard regulations governing direction of movement or turning in specified directions.
(c) This section applies to an authorized emergency vehicle only when the vehicle
is using audible or visual signals as required by law. An authorized
emergency vehicle operated as a police vehicle is not required to be equipped
with or display red and blue lights visible from in front of the
vehicle.
(d) This section does not do the following:
(1) Relieve the person who drives an authorized emergency vehicle from the duty
to drive with due regard for the safety of all persons.
(2) Protect the person who drives an authorized emergency vehicle from the consequences
of the persons reckless disregard for the safety of others.
Ind. Code § 9-21-1-8.
In Quakenbush, our supreme court was confronted with substantially similar facts. A
police officer was driving to the scene of a domestic disturbance in a
marked vehicle with its headlights on but no emergency lights, siren, or horn.
The officer ran a red light and collided with the plaintiffs car.
Both the trial court and the Court of Appeals determined that the
officer and the city were entitled to law enforcement immunity under Indiana Code
Section 34-13-3-3(8).
On transfer, our supreme court noted that when the ITCA was enacted in
1974,
Indiana courts had determined not only that the king could do wrong, but
that he could be held accountable for those wrongs. Governmental immunity for
the breach of a private duty had been virtually abolished by judicial decisions.
Campbell v. State (1972), 259 Ind. 55, 284 N.E.2d 733 (state governmental
functions).
Nonetheless, the erosion of governmental immunity at common law did not leave governmental
entities and their employees subject to liability for every mistake. Rather, as
the court in Campbell noted, governmental units were not liable for all acts
or omissions which might cause damage to persons, but only those involving the
breach of a private duty owed to an individual. To illustrate the
retention of immunity in favor of governments and their employees for breach of
a public duty, the Campbell court cited Simpson Food Fair v. City of
Evansville (1971), 149 Ind.App. 387, 391, 272 N.E.2d 871, 873. In Simpson, the
city and its police were held immune from a claim by a retail
grocery corporation that city police negligently failed to halt a wave of criminal
activities that had forced the store out of business, because the duty to
provide police protection under those circumstances was a duty owed to the public
at large, not to individual members of the public. On the other
hand, governmental entities and employees were not immune for the breach of a
duty owed to an individual. This public/private duty analysis has been applied
to various fact situations subsequent to passage of the Act.
Quakenbush, 622 N.E.2d at 1287-88 (footnote and some citations omitted).
The Quakenbush court noted that the first case interpreting the ITCAs law enforcement
immunity provision was Seymour National Bank v. State, 422 N.E.2d 1223 (Ind. 1981),
modified on rehg, 428 N.E.2d 203, in which a state trooper collided with
a vehicle while pursuing a car that had fled from a traffic stop.
The Seymour majority held that the State was entitled to law enforcement
immunity under Indiana Code Section 34-13-3-3(8), rejecting the plaintiffs claim that the term
enforcement of a law is ambiguous:
We do not accept that contention, for in our view, an officer engaged
in effecting an arrest is in fact enforcing a law. And, in
cases where a statute is clear and unambiguous, we have no choice but
to hold it to its plain meaning. Moreover, even if we were
to accept Plaintiffs contention, we perceive the Legislatures amendment of [Indiana Code Section
34-13-3-3(8)
See footnote ] as having a clarifying effect on the statute insofar as all acts
of enforcement save false arrest and imprisonment now render the State immune.
Seymour, 422 N.E.2d at 1226 (citation and footnote omitted).
In dissent, Justice DeBruler observed that the driver of an emergency vehicle has
a statutorily imposed duty towards private individuals to drive it during emergency runs
with due regard to the safety of all persons. Id. at 1226
(DeBruler, J., dissenting) (citing predecessor to Ind. Code § 9-21-1-8). The officer
in pursuing the suspect and attempting to arrest him was also acting in
furtherance of a duty owed solely to the public, i.e., the duty to
enforce the criminal laws. To give full rein under these circumstances to
the one is to vitiate the other. Yet to permit that result
is our unavoidable judicial duty. Id. at 1226-27 (citing Simpson). Justice
DeBruler further observed that
statutes in derogation of the common law will receive a strict construction and
statutes will not be construed in a manner resulting in harsh or unjust
consequences. [Also], where two statutes are in apparent conflict they should be
construed if it can be reasonably done, in a manner so as to
bring them into harmony. Here, the immunity statute is in derogation of
the common law and at odds with the statutory command that emergency vehicles
be operated with due care. At common law this state police officer
would be required to respond in damages for injuries resulting from his negligent
operation of the patrol car. To grant an immunity which would shield
negligent and reckless conduct obviously leaves injured victims to suffer without any remedy.
Were we to construe the vague immunity provision as being applicable only
in circumstances in which the public employees conduct involved a public duty only,
impediment of the common law would be lessened, unjust consequences would be reduced
in number, and the two statutes would be left viable and in harmony.
This is the legal course charted by Judge Robertson [who authored the
Court of Appeals opinion in Seymour], and I am convinced it is the
correct one.
Id. at 1227 (citation omitted).
Justice Hunter concurred in Justice DeBrulers dissent and predicted in his own dissent
that behind the Seymour majoritys opinion
waits a Pandoras box of unsettling questions which will revolve around dubious distinctions
between the administration and enforcement of laws. The source of that inevitable
consternation is the fact that the term enforcement in [Indiana Code Section 34-13-3-3(8)]
is ambiguous both in and of itself and in relation to the various
statutes with which it must be construed and reconciled.
Id. at 1229 (Hunter, J., dissenting). After Seymour, Court of Appeals decisions
extend[ed] law enforcement immunity to encompass many acts within the scope of a
law enforcement officers employment. Quakenbush, 622 N.E.2d at 1289 (collecting cases).
In Quakenbush, the court hearkened back to Judge Robertsons analysis in Seymour:
In writing the Seymour opinion for the Court of Appeals, Judge Robertson described
the public-private duty test of Campbell, and concluded that the obligation of a
police officer to use reasonable care in the operation of a squad car
was a private duty. Pursuant to that conclusion, at common law, a[n]
officer would not be immune for the breach of that duty. Judge
Robertson also addressed whether [Indiana Code Section 34-13-3-3(8)] changed the common law.
In doing so, he concluded that the term enforcement of the law rendered
Section [3(8)] ambiguous and ultimately concluded that the legislature intended enforcement to mean
at least that the decision to enforce and the end result thereof upon
the object of the enforcement (within the bounds of law) is protected activity
and will not give rise to a civil action for damages. In
other words, he reasoned that the decision of whether or not to investigate
a crime, whether to arrest a particular individual for committing a crime, and
the arrest itself were protected activities so long as the acts are otherwise
conducted legally. He concluded that these activities were in the nature of
the public duty owed by law enforcement officials to the community as a
whole.
We believe this analysis comports with the legislatures intent when it drafted Section
[3(8)]. This analysis also gives meaning to the exception in Section [3(8)]
that immunity does not apply if an officers conduct results in false arrest
or false imprisonment.
To conclude that Section [3(8)] confers immunity to all law enforcement activity conducted
within the course and scope of employment, as did the Seymour majority, results
in a statute in derogation of common law because prior to the Act,
liability was imposed in connection with certain law enforcement activity. A statute
in derogation of the common law is strictly construed against limitations on a
claimants common law right to bring suit. The Court presumes that the
legislature does not intend to make any change in the common law beyond
what a statute declares either in express terms or by unmistakable implication.
Granting immunity to law enforcement officers who fail to exercise reasonable care while
driving would sanction negligent and reckless conduct, and result in hardship to the
individual injured by the enforcement.
Moreover, as Justice DeBruler noted in his dissent to Seymour, interpreting Section [3(8)]
to confer immunity in situations involving the operation of police vehicles on public
streets conflicts with other statutes which regulate the operation of such vehicles.
Specifically, [Indiana Code Section] 9-21-1-8 provides that persons who drive an authorized
emergency vehicle, such as a police car, are not relieved from the duty
to drive with due regard for the safety of all persons, even though
such drivers may disobey certain rules of the road. Where two statutes
are in apparent conflict they should be construed, if it can be reasonably
done, in a manner so as to bring them into harmony.
Judge Robertson and Justices DeBruler and Hunter reasoned that Section [3(8)] did not
confer immunity to law enforcement activity outside the public duty owed to the
community as a whole. Instead, governmental entities and their employees would be
subject to liability for the breach of private duties as at common law.
For example, having decided to respond to the report of a law
being broken, the responding officer owes a duty of driving with reasonable care
to other travelers on the highway. We are persuaded that this reasoning
was correct.
Accordingly, we hold that Section [3(8)] was intended to codify the common law
as it existed at the time the Act was passed. The state
of the common law was such that governments and their employees were subject
to liability for the breach of private duties owed to individuals, but were
immune from liability for the breach of public duties owed to the public
at large.
.
The gist of plaintiffs complaint is that [the police officer] drove her squad
car in a negligent manner. As such, the complaint alleges the breach
of a private duty owed by [the officer] to the plaintiffs. Accordingly,
Section [3(8)] does not provide immunity.
Whether [the officers] conduct fell below the level of care that an ordinarily-prudent
person would exercise under the same or similar circumstances is a question of
fact. Summary judgment is inappropriate in such a circumstance.
Id. at 1289-91 (footnote and citations omitted).
Appellants point out that our supreme court has distanced itself from Quakenbushs public/private
duty analysis in subsequent decisions, most notably in Benton v. City of Oakland
City, 721 N.E.2d 224 (Ind. 1999), and King v. Northeast Security, Inc., 790
N.E.2d 474 (Ind. 2003). In Benton, the plaintiff sued the city for
injuries sustained in a public swimming area. Our supreme court acknowledged that
the citys statutory immunity under the ITCA was not at issue but nevertheless
sought to clarify several principles of common law immunity that had become muddled
since its decision in Campbell. The court explained that
the duty owed to a private individual to which Campbell refers is the
common law duty to use ordinary and reasonable care under the circumstances.
By abolishing the doctrine of sovereign immunity [in almost all respects], Campbell recognized
that all governmental units were bound by this duty, directly and also derivatively,
that is, under a theory of respondeat superior. For a breach of
the duty of ordinary and reasonable care under the circumstances, Indiana common law
would henceforth treat a governmental defendant no different from a non-governmental defendant.
Benton, 721 N.E.2d at 228 (citation and footnote omitted). After tracing
the bifurcation of this rule into concepts of private duty and public duty,
the court reaffirmed its ruling in Campbell:
We hold that Campbell is properly applied by presuming that a governmental unit
is bound by the same duty of care as a non-governmental unit except
where the duty alleged to have been breached is so closely akin to
one of the limited exceptions [to the elimination of sovereign immunity as recognized
in Campbell] (prevent crime, appoint competent officials, or make correct judicial decisions) that
it should be treated as one as well.
Id. at 230.
The Benton court then took pains to emphasize that the foregoing discussion addresses
only the common law. It does not relax any of the extensive
protections from tort liability afforded Indiana governmental units by statute. Id. at
231-32 (emphases added; footnote omitted). The court further explained,
In the years that followed, plaintiffs pursuing tort claims against the government have
been required to navigate their way through the various immunity provisions of the
ITCA and through subsequent decisions which construed the extent and scope of the
various immunity provisions. See, e.g.,
Seymour Natl Bank v. State, 422
N.E.2d 1223, 1226 (Ind. 1981), overruled by Quakenbush v. Lackey, 622 N.E.2d 1284,
1290 (Ind. 1993)
. In general, it is only after a determination
is made that a governmental defendant is not immune under the ITCA that
a court undertakes the analysis of whether a common law duty exists under
the circumstances.
In returning to the moorings of Campbell, we also return
to the principle that it is the legislature, and not the courts, that
is in the best position to determine the nature and extent to which
governmental units in Indiana should be insulated from tort liability.
Id. at 232 (emphasis added; some citations and footnote omitted). In a
footnote to this passage, the court stated,
Quakenbush v. Lackey employed the concept of a private duty to analyze the
availability of one of the ITCAs immunity defenses. As a general matter,
we find Quakenbushs concept of private duty consonant with the duty owed to
a private individual discussed, supra
. However, detailed discussion of this point
(as well as the interaction of common law principles and statutory immunities) is
beyond the scope of this opinion.
Id. at 232 n.15.
In King, our supreme court sought to determine, inter alia, whether a school
district was liable for injuries sustained by a student beaten by other students
in the high school parking lot. The school district claimed law enforcement
immunity under the ITCA on the basis that it failed to prevent the
assault or enforce rules or regulations regarding student misconduct or unlawful activity.
The King court stated,
In [Quakenbush], this Court discussed at some length the meaning of enforcement as
used in [Indiana Code Section 34-13-3-3(8)]. We concluded first that section [3(8)]
was intended to codify the common law of immunity in this area as
that law existed at the time the ITCA was passed. Second, under
that common law regime, governments and their employees were subject to liability for
the breach of private duties owed to individuals, but were immune from liability
for the breach of public duties owed to the public at large.
Subsequent Indiana decisions relied on this public/private duty test in applying section
[3(8)], but others have concluded Benton eliminated the test.
Benton addressed only
the common law presence or absence of duty of a governmental unit.
It did not deal with statutory immunity under the ITCA. Indeed, Benton
expressly observed, In general, it is only after a determination is made that
a governmental defendant is not immune under the ITCA that a court undertakes
the analysis of whether a common law duty exists under the circumstances.
Benton, 721 N.E.2d at 232.
Although Benton did not expressly disavow Quakenbushs public/private duty test under section [3(8)],
we believe it implicitly achieved this result. Quakenbush held that section [3(8)]
adopted the common law of immunity for law enforcement activities, and concluded that
the public/private duty test was the common law approach to law enforcement immunity
at the time the ITCA was enacted. We do not believe the
public/private duty test was frozen by statutory adoption. It is a tool
for applying the adopting or enforcing of a law language, but as Benton
pointed out, this test is frequently not susceptible to ready application. For
that reason, Benton overruled the public/private duty test at common law. We
think the courts remain free to interpret the statutory language without referring to
the public/private duty analysis when appropriate.
King, 790 N.E.2d at 481-82 (emphasis added; footnotes and some citations omitted).
In light of Benton and King, then, we must conclude that Quakenbushs rationale
for holding that Indiana Code Section 34-13-3-3(8) does not provide law enforcement immunity
under these circumstances is no longer controlling. With respect to this case,
we interpret King as standing for the proposition that rather than determine the
nature of the duty that Appellants owed to Miresso, we first determine whether
Appellants activities fall within the law enforcement immunity provision of Indiana Code Section
34-13-3-3(8) and then determine whether and to what extent this provision conflicts with
Indiana Code Section 9-21-1-8. It seems clear that pursuing a fleeing burglary
suspect constitutes enforcement of a law as contemplated by Indiana Code Section 34-13-3-3(8).
See King, 790 N.E.2d at 482 (stating that enforcement of a law
is an activity assigned to specific units of government[,] such as the police);
see also Quakenbush, 622 N.E.2d at 1287 n.3 (recognizing pursuit of suspects by
police as being among traditional law enforcement activities). Somewhat less clear is
whether and to what extent Indiana Code Section 34-13-3-3(8) conflicts with Indiana Code
Section 9-21-1-8 and which expression of legislative intent controls in this situation.
As mentioned previously, the Quakenbush court determined that the statutes are in conflict.
Quakenbush, 622 N.E.2d at 1290. That determination may be considered obiter
dictum in view of the grounds on which that case was ultimately decided,
but we see no reason to dispute it here. The Quakenbush court
also recited the maxim that [w]here two statutes are in apparent conflict they
should be construed, if it can be reasonably done, in a manner so
as to bring them into harmony. Id. We respectfully suggest that
this is an impossible task: Indiana Code Section 9-21-1-8 imposes a duty
upon the driver of an emergency vehicle to drive with due regard for
the safety of all persons[,] whereas Indiana Code Section 34-13-3-3(8) grants immunity to
a driver who breaches this duty while enforcing a law. See Bushong,
790 N.E.2d at 472 (Immunity assumes negligence but denies liability.).
Given this irreconcilability, and bearing in mind our supreme courts pronouncement that it
is the legislature, not the courts, that is in the best position to
determine the nature and extent to which governmental units in Indiana should be
insulated from tort liability, Benton, 721 N.E.2d at 232, we make the following
observations:
We have the advantage of a set of well-settled principles in construing statutes,
albeit there is not total consistency in these rules. Basic to these
rules is that in construing a statute we must give effect to the
intention of the legislature which enacted the law. It is also a
familiar rule of statutory construction that two statutes dealing with a common subject
matter will be read in pari materia and so as to harmonize and
give effect to each.
There is also a presumption that the legislature in enacting a particular piece
of legislation has in mind existing statutes on the same subject. Where
the statutes cannot be harmonized or reconciled, some cases emphasize that the more
specific or detailed statute should prevail over the more general statute; others emphasize
that the most recent expression of the legislature shall prevail over older ones.
It is also recognized that general statutes or rules do not overrule
or supersede specific provisions in statutes or rules unless it is clear there
was an intent to do so. Also, the repeal of statutes by
implication is not a favored result in this State and such a repeal
will occur only if it is clear that the statutes are so inconsistent
that it must be assumed the legislature did not intend that both remain
in force.
County Council of Bartholomew County v. Dept of Pub. Welfare of Bartholomew County,
400 N.E.2d 1187, 1190 (Ind. Ct. App. 1980) (citations omitted). Finally, we
note that [b]ecause the ITCA is in derogation of the common law, it
must be strictly construed against limitations on the claimants right to bring suit.
Burns v. City of Terre Haute, 744 N.E.2d 1038, 1040 (Ind. Ct.
App. 2001).
For purposes of our analysis, we conclude that Indiana Code Section 34-13-3-3(8) irreconcilably
conflicts with Indiana Code Section 9-21-1-8 in regard to the liability of drivers
of authorized emergency vehicles who cause a loss resulting from the enforcement of
a law while driving such vehicles within the scope of their employment.
See footnote
We presume that when the legislature enacted Indiana Code Section 34-13-3-3(8) in 1974,
it was aware of Indiana Code Section 9-21-1-8, which was enacted in 1939.
See 1974 Ind. Acts 142 § 1; 1939 Ind. Acts 48 §
25. Although Indiana Code Section 9-21-1-8 came first, it is more specific
than Indiana Code Section 34-13-3-3(8), and given the disfavor in which we hold
repeal by implication and the strictness with which we must construe the ITCA,
we conclude that the legislature did not intend to abolish the longstanding duty
of emergency vehicle drivers to drive with due regard for the safety of
all persons as required by Indiana Code Section 9-21-1-8(d)(1). Stated differently, we
conclude that the legislature did not intend to sanction negligent and reckless conduct,
and [cause] hardship to the individual injured by the enforcement. Quakenbush, 622
N.E.2d at 1290.
See footnote To the extent that Indiana Code Section 34-13-3-3(8) conflicts
with Indiana Code Section 9-21-1-8, we hold that Indiana Code Section 9-21-1-8 prevails.
Consequently, Appellants are not entitled to law enforcement immunity under the ITCA
under these circumstances. The trial court did not err in denying Appellants
motion for summary judgment.
As a final matter, we note that we are fortunate to have legislative
guidance, albeit conflicting, in determining the existence of governmental immunity in this case.
In a different case involving different facts, we might find ourselves with
substantially less guidance. We are frankly troubled by the prospect that police
officers, police training and legal departments, and city officials, as well as courts,
have insufficient guidance in navigating the confusing landscape of governmental immunity in many
difficult circumstances.
In sum, we affirm the trial courts denial of summary judgment and remand
for further proceedings consistent with this opinion.
Affirmed and remanded.
RILEY, J., and VAIDIK, J., concur.