Registration Database Online Search

Welcome to the to the Indiana Securities Division's registration database online search.

Please select one of the following:

• To search for loan brokers, franchises, collection agencies and continuing care facilities, please click here.


• To search for broker-dealer firms and agents (stockbrokers), you can go to the NASD's Broker Check Web site. It gives registration information, and upon request, can give information about any disclosures concerning the firm or individual. To go to NASD Broker Check, please click here.


• To search for investment advisory firms, you can use the SEC's Investment Advisor Search by clicking here.


• To search for investment advisor representatives, please call our office at 317.232.6681 or for long distance calls at 800.223.8791.

This service is designed to help Indiana citizens and others access public Securities Division registration records quickly and easily, and provide links to information available on national databases. If you encounter any problems finding information or have any questions about the data, please call our office at 317.232.6681 or 800.223.8791.