-IR- Database Guide
-IR- Database: Indiana Register

TITLE 750 DEPARTMENT OF FINANCIAL INSTITUTIONS

Notice of Intent to Readopt
LSA Document #15-336

Readopts rules in anticipation of IC 4-22-2.5-2, providing that an administrative rule adopted under IC 4-22-2 expires January 1 of the seventh year after the year in which the rule takes effect unless the rule contains an earlier expiration date. Effective 30 days after filing with the Publisher.

OVERVIEW: Rules to be readopted without changes are as follows:
  750 IAC 9-1-1  Definitions 
  750 IAC 9-2-1  General provisions 
  750 IAC 9-2-2  Construction 
  750 IAC 9-2-3  Unified coverage 
  750 IAC 9-2-4  Application 
  750 IAC 9-2-5  Exclusions 
  750 IAC 9-2-6  Manufactured housing retailers 
  750 IAC 9-2-7  Applicability of state and federal laws, regulations, and rules 
  750 IAC 9-2-8  Coordination with securities commissioner 
  750 IAC 9-3-1  Licensing of mortgage loan originators 
  750 IAC 9-3-2  Licensing qualifications 
  750 IAC 9-3-3  Criminal background checks 
  750 IAC 9-3-4  Credit checks 
  750 IAC 9-3-5  Prelicensing education requirements 
  750 IAC 9-3-6  Prelicensing testing 
  750 IAC 9-3-7  Surety bond 
  750 IAC 9-3-8  Nationwide mortgage licensing system and registry 
  750 IAC 9-3-9  License renewal 
  750 IAC 9-3-10  Continuing education 
  750 IAC 9-3-11  Suspension or revocation of license 
  750 IAC 9-4-1  Record keeping and notification requirements 
  750 IAC 9-4-2  Regulatory reporting 
  750 IAC 9-4-3  Closing documents 
  750 IAC 9-4-4  Right of rescission 
  750 IAC 9-5-1  Applicability 
  750 IAC 9-5-2  Department authority 
  750 IAC 9-5-3  Licensee record keeping 
  750 IAC 9-5-4  Director authority 
  750 IAC 9-5-5  Prohibited acts 
  750 IAC 9-5-6  Administrative review 
  750 IAC 9-5-7  Cease and desist order 
  750 IAC 9-5-8  Assurance of discontinuance 
  750 IAC 9-5-9  Civil action 
  750 IAC 9-5-10  Deceptive acts 
  750 IAC 9-5-11  Temporary relief 
  750 IAC 9-5-12  Civil penalties 
  750 IAC 9-5-13  Other remedies 
  750 IAC 9-5-14  Venue 

Requests for any part of this readoption to be separate from this action must be made in writing within 30 days of this publication. Send written comments to the Small Business Regulatory Coordinator for this rule (see IC 4-22-2-28.1):
Constance J. Gustafson, General Counsel
Indiana Department of Financial Institutions
30 South Meridian Street, Suite 300
Indianapolis, IN 46204
(317) 232-5840
cgustafson@dfi.in.gov
Statutory authority: IC 28-11-1-12.

For purposes of IC 4-22-2-28.1, the Small Business Ombudsman designated by IC 4-4-35-8 is:
Erik Scheub
Office of Small Business and Entrepreneurship
One North Capitol, Suite 600
Indianapolis, IN 46204
(317) 232-5679
ombudsman@osbe.in.gov
Resources available to regulated entities through the small business ombudsman include the ombudsman's duties stated in IC 4-4-35-8, specifically IC 4-4-35-8(9), investigating and attempting to resolve any matter regarding compliance by a small business with a law, rule, or policy administered by a state agency, either as a party to a proceeding or as a mediator.

Posted: 10/07/2015 by Legislative Services Agency

DIN: 20151007-IR-750150336RNA
Composed: Apr 28,2024 6:26:21PM EDT
A PDF version of this document.