Article
Section
Contact Us
Hours
Monday - Friday
8:00 a.m. - 4:30 p.m.
Mailing Address
Indiana Securities Division
302 West Washington Street, Room E111
Indianapolis, IN 46204
Division Contact Numbers/General Inquiries
Securities Division Main Line 317-232-6681 Securities Fraud Report Hotline 800-223-8791 Division Fax Number 317-233-3675
Staff Contact Information
Securities Commissioner
Alex Glass
317-232-6681
aglass@sos.in.gov
Chief Deputy Securities Commissioner
Daniel Spungen
317-232-6681
dspungen@sos.in.gov
Securities Division Proceedings
Latisha Sims
Enforcement Coordinator
317-232-6689
lasims1@sos.in.gov
Investor Education
Kelly Griese
Senior Investor Education Coordinator
317-233-3985
kgriese@sos.IN.gov
Kylee Hale
Investor Education Coordinator
317-234-8683
kyhale@sos.IN.gov
Investment Adviser Registration
Doreen Fuery
Senior Accountant
317-232-6681
dfuery@sos.IN.gov
Investment Adviser Examinations
Jim Lowes
Senior Examiner
317-234-8974
jalowes@sos.in.gov
Loan Broker Registration
Ariel Smock
Compliance Officer
317-232-6684
ArSmock@sos.in.gov
Loan Broker Examinations
Jim Easton
Loan Broker Examiner
317-234-9673
jeaston1@sos.in.gov
Broker Dealer Registration
Stephen Nelson
Compliance Officer
317-232-6681
stnelson@sos.in.gov
Prosecution Assistance Unit (PAU)
Kelly Loy
PAU Attorney
317-232-6686
kloy1@sos.in.gov
Securities Registration and Franchises
Connor Skelly
Registrations Attorney
317-234-2026
cskelly@sos.in.gov
Collection Agencies
Nancy Musgrave
Senior Compliance Officer
317-232-6681
nmusgrave@sos.in.gov