Contact Us

Hours

Monday - Friday
8:00 a.m. - 4:30 p.m.

Mailing Address

Indiana Securities Division
302 West Washington Street, Room E111
Indianapolis, IN 46204

Division Contact Numbers/General Inquiries

Securities Division Main Line	317-232-6681
Securities Fraud Report Hotline	800-223-8791
Division Fax Number	317-233-3675

 

 

Staff Contact Information

Securities Commissioner
Alex Glass
317-232-6681   
aglass@sos.in.gov 

Securities Division Proceedings
Latisha Sims
Enforcement Coordinator
317-232-6689   
lasims1@sos.in.gov

Investor Education
Kelly Griese
Senior Investor Education Coordinator
317-233-3985   
kgriese@sos.IN.gov

Kylee Hale
Investor Education Coordinator
317-234-8683
kyhale@sos.IN.gov

Investment Adviser Registration
Doreen Fuery
Senior Accountant
317-232-6681
dfuery@sos.IN.gov

Loan Broker Examination
LaToya Hart
Loan Broker Examiner
317-234-9673
lhart@sos.in.gov

Loan Broker Registrations 
Ariel Smock 
Compliance Officer
317-232-6684
ArSmock@sos.in.gov

Broker Dealer Registrations 
Stephen Nelson
Compliance Officer
317-232-6681 
stnelson@sos.in.gov

Prosecution Assistance Unit (PAU) 
Kevin Lawrence
PAU Attorney
317-232-6686
KLawrence1@sos.in.gov

Securities Registration and Franchises
Daniel Spungen
Registrations Attorney
317-232-6681
dspungen@sos.in.gov

Collection Agencies 
Nancy Musgrave
Senior Compliance Officer
317-232-6681 
nmusgrave@sos.in.gov