The Indiana Secretary of State's New E-Magazine!
Invest In Indiana
Administrative Actions Database
Protect Your Money!
Date: October 4, 2018
Time: 1pm to 5pm
Location: Indiana Government Center South – Conference Center #22
Seating is limited so a reservation is required to attend
*Alert* All Indiana-domiciled Registered Investment Advisers and Broker-Dealers
The Indiana Secretary of State – Securities Division has uploaded a PDF version of the 2018 Investment Adviser/Broker-Dealer Questionnaire for your review only. The link to the PDF can be found [here]. This will allow your firm to gather any information which may be necessary for completing the 2018 Investment Adviser/Broker-Dealer Questionnaire. The link to the Questionnaire can be found [here].