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The Indiana Secretary of State's New E-Magazine!

The Indiana Secretary of State's New E-Magazine!

Invest In Indiana

Invest In Indiana

Administrative Actions Database

Administrative Actions Database

Protect Your Money!

Protect Your Money!

Helpful Resources

2018 Investment Adviser Conference. Click here to [Register]

Date: October 4, 2018

Time: 1pm to 5pm

Location: Indiana Government Center South – Conference Center #22

Seating is limited so a reservation is required to attend

 

*Alert* All Indiana-domiciled Registered Investment Advisers and Broker-Dealers

The Indiana Secretary of State – Securities Division has uploaded a PDF version of the 2018 Investment Adviser/Broker-Dealer Questionnaire for your review only.  The link to the PDF can be found [here].  This will allow your firm to gather any information which may be necessary for completing the 2018 Investment Adviser/Broker-Dealer Questionnaire. The link to the Questionnaire can be found [here].