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News and Alerts
May 1, 2015 - Victims of Ponzi scam artist Keenan Hauke to receive $2.1 million in restitution. News Release
April 23, 2015 - Secretary of State Connie Lawson shines light on broker-dealer fees. Advisory, News Release
April 15, 2015 - Carmel investor indicted for fraud. News Release
April 10, 2015 - New research from NASAA shows investors are confused about the fees brokers charge. Advisory
April 2, 2015 - Indianapolis man sentenced to 15 years for investment fraud charges. News Release
February 3, 2015 - Indiana joins $1.375 billion settlement with Standard & Poor's. News Release, Settlement Agreement
January 28, 2015 - Secretary Lawson reminds investors to discuss cybersecurity with their financial professional. News Release, Advisory
December 5, 2014 - Fact or Fiction? Secretary Lawson looks at your rights when working with a third-party custodian. News Release, Advisory
November 19, 2014 - Secretary Lawson warns investors about high-yield investment programs. News Release, Advisory
November 13, 2014 - New products in classic schemes identified as top investor threats. News Release
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