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STATE OF INDIANA    )        BEFORE THE INDIANA DEPARTMENT
                )    SS:    OF ENVIRONMENTAL MANAGEMENT
COUNTY OF MARION    )

COMMISSIONER OF THE DEPARTMENT    )
OF ENVIRONMENTAL MANAGEMENT,    )
                            )
        Complainant,                )
                            )
            v.                )    CAUSE NO. A-4485
                            )
GAUNT & SON ASPHALT, INC.,            )
                            )
        Respondent.                )

AGREED ORDER

    The Complainant and the Respondent desire to settle and compromise this action without hearing or adjudication of any issue of fact or law, and consent to the entry of the following Findings of Fact and Order.                            

I. FINDINGS OF FACT

    1.    Complainant is the Commissioner (hereinafter referred to as "Complainant") of the Indiana Department of Environmental Management, a department of the State of Indiana created by IC 13-13-1-1.

    2.    Respondent is Gaunt & Son Asphalt, Inc. (hereinafter referred to as "Respondent"), which owns and operates an asphalt plant at 5511 West Old 24, located in Wabash, Indiana (Source).

    3.    The Indiana Department of Environmental Management ("IDEM") has jurisdiction over the parties and subject matter of this action.

    4.    Pursuant to IC 13-30-3-3, IDEM issued a Notice of Violation via Certified Mail to:

            Mr. Michael Hileman, President
            Gaunt and Sons Asphalt
            5511 West Old 24
            Wabash, Indiana 46992


    5.    Rule 326 IAC 6-3-2(c) requires that no person shall operate any process that could produce PM in excess of the applicable limit.

    6.    This violation is based on the fact that during the October 22, 1998, stack test results review it was observed that average PM emissions sampled from the baghouse attached to dryer/mixer exhaust were 74.11 pounds per hour (lbs/hr), which is over the limit of 33.77 lbs/hr.

    7.    Between November of 1998 and March of 1999 Respondent replaced all defective bags in the baghouse and built a new duct system. On May 27, 1999, Respondent conducted additional stack test at the baghouse. The results indicate compliance with the emissions limit.

    8.    In recognition of the settlement reached, Respondent waives any right to administrative and judicial review of this Agreed Order.

II. ORDER

    1.    This Agreed Order shall be effective ("Effective Date") when it is approved by the Complainant or his delegate, and has been received by the Respondent. This Agreed Order shall have no force or effect until the Effective Date.

    2.    Respondent shall design and submit to Complainant a standard operating procedure (SOP) for periodic inspections of the baghouse attached to the dryer/mixer within thirty (30) days of the Effective Date of this Agreed Order. Respondent shall designate personnel to conduct visual inspections of bags inside the baghouse every two (2) weeks. Respondent shall designate personnel to conduct the baghouse bags inspections assisted by the black light instrumentation every forty five (45) days. The SOP containing the detailed inspection procedures and schedule shall be attached to become a part of this Agreed Order.

    3.    Respondent shall conduct the periodic baghouse inspections in accordance with the SOP, make records of the inspections, and maintain them on site for two (2) years. Respondent shall make the records available to Complainant's representative upon request.

    4.    All submittals required by this Agreed Order, unless notified otherwise in writing, shall be sent to:

        Mr. Michael Stonik, Enforcement Case Manager
        Office of Enforcement
        Indiana Department of Environmental Management

        100 N. Senate Avenue
        P. O. Box 6015
        Indianapolis, IN 46206-6015

    5.    Respondent is assessed a civil penalty of Eight Thousand Dollars ($8,000.00). Said penalty amount shall be due and payable to the Environmental Management Special Fund within thirty (30) days of the Effective Date of this Agreed Order.

    6.    In the event the following terms and conditions are violated, the Complainant may assess and the Respondent shall pay a stipulated penalty in the following amounts:

            Violation                    Penalty

        Failure to comply with Order            $500.00 per each day
        paragraph 2 of this Agreed            of violation
        Order

        Failure to comply with Order            $500.00 per each day
        paragraph 3 of this Agreed            of violation
        Order

    7.    Stipulated penalties shall be due and payable within thirty (30) days after Respondent receives written notice that the Complainant has determined a stipulated penalty is due. Assessment and payment of stipulated penalties shall not preclude the Complainant from seeking any additional relief against the Respondent for violation of the Agreed Order. In lieu of any of the stipulated penalties given above, the Complainant may seek any other remedies or sanctions available by virtue of Respondent's violation of this Agreed Order, or Indiana law, including but not limited to civil penalties pursuant to IC 13-30-4.

    8.    Civil and stipulated penalties are payable by check to the Environmental Management Special Fund. Checks shall include the Cause Number of this action and shall be mailed to:

            Cashier
            IDEM
            100 N. Senate Avenue
            P. O. Box 7060
            Indianapolis, IN 46207-7060

    9.    In the event that the civil penalty required by Order paragraph 5 of this Agreed Order and/or stipulated penalty required by Order paragraph 6 of this Agreed

Order are not paid within thirty (30) days of the Effective Date of this Agreed Order or of the Complainant's notice receipt, respectively, Respondent shall pay interest on the unpaid balance at the rate established by IC 24-4.6-1-101. The interest shall continue to accrue until the civil penalty is paid in full.

    10.    This Agreed Order shall apply to and be binding upon the Respondent, its officers, directors, principals, agents, successors, subsidiaries, and assigns. The Respondent's signatories to this Agreed Order certify that they are fully authorized to execute this document and legally bind the parties they represent. No change in ownership, corporate, or partnership status of the Respondent shall in any way alter its status or responsibilities under this Agreed Order.

    11.    In the event that any terms of the Agreed Order are found to be invalid, the remaining terms shall remain in full force and effect and shall be construed and enforced as if the Agreed Order did not contain the invalid terms.

    12.    The Respondent shall provide a copy of this Agreed Order, if in force, to any subsequent owners or successors before ownership rights are transferred. Respondent shall ensure that all contractors, firms and other persons performing work under this Agreed Order comply with the terms of this Agreed Order.

    13.    This Agreed Order shall remain in effect until Respondent has complied with all terms and conditions of this Agreed Order.


TECHNICAL RECOMMENDATION:        GAUNT & SON ASPHALT, INC.:
Department of Environmental Management

By:     _________________________        By: _________________________
    David P. McIver
    Air Section Chief            
    Office of Enforcement            Printed: ______________________
    
                            Title: ________________________                         
Date: ________________________            Date: ________________________

COUNSEL FOR COMPLAINANT:            COUNSEL FOR RESPONDENT:
Department of Environmental Management

By: _________________________            By: ________________________
Office of Legal Counsel                
Department of Environmental Management

Date: _______________________            Date: ______________________

APPROVED AND ADOPTED BY THE INDIANA DEPARTMENT OF ENVIRONMENTAL MANAGEMENT THIS _____ DAY OF ____________________, 199___.

                            
                            For the Commissioner:
                            
                            Signed on September 24, 1999
                            ___________________________
                            Felicia Robinson George
                            Assistant Commissioner
                            of Enforcement

Converted by Andrew Scriven