STATE OF INDIANA

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SS:

BEFORE THE INDIANA DEPARTMENT OF

 

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COUNTY OF MARION

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ENVIRONMENTAL MANAGEMENT

 

COMMISSIONER OF THE DEPARTMENT

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OF ENVIRONMENTAL MANAGEMENT,

 

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Complainant,

 

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v.

 

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Case Nos. 2008-17921-H and

 

 

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2008-18039-H

 

 

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DALTON CORPORATION,

 

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Respondent.

 

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AGREED ORDER

 

Complainant and Respondent desire to settle and compromise this action without hearing or adjudication of any issue of fact or law, and consent to the entry of the following Findings of Fact and Order.  Pursuant to IC 13-30-3-3, entry into the terms does not constitute an admission of any violation contained herein.  Respondent's entry into this Agreed Order shall not constitute a waiver of any defense, legal or equitable, which Respondent may have in any future administrative or judicial proceeding, except a proceeding to enforce this order.

 

I.  FINDINGS OF FACT

 

1.            Complainant is the Commissioner (“Complainant”) of the Indiana Department of Environmental Management (“IDEM”), a department of the State of Indiana created by Indiana Code (“IC”) 13-13-1-1.

 

2.            Respondent is Dalton Corporation (“Respondent”), which owns and/or operates a foundry located at 1900 Jefferson Street in Warsaw, Kosciusko County, Indiana (“the Foundry”), and a Restricted Waste Site Type II landfill located near the junction of County Road 250 South and State Road 25, in Kosciusko County, Indiana ("the RWS").

 

3.            IDEM has jurisdiction over the parties and the subject matter of this action.

 

4.            Pursuant to IC 13-30-3-3, IDEM issued a Notice of Violation ("NOV") via Certified Mail to:

 

Joseph L. Derita, President

Corporation Service Company

Dalton Corporation

Registered Agent for Dalton Corporation

3755 Lake City Highway

251 E. Ohio Street, Ste. 500

Warsaw, Indiana  46582

Indianapolis, Indiana  46204

 

5.            Respondent manufactures gray iron castings and machined components for the air conditioning/refrigeration, automotive, heavy truck, and other industrial markets.

 

6.            On January 25, 2008, Respondent was issued a Solid Waste Facility Permit Renewal, FP 43-06, for the RWS.  The RWS may only accept restricted wastes from Respondent's Warsaw and Kendallville facilities which are approved in the permit.  The Kendallville foundry closed in March 2009.

 

7.         Pursuant to IC 13-30-3-3, entry into the terms does not constitute an admission of any violation contained herein.  During an investigation, including inspections at the RWS on March 13 and June 17, 2008, and at the Foundry on August 19, 2008, conducted by a representative of IDEM, the following violations were found:

 

a.            Pursuant to 329 IAC 10-4-2, no person shall cause or allow the storage, containment, processing, or disposal of solid waste in a manner which creates a threat to human health or the environment, including the creating of a fire hazard, vector attraction, air or water pollution, or other contamination.

 

As noted during the March 13 and June 17, 2008 inspections, Respondent allowed the disposal of solid wastes at the RWS in a manner which created a threat to human health and the environment.  Waste tires and plastic pipes were observed in a low area west of the access road in Phase 1.  A corroded 55-gallon container of unknown material and a plastic storage container were also observed in the disposal area of Phase 3.

 

Additionally, Respondent, on August 19, 2008, allowed releases of solid wastes at multiple areas of the Foundry, including, but not limited to, the following areas:

 

1)            Foundry wastes and/or other solid wastes were observed on the ground at the Charge Yard, on the north, south, and west sides of the storm water conveyance located on-site, around the baghouses, around roll-off containers, on the in-plant roadway, and along the southwest side of the Foundry near the finishing operations.  Some of these wastes were observed entering and/or having the potential to enter the storm water conveyance located on-site; and

 

2)            Waste from the filter press building in the Melt Department and excess foundry sand overflowing from the Herman 3 overflow chute were observed discharging from the building and onto the ground on the north side of the Charge Yard, east of baghouse #11 collection bin at the Foundry.

 

b.         Pursuant to IC 13-30-2-1(1), no person shall discharge, emit, cause, allow, or threaten to discharge, emit, cause, or allow any contaminant or waste, including any noxious odor, either alone or in combination with contaminants from other sources, into the environment in any form that causes or would cause pollution that violates or would violate rules, standards, or discharge or emission requirements adopted by the appropriate board under the environmental management laws, which includes 329 IAC 10-4-2.

 

As noted in paragraphs a. and b. above, during the March 13, June 17, and August 19, 2008 inspections, Respondent allowed and/or threatened to allow contaminants and/or wastes into the environment in violation of 329 IAC 10-4-2.

 

Pursuant to Permit Requirement D5, Respondent must control public access to the facility and prevent unauthorized vehicular traffic and illegal dumping of wastes.

 

As noted during the March 13 and June 17, 2008 inspections, several pieces of furniture were observed inside the facility boundary along the north side of the road near the site entrance, thereby indicating a failure to control public access.

 

d.         Pursuant to 329 IAC 10-9-4, a restricted waste site must accept only the restricted waste types determined according to the classification criteria in 329 IAC 10-9-4.  Waste analyses submitted to the commissioner for review must be accompanied by sufficient documentation of representative sampling and quality assurance and quality control measures to establish that the applicable procedures were conducted under adequate controls.

 

As noted during the March 13 and June 17, 2008 inspections, Respondent did not comply with 329 IAC 10-9-4.  Respondent was unable to provide quality assurance for the sampling data submitted for its most recent waste classifications.  Information on the sample locations or units from where the samples were collected was not available or documented by Respondent.  Waste classification WC 06-011 is identified as Shot Blast and Grinder Dust (Type II).  The Grinder Dust (WC 06-014) by itself is a Type I waste and is not permitted for disposal at the RWS.  Shot Blast and Grinder Dust (WC-06-011) is accumulated in baghouse #6, baghouse #12, and baghouse #16.  The amount of grinding dust received by each of these baghouses varies considerably and Respondent does not know from what unit the samples were collected.  Respondent also generates Yard Cleanup (WC 06-007) from dredging and dewatering activities in the yard.  Respondent's representative indicated that Yard Cleanup is runoff comprised of various uncontainerized foundry wastes removed from the storm water conveyance in the yard and placed on a pile of Excess Sand (WC-005) for dewatering.  During the March 13 and June 17, 2008 inspections, the pile of sand for dewatering contained Core Sand (WC 06-018) and not excess sand.  The information submitted for the Yard Cleanup waste classification approval is not consistent with the current operations and contains a variety of wastes from poor housekeeping practices that can change daily.  Further, uncovered Grinder Dust that is prohibited from disposal in the landfill was observed in Phase I.  Additionally, the August 19, 2008 inspection revealed that Respondent accepted #3 Dust Collector Bin waste for disposal in the RWS without a waste classification.    

 

d.            Pursuant to 329 IAC 10-28-2 and Permit Requirements E3 and E4, on-site roads that provide access to disposal areas must be passable to vehicles utilizing these areas.  The owner or operator of a restricted waste site Type I or Type II or nonmunicipal solid waste landfill shall construct and maintain on-site roads in such a way as to minimize the tracking of mud or soil material from the facility onto public highways or provide and maintain equipment to remove any such mud or soil material that is tracked onto the public highways.  Access to monitoring wells for vehicles driven by department representatives must be provided.  Vegetation must be controlled on the access way and around the wells.

 

As noted during the March 13 and June 17, 2008 inspections, Respondent had not provided access roads to the monitoring wells and had not maintained control of the vegetation around the monitoring wells.

 

e.            Pursuant to Permit Requirement D3, permanent visible boundary markers which delineate the approved facility and waste boundaries shall be maintained for the life of the facility.

 

As noted during the March 13 and June 17, 2008 inspections, Respondent did not maintain visible boundary markers delineating the approved facility and waste boundaries.

 

f.             Pursuant to 329 IAC 10-28-6, salvaging on-site at a restricted waste site Type I or Type II or nonmunicipal solid waste landfill must be done only under the supervision of the owner or operator and must not interfere with the facility operations.  Salvaged materials must be stored in buildings or transportable containers while awaiting removal from the facility.  Alternative methods of storing salvaged materials must have prior approval from the commissioner.  Approval may be granted at the request of the owner or operator if the owner or operator can demonstrate that the alternative method will provide a comparable level of environmental protection.

 

As noted during the March 13 and June 17, 2008 inspections, Respondent segregated scrap material at the RWS and the salvaged material was deposited onto the ground. 

g.            Pursuant to IAC 10-28-8, restricted waste sites Type I and Type II and nonmunicipal solid waste landfills must maintain on-site an up-to-date copy of the plans and specifications approved by the commissioner in granting the permit.  Restricted waste sites Type I and Type II and nonmunicipal solid waste landfills must maintain on-site a plot plan of the solid waste land disposal facility.  The plot plan must be updated quarterly.  The plot plan must describe the following:

 

(1)       Areas of excavation;

(2)       Areas of current filling;

(3)       Areas under intermediate cover;

(4)       Filled areas lacking final cover; and

(5)       Finished areas with final cover contoured and seeded.

 

As noted during the March 13 and June 17, 2008 inspections, Respondent did not maintain an updated quarterly plot plan detailing the required information listed above.

 

h.            Pursuant to 329 IAC 10-28-10, Permit Requirement D6, and Requirement 3 of Permit Minor Modification, dated 12/2/2005, restricted waste sites Type I and Type II landfills must not deposit solid waste in standing or ponded water except for that water resulting from precipitation directly upon the working face.  Surface water must be diverted from the active fill area to minimize surface water contact with the waste and interference with the daily operation.

 

            As noted during the March 13 and June 17, 2008 inspections, Respondent did not divert surface water from the active fill area and did not minimize surface water contact with the waste.  Surface water was ponded on the bottom of the fill area of Section 1 of Phase 3.  Visual evidence of erosion cuts indicated that surface water was washing out buried waste from the top of the fill area and depositing it into the bottom of the open cell.  Incoming waste was also being deposited into Section 1 of Phase 3 from the top of the slope where it then fell into the pond of surface water.  A minor modification to the permit, dated December 2, 2005, required Respondent to install a leachate collection sump to divert leachate from the base of the fill area.  The sump had been installed, but was not being utilized for leachate collection.

 

Since the dates of the inspections, Respondent has taken the sump which was required by a minor modification to the permit, dated December 2, 2005, out of service.

 

i.              Pursuant to 329 IAC 10-28-11, 329 IAC 10-30-3, and Permit Requirement D9a, cover for restricted waste sites Type I and Type II and nonmunicipal solid waste landfills must be soil of Unified Soil Classification ML, CL, MH, CH, or OH, or other suitable material approved by the commissioner to provide an adequate level of environmental protection.  Cover must be applied and maintained at restricted waste sites Type I and Type II and nonmunicipal solid waste landfills in accordance with the applicable requirements of this rule and 329 IAC 10-30-3.  Other provisions for cover may be approved by the commissioner if it can be demonstrated that an alternate cover or site design will provide an adequate level of environmental protection.

 

The intermediate yearly cover variance granted for use in all three phases of landfilling requires that Respondent shall minimize the working face of the landfill.  All areas of the landfill filled to the approved elevations shall comply with 329 IAC 10-30-3.  All other areas that have not received additional waste within one (1) year of the time of the filling shall be covered with six (6) inches of intermediate cover material.  Intermediate cover material may be composed of soil as defined in 329 IAC 10-28-11, or foundry sand classified as restricted waste Type IV under 329 IAC 10-9.

 

As noted during the March 13 and June 17, 2008 inspections, Respondent had not minimized the working face of the landfill and had not filled in all three phases.  There were many areas that had not received waste within one year and had not received intermediate cover.  Respondent had only applied intermediate cover to the western edge of Phase 1 and the southern edge of Phase 2; erosion was observed in both of these areas.  Between Phase 2 and Phase 3, there was a large slag pile that had exceeded the height limit and final cover had not been applied.

 

j.              Pursuant to Permit Requirement D9b, the intermediate yearly cover variance granted for use in all three phases of landfilling requires the following:  For any area of the landfill having intermediate cover, additional erosion and sediment control measures must be implemented within fifteen (15) days after placement of the intermediate cover.  The erosion/sedimentation control measures may include, but are not limited to, the establishment of vegetation, use of alternative/synthetic covers or liners, and/or the use of other applicable erosion/sedimentation control measures.

 

As noted during the March 13 and June 17, 2008 inspections, Respondent had not implemented any erosion and sediment control measures to minimize sediment and waste from leaving the active portions of the RWS.  There were numerous areas throughout the landfill that had severe erosion problems, some extending down through the cover and into the waste.  On the north side of Phase 2, an erosion cut was observed that had gone completely through the waste and into the clay liner, approximately twelve (12) feet deep.

 

Sediment, waste, and leachate were observed leaving the active fill area through two drainage ditches.  The first ditch discharges into a wetland to the north adjacent to Boggs Ditch.  On the March 13 and June 17, 2008 inspections, runoff from Phase 3, Section 1, had caused severe erosion of the stormwater conveyance bank at the check dam which feeds into the wetland.

 

Another drainage ditch receiving runoff from Phase 1 discharges to a culvert that runs under State Road 25 and then into a pond located outside the facility boundary.  On the March 13 and June 17, 2008 inspections, this drainage ditch was filled with foundry waste at the check dam and the runoff was flowing around the structure.  The channel of the drainage ditch was black all the way to the discharge point at State Road 25.  Furthermore, Respondent did not conduct inspections or perform preventative maintenance on the drainage ditches, check dams, or other sedimentation/erosion control devices.

 

k.            Pursuant to 329 IAC 10-28-13, and Permit Requirements D9c and D13, notwithstanding the cover requirements of this rule and 329 IAC 10-30-3 for restricted waste site Type II, if the facility operation is found to be in violation of fugitive dust regulations of the air pollution control board or if the commissioner documents evidence of visible waste deposits carried by wind or surface water beyond the site property boundary, restricted waste site Type II must complete the following:

 

(1)       Apply daily cover; and

(2)       Submit a plan to control dispersal.

 

Application of daily cover must continue until a dispersal control plan is approved by the commissioner.

 

Respondent shall take appropriate measures to minimize fugitive dust and sediment and erosion at the facility.  An unacceptable inspection report by IDEM documenting that fugitive dust, uncontrolled sediment, or erosion are creating a nuisance or threat to human health and the environment, may lead to the revocation of the intermediate yearly cover variance.

 

As noted during the March 13 and June 17, 2008 inspections, Respondent allowed waste to be deposited beyond the site property boundary by surface water runoff.  Stormwater runoff which may have included foundry waste was observed leaving the site at the State Road 25 discharge point.

 

l.              Pursuant to 329 IAC 10-28-14, cover material applied as required in sections 11 through 13 of this rule and 329 IAC 10-30-3 must be continuously maintained, including application and compaction of additional cover as needed to maintain required depth.  Restricted waste sites Type I and Type II and nonmunicipal solid waste landfills must be graded to promote surface water drainage and to prevent the ponding of water on previously filled areas.  Vegetation must be cleared only as necessary.

 

As noted during the March 13 and June 17, 2008 inspections, Respondent did not maintain the covered portions of the landfill and did not properly grade the filled areas to promote surface water drainage.  Erosion was observed in the intermediate cover on the western edge of Phase 1 and the southern edge of Phase 2.  Exposed waste, ponding water, and large trees were also observed on the southern edge of Phase 2.

 

n.         Pursuant to 329 IAC 10-28-15, any leachate on the surface of restricted waste site Type I and Type II and nonmunicipal solid waste landfills must be immediately managed or controlled to prevent off-site migration.  Any surface movement of leachate past a point fifty (50) feet outside of the solid waste boundary is prohibited except as specified in the facility permit.

 

As noted during the March 13 and June 17, 2008 inspections, Respondent did not properly control or manage the leachate to prevent off-site migration.  The leachate collection sump installed in the northeast corner of Phase 3, Section 1 was not being utilized to control the leachate.  The leachate was allowed to migrate past the solid waste boundary and discharge into the wetland area adjacent to Boggs ditch.

 

o.         Pursuant to 329 IAC 10-28-16 and Permit Requirement D7, any discharge or disposal of collected leachate must be in accordance with applicable local, state, and federal laws and rules.  Respondent shall manage surface water as described in the application.  The drainage ditches and sedimentation basins shall be properly maintained to prevent sedimentation from deposition off-site.  Temporary run-off control structures shall be constructed in areas which are unable to drain to the sedimentation basins.

 

As noted during the March 13 and June 17, 2008 inspections, Respondent allowed the discharge of leachate from Phase 3, Section 1 of the landfill to the drainage ditch.  Respondent did not properly manage runoff from the landfill.

 

p.         Pursuant to 329 IAC 10-28-20 and Requirement 3 of Permit Minor Modification, dated 12/2/2005, leachate collection systems must be operated in such a manner as to comply with the design standards and plans specified in 329 IAC 10-26-1(b).  Respondent shall install a leachate collection sump in the northeast corner of Section 1 of Phase 3.  The location is depicted on plan sheet Figure 3 titled "Proposed Base Grade Elevation for Section 1 of Phase III, Alternate Site Monofill (Revised)," dated September 23, 2005.  Respondent shall remove and properly dispose of leachate from the sump whenever a pumpable volume of leachate exists in the sump.

 

As noted during the March 13 and June 17, 2008 inspections, Respondent allowed a  discharge of leachate from Phase 3 of the landfill to the drainage ditch.  Respondent did not properly manage runoff from the landfill.

 

q.         Pursuant to Permit Requirement D11, Respondent shall not cause a discharge of pollutants into waters of the United States, including wetlands, that violates the Clean Water Act, including, but not limited to, the requirements of the National Pollution Discharge Elimination System ("NPDES").

 

As noted during the March 13 and June 17, 2008 inspections, Respondent caused and allowed the discharge of pollutants into the waters of the United States violating the Clean Water Act and the rules adopted by the Water Pollution Control Board.  Leachate from Phase 3, Section 1, is discharged through a drainage ditch into Boggs Ditch and contaminated runoff from Phase 1 discharges though a pipe under State Road 25.  Additionally, surface water and waste were observed on March 13 and June 17, 2008, leaving the property to the south along an on-site road.  On June 24, 2004, Respondent submitted a letter to the IDEM regarding a "No Exposure Certification."  The letter claims that the facility has no discharge of storm water associated with industrial activities and that storm water enters Boggs Ditch via sheet flow.  The letter also states that there are no other outfalls leaving the property.

 

r.          Pursuant to Permit Requirement D12, Respondent shall not cause the discharge of a nonpoint source of pollution into the waters of the United States, including wetlands, that violates any requirement of an area-wide or statewide water quality management plan that has been approved under Section 208 or 319 of the Clean Water Act, as amended.  Respondent shall comply with applicable requirements of 327 IAC regarding storm water discharges.

 

As noted during the March 13 and June 17, 2008 inspections, Respondent caused and allowed the discharge of pollutants into the waters of the United States violating the Clean Water Act and the rules adopted by the Water Pollution Control Board.  Leachate from Phase 3, Section 1, is discharged through a drainage ditch into Boggs Ditch and contaminated runoff from Phase 1 discharges though a pipe under State Road 25.  Additionally, surface water and waste were observed leaving the property to the south along an on-site road.  On June 24, 2004, Respondent submitted a letter to the IDEM regarding a "No Exposure Certification."  The letter claims that the facility has no discharge of storm water associated with industrial activities and that storm water enters Boggs Ditch via sheet flow.  The letter also states that there are no other outfalls leaving the property.

Since the dates of the investigation, Respondent has been in communication with IDEM's Office of Water Quality ("OWQ") concerning wetlands and other water issues at the Site.

 

8.         Since the inspections, Respondent has submitted the following items to IDEM for review:

a.         2009 Annual Storm water report, submitted May, 2010;

b.         2010 Annual Storm water report, submitted August 27, 2010;

c.         Storm water Notice of Intent, submitted July 2010;

d.         Storm water Pollution Prevention Plan “SWPPP,” submitted July 2010.  The SWPPP was deemed acceptable by IDEM in August, 2010;

e.         Erosion Control Plan, submitted September 2, 2010;

f.          Dispersal Control Plan, submitted September 2, 2010;

g.         As-builts for Phase 3, Section 1, embankment and sump;

h.         Waste classification report for Respondent’s Warsaw Foundry, submitted October 29, 2009 and approved by IDEM in December 2009; and

i.          Wetlands delineation report, submitted on May 21, 2010.  The Army Corp of Engineers concurred with the wetlands delineation and issued its jurisdictional determination on August 11, 2010.

9.         Additionally, Respondent, during a conference between the parties on September 2, 2010, notified IDEM of the following items which have been implemented at the RWS, in part, to address the violations cited above:

a.         In order to stabilize the area (Phase 3, Section 1) addressed in Finding 7.i. above, Respondent has withdrawn the collected water in the cell and constructed a water control structure with an engineered structure with a combination sump built within the toe of the embankment.  The structure also includes a valve to release collected water, and downstream storm water control structures were developed and improved;

b.         All waste has been temporarily diverted from the RWS since March 2010 to present;

c.         Fill areas have been stabilized with either final cover or an intermediate cover since June 11, 2010;

d.         Additional rock filtering structures and control have been placed for Outfall 2;

e.         All furniture present at the RWS as stated in Paragraph 7.c. was removed from the RWS and properly disposed;        

f.          Boundary markers were installed at the RWS for the fill boundary, phase boundary, and boundary of the permitted facility;

g.         Security and access control measures limiting access to the RWS were implemented and improved;

h.         Erosion control measures were implemented through the final SWPPP plan;

i.          On-site access roads were improved to allow access to the disposal areas at the RWS and maintenance measures were improved with respect to the on-site roads; and

j.          Control measures to segregate contact water and/or leachate from stormwater runoff were installed and are being maintained.

 

10.       In recognition of the settlement reached, Respondent waives any right to administrative and judicial review of this Agreed Order, except as necessary to enforce its terms.

 

II.  ORDER

 

1.            This Agreed Order shall be effective (“Effective Date”) when it is approved by Complainant or Complainant’s delegate, and has been received by Respondent.  This Agreed Order shall have no force or effect until the Effective Date.

 

2.         Respondent shall comply with the rules and permit conditions listed in the findings here and/or above at issue according to the schedule set forth in this Agreed Order.

 

3.         Within sixty (60) days of the Effective Date, Respondent shall submit a permit modification application to address changes made to the leachate and contact water collection system in Phase 3, Section 1.  After the Effective Date, Respondent shall submit a permit modification application whenever applicable.

 

4.         Upon the Effective Date, Respondent shall manage leachate and/or surface water to prevent, to the extent practicable, all off-site discharges and deposition of leachate, sediments, and/or wastes from the RWS in accordance with state and federal environmental laws and regulations.

 

5.          Upon the Effective Date, Respondent shall prevent, to the extent practicable, unauthorized discharges into waters of the United States, including wetlands, in accordance with the Clean Water Act, including, but not limited to, the requirements of the National Pollution Discharge Elimination System.

 

6.         Upon the Effective Date, Respondent shall divert storm water and other surface water from the working face of the fill area, to minimize surface water contact with waste and interference with daily operations.

 

7.            Respondent shall submit plans to demonstrate the integrity of the north and east sidewall of Phase 3, Section 1 to IDEM for approval, prior to the placement of fill abutting the north or east sidewalls in Phase 3, Section 1, unless alternative plans are subsequently presented demonstrating that the north and east sidewalls need not be maintained (e.g., closure of the RWS or proposed lateral expansion).

 

8.         Respondent shall perform quarterly RWS inspections associated with the IDEM accepted SWPPP, the solid waste permit, and the Erosion Control Plan (once approved) as required by Indiana law.  Records documenting such inspections will be available at the RWS for IDEM’s review.  Additionally, Respondent shall keep a log that indicates the amount of water pumped from the RWS, and a log of maintenance performed on the erosion control measures at the RWS.  The first inspection shall be performed within ninety (90) days of the Effective Date.

 

9.         Upon approval by IDEM of Respondent’s Erosion Control Plan, Respondent shall implement the Erosion Control Plan in accordance with its terms, except for the cut in Phase 2 (addressed in Order No. 19 below).

 

10.       Upon the Effective Date, Respondent shall provide application of a daily cover for the RWS until such time a dispersal control plan is approved by the commissioner.

 

11.       Within sixty (60) days of the Effective Date, weather permitting, Respondent shall perform a visual inspection of the RWS to identify visible signs of foundry wastes located in all areas not approved for fill.  Respondent reserves the right to confirm the presence of waste by submitting samples of purported waste identified in the visual inspection to the lab for analytical confirmation.  If Respondent identifies any visible signs of foundry wastes located in areas not approved for fill, Respondent will submit a plan to IDEM describing the means by which Respondent plans to address such visible signs of foundry wastes, and shall implement the Plan once approved by IDEM.

 

12.       Upon the Effective Date, Respondent shall ensure compliance with all applicable requirements of 327 IAC 15 including, but not limited to, the SWPPP deemed acceptable by IDEM in August 2010.

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13.       Upon the Effective Date, Respondent shall ensure compliance with Permit Requirement D5.  Specifically, Respondent shall control access to the RWS and minimize to the extent possible, all unauthorized vehicular traffic and illegal dumping of wastes.

 

14        Upon the Effective Date, Respondent shall ensure compliance with 329 IAC 10-9-4.  Specifically, Respondent shall accept for disposal in the RWS only the restricted waste types that have been determined according to the classification criteria in 329 IAC 10-9-4 and approved by IDEM.

 

15.       By August 2011, Respondent shall ensure compliance with 329 IAC 10-28-2 and Permit Requirements E3 and E4.  Specifically, Respondent shall 1) ensure that on-site roads provide access to disposal areas for vehicles utilizing these areas; 2) maintain on-site roads in such a way as to minimize the tracking of mud or soil material from the facility onto public highways or provide and maintain equipment to remove any such mud or soil material that is tracked onto the public highways; and 3) provide access to monitoring wells for vehicles driven by department representatives.

16.       Upon the Effective Date, Respondent shall ensure compliance with Permit Requirement D3.  Specifically, Respondent shall ensure that it provides permanent visible boundary markers which delineate the approved facility and waste boundaries and shall maintain the markers for the life of the facility.

 

17.       Upon the Effective Date, Respondent shall ensure compliance with 329 IAC 10-28-6.  Specifically, Respondent shall ensure that salvaging on-site at the RWS is conducted only under the supervision of the owner or operator and that they don't interfere with the facility operations.  Respondent shall ensure that salvaged materials are stored in buildings or transportable containers while awaiting removal from the facility.  Alternative methods of storing salvaged materials must have prior approval from the commissioner.  Approval may be granted at the request of the owner or operator if the owner or operator can demonstrate that the alternative method will provide a comparable level of environmental protection.

 

18.       Upon the Effective Date, Respondent shall ensure compliance with 329 IAC 10-28-8.  Specifically, Respondent shall ensure that an updated quarterly plot plan including all information required by the rule is maintained on-site at the RWS.  Respondent shall ensure that the quarterly plot plan is updated on a quarterly basis.

 

19.       Within one hundred eighty (180) days of the Effective Date, Respondent shall complete field investigation of the erosion cut on the north side of Phase 2.  Within sixty (60) days of completing the field investigation, Respondent shall submit documentation to IDEM demonstrating the completion of any needed repairs.

 

20.       In the event IDEM determines that any plan submitted by Respondent is deficient or otherwise unacceptable, Respondent may (a) revise and resubmit the plan to IDEM in accordance with IDEM’s notice; (b) schedule a meeting with IDEM to attempt to reach a mutually acceptable resolution to IDEM’s concerns; or (c) appeal IDEM’s notice as a final order pursuant to Ind. Code 4-21.5 et seq. either within 18 days of receipt of an IDEM determination that a plan is deficient or unacceptable or within 18 days of a meeting with IDEM under option (b) above in which it is determined that it is not possible to reach a mutually acceptable resolution of IDEM’s concerns.  A final approved plan shall mean the plan that (1) has been submitted to IDEM and approved; (2) has been modified and approved by IDEM and not appealed; or (3) a plan that has been appealed and fully adjudicated.

 

21.       All submittals required by this Agreed Order, unless Respondent is notified otherwise in writing by IDEM, shall be sent to:

 

Brenda Lepter, Enforcement Case Manager

Office of Land Quality – Mail Code 60-02L

Indiana Department of Environmental Management

100 North Senate Avenue

Indianapolis, IN 46204-2251

 

All communications and correspondence between IDEM and Respondent shall be directed to:

 

Scott Bleeks

General Manager

Dalton Corporation

1900 Jefferson Street

Warsaw, IN  46580

 

David Sipple, P.E.

2121 Brooks Avenue

Neenah, WI  54956

Phone:  (920) 729-3850

 

22.       Respondent is assessed a civil penalty of Thirty Thousand Dollars ($30,000). Said penalty amount shall be due and payable to the Environmental Management Special Fund within thirty (30) days of the Effective Date.  In the event that the civil penalty is not paid within thirty (30) days of the Effective Date, Respondent shall pay interest on the unpaid balance at the rate established by IC 24-4.6-1-101.  The interest shall continue to accrue until the civil penalty is paid in full.

 

23.       In the event the terms and conditions of the following paragraphs are violated, Complainant may assess and Respondent shall pay a stipulated penalty in the following amount:

 

Failure to comply with Order paragraph no. 3

$500 per week

 

 

Failure to comply with Order paragraph no. 8

$500 per week

 

 

Failure to comply with Order paragraph no. 9

$500 per week

 

 

Failure to comply with Order paragraph no. 11

$1,000 per week

 

 

Failure to comply with Order paragraph no. 15

$500 per week

 

 

Failure to comply with Order paragraph no. 19

$500 per week

 

24.       Stipulated penalties shall be due and payable within thirty (30) days after Respondent receives written notice that Complainant has determined a stipulated penalty is due.  Assessment and payment of stipulated penalties shall not preclude Complainant from seeking any additional relief against Respondent for a violation.  In lieu of any of the stipulated penalties set out above, Complainant may seek any other remedies or sanctions available by virtue of Respondent’s violation or Indiana law, including, but not limited to, civil penalties pursuant to IC 13-30-4.

 

25.       Civil and stipulated penalties are payable by check to the “Environmental Management Special Fund.”  Checks shall include the Case Number of this action and shall be mailed to:

 

Indiana Department of Environmental Management

Cashier – Mail Code 50-10C

100 North Senate Avenue

Indianapolis, IN 46204-2251

 

26.       Force majeure, for purposes of this Agreed Order, is defined as any event arising from causes totally beyond the control and without fault of Respondent that delays or prevents the performance of any obligation under this Agreed Order despite Respondent’s best efforts to fulfill the obligation.  The requirement that Respondent exercise “best efforts to fulfill the obligation” includes using best efforts to anticipate any potential force majeure event and best efforts to address the effects of any potential force majeure event (1) as it is occurring and (2) following the potential force majeure event, such that the delay is minimized to the greatest extent possible.  Force majeure does not include (1) changed business or economic conditions; (2) financial inability to complete the work required by this Agreed Order; or (3) increases in costs to perform the work.

 

Respondent shall notify IDEM by calling the case manager within three (3) business days and by writing no later than seven (7) business days after it has knowledge of any event which             Respondent contends is a force majeure.  Such notification shall describe (1) the anticipated length of the delay; (2) the cause or causes of the delay; (3) the measures taken or to be taken by Respondent to minimize the delay; and (4) the timetable by which these measures will be implemented.  Respondent shall include with any notice all available documentation supporting its claim that the delay was attributable to a force majeure.  Failure to comply with the above requirements shall preclude Respondent from asserting any claim of force majeure for that event. Respondent shall have the burden of demonstrating that the event is a force majeure.  The decision of whether an event is a force majeure shall be made by IDEM.

 

If a delay is attributable to a force majeure, IDEM shall extend, in writing, the time period for performance under this Agreed Order, by the amount of time that is directly attributable to the event constituting the force majeure.

 

27.       This Agreed Order shall apply to and be binding upon Respondent and its successors and assigns.  Respondent’s signatories to this Agreed Order certify that they are fully authorized to execute this Agreed Order and legally bind the party they represent.  No change in ownership, corporate, or partnership status of Respondent shall in any way alter its status or responsibilities under this Agreed Order.

 

28.       In the event that any terms are found to be invalid, the remaining terms shall remain in full force and effect and shall be construed and enforced as if this Agreed Order did not contain the invalid terms.

 

29.       Respondent shall provide a copy of this Agreed Order, if in force, to any subsequent owners or successors before ownership rights are transferred.   Respondent shall ensure that all contractors, firms and other persons performing work under this Agreed Order comply with the terms of this Agreed Order.

 

30.       This Agreed Order is not and shall not be interpreted to be a permit or a modification of an existing permit.  This Agreed Order, and IDEM’s review or approval of any submittal made by Respondent pursuant to this Agreed Order, shall not in any way relieve Respondent of its obligation to comply with the requirements of its applicable permits or any applicable Federal or State law or regulation.

 

31.       Complainant does not, by its approval, warrant or aver in any manner that Respondent’s compliance with any aspect  will result in compliance with the provisions of any permit, order, or any applicable Federal or State law or regulation.  Additionally, IDEM or anyone acting on its behalf shall not be held liable for any costs or penalties Respondent may incur as a result of Respondent’s efforts to comply with this Agreed Order.

 

32.       Nothing in this Agreed Order shall prevent or limit IDEM’s rights to obtain penalties or injunctive relief under any applicable Federal or State law or regulation, except that IDEM may not, and hereby waives its right to, seek additional civil penalties for the same violations specified in the NOV dated September 30, 2008, or in the Findings of Fact of this Agreed Order.

 

33.     Nothing in this Agreed Order shall prevent IDEM or anyone acting on its behalf from communicating with the EPA or any other agency or entity about any matters relating to this enforcement action.  IDEM or anyone acting on its behalf shall not be held liable for any costs or penalties Respondent may incur as a result of such communications with the EPA or any other agency or entity.

 

34.       This Agreed Order shall remain in effect until IDEM issues a Resolution of Case letter to Respondent, which shall be issued on Respondent’s completion of all terms and conditions of this Agreed Order.

 

TECHNICAL RECOMMENDATION:

RESPONDENT:

Department of Environmental Management

 

 

 

By: _________________________

By:  _________________________

 

Nancy L. Johnston, Chief

 

 

Hazardous Waste Section

 

 

Office of Enforcement

Printed: ______________________

 

 

 

Title: ________________________

 

 

Date: __________________

Date: _______________________

 

 

 

 

COUNSEL FOR COMPLAINANT:

COUNSEL FOR RESPONDENT:

For the Department of Environmental Management

 

 

 

By: ________________________

By: ________________________

 

Deputy Attorney General

 

 

 

Date: _______________________

Date: ______________________

 

APPROVED AND ADOPTED BY THE INDIANA DEPARTMENT OF ENVIRONMENTAL

MANAGEMENT THIS

____

DAY OF

__________________

, 20

___

.

 

 

For the Commissioner:

 

 

 

Signed on May 9, 2011

 

Bruce H Palin

 

Assistant Commissioner

 

Office of Land Quality