Indiana Rules of Court
Rules of Appellate Procedure
Including Amendments Received Through January 1, 2021
TABLE OF CONTENTS
Rule 4.
Supreme Court Jurisdiction
Rule 5.
Court Of Appeals Jurisdiction
Rule 6.
Appeal Or Original Action In Wrong Court
Rule 8.
Acquisition Of Jurisdiction
Rule 9.
Initiation Of The Appeal
Rule
10. Duties Of Trial Court Clerk Or Administrative Agency
Rule
11. Duties Of Court Reporter
Rule
12. Transmittal Of The Record
Rule
13. Preparation Of The Record In Administrative Agency Cases
Rule
14. Interlocutory Appeals
Rule
14.1. Expedited Appeal for Payment of Placement and/or Services
Rule
15. Appellant's Case Summary
Rule
18. Appeal Bonds--Letters Of Credit
Rule
19. Court Of Appeals Preappeal Conference
Rule
20. Appellate Alternative Dispute Resolution
Rule
21. Order In Which Appeals Are Considered
Rule
26. Electronic Transmission By Clerk
Rule
28. Preparation Of Transcript By Court Reporter
Rule
31. Statement Of Evidence When No Transcript Is Available
Rule
32. Correction Or Modification Of Clerk's Record Or Transcript
Rule
33. Record On Agreed Statement
Rule
35. Motion For Extension Of Time
Rule
38. Motion To Consolidate Appeals
Rule
40. Motion To Proceed In Forma
Pauperis
Rule
41. Motion To Appear As Amicus Curiae
Rule
43. Form Of Briefs And Petitions
Rule
44. Brief And Petition Length Limitations
Rule
45. Time For Filing Briefs
Rule
46. Arrangement And Contents Of Briefs
Rule
47. Amended Briefs And Petitions
Rule
48. Additional Authorities
Rule
50. Contents Of Appendices
Rule
51. Form And Assembly Of Appendices
Rule
52. Setting And Acknowledging Oral Argument
Rule
53. Procedures For Oral Argument
Rule
55. Transfer And Rehearing Sought By Different Parties
Rule
56. Requests To Transfer To The Supreme Court
Rule
57. Petitions To Transfer And Briefs
Rule
58. Effect Of Supreme Court Ruling On Petition To Transfer
Rule
59. Mandatory Appellate Review And Direct Review
Rule
62. Appeals Involving Waiver Of Parental Consent To Abortion
Rule
63. Review of Tax Court Decisions
Rule
64. Certified Questions Of State Law From Federal Courts
Rule
65. Opinions And Memorandum Decisions
Rule
66. Relief Available On Appeal
Rule
68. Electronic Filing and Electronic Service
Appendix
A. Standards for Preparation of Electronic Transcripts
Appendix
B. Tendered Documents That Do Not Comply with the Indiana Rule of Appellate
Procedure.
These Rules shall govern the
practice and procedure for appeals to the Supreme Court and the Court of
Appeals. The Court may, upon the motion of a party or the Court's own motion,
permit deviation from these Rules.
In
these Rules, the following definitions apply:
A. Administrative
Agency. An Administrative Agency is the Worker's Compensation
Board, Indiana Civil Rights Commission, Indiana Utility Regulatory Commission,
or Review Board of the Department of Workforce Development.
C. Appendix. An
Appendix is a compilation of documents filed by a party pertaining to an appeal
under Rule 49 and Rule 50.
D. Clerk.
The Clerk is the Clerk of the Indiana Supreme Court, Court of Appeals and Tax
Court.
E. Clerk's Record.
The Clerk's Record is the Record maintained by the clerk of the trial court or
the Administrative Agency and shall consist of the Chronological Case Summary
(CCS) and all papers, pleadings, documents, orders, judgments, and other
materials filed in the trial court or Administrative Agency or listed in the
CCS.
F. Court and Court on Appeal.
The terms "Court" and "Court on Appeal" shall refer to the Supreme Court and
the Court of Appeals.
G. Criminal Appeals.
Criminal Appeals are those cases which were designated by the originating court
as a Murder - MR, Class A Felony - FA, Class B Felony - FB, Class C Felony -
FC, Class D Felony - FD, Level 1 Felony - F1, Level 2 Felony - F2, Level 3
Felony - F3, Level 4 Felony - F4, Level 5 Felony - F5, Level 6 Felony - F6, Criminal
Felony--CF; Class D Felony--DF; Criminal Misdemeanor--CM; Post Conviction
Relief--PC; Juvenile Status--JS; Juvenile Delinquency--JD; Infraction--IF;
Miscellaneous Criminal--MC; Local Ordinance Violation--OV, and Exempted
Ordinance Violation--OE. This definition is for ease of reference and does not
change the substantive rights of the parties.
H. Final Judgment. A
judgment is a final judgment if:
(1) it disposes of all claims as to all parties;
(2) the trial court in writing expressly determines under Trial Rule 54(B) or Trial Rule 56(C) that there is no just reason for delay and in writing expressly directs the entry of judgment (i) under Trial Rule 54(B) as to fewer than all the claims or parties, or (ii) under Trial Rule 56(C) as to fewer than all the issues, claims or parties;
(3) it is deemed final under Trial Rule 60(C);
(4) it is a ruling on either a mandatory or permissive Motion to Correct Error which was timely filed under Trial Rule 59 or Criminal Rule 16; or
(5) it is otherwise deemed final by law.
I. Notice of Appeal.
The Notice of Appeal initiates the appeal under Rule 9 and replaces the praecipe for appeal.
J. Petition.
The term "Petition" shall mean a Petition for Rehearing, a Petition to Transfer
an appeal to the Supreme Court, and a Petition for Review of a Tax Court
decision by the Supreme Court. A request for any other relief shall be
denominated a "motion."
K. Transcript.
Transcript shall mean the transcript or transcripts of all or part of the
proceedings in the trial court or Administrative Agency that any party has
designated for inclusion in the Record on Appeal and any exhibits associated
therewith.
L. Record on Appeal.
The Record on Appeal shall consist of the Clerk's Record and all proceedings
before the trial court or Administrative Agency, whether or not transcribed or
transmitted to the Court on Appeal.
M Rules.
The term "Rule" or "Rules" shall mean these Appellate Rules.
N. Case Record, Court Record, and
Public Access. The terms "Case Record," "Court Record," and "Public
Access" shall have the definitions provided in the Rules on Access to Court
Records.
O. Court Reporter. "Court
Reporter" shall mean a person who is designated by a court or Administrative
Agency to perform official reporting services, including preparing the
Transcript.
P. Case Management System ("CMS").
Case Management System is the system of networked software and hardware used by
any Indiana court that may receive, organize, store, retrieve, transmit, and
display all relevant documents in any case before it.
Q. Conventional Filing.
Conventional Filing is the physical non-electronic presentation of documents to
the Clerk or Court.
R. Electronic Filing ("E-Filing").
E-Filing is a method of filing documents with the clerk of any Indiana court by
electronic transmission utilizing the Indiana E-Filing System. E-Filing does
not include transmission by facsimile or by email.
S. E-Filing Manager ("EFM").
E-Filing Manager is the centralized entity approved by the Supreme Court that
receives and transmits all E-Filing submissions between E-Filing Service
Provider(s) and the appropriate CMS.
T. E-Filing Service Provider ("EFSP").
E-Filing Service Provider is the organization and software selected by a User
and approved by the Supreme Court to receive and transmit all E-Filing
submissions between the User and the Indiana E-Filing System.
U. Electronic Service ("E-Service").
E-Service is a method of serving documents by electronic transmission on any
User in a case via the Indiana E-Filing System.
V. Indiana E-Filing System ("IEFS").
Indiana E-Filing System is the system of networked hardware, software, and
service providers approved by the Supreme Court for the filing and service of
documents via the Internet, into the CMS(s) used by Indiana courts.
W. Notice of Electronic Filing
("NEF"). Notice of Electronic Filing is the notice generated
automatically when a document is submitted and transmitted through the IEFS,
which sets forth the time of transmission, the name of the Court, User, party,
attorney, trial court clerk, or Administrative Agency transmitting the
document, the title of the document, the type of document, and the name of the
Court, attorney, party, or other person meant to receive the Notice. The time
noted in an NEF will be the time at the location of the court where the case is
pending. An NEF will appear immediately on the User's screen upon submission of
the document for E-Filing.
X. Public Access Terminal. A
Public Access Terminal is a publicly accessible computer provided by a clerk or
court that allows a member of the public to access the IEFS and public court
records.
Y. User Agreement. A
User Agreement is an agreement in a form approved by the Indiana Office of
Judicial Administration (IOJA) that establishes obligations and
responsibilities of the User within the IEFS.
Z. User.
User is a Registered User or Filing User.
(1) Filing User. Filing Users include court and clerk staff,
unrepresented litigants, attorneys, or an agent whom an attorney has expressly
designated to make a filing on the attorney's behalf and who has an IEFS user
ID, password, and limited authority to file documents electronically.
(2) Registered
User. A Registered User is a person or entity with a user ID and password
assigned by the IEFS or its designee who is authorized to use the IEFS for the
electronic filing or service of documents.
AA. Service Contacts. A
Service Contact is a person for whom an email address and other identifying
information has been entered into the IEFS by a Registered User.
(1) Firm Service Contact. A Firm Service Contact is a Service Contact
associated in the IEFS with an attorney, organization, or law firm.
(2) Public Service Contact. A Public Service Contact is a Service
Contact who is listed on the Public Service List for purposes of E-Service. A
Registered User may add a Service Contact to the Public Service List only if
authorized by the Service Contact.
(3) Public Service List. The Public Service List is a directory of
Public Service Contacts who are available for E-Service.
Counsel,
parties, Court Reporters, and trial court clerks are encouraged to use the
forms published in an Appendix to these Rules.
Rule 4. Supreme Court Jurisdiction
A. Appellate
Jurisdiction.
(1) Mandatory review. The Supreme Court shall have mandatory and exclusive jurisdiction over the following cases:
(a) Criminal Appeals in which a sentence of death or life imprisonment without parole is imposed under Ind.Code § 35-50-2-9 and Criminal Appeals in post conviction relief cases in which the sentence was death.
(b) Appeals of Final Judgments declaring a state or federal statute unconstitutional in whole or in part.
(c) Appeals involving waiver of parental consent to abortion under Rule 62.
(d) Appeals involving mandate of funds under Trial Rule 60.5(B) and Rule 61.
(2) Discretionary Review. The Supreme Court shall have discretionary jurisdiction over cases in which it grants Transfer under Rule 56 or 57 or Review under Rule 63.
(3) Certain Interlocutory Appeals. The Supreme Court shall have jurisdiction over interlocutory appeals authorized under Appellate Rule 14 in any case in which the State seeks the death penalty or in life without parole cases in which the interlocutory order raises a question of interpretation of IC 35-50-2-9.
B.
Other Jurisdiction. The Supreme Court shall have
exclusive jurisdiction over the following matters:
(1) The Practice of Law. Matters relating to the practice of law including:
(a) Admissions to practice law;
(b) The discipline and disbarment of attorneys admitted to the practice of law; and
(c) The unauthorized practice of law (other than criminal prosecutions therefor).
(2) Supervision of Judges. The discipline, removal and retirement of justices and judges of the State of Indiana;
(3) Supervision of Courts. Supervision of the exercise of jurisdiction by other courts of the State of Indiana, including the issuance of writs of mandate and prohibition; and
(4) Issuance of Writs. Issuance of writs necessary or appropriate in aid of its jurisdiction.
Rule 5. Court Of Appeals Jurisdiction
A. Appeals
From Final Judgments. Except as provided in Rule 4, the
Court of Appeals shall have jurisdiction in all appeals from Final Judgments of
Circuit, Superior, Probate, and County Courts, notwithstanding any law, statute
or rule providing for appeal directly to the Supreme Court of Indiana. See Rule
2(H).
B. Appeals
From Interlocutory Orders. The Court of Appeals shall have
jurisdiction over appeals of interlocutory orders under Rule 14 except those
appeals described in Rule 4(A)(3).
C. Appeals
From Agency Decisions.
(1) Jurisdiction. The Court of Appeals shall have jurisdiction to entertain actions in aid of its jurisdiction and to review final orders, rulings, decisions and certified questions of an Administrative Agency.
(2) Assignment of Errors. No party shall file an assignment of errors in the Court of Appeals notwithstanding any law, statute, or rule to the contrary. All issues and grounds for appeal appropriately preserved before an Administrative Agency may be initially addressed in the appellate brief.
Rule 6. Appeal Or Original Action In Wrong Court
If
the Supreme Court or Court of Appeals determines that an appeal or original
action pending before it is within the jurisdiction of the other Court, the
Court before which the case is pending shall enter an order transferring the
case to the Court with jurisdiction, where the case shall proceed as if it had
been originally filed in the Court with jurisdiction.
A. Availability. A
defendant in a Criminal Appeal may appeal the defendant's sentence. The State
may not initiate an appeal of a sentence, but may cross-appeal where provided
by law.
B. Scope
of Review. The Court may revise a sentence authorized by statute if,
after due consideration of the trial court's decision, the Court finds that the
sentence is inappropriate in light of the nature of the offense and the
character of the offender.
Rule 8. Acquisition Of Jurisdiction
The
Court on Appeal acquires jurisdiction on the date the Notice of Completion of
Clerk's Record is noted in the Chronological Case Summary. Before that date,
the Court on Appeal may, whenever necessary, exercise limited jurisdiction in
aid of its appellate jurisdiction, such as motions under Rules 18 and 39.
Rule 9. Initiation Of The Appeal
A. Procedure
for Filing the Notice of Appeal with the Clerk of the Indiana Supreme Court,
Court of Appeals and Tax Court.
(1) Appeals from Final Judgments. A party initiates an appeal by filing a Notice of Appeal with the Clerk (as defined in Rule 2(D)) within thirty (30) days after the entry of a Final Judgment is noted in the Chronological Case Summary. However, if any party files a timely motion to correct error, a Notice of Appeal must be filed within thirty (30) days after the court's ruling on such motion is noted in the Chronological Case Summary or thirty (30) days after the motion is deemed denied under Trial Rule 53.3, whichever occurs first.
(2) Interlocutory Appeals. The initiation of interlocutory appeals is covered in Rule 14.
(3) Administrative Appeals. A judicial review proceeding taken directly to the Court of Appeals from an order, ruling, or decision of an Administrative Agency is commenced by filing a Notice of Appeal with the Clerk within thirty (30) days after the date of the order, ruling or decision, notwithstanding any statute to the contrary.
(4) Abolition of Praecipe. The praecipe for preparation of the Record is abolished.
(5) Forfeiture of Appeal. Unless the Notice of Appeal is timely filed, the right to appeal shall be forfeited except as provided by P.C.R. 2.
B. Death
Penalty Cases. When a trial court imposes a death sentence, it shall on
the same day sentence is imposed, order the Court Reporter and trial court
clerk to begin immediate preparation of the Record on Appeal.
C. Joint
Appeals. If two (2) or more persons are entitled to appeal from a
single judgment or order, they may proceed jointly by filing a joint Notice of
Appeal. The joined parties may, thereafter, proceed on appeal as a single
appellant.
D. Cross-Appeals. An
appellee may cross-appeal without filing a Notice of Appeal by raising
cross-appeal issues in the appellee's brief. A party must file a Notice of
Appeal to preserve its right to appeal if no other party appeals.
E. Payment
of Filing Fee. The appellant shall pay to the Clerk the filing fee of
$250. No filing fee is required in an appeal prosecuted in forma pauperis or on behalf of a governmental unit. The
filing fee shall be paid to the Clerk when the Notice of Appeal is filed. The
Clerk shall not file any motion or other documents in the proceedings until the
filing fee has been paid. A party may proceed on appeal in forma pauperis pursuant to Rule 40.
F. Content
of Notice of Appeal. The Notice of Appeal shall include
the following:
(a) Name and address of the parties initiating the appeal, and if a party is not represented by counsel, the party's FAX number, telephone number, and electronic mail address, if any;
(b) Name, address, attorney number, FAX number (if any), telephone number and electronic mail address of each attorney representing the parties initiating the appeal;
(c) Certification that the contact information listed on the Indiana Supreme Court Roll of Attorneys for each attorney is current and accurate as of the date the Notice of Appeal is filed (Attorneys can review and update their Roll of Attorneys contact information on the Indiana Courts Portal);
(d) Acknowledgement that all orders, opinions, and notices in the matter will be sent to the email address(es) specified by the attorney on the Roll of Attorneys regardless of the contact information listed on the Notice of Appeal; and
(e) Acknowledgment that each attorney listed on the Notice of Appeal is solely responsible for keeping his/her Roll of Attorneys contact information accurate per Ind. Admis. Disc. R. 2(A).
(2) Trial Information.
(a) Title of case;
(b) Names of all parties;
(c) Trial court or Administrative Agency;
(d) Case number;
(e) Name of trial judge;
(3) Designation of Appealed Order or Judgment.
(a) The date and title of the judgment or order appealed;
(b) The date on which any Motion to Correct Error was denied or deemed denied, if applicable;
(c) The basis for appellate jurisdiction, delineating whether the appeal is from a Final Judgment, as defined by Rule 2(H); an interlocutory order appealed as of right pursuant to Rule 14(A) or 14(D); an interlocutory order accepted for discretionary appeal pursuant to Rule 14(B) or 14(C); or an expedited appeal pursuant to Rule 14.1; and
(d) A designation of the court to which the appeal is taken.
(4) Direction for Assembly of Clerk's Record. Directions to the trial court clerk to assemble the Clerk's Record.
(5) Request for Transcript. A designation of all portions of the Transcript necessary to present fairly and decide the issues on appeal. If the appellant intends to urge on appeal that a finding of fact or conclusion thereon is unsupported by the evidence or is contrary to the evidence, the Notice of Appeal shall request a Transcript of all the evidence. In Criminal Appeals, the Notice of Appeal must request the Transcript of the entire trial or evidentiary hearing, unless the party intends to limit the appeal to an issue requiring no Transcript.
(6) Public Access Information. A statement whether Court Records were excluded from Public Access.
(7) Appellate Alternative Dispute Resolution Information. In all civil cases, an indication whether Appellant is willing to participate in appellate alternative dispute resolution and, if so, provide a brief statement of the facts of the case.
(8) Attachments.
(a) A copy of the judgment or order being appealed (including findings and conclusions in civil cases and the sentencing order in criminal cases);
(b) A copy of the order denying the Motion to Correct Error or, if deemed denied, a copy of the Motion to Correct Error, if applicable;
(c) A copy of all orders and entries relating to the trial court or agency's decision to seal or exclude information from public access, if applicable;
(d) A copy of the order from the Court of Appeals accepting jurisdiction over the interlocutory appeal, if proceeding pursuant to Rule 14(B)(3);
(e) The documents required by Rule 40(C), if proceeding in forma pauperis.
(9) Certification. A certification, signed by the attorney or pro se party, certifying the following:
(a) That the case does or does not involve issues of child custody, support, visitation, adoption, paternity, determination that a child is in need of services, termination of parental rights, and all other appeals entitled to priority by rule or statute;
(b) That the attorney or pro se party has reviewed and complied, and will continue to comply, with the requirements of Rule 9(J) and the Rules on Access to Court Records, to the extent they apply to the appeal; and
(c) That the attorney or pro se party will make satisfactory payment arrangements for any transcripts ordered in the Notice of Appeal, as required by Rule 9(H).
(10) Certificate of Filing and Service. The Certificate of Service required by Rule 24. This Certificate shall also certify the date on which the Notice of Appeal was filed with the Clerk. (See Form # App.R. 9-1)
G. Supplemental
Request for Transcript. Any party to the appeal may file
with the trial court clerk or the Administrative Agency, without leave of
court, a request with the court reporter or the Administrative Agency for
additional portions of the Transcript.
H. Payment
for Transcript. The Court Reporter may require from the appellant a fifty
percent (50%) deposit based on the estimated cost of the Transcript, except no
deposit may be charged for state or county paid Transcript. Within 10 (10) days
after the filing of a Notice of Appeal a party must enter into an agreement
with the court reporter for payment of the balance of the cost of the
Transcript. Unless a court order requires otherwise, each party shall be
responsible to pay for all transcription costs associated with the Transcript
that party requests.
I. Administrative
Agency Appeals. In Administrative Agency appeals, the Notice of Appeal
shall include the same contents and be handled in the same manner as an appeal
from a Final Judgment in a civil case, notwithstanding any statute to the
contrary. Assignments of error are not required. See Rule 9(A)(3). (See Form
#App.R. 9-1).
J. All
Court Records Excluded from Public Access.
In cases where all Court Records are excluded from
Public Access pursuant to Rule 5(A) on Access to Court Records, the Clerk shall
make the appellate Chronological Case Summary for the case publicly accessible
but shall identify the names of parties and affected persons in a manner
reasonably calculated to provide anonymity and privacy.
Rule 10. Duties Of Trial Court Clerk Or Administrative Agency
A. Notice
to Court Reporter of Transcript Request. If a Transcript is
requested, the trial court clerk or the Administrative Agency shall give
immediate notice of the filing of the Notice of Appeal and the requested
Transcript to the Court Reporter.
B. Assembly
of Clerk's Record. Within thirty (30) days of the filing of the Notice of
Appeal, the trial court clerk or Administrative Agency shall assemble the
Clerk's Record. The trial court clerk or Administrative Agency is not obligated
to index or marginally annotate the Clerk's Record.
C. Notice
of Completion of Clerk's Record. On or before the deadline
for assembly of the Clerk's Record, the trial court clerk or Administrative
Agency shall issue and file a Notice of Completion of Clerk's Record with the
Clerk and shall serve a copy on the parties to the appeal in accordance with
Rule 24 to advise them that the Clerk's Record has been assembled and is
complete. The Notice of Completion of Clerk's Record shall include a certified
copy of the Chronological Case Summary and shall state whether the Transcript
is (a) completed, (b) not completed, or (c) not requested. (See Form # App.R. 10-1). Copies of the Notice of Completion of Clerk's
Record served on the parties shall include a copy of the Chronological Case
Summary included with the original, but the copies served on the parties need
not be individually certified.
D. Notice
of Completion of Transcript. If the Transcript has been
requested but has not been filed when the trial court clerk or Administrative
Agency issues its Notice of Completion of the Clerk's Record, the trial court
clerk or Administrative Agency shall issue and file a Notice of Completion of
Transcript with the Clerk and shall serve a copy on the parties to the appeal
in accordance with Rule 24 within five (5) days after the Court Reporter files
the Transcript. (See Form #App.R. 10-2)
E. Extension
of Time to Complete Clerk's Record. The trial court clerk or
Administrative Agency may move the Court on Appeal designated in the Notice of
Appeal for an extension of time to assemble the Clerk's Record pursuant to Rule
35 (A) and shall state in such motion the factual basis for inability to comply
with the prescribed deadline despite exercise of due diligence. (See Form # App.R. 10-3). The trial court clerk shall file an original
and one copy of the motion with the Clerk and shall serve a copy of the motion
on the parties to the appeal in accordance with Rule 24. Motions for extension
of time in interlocutory appeals, appeals involving worker's compensation, issues
of child custody, support, visitation, paternity, adoption, determination that
a child is in need of services, and termination of parental rights are
disfavored and shall be granted only in extraordinary circumstances.
F. Failure
to File Notice of Completion of Clerk's Record. If
the trial court clerk or Administrative Agency fails to issue, file, and serve
a timely Notice of Completion of Clerk's Record, the appellant shall seek an
order from the Court on Appeal compelling the trial court clerk or Administrative
Agency to complete the Clerk's Record and issue, file, and serve its Notice of
Completion. Failure of appellant to seek such an order not later than seven (7)
days after the Notice of Completion of Clerk's Record was due to have been
issued, filed, and served shall subject the appeal to dismissal.
G. Failure
to File Notice of Completion of Transcript. If the trial court clerk or
Administrative Agency fails to issue, file, and serve a timely Notice of
Completion of Transcript required by Rule 10(D), the appellant shall seek an
order from the Court on Appeal compelling the trial court clerk or
Administrative Agency to issue, file and serve the Notice of Completion of
Transcript. Failure of appellant to seek such an order not later than seven (7)
days after the Notice of Completion of Transcript was due to have been issued,
filed, and served shall subject the appeal to dismissal.
Rule 11. Duties Of Court Reporter
A. Preparation
of Transcript. The Court Reporter shall prepare, certify
and file the Transcript designated in the Notice of Appeal with the trial court
clerk or Administrative Agency in accordance with Rules 28 and 29. Preparation
of the exhibits as required by Rule 29 is considered part of the Transcript
preparation process. The Court Reporter shall provide notice to all parties to
the appeal that the Transcript has been filed with the clerk of the trial court
or Administrative Agency in accordance with Rules 28 and 29. (See Form # App.R. 11-1) With the exception of the preparation of documentary
exhibits pursuant to Rule 29(A), the Court Reporter may engage the services of
outside transcribers or transcription services to assist in all or part of the
transcription.
B. Deadline
for Filing Transcript. For appeals filed on or after July
1, 2016, the Court Reporter or Administrative Agency shall have forty-five (45)
days after the appellant files the Notice of Appeal to file the Transcript with
the trial court clerk or Administrative Agency.
C. Extension
of Time to File Transcript. If the Court Reporter believes the Transcript
cannot be filed within the time period prescribed by this rule, then the Court Reporter
shall promptly move the Court on Appeal designated in the Notice of Appeal for an extension of time to file the
Transcript pursuant to Rule 35 (A) and shall state in such motion the factual
basis for inability to comply with the prescribed deadline despite exercise of
due diligence. (See Form # App.R. 11-2). The Court Reporter
shall serve a copy of the motion on the parties to the appeal in accordance
with Rule 24. Motions for extension of time in interlocutory appeals, appeals
involving worker's compensation, issues of child custody, support, visitation,
paternity, adoption, determination that a child is in need of services, and
termination of parental rights are disfavored and shall be granted only in
extraordinary circumstances.
D. Failure
to Complete Transcript. If the Court Reporter fails to file
the Transcript with the trial court clerk within the time allowed, the appellant
shall seek an order from the Court on Appeal compelling the Court Reporter to
do so. The motion to compel shall be verified and affirmatively state that the
motion was served on the Court Reporter and that the appellant has complied
with the agreement for payment made in accordance with Rule 9(H). Failure of
appellant to seek such an order not later than seven (7) days after the
Transcript was due to have been filed with the trial court clerk shall subject
the appeal to dismissal.
Rule 12. Transmittal Of The Record
A. Clerk's
Record. Unless the Court on Appeal orders otherwise, the trial
court clerk shall retain the Clerk's Record throughout the appeal. A party may
request that the trial court clerk copy the Clerk's Record, or a portion
thereof, and the clerk shall provide the copies within seven (7) days, subject
to the payment of any usual and customary copying charges.
B. Transcript.
(1) Except as otherwise provided below, the trial court clerk shall retain the Transcript until the Clerk notifies the trial court clerk that all briefing is completed, and the trial court clerk shall then transmit one (1) copy of the Transcript to the Clerk in accordance with Rules 28 and 29.
(a) In Criminal Appeals in which the appellant is not represented by the State Public Defender, the Clerk shall notify the trial court clerk when the Appellant's Brief has been filed, and the trial court clerk will then transmit one (1) copy of the Transcript to the Clerk in accordance with Rules 28 and 29.
(b) In Criminal Appeals in which the appellant is represented by the State Public Defender, the trial court clerk shall transmit one (1) copy of the Transcript to the Clerk in accordance with Rules 28 and 29 when the Court Reporter has completed the preparation, certification and filing in accordance with Rule 11(A).
(c) In juvenile termination of parental rights and juvenile child in need of services appeals, the Clerk shall notify the trial court clerk when the Appellant's Brief has been filed, and the trial court clerk will then transmit one (1) copy of the Transcript to the Clerk in accordance with Rules 28 and 29.
(d) Any party may move the Court on Appeal to order the trial court clerk to transmit the Transcript at a different time than provided for in this Rule.
(2) Any party may withdraw the Transcript, or, at the trial court clerk's option, a copy, at no extra cost, from the trial court clerk for a period not to exceed the period in which the party's brief is to be filed.
C. Access
to Record on Appeal. Unless limited by the trial court,
any party may copy any document from the Clerk's Record and any portion of the
Transcript. After a Transcript or Appendix has been transmitted to or filed
with the Clerk, a party to the appeal may arrange to have access to that
Transcript or Appendix during the time period that party is working on a brief,
subject to any internal rules the Clerk may adopt to provide an accounting for
the location of those materials and for ensuring fair access to the Transcript
and Appendices by all parties.
D. Appeals
from Administrative Agencies. When the appeal is from an
Administrative Agency, reference to the "trial court clerk" shall mean the
Administrative Agency.
Rule 13. Preparation Of The Record In Administrative Agency Cases
In cases
taken directly to the Court of Appeals from the final orders, rulings or
decisions and certified questions of an Administrative Agency, the preparation, contents, and
transmittal of the Record on Appeal, to the extent possible pursuant to Rules
10, 11 and 12, shall be governed by the same provisions applicable to
appeals from Final Judgments in civil cases, including all applicable time
periods, notwithstanding any statute to the contrary.
Rule 14. Interlocutory Appeals
A. Interlocutory
Appeals of Right. Appeals from the following interlocutory orders are taken
as a matter of right by filing a Notice of Appeal with the Clerk within thirty
(30) days after the notation of the interlocutory order in the Chronological
Case Summary:
(1) For the payment of money;
(2) To compel the execution of any document;
(3) To compel the delivery or assignment of any securities, evidence of debt, documents or things in action;
(4) For the sale or delivery of the possession of real property;
(5) Granting or refusing to grant, dissolving, or refusing to dissolve a preliminary injunction;
(6) Appointing or refusing to appoint a receiver, or revoking or refusing to revoke the appointment of a receiver;
(7) For a writ of habeas corpus not otherwise authorized to be taken directly to the Supreme Court;
(8) Transferring or refusing to transfer a case under Trial Rule 75; and
(9) Issued by an Administrative Agency that by statute is expressly required to be appealed as a mandatory interlocutory appeal.
The Notice of Appeal shall be in the form prescribed by Rule 9, and served in accordance with Rule 9(F)(10).
B. Discretionary
Interlocutory Appeals. An appeal may be taken from other
interlocutory orders if the trial court certifies its order and the Court of
Appeals accepts jurisdiction over the appeal.
(1) Certification by the Trial Court. The trial court, in its discretion, upon motion by a party, may certify an interlocutory order to allow an immediate appeal.
(a) Time for Filing Motion. A motion requesting certification of an interlocutory order must be filed in the trial court within thirty (30) days after the date the interlocutory order is noted in the Chronological Case Summary unless the trial court, for good cause, permits a belated motion. If the trial court grants a belated motion and certifies the appeal, the court shall make a finding that the certification is based on a showing of good cause, and shall set forth the basis for that finding.
(b) Content of the Motion in the Trial Court. A motion to the trial court shall contain the following:
(i) An identification of the interlocutory order sought to be certified;
(ii) A concise statement of the issues to be addressed in the interlocutory appeal; and
(iii) The reasons why an interlocutory appeal should be permitted.
(c) Grounds for Granting Interlocutory Appeal. Grounds for granting an interlocutory appeal include:
(i) The appellant will suffer substantial expense, damage or injury if the order is erroneous and the determination of the error is withheld until after judgment.
(ii) The order involves a substantial question of law, the early determination of which will promote a more orderly disposition of the case.
(iii) The remedy by appeal is otherwise inadequate.
(d) Response to Motion. Any response to a motion for the trial court to certify an interlocutory order shall be filed within fifteen (15) days after service of the motion, and computing time in accordance with Trial Rule 6.
(e) Ruling on Motion by the Trial Court. In the event the trial court fails for thirty (30) days to set the motion for hearing or fails to rule on the motion within thirty (30) days after it was heard or thirty (30) days after it was filed, if no hearing is set, the motion requesting certification of an interlocutory order shall be deemed denied.
(2) Acceptance of the Interlocutory Appeal by the Court of Appeals. If the trial court certifies an order for interlocutory appeal, the Court of Appeals, in its discretion, upon motion by a party, may accept jurisdiction of the appeal. The motion shall be accompanied by an appearance as required by Rule 16(H).
(a) Time for Filing Motion in the Court of Appeals. The motion requesting that the Court of Appeals accept jurisdiction over an interlocutory appeal shall be filed within thirty (30) days after the date the trial court's certification is noted in the Chronological Case Summary.
(b) Content of the Motion in the Court of Appeals. The motion requesting that the Court of Appeals accept jurisdiction shall state:
(i) The date of the interlocutory order.
(ii) The date the motion for certification was filed in the trial court.
(iii) The date the trial court's certification of its interlocutory order was noted in the Chronological Case Summary.
(iv) The reasons the Court of Appeals should accept this interlocutory appeal.
(c) Submissions with Motion. The party seeking an interlocutory appeal shall submit with its motion a copy of the trial court's certification of the interlocutory order and a copy of the interlocutory order.
(d) Response to Motion. Any response to a motion requesting the Court of Appeals to accept jurisdiction shall be filed within fifteen (15) days after service of the motion.
(3) Filing of Notice of Appeal. The appellant shall file a Notice of Appeal with the Clerk within fifteen (15) days of the Court of Appeals' order accepting jurisdiction over the interlocutory appeal. The Notice of Appeal shall be in the form prescribed by Rule 9, and served in accordance with Rule 9(F)(10). The appellant shall also comply with Rule 9(E).
C. Interlocutory
Appeals From Orders Granting Or Denying Class Action Certification.
The Court of Appeals, in its discretion, may accept jurisdiction over an appeal
from an interlocutory order granting or denying class action certification under Ind. Trial Rule 23.
(1) Time for Filing Motion. A motion requesting that the Court of Appeals accept jurisdiction over an interlocutory appeal from an order granting or denying class action certification shall be filed within thirty (30) days after the notation of the order in the Chronological Case Summary. The Motion shall be accompanied by an appearance as required by Rule 16(H).
(2) Content of Motion. The motion requesting that the Court of Appeals accept jurisdiction shall state:
(a) The date the order granting or denying class action certification was noted in the Chronological Case Summary.
(b) The facts necessary for consideration of the motion.
(c) The reasons the Court of Appeals should accept the interlocutory appeal.
(3) Submissions with Motion. The trial court's order granting or denying class action certification shall be submitted with the motion requesting that the Court of Appeals accept jurisdiction over the interlocutory appeal.
(4) Response to Motion. Any response to the motion requesting the Court of Appeals to accept jurisdiction shall be filed within fifteen (15) days after service of the motion.
(5) Filing of Notice of Appeal. The appellant shall file a Notice of Appeal with the Clerk within fifteen (15) days of the Court of Appeals' order accepting jurisdiction over the interlocutory appeal. The Notice of Appeal shall be in the form prescribed by Rule 9, and served in accordance with Rule 9(F)(10). The appellant shall also comply with Rule 9(E).
D. Statutory
Interlocutory Appeals. Other interlocutory appeals may be
taken only as provided by statute.
E. Clerk's
Record and Transcript. The Clerk's Record shall be assembled in accordance with Rule 10.
The Court Reporter shall file the Transcript in accordance with Rule 11.
F. Briefing.
Briefing in interlocutory appeals shall be governed by Rules 43 and 44.
G. Shortening
or Extending Time.
(1) Extensions. Extensions of time to file any brief in an interlocutory appeal are disfavored and will be granted only upon a showing of good cause. Any motion for extension must comply with Rule 35.
(2) Shortening Deadlines. The Court of Appeals, upon motion by a party and for good cause, may shorten any time period. A motion to shorten time shall be filed within ten (10) days of the filing of either the Notice of Appeal with the Clerk or the motion to the Court of Appeals requesting permission to file an interlocutory appeal.
H. Stay
of Trial Court Proceedings. An interlocutory appeal shall not
stay proceedings in the trial court unless the trial court or a judge of the
Court of Appeals so orders. The order staying proceedings may be conditioned
upon the furnishing of a bond or security protecting the appellee against loss
incurred by the interlocutory appeal.
I. Death
Penalty Cases. In any case in which the State seeks the death penalty or
in which the interlocutory order raises a question of interpretation of IC 35-50-2-9, references
in this Rule to the Court of Appeals shall refer to the Supreme Court.
Rule 14.1. Expedited Appeal for Payment of Placement and/or Services
A. Applicability.
This Rule governs appellate review per Indiana Code sections 31-34-4-7(f), 31-34-19-6.1(f), 31-37-5-8(g),
and 31-37-18-9(d). All other appeals concerning children
alleged to be in need of service or children alleged to be delinquent are not
covered by this rule.
B. Notice of Expedited
Appeal.
(1) The Department of Child Services ("DCS") shall file a Notice of Expedited Appeal with the Clerk within five (5) business days after the trial court's order of placement and/or services is noted in the Chronological Case Summary. (See Form #App.R. 9-1).
(2) On the same day DCS files the Notice of Expedited Appeal, it shall serve the Notice on the trial court judge, the clerk of the trial court, the Court Reporter (if a Transcript, or any portion of a Transcript is requested), the county commissioners, the guardian ad litem, CASA, any juvenile who is the subject of the order if 14 years of age or older, counsel for the juvenile, the parents of the juvenile, the Attorney General, in the case of a juvenile delinquency matter the Chief Probation Officer and Prosecutor, and any other party of record.
(3) The Notice of Expedited Appeal shall include all content required by Rule 9(F).
(4) The certificate of service attached to the Notice of Expedited Appeal shall include (a) the name and address, and (b) the FAX number and e-mail address if known, of every person to whom it was sent.
(5) Any party who has received the Notice of Expedited Appeal shall have five (5) business days from service of the Notice of Expedited Appeal to file an Appearance and request any additional other items to be included in the record. Failure to file an Appearance shall remove that party from the Appeal.
(6) The trial court shall be considered a party to the Appeal if it files a timely appearance.
C. Transcript
and Record.
(1) The completion of the Transcript and the Record on Appeal shall take priority over all other appeal Transcripts and records. Within ten (10) business days after the filing of the Notice of Appeal is noted in the Chronological Case Summary, the assembly of the Clerk's Record shall be completed and any requested Transcript shall be prepared and filed, after which the clerk shall immediately issue and file a Notice of Completion of Clerk's Record (and a separate Notice of Completion of Transcript if assembly of the Clerk's Record is completed before the Transcript is filed) and shall immediately serve all parties to the Appeal by both: (i) U.S. mail or third-party commercial carrier; and (ii) personal service, electronic mail, or facsimile.
(2) The Clerk's Record in appeals governed by this rule shall contain the pre-dispositional report and any attachments thereto, in addition to the other records listed in Appellate Rule 2(E). The trial court clerk is not obligated to index or marginally annotate the Clerk's Record, which shall be the responsibility of DCS.
(3) On the eleventh (11th) business day following the filing of the Transcript, the trial court clerk shall transmit the Transcript to the Clerk without any further notice from the Clerk. Failure to meet this deadline shall require the trial court clerk to show cause to the Court on Appeal why he or she should not be held in contempt. DCS may, but is not required to, file a show cause motion with the Court on Appeal concerning the trial court clerk's failure to meet this deadline.
D. Memoranda.
(1) Any party on Appeal may file a memorandum, which may be in narrative form and need not contain the sections under separate headings listed in Appellate Rule 46(a).
(2) Memoranda shall not exceed ten (10) pages unless limited to 4,200 words and shall adhere to the requirements of Appellate Rules 43(A)-(H), and (J). Memoranda exceeding ten (10) pages in length shall contain the word count certification required by Appellate Rule 44(F). Any factual statement shall be supported by a citation to a page where it appears in the record.
(3) DCS shall have five (5) business days from the notation in the Chronological Case Summary of the filing of the Notice of Completion of Transcript (or the Notice of Completion of Clerk's Record if a Transcript was not requested) to file a memorandum stating why the trial court's decision should be reversed. DCS's memorandum shall be accompanied by an Appendix that shall contain copies of all relevant pleadings, motions, orders, entries, and other papers filed, tendered for filing, or entered by the trial court, including but not limited to the pre-dispositional report and all attachments thereto.
(4) Any responding party shall have five (5) business days after DCS has filed its memorandum to file a responsive memorandum stating why the decision should be sustained or reversed, and to file any accompanying supplemental Appendix.
(5) No reply memorandum shall be allowed.
E. Extensions of Time.
Extensions of time are not allowed.
F. Rehearing
on Appeal. A party may not seek rehearing of an appellate decision
issued under this rule.
G. Outcome
of Appeal. If DCS
prevails on appeal, payment shall be made in accordance with Indiana Code
sections 31-34-4-7(g), 31-34-19-6.1(g), 31-37-5-8(h), or 31-37-18-9(e), as the
case may be.
H. Petition
to Transfer. A Petition to Transfer must be filed no later than five (5)
business days after the adverse decision of the Court of Appeals. A party who files
a Petition to Transfer by mail or third-party commercial carrier shall also contemporaneously tender a copy to
the Clerk's Office via facsimile. The Petition to Transfer shall adhere to the
requirements of Appellate Rules 43(A)-(G), (J), and (K). Appellate Rules 43(H)
and (I), 44, and 57 shall not apply. The Petition to Transfer
shall not exceed one (1) page in length, excluding the front page, signature
block and certificate of service, and shall notify the Supreme Court simply of
the party's desire for the Supreme Court to assume jurisdiction over the appeal
following the adverse decision of the Court of Appeals. A file-stamped copy of
the Court of Appeals' opinion or memorandum decision shall be submitted with
the Petition to Transfer. No brief in response shall be allowed. The Supreme
Court will consider the merits of the Petition to Transfer based on the party's
filings submitted to the Court of Appeals and on the Court of Appeals' opinion
or memorandum decision.
I. Certification
of Opinion. The Clerk shall certify the Court of Appeals' opinion or
memorandum decision six (6) business days after it is handed down unless a
timely Petition to Transfer has been filed and served in accordance with the
preceding section. The Clerk shall certify any opinion of the Supreme Court
immediately upon issuance.
J. Service.
If a party provides service by
mail or third-party commercial carrier pursuant to Rule 68(F)(2),
then the party shall also provide service by contemporaneous fax or email on
all parties whose FAX number or e-mail address is known by the serving party.
Parties who are served by contemporaneous FAX or e-mail shall not be entitled
to the extension of time set forth
in Appellate Rule 25(C). Any party filing an appearance after
documents have been served shall promptly be served with all documents not
previously provided to the later-appearing party.
Rule 15. Appellant's Case Summary
The Appellant's Case Summary is abolished.
A. Initiating
Parties. The filing of a Notice of Appeal pursuant to Rule 9 or Notice of Expedited Appeal
pursuant to Rule 14.1 satisfies the requirement to file an
appearance.
B. Responding
Parties. All other parties participating in an appeal shall file an
appearance form with the Clerk. (See Form # App.R.
16-1). When the State is appellee in a Criminal Appeal, the Clerk shall enter
the appearance of the Attorney General. The appearance form shall be filed
within fifteen (15) days after the filing of the Notice of Appeal or
contemporaneously with the first document filed by the appearing party,
whichever comes first. The appearance form shall contain the following:
(1) Name and address of the appearing party, and if the appearing party is not represented by counsel, the party's FAX number, telephone number, and electronic mail address, if any;
(2) Name, address, attorney number, telephone number, FAX number (if any), and electronic mail address of the attorneys representing the parties;
(3) If it is a civil case, whether appellee is willing to participate in Appellate ADR;
(4) Certification that the contact information listed on the Indiana Supreme Court Roll of Attorneys for each attorney is current and accurate as of the date the Appearance is filed (Attorneys can review and update their Roll of Attorneys contact information on the Indiana Courts Portal;
(5) Acknowledgement that all orders, opinions, and notices in the matter will be sent to the email address(es) specified by the attorney on the Roll of Attorneys regardless of the contact information listed on the Appearance; and
(6) Acknowledgment that each attorney listed on the Appearance is solely responsible for keeping his/her Roll of Attorneys contact information accurate per Ind. Admis. Disc. R. 2(A).
C. Parties
to Certified Federal Questions. If the Supreme Court decides to
answer a question of law certified by a federal court under Rule 64, parties
to the federal proceeding shall file an appearance form with the Clerk setting
forth the same information identified in Section (B) of this Rule. Appearance forms
shall be filed within thirty (30) days following the order of the Supreme Court
granting the federal court's request for an opinion, or contemporaneously with
the first document filed by the appearing party, whichever comes first.
D. Amicus
Curiae. When moving for leave to file an amicus curiae brief
under Rule 41, the
movant shall file an appearance form with the Clerk containing the following:
(1) Name and address of the movant;
(2) Name, address, attorney number, telephone number, FAX number, and electronic mail address, if any, of the attorneys representing the movant; and
(3) Whether the movant sought amicus curiae status in the proceeding before the trial court or Administrative Agency, and if so, whether the request was granted.
E. Correction
of Information. Parties shall promptly advise the Clerk of any change in
the information previously supplied under this Rule and Rule 9. Attorneys whose contact information
changes shall immediately update their contact information on the Indiana
Supreme Court Roll of Attorneys using the website designated by the Supreme
Court for this purpose.
F. Appearance
on Transfer or Review. If an attorney has entered an
appearance in a case before the Court of Appeals or the Tax Court, that
attorney need not file another appearance in any continuation of that case
before the Supreme Court. If an attorney has been granted temporary admission
in a case before the Court of Appeals or the Tax Court, that attorney need not
again seek temporary admission in any continuation of that case before the
Supreme Court.
G. Withdrawal
of Appearance. An attorney wishing to withdraw his or her appearance shall
seek leave of the court by motion stating the reason that leave is sought. If a
new attorney will be replacing the withdrawing attorney, the new attorney's
appearance should, if possible, be filed with the motion to withdraw
appearance.
H. Appearances in Certain
Interlocutory Appeals. In the case of an Interlocutory
Appeal under Rules 14(B)(2) or 14(C), a party shall file an appearance setting
forth the information required by Rule 16(B) at the time the motion requesting
the Court on Appeal to accept jurisdiction over the interlocutory appeal is
filed. (See Form # App. R. 16-2).
A. Trial Court or Administrative Agency Parties. A party of record in the trial court or Administrative Agency shall be a party on appeal. The Attorney General represents the state in all Criminal Appeals.
B. Death or Incompetence of
Party. The death or incompetence of any or all the parties on appeal shall
not cause the appeal to abate. The death of the appellant abates a
criminal appeal. Successor parties may be substituted for the
deceased or incompetent parties.
C. Substitution Of Parties.
(1) Automatic Substitution for Public Officers in Official Capacities. When a public officer who is sued in an official capacity dies, resigns or otherwise no longer holds public office, the officer's successor is automatically substituted as a party.
(2) Substitution of Parties. A party shall, by notice filed with the Clerk, advise the Court of the succession in office of any party. The failure of any party to file a notice shall not affect the party's substantive rights.
Rule 18. Appeal Bonds--Letters Of Credit
No
appeal bond shall be necessary to prosecute an appeal from any Final Judgment
or appealable interlocutory order. Enforcement of a Final Judgment or
appealable interlocutory order from a money judgment shall be stayed during
appeal upon the giving of a bond, an irrevocable letter of credit, or other
form of security approved by a trial court or Administrative Agency. The trial
court or Administrative Agency shall have jurisdiction to fix and approve the
bond, irrevocable letter of credit, or other form of security, and order a stay
prior to or pending an appeal. After the trial court or Administrative Agency
decides the issue of a stay, the Court on Appeal may reconsider the issue at
any time upon a showing, by certified copies, of the trial court's action. The
Court on Appeal may grant or deny the stay and set or modify the bond, letter
of credit, or other form of security. No bond, letter of credit, or other form
of security shall be required from any party exempted from bond by Trial Rule 62(E). This
rule creates no right to a stay where precluded by law.
Rule 19. Court Of Appeals Preappeal Conference
A. Subjects
for Conference. The Court of Appeals may order a preappeal
conference upon the motion of any party or on the court's own motion, to
consider the following:
(1) the simplification and designation of the issues to be presented on appeal;
(2) obtaining stipulations to avoid the preparation of unnecessary Transcript;
(3) the determination of what Transcript from the trial court is necessary to present properly the issues on appeal;
(4) scheduling;
(6) such other matters as may aid the disposition of the appeal.
B. Sanctions. If
a party fails to appear in person or by counsel at the preappeal
conference, without good cause, or if an attorney is unprepared to participate
in the conference, the Court of Appeals may impose appropriate sanctions,
including attorney fees.
Rule 20. Appellate Alternative Dispute Resolution
The
parties in civil cases are encouraged to consider appellate mediation. The
Court on Appeal may, upon motion of any party or its own motion, conduct or
order appellate alternative dispute resolution.
Rule 21. Order In Which Appeals Are Considered
A. Expedited
Appeals. The court shall give expedited consideration to
interlocutory appeals and appeals involving issues of child custody, support,
visitation, adoption, paternity, determination that a child is in need of
services, termination of parental rights, and all other appeals entitled to
priority by rule or statute.
B. Motion
for Expedited Consideration. By motion of any party, other
appeals that involve the constitutionality of any law, the public revenue,
public health, or are otherwise of general public concern or for other good
cause, may be expedited by order of the court.
Unless
otherwise provided, a current edition of a Uniform System of Citation (Bluebook)
shall be followed.
A. Citation to Cases.
All Indiana cases shall be cited by giving the title of the case followed by
the volume and page of the regional and official reporter (where both exist),
the court of disposition, and the year of the opinion, e.g., Callender v. State, 193 Ind. 91, 138 N.E. 817
(1922); Moran v. State, 644 N.E.2d 536 (Ind. 1994). If the case is not
contained in the regional reporter, citation may be made to the official
reporter. Where both a regional and official citation exist and pinpoint
citations are appropriate, pinpoint citations to one of the reporters shall be
provided. Designation of disposition of petitions for transfer shall be
included, e.g., State ex rel. Mass Transp. Auth. of Greater Indianapolis v.
Indiana Revenue Bd., 144 Ind. App. 63, 242 N.E.2d 642 (1968), trans.
denied by an evenly divided court 251 Ind. 607, 244 N.E.2d 111 (1969); Smith
v. State, 717 N.E.2d 127 (Ind. Ct. App. 1999), trans. denied.
B. Citations
to Indiana Statutes, Regulations, Court Rules, and County Local Court Rules.
1. Citations to Indiana statutes, administrative materials, and court rules shall comply with the following citation format for initial references and subsequent references:
|
INITIAL |
SUBSEQUENT |
|
Ind. Code § 34-1-1-1 (20 xx) |
I.C. § 34-1-1-1 |
|
34 Ind. Admin. Code 12-5-1 (2004) |
34 I.A.C. 12-5-1 |
|
29 Ind. Reg. 11 (Oct. 1, 2005) |
29 I.R. 11 |
|
Ind. Access to Court Records Rule 7 |
A.C.R. 7 |
|
Ind. Administrative Rule 7(A) |
Admin. R. 7(A) |
|
Ind. Admission and Discipline Rule 23(2)(a) |
Admis. Disc. R. (2)(a) |
|
Ind. Alternative Dispute Resolution Rule 2 |
A.D.R. 2 |
|
Ind. Appellate Rule 8 |
App. R. 8 |
|
Ind. Child Support Rule 2 |
Child Supp. R. 2 |
|
Ind. Child Support Guideline 3(D) |
Child Supp. G. 3(D) |
|
Ind. Crim. Rule 4(B)(1) |
Crim. R. 4(B)(1) |
|
Ind. Evidence Rule 301 |
Evid. R. 301 |
|
Ind. Judicial Conduct Rule 2.1 |
Jud. Cond. R. 2.1 |
|
Ind. Jury Rule 12 |
J.R. 12 |
|
Ind. Original Action Rule 3(A) |
Orig. Act. R. 3(A) |
|
Ind. Post-Conviction Rule 2(2)(b) |
P-C.R. 2(2)(b) |
|
Ind. Professional Conduct Rule 6.1 |
Prof. Cond. R. 6.1 |
|
Ind. Small Claims Rule 8(A) |
S.C.R. 8(A) |
|
Ind. Tax Court Rule 9 |
Tax. Ct. R. 9 |
|
Ind. Trial Rule 56 |
T.R. 56 |
Effective July 1, 2006, the Indiana Administrative Code and
the Indiana Register are published electronically by the Indiana Legislative
Services Agency. For materials published in the Indiana Administrative Code and
Indiana Register prior to that date, use the citation forms set forth above.
For materials published after that date, reference to the appropriate URL is
necessary for a reader to locate the official versions of these materials. The
following citation format for initial references and subsequent references
shall be used for materials published in the Indiana Administrative Code and
Indiana Register on and after July 1, 2006:
Initial: 34 Ind. Admin. Code 12-5-1 (2006)
Subsequent: 34 I.A.C. 12-5-1
Initial: Ind. Reg. LSA Doc. No. 05-0065 (July 26, 2006)
Subsequent: I.R. 05-0065
2. Citations to County Local Court Rules adopted pursuant to Ind. Trial Rule 81 shall be cited by giving the county followed by the citation to the local rule, e.g. Adams LR01-TR3.1-1.
C. References
to the Record on Appeal. Any factual statement shall be supported
by a citation to the volume and page where it appears in an Appendix, and if
not contained in an Appendix, to the volume and page it appears in the
Transcript or exhibits, e.g., Appellant's App. Vol. II p.5; Tr. Vol. I, pp.
231-32. Any record material cited in an appellate brief must be reproduced in
an Appendix or the Transcript or exhibits. Any record material cited in an
appellate brief that is also included in an Addendum to Brief should include a
citation to the Appendix or Transcript and to the Addendum to Brief.
D. References
to Parties. References to parties by such designations as "appellant"
and "appellee" shall be avoided. Instead, parties shall be referred to by their
names, or by descriptive terms such as "the employee," "the injured person,"
"the taxpayer," or "the school."
E. Abbreviations.
The following abbreviations may be used without explanation in citations and
references: Addend. (addendum to brief), App. (appendix), Br. (brief), CCS
(chronological case summary), Ct. (court), Def. (defendant), Hr. (hearing),
Mem. (memorandum), Pet. (petition), Pl. (plaintiff), Supp. (supplemental), Tr.
(Transcript).
A. Time
for Filing. Documents exempted from E-Filing under Rule 68 will be
deemed filed with the Clerk when they are:
(1) personally delivered to the Clerk (which, when the Clerk's Office is open for business, shall mean personally tendering the papers to the Clerk or the Clerk's designee; and at all other times (unless the Clerk specifies otherwise) shall mean properly depositing the papers into the "rotunda filing drop box" located in the vestibule of the east second-floor entrance to the State House);
(2) deposited in the United States Mail, postage prepaid, properly addressed to the Clerk; or
(3) deposited with any third-party commercial carrier for delivery to the Clerk within three (3) calendar days, cost prepaid, properly addressed.
Documents not exempted from E-Filing under Rule 68 will be deemed E-Filed with the Clerk, subject to payment of all applicable fees, on the date and time reflected in the Notice of Electronic Filing. See Appellate Rule 68(I).
B.
Clerk's Functions. All functions performed by the Clerk are ministerial and
not discretionary. The court retains the authority to determine compliance with
these Rules.
C. Documents
Tendered with Motions Seeking Leave to File. When
a document tendered with a motion is ordered filed by the Court, any time limit
for a response to that document shall run from the date on which the document
is filed.
D. Notice
of Defect-Received but not Filed. When the Clerk accepts a
document as received but not filed, including a document that is noncompliant
with the Rules, the Clerk shall stamp the document as "received" (but not
filed) as of the date it would have been filed.
(1) When a document is stamped as "received" due to noncompliance with the Rules the Clerk shall send a "Notice of Defect" to the attorney or unrepresented litigant that tendered the document, shall serve all other parties with a copy of the Notice of Defect, and shall note the transmission of the Notice of Defect on the docket if a cause number has been assigned to the matter.
(a) Individuals who are incarcerated in a penitentiary, prison, or jail and are not represented by an attorney must correct defect(s) no later than twenty (20) business days from the date of the Notice of Defect. All other persons have ten (10) business days from the date of the Notice of Defect within which to correct defect(s).
(b) If the attorney or unrepresented litigant corrects the defect(s) by the deadline provided in the Notice of Defect, and if the corrected document fully complies with the Rules in all other respects, the document shall be deemed filed as of the date the corrected document is filed with the Clerk's Office pursuant to Appellate Rule 23(A) and shall be deemed timely for purposes of any applicable filing deadline. Any corrected document shall be served upon all other parties pursuant to Appellate Rule 24. The Clerk shall send a "Notice of Cure" to the parties indicating that the defect has been cured.
(c) If the attorney or unrepresented litigant fails to submit a fully compliant corrected document by the deadline provided in the Notice of Defect, the Clerk shall note this on the docket if a cause number has been assigned to the mater.
(d) A list of defects noncompliant with the Rules can be found in Appendix B.
(2) When a document is stamped as "received" for a reason other than noncompliance with the Rules any time limit for response or reply to that document shall run from the date on which the document is filed. The Clerk shall notify all parties of the date on which the "received" document is subsequently filed.
E. Signature
Required. Every motion, petition, brief, appendix, acknowledgment,
notice, response, reply, or appearance must be signed by at least one [1]
attorney of record in the attorney's individual name, whose name, address,
telephone number, and attorney number shall also be typed or printed legibly
below the signature. If a party or amicus is not represented by an attorney,
then the party or amicus shall sign such documents and type or print legibly
the party or amicus's name, address, and telephone number. The signing of the
verification of accuracy required by Rule 50(A)(2)(i) or 50(B)(1)(f) satisfies
this requirement for appendices. E-Filed documents submitted through the IEFS
shall comply with Rule 68(H).
F. Confidentiality of Court Records
on Appeal.
(1) Court Records are accessible to the public, except as
provided in the Rules on Access to Court Records.
(2) If a Court Record was excluded from Public Access in the
trial court in accordance with the Rules on Access to Court Records, the Court
Record shall remain excluded from Public Access on appeal unless the Court on
Appeal determines the conditions in Rule 9 of the Rules on Access to Court
Records are satisfied.
(3) Procedures for Excluding Court Records from Public
Access on Appeal. Any Court Record excluded from Public Access on appeal must
be filed in accordance with the following procedures:
(a) Notice
to maintain exclusion from Public Access.
(i) In
cases where the Court Record is excluded from Public Access pursuant to Rules 5
or 6 of the Rules on Access to Court Records, the party or person submitting the
confidential record must provide the separate written notice required by Access
to Court Records Rule 5 identifying the specific Access to Court Records Rule
5(B), 5(C), or 5(D) ground(s) upon which exclusion is based. (See Form # App.R. 11-5).
(ii) In
cases where all Court Records are excluded from Public Access in accordance
with Access to Court Records Rule 5(A), no notice of exclusion from Public
Access is required.
(b) Public
Access and Non-Public Access Versions. Where only a portion of the Court Record
has been excluded from Public Access pursuant to Access to Court Records Rule
5(B), 5(C), or 5(D), the following requirements apply:
(i) Public
Access Version.
a. If an appellate
filing contains confidential Court Records to be excluded from Public Access,
the confidential Court Record shall be omitted or redacted from this version.
b. The
omission or redaction shall be indicated at the place it occurs in the Public
Access version. If multiple pages are omitted, a separate place keeper insert
must be inserted for each omitted page to keep PDF page numbering consistent throughout.
c. If the
entire document is to be excluded from Public Access, the Access to Court
Records ACR Form filed with the document will serve as the Public Access
Version.
(ii) Non-Public
Access Version.
a. If the
omitted or redacted Court Record is not necessary to the disposition of the
case on appeal, the excluded Court Record need not be filed or tendered in any
form and only the Public Access version is required. The Access to Court
Records ACR Form should indicate this fact. (See Form # App.R.
11-6).
b. If the
omitted or redacted Court Record is necessary to the disposition of the case,
the excluded Court Record must be separately filed or tendered as follows.
1. The
first page of the Non-Public Access Version should be conspicuously marked "Not
for Public Access" or "Confidential," with the caption and number of the case
clearly designated.
2. The
separately filed Non-Public Access version shall consist of a complete,
consecutively paginated replication including both the Public Access material and
the Non-Public Access material.
3. Use of
green paper is abolished for E-Filing. Pages in the Non-Public Access version
containing Court Records that are excluded from Public Access shall instead be
identified with a header, label, or stamp that states, "CONFIDENTIAL PER RULES
ON ACCESS TO COURT RECORDS" or "EXCLUDED FROM PUBLIC ACCESS PER RULES ON ACCESS
TO COURT RECORDS."
(iii)
The requirements in Rule 23(F)(3)(b) do not apply to cases in which all Court
Records are excluded from Public Access pursuant to Access to Court Records
Rule 5(A).
(4) E-Filing
document security codes settings.
(a) Where
only a portion of the Court Record has been excluded from Public Access
pursuant to Rules 5(B), 5(C), or 5(D) of the Access to Court Record
Rules, the E-Filing document
security codes setting for the Public Access Version shall be "Public
Document."
(b) Where
only a portion of the Court Record has been excluded from Public Access
pursuant to Rules 5(B), 5(C), or 5(D) of the Access to Court Record Rules, the
E-Filing document security codes setting for the Non-Public Access Version
shall be "Confidential document under the Rules on Access to Court Records."
(c) In
cases in which all Court Records are excluded from Public Access pursuant to Rule
5(A) of the Access to Court Record Rules, the E-Filing document security codes
setting shall be "Confidential document under the Rules on Access to Court
Records."
A. Required
Service.
(1) Notice of Appeal.
A party filing a Notice of Appeal shall contemporaneously serve a copy upon:
(a) all parties of record in the
trial court or Administrative Agency;
(b) [reserved];
(c) [reserved];
(d) any persons identified in Rule
14.1, if applicable;
(e) the Attorney General in all
Criminal Appeals and any appeals from a final judgment declaring a state
statute unconstitutional in whole or in part;
(f) [reserved]; and,
(g) any other persons required by
statute to be served.
(See Form # App.R. 9-1).
(2) Documents filed in
the fifteen (15) day period following the filing of Notice of Appeal. A
party filing any document in the fifteen (15) day period after a Notice of
Appeal is filed shall contemporaneously serve a copy upon:
(a) all parties of record in the trial court or
Administrative Agency;
(b) all parties of record who have filed a Notice of Appeal
or an appearance with the Clerk;
(c) any persons seeking party status, and,
(d) any persons required by statute to be served.
(3) Other documents.
Unless otherwise provided by these Rules, all other documents tendered to the
Clerk for filing must contemporaneously be served upon:
(a) all parties of record who have filed a Notice of Appeal
or an appearance with the Clerk;
(b) any persons seeking party status; and,
(c) any persons required by statute to be served.
(4) Appendix in
Criminal Appeals. In criminal appeals only, any Appendix or Supplemental
Appendix that is conventionally filed need not be served on the Attorney
General. Appendices or Supplemental Appendices that are E-Filed in criminal
appeals, however, shall be served on the Attorney General.
B. Time
for Service. A party shall serve a document no later than the date the
document is filed or received for filing.
C. Manner
and Date of Service. All E-Filed documents will be
deemed served when they are electronically served through the IEFS in
accordance with Rule 68(F)(I). Documents exempted from E-Service will be deemed
served when they are:
(1) personally delivered;
(2) deposited in the United States Mail, postage prepaid, properly addressed; or
(3) deposited with any third-party commercial carrier for delivery within three (3) calendar days, cost prepaid, properly addressed.
Parties appealing pursuant to Rule 14.1 must comply with the additional requirements found in that Rule.
D. Certificate
of Service.
(1) Content.
Anyone tendering a document to the Clerk for filing shall:
(a) certify that service has been made or will be made
contemporaneously with the filing;
(b) specifically list the persons served by name;
(c) specify the date and means of service;
(d) include any information required by Rule 14.1, if
applicable; and,
(e) if the document is a Notice of Appeal, certify the date
on which the Notice of Appeal was filed with the Clerk. (See Form # App.R. 9-1).
(2) Placement. The
certificate of service shall be placed at the end of the document and shall not
be separately filed.
A. Non-Business
and Business Days. For purposes of this rule, a non- business day shall mean a
Saturday, a Sunday, a legal holiday as defined by state statute, or a day the
Office of the Clerk is closed during regular business hours. A business day
shall mean all other days.
B. Counting
Days. In computing any period of time allowed by these Rules, by
order of the court, or by any applicable statute, the day of the act, event, or
default from which the designated period of time begins to run shall not be
included. The last day of the period so computed is to be included unless it is
a non-business day. If the last day is a non-business day, the period runs
until the end of the next business day. When the time allowed is less than
seven (7) days, all non-business days shall be excluded from the computation.
C. Extension
of Time When Served by Mail or Carrier. When a party serves a
document by mail or third-party commercial carrier, the time period for filing
any response or reply to the document shall be extended automatically for an
additional three (3) calendar days from the date of deposit in the mail or with
the carrier. This Rule does not extend any time period that is not triggered by
a party's service of a document, such as the time for filing a Petition for
Rehearing or a Petition to Transfer, nor does it extend any time period when
service is made by E-Service pursuant to Rule 68(F)(1).
Rule 26. Electronic Transmission By Clerk
A. Transmission
of Orders, Opinions, and Notices to Parties Not Exempted from E-Filing. The
Clerk shall electronically transmit orders, opinions, and notices to all
parties represented by attorneys of record who are not exempted pursuant to
Rule 68(c)(2) from the requirement that they file electronically.
B. Transmission
of Orders, Opinions, and Notices to Parties Exempted from E-Filing. The Clerk shall transmit orders, opinions, and
notices by regular U.S. mail or personal delivery to parties and attorneys
exempted from the requirement that they file electronically, see Rule 68(C)(2),
unless the party or attorney requests FAX transmission. A request to receive
FAX transmission must be in writing, provide the FAX number at which
transmission is to be made, and be signed by exempted party or attorney making
the request.
C. Clerk's
Functions. When transmission is made by FAX, the Clerk shall retain the
machine-generated transmission log as a record of transmission. The Clerk may,
without notice, discontinue FAX transmission if the Clerk determines FAX transmission
is not practicable.
D. Transmission of Notice of Appeal
to Trial Court or Administrative Agency, The Clerk shall
electronically transmit the Notice of Appeal to:
(1) the Court Reporters in the trial court county or Administrative Agency;
(2) the clerk of the trial court or Administrative Agency; and
(3) the judge of the trial court before whom the case was heard.
The
Record on Appeal shall consist of the Clerk's Record and all proceedings before
the trial court or Administrative Agency, whether or not transcribed or
transmitted to the Court on Appeal. Any provision of these Rules regarding
preparation of the Record on Appeal may be enforced by order of the Court on
Appeal. The Record of Proceedings is abolished.
Rule 28. Preparation Of Transcript By Court Reporter
A. Transcript. The
Court Reporter shall prepare an electronic Transcript in accordance with
Appendix A.
B. Certification. The Court Reporter shall certify the Transcript is correct. The Court Reporter's certification shall be the last page of the last volume of the Transcript, signed by the Court Reporter in accordance with Appendix A.
C. Submission
of Electronic Transcript.
(1) Following certification of the Transcript, the Court Reporter
shall submit the electronic Transcript using one of the following methods:
(a) Submission
by E-Filing. If e-filing is required in the trial court by Trial Rule
86(D)(1) and the documentary exhibits are in electronic form, then the Court
Reporter shall transmit the electronic Transcript to the trial court clerk
through the IEFS.
(b) Submission
on Physical Media. If the Transcript is not submitted by e-filing, then the
Court Reporter shall seal two (2) copies of the Transcript in an envelope or
package bearing the trial court case number and marked "Transcript." The
envelope or package containing the electronic Transcript copies shall be filed
with the trial court clerk in accordance with Rule 11. The Court Reporter shall
also retain a copy of the electronic Transcript.
(2) The separate Exhibit volume(s) and photographic reproductions
of oversized exhibits (if included pursuant to Rule 29(C)) shall be filed with
the trial court clerk in accordance with Rule 11.
D. Technical Standards. The Court
Reporter shall prepare the electronic Transcript pursuant to the technical
standards set forth in Appendix A of these rules.
E. Processing and Transmission
of Electronic Transcript by Clerk.
(1)
If the electronic Transcript is submitted by E-Filing, the trial court clerk
shall enter the date of submission on the Chronological Case Summary and shall
transmit the electronic Transcript to the Clerk through the IEFS.
(2) If the electronic Transcript is submitted on Physical Media, the trial court clerk shall file stamp the envelope that will be used to store the electronic data storage device; the original envelope submitted by the Court Reporter may be used for this purpose, if appropriate. The trial court clerk shall then transmit one (1) copy of the electronic Transcript to the Clerk either through the IEFS or by personal delivery, U.S. mail, or third-party commercial carrier.
(3) The
trial court clerk shall retain the second copy of the electronic Transcript and
store the electronic records in conformity with Administrative Rule 6.
F. Court Records Excluded by the
Rules on Access to Court Records.
(1) In cases where all of the Court Records are excluded
from Public Access pursuant to Access to Court Records Rule 5(A), the
Transcript shall be excluded from Public Access.
(2) If, during the hearing or trial a party or person
identified any exhibit or oral statement(s) to be excluded from Public Access,
the Court Reporter must comply with the requirements of Appellate Rule 23(F)
with regard to the exhibit or statement(s) and must note in the Transcript the
specific Access to Court Records Rule 5(B), 5(C), or 5(D) ground(s) identified
by the party or person.
(3) Additionally, until the time the Transcript is transmitted
to the Court on Appeal, any party or person may file written notice with the
Trial Court identifying:
(a) the exhibit or Transcript page
and line number(s) containing any Court Record to be excluded from Public
Access; and
(b) the specific Access to Court
Records Rule 5(B), 5(C), or 5(D) grounds upon which that exclusion is based.
(See Form #App.R. 11-3).
This
written notice must be served on the Court Reporter and, upon receipt of the
written notice, the Court Reporter must refile the Transcript in compliance
with the requirements of Appellate Rule 23(F) and must note in the Transcript
the specific Access to Court Records Rule 5(B), 5(C), or 5(D) grounds(s)
identified by a party or person.
(4) After the Transcript has been transmitted to the Court
on Appeal, any request by a party or person to exclude a Court Record in the
Transcript from Public Access must be made to the Court on Appeal and must
contain the specific Access to Court Records Rule 5(B), 5(C), or 5(D) ground(s)
upon which that exclusion is based. Upon receipt of an order from the Court on
Appeal, the Court Reporter must re-file the Transcript in compliance with the
requirements of Appellate Rule 23(F).
A. Documentary Exhibits. Documentary exhibits, including testimony in written form filed in Administrative Agency proceedings and photographs, shall be included in separate volumes that conform to the requirements of Appendix A(1), (2)(a), (11), and (12). The Court Reporter shall also prepare an index of the exhibits contained in the separate volumes, and that index will be placed at the front of the first volume of exhibits. Documentary exhibit volumes shall be submitted in electronic format in accordance with Appellate Rule 28(c). Documentary exhibit volumes submitted in electronic format shall additionally conform to the requirements of Appendix A(15)-(19). The documentary exhibit volumes shall be transmitted to the Clerk with the electronic Transcript, using the same method of transmission as the electronic Transcript.
B. Audio and Video Recordings. Exhibits in the form of
audio or video recordings shall be separately submitted to the Clerk on CD,
DVD, flash drive, or other physical media at the same time as the Transcript
and documentary exhibits are filed. Such CDs, DVDs, flash drives, or physical
media shall be submitted in an envelope stapled into a conventional volume. Audio
or video recordings submitted on physical media in criminal cases shall be
returned to the trial court five (5) years after the appellate case is concluded.
Audio or video recordings submitted on physical media in civil cases shall be
returned to the trial court sixty (60) days after the appellate case is
concluded.
C. Nondocumentary
and Oversized Exhibits. Nondocumentary and oversized
exhibits shall not be sent to the Court, but shall remain in the custody of the
trial court or Administrative Agency during the appeal. Such exhibits shall be
briefly identified in the Transcript where they were admitted into evidence.
Photographs of any exhibit may be included in the volume of documentary
exhibits. Nondocumentary and oversized exhibits sent to the Court in criminal
cases shall be returned to the trial court five (5) years after the appellate
case is concluded. Nondocumentary and oversized exhibits sent to the Court in
civil cases shall be returned to the trial court sixty (60) days after the
appellate case is concluded.
D. Access to Court Records Rule 7. If
an exhibit was accompanied by the separate written notice required by Access to
Court Records Rule 7, the Court Reporter must comply with the requirements of Appellate
Rule 23(F) when the exhibit is thereafter filed with the Trial Court Clerk.
Rule 31. Statement Of Evidence When No Transcript Is Available
A. Party's
Statement of Evidence. If no Transcript of all or part of
the evidence is available, a party or the party's attorney may prepare a
verified statement of the evidence from the best available sources, which may
include the party's or the attorney's recollection. The party shall then file a
motion to certify the statement of evidence with the trial court or
Administrative Agency. The statement of evidence shall be submitted with the
motion.
B. Response.
Any party may file a verified response to the proposed statement of evidence within
fifteen (15) days after service.
C. Certification
by Trial Court or Administrative Agency. Except as provided in
Section D below, the trial court or Administrative Agency shall, after a
hearing, if necessary, certify a statement of the evidence, making any
necessary modifications to statements proposed by the parties. The certified
statement of the evidence shall become part of the Clerk's Record.
D. Controversy
Regarding Action of Trial Court Judge or Administrative Officer. If
the statements or conduct of the trial court judge or administrative officer
are in controversy, and the trial court judge or administrative officer refuses
to certify the moving party's statement of evidence, the trial court judge or
administrative officer shall file an affidavit setting forth his or her
recollection of the disputed statements or conduct. All verified statements of
the evidence and affidavits shall become part of the Clerk's Record.
Rule 32. Correction Or Modification Of Clerk's Record Or Transcript
A. Submission
of Disagreement Regarding Contents to Trial Court or Administrative Agency. If
a disagreement arises as to whether the Clerk's Record or Transcript accurately
discloses what occurred in the trial court or the Administrative Agency, any
party may move the trial court or the Administrative Agency to resolve the
disagreement. The trial court retains jurisdiction to correct or modify the
Clerk's Record or Transcript at any time before the reply brief is due to be
filed. After that time, the movant must request leave of the Court on Appeal to
correct or modify the Clerk's Record or Transcript. The trial court or
Administrative Agency shall issue an order, which shall become part of the
Clerk's Record, that either:
(1) confirms that the Clerk's Record or Transcript reflects what actually occurred; or
(2) corrects the Clerk's Record or Transcript, including the chronological case summary if necessary; to reflect what actually occurred.
B. Transmission
of Order. The trial court clerk shall transmit to the Court on Appeal:
(1) the trial court's order or order of an Administrative Agency and any corrections to the Clerk's Record; and
(2) any corrections to the Transcript by means of a supplemental Transcript. See Rule 9(G). The title of any corrected Transcript shall indicate that it is a corrected Transcript.
Rule 33. Record On Agreed Statement
A. Applicability.
The procedure in this Rule may be used only by the agreement of all the parties
that the issues presented by the appeal are capable of resolution without reference
to a Clerk's Record or Transcript.
B. Content.
The agreed statement of the record shall set forth only so many of the facts
proved or sought to be proved as are essential to a decision of the questions
by the Court on Appeal. The agreed statement shall include:
(1) a copy of the appealed judgment or order;
(2) a copy of the Notice of Appeal with its filing date;
(3) a statement of how the issues arose in the trial court or Administrative Agency; and
(4) the signatures of all parties or their attorneys.
C. Certification
by Trial Court or Administrative Agency. The parties shall submit the
agreed statement of the record to the trial court or the Administrative Agency,
which shall certify it if it is accurate and adequate for resolution of the
issues presented by the appeal. The trial court may amend or supplement the
agreed statement with the consent of all parties before certification.
D. Transmission
to the Court on Appeal. The agreed statement of the record
shall be a part of the Clerk's Record. The appellant shall include the agreed
statement of the record in an Appendix to the appellant's brief. See Rule 50.
E. Extensions
of Time. Use of this procedure does not automatically extend any
appellate deadline, but extensions of time may be sought under Rule 35.
A. Use
of Motion. Unless a statute or these Rules provide another form of
application, a request for an order or for other relief shall be made by filing
a motion.
B. Motions
Subject to Decision Without Response. The Court will not await a
response before ruling on the following motions:
(1) to extend time;
(2) to file an oversize Petition, brief or motion;
(3) to withdraw appearance;
(4) to substitute a party; and
The
Court will consider any responses filed before it rules on the motion. A
response filed after ruling on the motion will automatically be treated as a
motion to reconsider; any party may file a motion to reconsider a decision on a
motion described in this Section within ten (10) days after the Court's ruling
on the motion.
C. Response.
Any party may file a response to a motion within fifteen (15) days after the
motion is served. The fact that no response is filed does not affect the
Court's discretion in ruling on the motion.
D. Reply.
The movant may not file a reply to a response without leave of the Court. Any
reply must be filed with the motion for leave, and tendered within five (5)
days of service of the response.
E. Content
of Motions, Responses and Replies. Except for the motions
listed in Rule 34(B), a motion, response, or reply shall contain the following,
but headings are not required:
(1) Statement of Grounds. A statement particularizing the grounds on which the motion, response, or reply is based;
(2) Statement of Supporting Facts. The specific facts supporting those grounds, including page citation to the Clerk's Record or Transcript or other supporting material;
(3) Statement of Supporting Law. All supporting legal arguments, including citation to authority;
(4) Other Required Matters. Any matter specifically required by a Rule governing the motion; and
(5) Request for Relief. A specific and clear statement of the relief sought.
F. Verification
of Facts Outside the Record on Appeal. When the motion, response,
or reply relies on facts not contained in materials that have been filed with
the Clerk, the motion, response, or reply shall be verified and/or accompanied
by affidavits or certified copies of documents filed with the trial court clerk
or Administrative Agency.
G. Form
of Motions, Responses and Replies.
(1) Form; Citations; References. Motions, responses and replies shall conform to the requirements for briefs under Rule 43(B)-(G).
(2) Length. Unless the Court provides otherwise, a motion or a response shall not exceed ten (10) pages or 4,200 words, and replies shall not exceed five (5) pages or 2,100 words. If the document exceeds the page limit, it must contain a word count certificate in compliance with Rule 44(F).
H. Oral
Argument. Ordinarily oral argument will not be heard on any motion.
Rule 35. Motion For Extension Of Time
A. Time
for Filing. Any motion for an extension of time shall be filed at least
seven (7) days before the expiration of time unless the movant was not then
aware of the facts on which the motion is based. No motion for an extension of
time shall be filed after the time for doing the act expires.
B. Content.
(1) Required in All Motions. All motions shall be verified and state
(a) The date of the appealed judgment or order.
(b) The date any motion to correct error was ruled on or deemed denied.
(c) The date the Notice of Appeal was filed.
(d) The time period that is sought to be extended, and the event which triggered it.
(e) The date the act is to be done, how that date was established, including, if relevant, the means of service, whether the current due date is pursuant to a previous extension of time, and if so, whether final.
(f) The due date requested. This date shall be a business day as defined by Rule 25.
(g) The reason, in spite of the exercise of due diligence shown, for requesting the extension of time, including, but not limited to, the following:
(i) Engagement in other litigation, provided such litigation is identified by caption, number and court;
(ii) The matter under appeal is so complex that an adequate brief cannot reasonably be prepared by the date the brief is due; or
(iii) Hardship to counsel will result unless an extension is granted, in which event the nature of the hardship must be set forth.
(h) If the motion is filed within seven (7) days before the expiration of time, the reasons why counsel was unaware of the need for the extension.
(2) Criminal Appeals. A motion in a Criminal Appeal shall also state, if applicable:
(a) the date the trial court granted permission to file a belated Notice of Appeal or a belated motion to correct error;
(b) the date of sentencing;
(c) the sentence imposed; and
(d) a concise statement of the status of the case, including whether the defendant has been released on bond, and whether the defendant has been incarcerated.
C. Proceedings
in Which Extensions are Prohibited. No motion for extension of
time shall be granted to file a Petition for Rehearing, a Petition to Transfer
to the Supreme Court, any brief supporting or responding to such Petitions, or
in appeals involving termination of parental rights.
D. Restrictions
on Extensions. Motions for extension of time in appeals involving worker's
compensation, issues of child custody, support, visitation, paternity,
adoption, and determination that a child is in need of services shall be
granted only in extraordinary circumstances.
A. Voluntary
Dismissal. An appeal may be dismissed on motion of the appellant upon
the terms agreed upon by all the parties on appeal or fixed by the Court.
B. Involuntary
Dismissal. An appellee may at any time file a motion to dismiss an
appeal for any reason provided by law, including lack of jurisdiction. Motions
to affirm are abolished.
A. Content
of Motion. At any time after the Court on Appeal obtains jurisdiction,
any party may file a motion requesting that the appeal be dismissed without
prejudice or temporarily stayed and the case remanded to the trial court or
Administrative Agency for further proceedings. The motion must be verified and
demonstrate that remand will promote judicial economy or is otherwise necessary
for the administration of justice.
B. Effect
of Remand. The Court on Appeal may dismiss the appeal without
prejudice, and remand the case to the trial court, or remand the case while
retaining jurisdiction, with or without limitation on the trial court's
authority. Unless the order specifically provides otherwise, the trial court or
Administrative Agency shall obtain unlimited authority on remand.
Rule 38. Motion To Consolidate Appeals
A. Cases
Consolidated at Trial or Hearing. When two (2) or more actions
have been consolidated for trial or hearing in the trial court or
Administrative Agency, they shall remain consolidated on appeal. If any party
believes that the appeal should not remain consolidated, that party may file a
motion to sever the consolidated appeal within thirty (30) days after the first
Notice of Appeal is filed.
B. Cases
Consolidated on Appeal. Where there is more than one (1)
appeal from the same order or judgment or where two (2) or more appeals involve
a common question of law or fact, the Court on Appeal may order a consolidation
of the appeals upon its own motion, or upon the motion of any party.
A. Effect
of Appeal. An appeal does not stay the effect or enforceability of a
judgment or order of a trial court or Administrative Agency unless the trial
court, Administrative Agency or Court on Appeal
otherwise orders.
B. Motion
in Trial Court or Administrative Agency. Except as provided in
(C)(2)(b), a motion for stay pending appeal may not be filed in the Court on
Appeal unless a motion for stay was filed and denied by the trial court or by
the Administrative Agency if it has authority to grant a stay. If the
Administrative Agency does not have such authority, application for stay may be
made directly to the Court on Appeal.
C. Motion
in Court on Appeal. A motion for a stay pending appeal
in the Court on Appeal shall contain certified or verified copies of the
following:
(1) the judgment or order to be stayed;
(2) the order denying the motion for stay or a verified showing that (a) the trial court or Administrative Agency has failed to rule on the motion within a reasonable time in light of the circumstances and relief requested; or (b) extraordinary circumstances exist which excuse the filing of a motion to stay in the trial court or Administrative Agency altogether;
(3) other parts of the Clerk's Record or Transcript that are relevant;
(4) an attorney certificate evidencing the date, time, place and method of service made upon all other parties; and
(5) an attorney certificate setting forth in detail why all other parties should not be heard prior to the granting of said stay.
D. Emergency
Stays. If an emergency stay without notice is requested, the
moving party shall submit:
(1) an affidavit setting forth specific facts clearly establishing that immediate and irreparable injury, loss, or damage will result to the moving party before all other parties can be heard in opposition;
(2) a certificate from the attorney for the moving party setting forth in detail the efforts, if any, which have been made to give notice to the other parties and the reasons supporting his claim that notice should not be required; and
(3) a proposed order setting forth the remedy being requested.
E. Bond. If
a stay is granted, the Court on Appeal may fix bond in accordance with Rule 18.
F. Length
of Stay. Unless otherwise ordered, a stay shall remain in effect until
the appeal is disposed of in the Court on Appeal. Any party may move for relief
from the stay at any time.
Rule 40. Motion To Proceed In Forma Pauperis
A. Appeal
From a Trial Court.
(1) Prior Authorization by the Trial Court. A party who has been permitted to proceed in the trial court in forma pauperis may proceed on appeal in forma pauperis without further authorization from the trial court or Court on Appeal. See Rule 9(E).
(2) Motion to the Trial Court. Any other party in a trial court who desires to proceed on appeal in forma pauperis shall file in the trial court a motion for leave to so proceed, together with an affidavit conforming to Forms #App.R. 40-1, and #App.R. 40-2, showing in detail the party's inability to pay fees or costs or to give security therefor, the party's belief that the party is entitled to redress, and a statement of the issues the party intends to present on appeal. If the trial court grants the motion, the party may proceed without further motion to the Court on Appeal. If the trial court denies the motion, the trial court shall state in a written order the reasons for the denial.
(3) Revocation of Authorization by the Trial Court. Before or after the Notice of Appeal is filed, the trial court may certify or find that a party is no longer entitled to proceed in forma pauperis. The trial court shall state in a written order the reasons for such certification or finding.
(4) Motion to the Court on Appeal. If the trial court denies a party authorization to proceed in forma pauperis the party may file a motion in the Court on Appeal for leave to so proceed within fifteen (15) days of service of the trial court's order. See Form #App.R. 40-1. The motion shall be accompanied by a copy of any affidavit supporting the party's request filed in the trial court. If no affidavit was filed in the trial court or if the affidavit filed in the trial court is no longer accurate, the motion shall be accompanied by an affidavit conforming to Form #App.R. 40-2. The motion shall be accompanied by a copy of the order setting forth the trial court's reasons for denying the party in forma pauperis status on appeal.
B. Appeal
From an Administrative Agency. Any party to a proceeding before an
Administrative Agency who desires to proceed in forma pauperis on appeal shall file with the Court on
Appeal a motion for leave to so proceed, together with an affidavit conforming
to Forms #App.R. 40-1 and #App.R.40-2, showing in detail the party's inability
to pay fees or costs or to give security therefor, the party's belief that the
party is entitled to redress, and a statement of the issues the party intends
to present on appeal.
C. Filings
Required in the Court on Appeal. With the first document a
party proceeding or desiring to proceed in
forma pauperis files in the Court on Appeal, the party shall file with
the Clerk:
(1) the trial court's authorization to proceed in forma pauperis on appeal;
(2) an affidavit stating that the party was permitted to proceed in forma pauperis in the trial court and that the trial court has made no certification or finding under Rule 40(A)(3); or
(3) a motion to the Court on Appeal to proceed in forma pauperis.
If the trial court subsequently enters an order containing a certification or finding under Rule 40 (A)(3), the party shall promptly file the trial court's order with the Clerk.
D. Effect
of In Forma Pauperis Status. A
party proceeding in forma pauperis:
(1) is relieved of the obligation to prepay filing fees or costs in either the trial court or the Court on Appeal or to give security therefor; and
(2) may file legibly handwritten or typewritten briefs and other papers.
Rule 41. Motion To Appear As Amicus Curiae
A. Content. A
proposed amicus curiae shall file a
motion to appear as an amicus curiae. The motion shall identify the
interest of the proposed amicus curiae and the party with whom the
proposed amicus curiae is substantively aligned, and it shall state the
reasons why an amicus curiae brief would be helpful to the court.
B. Time
for Filing. The proposed amicus curiae shall file its motion to
appear within the time allowed the party with whom the proposed amicus
curiae is substantively aligned to file its brief or Petition. If an entity
has been granted leave to appear as an amicus curiae in a case before
the Court of Appeals or the Tax Court, that entity need not again seek leave to
appear as an amicus curiae in any continuation of that case before the
Supreme Court.
C. Tender
of Brief. The proposed amicus curiae shall tender its amicus
curiae brief by
submitting it with its motion to appear as amicus
curiae, except that if an entity has been granted leave to appear as amicus curiae in a case before the Court
of Appeals or Tax Court, then that entity shall file any briefing pertaining to
a petition to transfer jurisdiction or for review to the Supreme Court within
the time allowed the party with whom the proposed amicus curiae is substantively aligned.
D. Belated
Filing. The court may permit the belated filing of an amicus
curiae brief on motion for good cause. If the court grants the motion, the
court shall set a deadline for any opposing party to file a reply brief.
E. Amicus Curiae Appendix
and Addendum to Brief. An entity granted amicus curiae status
may not file an Appendix or Addendum to the Brief containing documents that are
not within the Record on Appeal unless leave to do so has been first granted.
Upon
motion made by a party within the time to respond to a document, or if there is
no response permitted, within thirty (30) days after the service of the
document upon it, or at any time upon the court's own motion, the court may
order stricken from any document any redundant, immaterial, impertinent,
scandalous or other inappropriate matter.
Rule 43. Form Of Briefs And Petitions
A. Applicability.
This Rule governs the form of briefs, Petitions for Rehearing (Rule 54),
Petitions to Transfer to the Supreme Court (Rule 57), and Petitions for Review
of a Tax Court decision (Rule 63) by the Supreme Court.
B. Page
Size. The page size shall be 8 1/2 by 11 inches. Conventionally
filed documents shall use white paper of a weight normally used in printing and
typing.
C. Production.
The document shall be produced in a neat and legible manner using black type. It
may be typewritten, printed or produced by a word
processing system. For conventionally filed documents, text shall appear on
only one side of the paper.
D. Print
Size. The font shall be Arial, Baskerville, Book Antiqua,
Bookman, Bookman Old Style, Century, Century Schoolbook, Calisto MT, CG Times, Garamond,
Georgia, New Baskerville, New Century Schoolbook, Palatino, or Times New Roman
and the typeface shall be 12-point or larger in both body text and footnotes.
E. Spacing.
All text shall be double-spaced except that footnotes, tables, charts, or similar
material and text that is blocked and indented shall be single-spaced.
Single-spaced lines shall be separated by at least 4-point spaces.
F. Numbering. All pages of the brief,
including the front page (see Rule 43(I)), table of contents, and table of authorities,
shall be consecutively numbered at the bottom beginning with numeral one.
G. Margins.
All four margins for the text of the document shall be at least one (1) inch
from the edge of the page.
H. Page
Headers. Each
page, except for the front page, of the document shall contain a header that
lists the name of the party(ies) filing the document
and the document name (e.g., "Brief of Appellant Acme Co." or "Appellee John
Doe's Brief in Response to Petition to Transfer"). The header shall be aligned
at the left margin of the document.
I. Front
Page Content. The front page of the document shall conform substantially
to Form #App.R. 43-1.
J. Binding. Conventionally
filed documents shall
be bound with a single staple or binder clip. They shall not be
bound in book or pamphlet form.
Rule 44. Brief And Petition Length Limitations
A. Applicability.
This Rule governs the length of briefs, Petitions for Rehearing, Petitions to
Transfer to the Supreme Court, and Petitions for Review of a Tax Court decision
by the Supreme Court.
B. Oversized
Brief. A motion requesting leave to file any oversized brief or
Petition shall be filed at least fifteen (15) days before the brief or Petition
is due. The motion shall state the total number of words requested, not pages.
C. Items
Excluded From Length Limits. The text of the following shall not
be included in the page or word length limits of this rule:
Cover
information
Table
of contents
Table
of authorities
Signature
block
Certificate
of service
Word
count certificate
Appealed
judgment or order of trial court or Administrative Agency, and items identified
in Rule 46(A)(10).
Headings and footnotes are included in the length limits.
D. Page
Limits. Unless a word count complying with Section E is provided, a
brief or Petition may not exceed the following number of pages:
Appellant's
brief: thirty (30) pages
Appellee's
brief: thirty (30) pages
Reply
brief (except as provided below): fifteen (15) pages
Reply
brief with cross-appellee's brief: thirty (30) pages
Brief
of intervenor or amicus curiae: fifteen (15) pages
Petition
for Rehearing: ten (10) pages
Brief
in response to a Petition for Rehearing: ten (10) pages
Petition
to Transfer: ten (10) pages
Brief
in response to a Petition seeking Transfer: ten (10) pages
Reply
brief to brief in response to a Petition seeking Transfer: three (3) pages
Brief
of intervenor or amicus curiae on transfer or rehearing: ten (10) pages
Petition
for Review of a Tax Court decision: thirty (30) pages
Brief
in response to a Petition for Review of a Tax Court decision: thirty (30) pages
Reply brief to brief in response to a Petition for Review of
a Tax Court decision: fifteen (15) pages
E. Word
Limits. A brief or Petition exceeding the page limit of Section D
may be filed if it does not exceed, and the attorney or the unrepresented party
preparing the brief or Petition certifies that, including footnotes, it does
not exceed, the following number of words:
Appellant's brief: 14,000 words
Appellee's brief: 14,000 words
Reply brief (except as provided
below): 7,000 words
Reply brief with cross-appellee's
brief: 14,000 words
Brief
of intervenor or amicus curiae: 7,000 words
Petition
for Rehearing: 4,200 words
Brief
in response to a petition for Rehearing: 4,200 words
Petition
to Transfer: 4,200 words
Brief
in response to a Petition seeking Transfer: 4,200 words
Reply
brief to brief in response to a Petition seeking Transfer: 1,000 words
Brief
of intervenor or amicus curiae on transfer or rehearing: 4,200 words
Petition
for Review of a Tax Court decision: 14,000 words
Brief
in response to a Petition for Review of a Tax Court decision: 14,000 words
Reply brief to brief in response to a Petition for Review of
a Tax Court decision: 7,000 words
F. Form
of Word Count Certificate. The following are acceptable word
count certifications: "I verify that this brief (or Petition) contains no more
than (applicable limit) words," and "I verify that this brief (or Petition)
contains (actual number) words." The certification shall appear at the end of
the brief or Petition before the certificate of service. The attorney or the
unrepresented party certifying a word count may rely on the word count of the
word processing system used to prepare the brief or Petition.
Rule 45. Time For Filing Briefs
A. Applicability.
This Rule applies to appeals from Final Judgments and interlocutory orders.
Filing deadlines relating to Petitions for Rehearing, to Transfer, and for
Review are governed by Rules 54, 57 and 63 respectively.
B. Filing
Deadlines.
(1) Appellant's Brief. The appellant's brief shall be filed no later than thirty (30) days after:
(a) the date the trial court clerk or Administrative Agency serves its Notice of Completion of Clerk's Record on the parties pursuant to Appellate Rule 10(C) if the notice reports that the Transcript is complete or that no Transcript has been requested; or
(b) in all other cases, the date the trial court clerk or Administrative Agency serves its Notice of Completion of the Transcript on the parties pursuant to Appellate Rule 10(D).
Rule 25(C), which grants a three-day extension of time for service by mail or third-party commercial carrier, does not extend the due date for filing the appellant's brief.
(2) Appellee's Brief. The appellee's brief shall be filed no later than thirty (30) days after service of the appellant's brief.
(3) Appellant's Reply Brief; Cross-Appellee's Brief. Any appellant's reply brief shall be filed no later than fifteen (15) days after service of the appellee's brief. If the reply brief also serves as the cross-appellee's brief, it shall be filed no later than thirty (30) days after service of the appellee's brief.
(4) Cross-Appellant's Reply Brief. Any cross-appellant's reply brief shall be filed no later than fifteen (15) days after service of the appellant's reply brief.
C. Extensions
of Time. Motions for extensions of time to file any briefs are
governed by Rule 35.
D. Failure
to File Timely. The appellant's failure to file timely the appellant's brief
may subject the appeal to summary dismissal. The appellee's failure to file
timely the appellee's brief may result in reversal of the trial court or
Administrative Agency on the appellant's showing of prima facie error.
Rule 46. Arrangement And Contents Of Briefs
A. Appellant's
Brief. The appellant's brief shall contain the following sections
under separate headings and in the following order:
(1) Table of Contents. The table of contents shall list each section of the brief, including the headings and subheadings of each section and the page on which they begin.
(2) Table of Authorities. The table of authorities shall list each case, statute, rule, and other authority cited in the brief, with references to each page on which it is cited. The authorities shall be listed alphabetically or numerically, as applicable.
(3) Statement of Supreme Court Jurisdiction. When an appeal is taken directly to the Supreme Court, the brief shall include a brief statement of the Supreme Court's jurisdiction to hear the direct appeal.
(4) Statement of Issues. This statement shall concisely and particularly describe each issue presented for review.
(5) Statement of Case. This statement shall briefly describe the nature of the case, the course of the proceedings relevant to the issues presented for review, and the disposition of these issues by the trial court or Administrative Agency. Page references to the Record on Appeal or Appendix are required in accordance with Rule 22(C).
(6) Statement of Facts. This statement shall describe the facts relevant to the issues presented for review but need not repeat what is in the statement of the case.
(a) The facts shall be supported by page references to the Record on Appeal or Appendix in accordance with Rule 22(C).
(b) The facts shall be stated in accordance with the standard of review appropriate to the judgment or order being appealed.
(c) The statement shall be in narrative form and shall not be a witness by witness summary of the testimony.
(d) In an appeal challenging a ruling on a post-conviction relief petition, the statement may focus on facts from the post-conviction relief proceeding rather than on facts relating to the criminal conviction.
(7) Summary of Argument. The summary should contain a succinct, clear, and accurate statement of the arguments made in the body of the brief. It should not be a mere repetition of the argument headings.
(8) Argument. This section shall contain the appellant's contentions why the trial court or Administrative Agency committed reversible error.
(a) The argument must contain the contentions of the appellant on the issues presented, supported by cogent reasoning. Each contention must be supported by citations to the authorities, statutes, and the Appendix or parts of the Record on Appeal relied on, in accordance with Rule 22.
(b) The argument must include for each issue a concise statement of the applicable standard of review; this statement may appear in the discussion of each issue or under a separate heading placed before the discussion of the issues. In addition, the argument must include a brief statement of the procedural and substantive facts necessary for consideration of the issues presented on appeal, including a statement of how the issues relevant to the appeal were raised and resolved by any Administrative Agency or trial court.
(c) Each argument shall have an argument heading. If substantially the same issue is raised by more than one asserted error, they may be grouped and supported by one argument.
(d) If the admissibility of evidence is in dispute, citation shall be made to the pages of the Transcript where the evidence was identified, offered, and received or rejected, in conformity with Rule 22(C).
(e) When error is predicated on the giving or refusing of any instruction, the instruction shall be set out verbatim in the argument section of the brief with the verbatim objections, if any, made thereto.
(9) Conclusion. The conclusion shall include a precise statement of the relief sought and the signature of the attorney and pro se party.
(10) Word Count Certificate (if necessary). See Rule 44(F).
(11) Certificate of Service. See Rule 24(D).
(12) Appealed Judgment or Order. Any appealed judgment or order (including any written opinion, memorandum of decision or findings of fact and conclusions thereon relating to the issues raised on appeal) shall be submitted with the brief as a separate attachment. These documents shall be contained within conventionally filed briefs.
B. Appellee's
Brief. The appellee's brief shall conform to Section A of this
Rule, except as follows:
(1) Agreement with Appellant's Statements. The appellee's brief may omit the statement of Supreme Court jurisdiction, the statement of issues, the statement of the case, and the statement of facts if the appellee agrees with the statements in the appellant's brief. If any of these statements is omitted, the brief shall state that the appellee agrees with the appellant's statements.
(2) Argument. The argument shall address the contentions raised in the appellant's argument.
(3) Rule 46(A)(12). Items listed in Rule 46(A)(12) may be omitted.
C. Appellant's
Reply Brief. The appellant may file a reply brief responding to the
appellee's argument. No new issues shall be raised in the reply brief. The
reply brief shall contain a table of contents, table of authorities, summary of
argument, argument, conclusion, word count certificate, if needed, and
certificate of service. See Rule 24(D).
D. Cross-Appeals.
(1) Designation of Parties in Cross-Appeals. When both parties have filed a Notice of Appeal, the plaintiff in the trial court or Administrative Agency shall be deemed the appellant for the purpose of this Rule, unless the parties otherwise agree or the court otherwise orders. When only one party has filed a Notice of Appeal, that party is the appellant, even if another party raises issues on cross-appeal.
(2) Appellee's Brief. The appellee's brief shall contain any contentions the appellee raises on cross-appeal as to why the trial court or Administrative Agency committed reversible error.
(3) Appellant's Reply Brief. The appellant's reply brief shall address the arguments raised on cross-appeal.
(4) Cross-Appellant's Reply Brief. The cross-appellant's reply brief may only respond to that part of the appellant's reply brief addressing the appellee's cross-appeal.
(5) Scope of Reply Briefs. No new issues shall be raised in a reply brief. A reply brief under this section shall contain a table of contents, table of authorities, summary of argument, argument, conclusion, word count certificate, if needed, and certificate of service. See Rule 24(D).
E. Brief
of Amicus Curiae.
(1) Preparation. An amicus curiae brief shall include a table of contents, table of authorities, a brief statement of the interest of the amicus curiae, summary of argument, argument, conclusion, word count certificate, if needed, and certificate of service. See Rule 24(D).
(2) Avoiding Repetition. Before completing the preparation of an amicus curiae brief, counsel for an amicus curiae shall attempt to ascertain the arguments that will be made in the brief of any party whose position the amicus curiae is supporting to avoid repetition or restatement of those arguments in the amicus curiae brief.
F. Appendix.
Appendices shall be separately submitted. See Rule 51.
G. Cases
with Multiple Appellants or Appellees. In cases involving more than
one appellant or appellee, including cases consolidated for appeal, each party
may file a separate brief, more than one party may join in any single brief, or
a party may adopt by reference any part of any brief of any party.
H. Addendum
to Brief. Any party or any entity granted amicus curiae status
may elect to file a separate Addendum to Brief. An Addendum to Brief is not
required and is not recommended in most cases. An Addendum to Brief is a highly
selective compilation of materials filed with a party's brief at the option of
the submitting party. If an Addendum to Brief is submitted, it must be filed
and served at the time of the filing and service of the brief it accompanies.
An Addendum to Brief may include, for example, copies of key documents from the
Clerk's Record or Appendix (such as contracts), or exhibits (such as photographs
or maps), or copies of critically important pages of testimony from the
Transcript, or full text copies of statutes, rules, regulations, etc. that
would be helpful to the Court on Appeal but which, for whatever reason, cannot
be conveniently or fully reproduced in the body of the brief. An Addendum to
Brief may not exceed fifty (50) pages in length and should ordinarily be much
shorter in length. The Addendum to Brief shall have a front page that is styled
similarly to the brief it accompanies (see Form App. 43-1), except that it
shall be clearly identified as an Addendum to Brief, and the first document in
the Addendum to Brief shall be a table of contents.
An Addendum to Brief may not contain argument. All pages of the Addendum to Brief, including the front
page (see Rule 43(I)) and table of contents, shall be consecutively numbered at
the bottom beginning with numeral one; however, the front page, table of
contents, and certificate of service shall not be included in the fifty (50)
page length limit of this rule.
Rule 47. Amended Briefs And Petitions
On
motion for good cause, the Court may grant leave for a party to file an amended
brief or Petition. The motion shall describe the nature of and reason for the amended
brief or Petition. The movant shall tender with the motion the amended brief or
Petition titled as such on the front page. Except as the Court otherwise
provides, the filing of an amended brief or Petition has no effect on any
filing deadlines.
Rule 48. Additional Authorities
When
pertinent and significant authorities come to the attention of a party after
the party's brief or Petition has been filed, or after oral argument but before
decision, a party may promptly file with the Clerk a notice of those
authorities setting forth the citations. There shall be a reference either to
the page of the brief or to a point argued orally to which the citations
pertain, with a parenthetical or a single sentence explaining the authority.
A. Time
for Filing. Any party shall file its Appendix on or before the date on
which the party's brief is filed. Any party may file a supplemental Appendix
without leave of court until the final reply brief is filed. Any party must
seek leave of court to amend a filed appendix. Any party must seek leave of
court to amend a filed appendix. If an appeal is dismissed before an Appendix
has been filed and transfer or rehearing is thereafter sought, an Appendix may
be filed contemporaneously with the Petition for Rehearing or Transfer and the
Briefs in Response.
B. Failure
to Include Item. Any party's failure to include any item in an Appendix
shall not waive any issue or argument.
C. Retendered
Appendices. If an appendix is received but not filed in accordance with
Appellate Rule 23(D), all volumes of the Appendix shall be retendered.
Rule 50. Contents Of Appendices
A. Appendices
in Civil Appeals and Appeals from Administrative Agencies.
(1) Purpose. The purpose of an Appendix in civil appeals and appeals from Administrative Agencies is to present the Court with copies of only those parts of the Record on Appeal that are necessary for the Court to decide the issues presented.
(2) Contents of Appellant's Appendix. The appellant's Appendix shall contain a table of contents and copies of the following documents, if they exist:
(a) the chronological case summary for the trial court or Administrative Agency;
(b) the appealed judgment or order, including any written opinion, memorandum of decision, or findings of fact and conclusions thereon relating to the issues raised on appeal;
(d) [Deleted, eff. January 1, 2011]
(e) any instruction not included in appellant's brief under Rule 46(A)(8)(e), when error is predicated on the giving or refusing of the instruction;
(f) pleadings and other documents from the Clerk's Record in chronological order that are necessary for resolution of the issues raised on appeal;
(g) any other short excerpts from the Record on Appeal, in chronological order, such as essential portions of a contract or pertinent pictures, that are important to a consideration of the issues raised on appeal;
(h) any record material relied on in the brief unless the material is already included in the Transcript;
(i) a verification of accuracy by the attorney or unrepresented party filing the Appendix. The following is an acceptable verification:
"I verify under penalties of perjury that the documents in this Appendix are accurate copies of parts of the Record on Appeal."
(3) Appellee's Appendix. The contents of the appellee's Appendix shall be governed by Section (A)(2) of this Rule, but the appellee's Appendix shall not contain any materials already contained in appellant's Appendix, unless necessary for completeness or context. The Appendix may contain additional items that are relevant to either issues raised on appeal or on cross-appeal.
B. Appendices
in Criminal Appeals.
(1) Contents of Appellant's Appendix. The appellant's Appendix in a Criminal Appeal shall contain a table of contents and copies of the following documents, if they exist:
(a) the Clerk's Record, including the chronological case summary;
(b) [Deleted, eff. January 1, 2011]
(c) any instruction not included in appellant's brief under Rule 46(A)(8)(e) when error is predicated on the giving or refusing of the instruction;
(d) any other short excerpts from the Record on Appeal, in chronological order, such as pertinent pictures, that are important to a consideration of the issues raised on appeal;
(e) any record material relied on in the brief unless the material is already included in the Transcript;
(f) a verification of accuracy by the attorney or unrepresented party filing the Appendix. The following is an acceptable verification:
"I verify under penalties of perjury that the documents in this Appendix are accurate copies of parts of the Record on Appeal."
(2) Appellee's Appendix. The contents of the appellee's Appendix shall be governed by Section (A)(2) of this Rule, but the appellee's Appendix shall not contain any materials already contained in appellant's Appendix, unless necessary for completeness or context. The Appendix may contain additional items that are relevant to either issues raised on appeal or on cross-appeal.
C. Table
of Contents. A table of contents shall be prepared for every Appendix.
The table of contents shall specifically identify each item contained in the
Appendix, including the item's date. The Table of Contents shall be submitted
as Appendix Volume 1 in accordance with Rule 51(F).
D. Supplemental
and Other Appendices. All supplemental and any other appendices
shall be governed, to the extent applicable, by Sections A, B, C, E, and F, and
shall not duplicate materials contained in other appendices, unless necessary
for completeness or context.
E. Cases
with Multiple Appellants or Appellees. In cases involving more than
one appellant or appellee, including cases consolidated for appeal, each side
shall, where practicable, file joint rather than separate appendices to avoid
duplication.
F. Transcript.
Because the Transcript is transmitted to the Court on Appeal pursuant to Rule
12(B), parties should not reproduce any portion of the Transcript in the
Appendix.
Rule 51. Form And Assembly Of Appendices
A. Copying. For
conventionally filed appendices, the copies shall be on 8 1/2 by 11 inch white
paper of a weight normally used in printing and typing. The copying process
used shall produce text in a distinct black image on only one side of the
paper. Color copies of exhibits that were originally in color are permitted and
encouraged.
B. Order
of Documents. Documents included in an Appendix shall be arranged in the
order listed in Rule 50.
C. Numbering. Each
Appendix volume shall be independently and consecutively numbered at the bottom
without obscuring the page numbers existing on the original documents. Each
volume shall begin with numeral one on its front page.
D. Volumes.
All Appendices shall be submitted separately from the brief. An Appendix shall
consist of a table of contents (see Rule 51(F)) and one or more additional
volumes, and each Appendix volume must be limited in size to the lesser of two
hundred fifty (250) pages or fifty megabytes (50 MB). The front page shall be
included in the two hundred fifty (250) page limit of this rule. Conventionally
filed volumes shall be bound with single staple or binder clip. They shall not be
bound in book or pamphlet form.
E. Front
Page. Each volume of an Appendix shall have a front page that conforms
substantially to Form #App.R. 51-1.
F. Table of Contents. An
Appendix shall contain a single table of contents for the entire Appendix,
which shall be submitted as Appendix Volume 1, regardless of the number of
volumes.
Rule 52. Setting And Acknowledging Oral Argument
A. Court's
Discretion. The Court may, in its discretion, set oral argument on its
own or a party's motion. If the Court sets oral argument in a Criminal Appeal,
the Clerk shall send the order setting oral argument to the parties and to the
prosecuting attorney whose office represented the state at trial.
B. Time
for Filing Motion for Oral Argument. A party's motion for oral
argument shall be filed no later than seven days after: (1) any reply brief
would be due under Rule 45(B), or (2) any reply brief would be due under Rule
57(E) if petitioning to transfer, or (3) any reply brief would be due under
Rule 63(E), if petitioning for review.
C. Acknowledgment
of Order Setting Oral Argument. Counsel of record and unrepresented
parties shall file with the Clerk an acknowledgment of the order setting oral
argument no later than fifteen (15) days after service of the order.
Rule 53. Procedures For Oral Argument
A. Time
Allowed. Each side shall have the amount of time for argument set by
court order. A party may, for good cause, request more or less time in its
motion for oral argument or by separate motion filed no later than fifteen (15)
days after the order setting oral argument. A party is not required to use all
of the time allowed, and the Court may terminate any argument if in its
judgment further argument is unnecessary. A side may not exceed its allotted
time without leave of the Court.
B. Order
and Content of Argument. Unless the Court's order provides
otherwise, the appellant shall open the argument and may reserve time for
rebuttal. The appellant shall inform the Court at the beginning of the argument
how much time is to be reserved for rebuttal. Failure to argue a particular
point shall not constitute a waiver. Counsel shall not read at length from
briefs, the Record on Appeal, or authorities.
C. Multiple
Counsel and Parties. Unless the Court otherwise
provides, multiple appellants or appellees shall decide how to divide the oral
argument time allotted to their side. If more than one attorney on a side will
participate in oral argument, the first attorney shall inform the Court at the
beginning of the argument of the intended allocation of time, but the Court
will not separately time each attorney.
D. Cross-Appeals.
Unless the Court directs otherwise, if both parties file a Notice of Appeal,
the plaintiff in the action below shall be deemed the appellant for purposes of
this Rule. Otherwise, the party filing a Notice of Appeal shall be deemed the
appellant.
E. Amicus
Curiae. An amicus curiae may participate in oral argument
without leave of the court to the extent that all parties with whom the amicus
curiae is substantively aligned consent. Otherwise, the Court shall grant
leave for an amicus curiae to participate in oral argument only in
extraordinary circumstances upon motion by the amicus curiae.
F. Use
of Physical Exhibits at Argument; Removal. If physical objects or
visual displays other than handouts are to be used at the argument, counsel
shall arrange to have them placed in the court room before the Court convenes
for the argument. Counsel shall provide any equipment needed. After the
argument, counsel presenting the exhibits shall be responsible for removal of
the exhibits from the court room and, if necessary, for return to the trial
court clerk.
G. Non-Appearance
at Argument. If one or more parties fail to appear at oral argument, the
Court may hear argument from the parties who have appeared, decide the appeal without
oral argument, or reschedule the oral argument. The Court may sanction
non-appearing parties.
H. Appeals Involving Court Records Excluded From Public Access. In any appeal in which Court Records are excluded from Public Access, the parties and counsel at any oral argument and in any public hearing conducted in the appeal, shall refer to the case and parties only as identified in the appellate Chronological Case Summary and shall not disclose any matter excluded from Public Access in accordance with the requirements of the Rules on Access to Court Records.
Rule 54. Rehearings
A. Decisions
From Which Rehearing May be Sought. A party may seek Rehearing
from the following:
(1) a published opinion;
(2) a not-for-publication memorandum decision;
(3) an order dismissing an appeal; and
(4) an order declining to authorize the filing of a successive petition for post-conviction relief.
A party may not seek rehearing of an order denying transfer.
B. Time
for Filing Petition. A Petition for Rehearing shall be filed
no later than thirty (30) days after the decision. Rule 25(C), which grants a
three-day extension of time for service by mail or third-party commercial
carrier, does not extend the due date, and no extension of time shall be
granted.
C. Brief
in Response. No brief in response to a Petition for Rehearing is required
unless requested by the Court, except that the Attorney General shall be
required to file a brief in response to the Petition in a criminal case where
the sentence is death. A brief in response to the Petition shall be filed no
later than fifteen (15) days after the Petition is served or fifteen (15) days
after the Court issues its order requesting a response. Rule 25(C), which
provides a three-day extension for service by mail or third-party carrier, may
extend the due date; however, no other extension of time shall be granted.
D. Reply
Brief Prohibited. Reply briefs on Rehearing are prohibited.
E. Content
and Length. The Rehearing Petition shall state concisely the reasons
the party believes rehearing is necessary. The Petition for Rehearing and any
brief in response are governed by Rule 44.
F. Form
and Arrangement. The form and arrangement of the Petition for Rehearing and
any brief in response shall conform generally to Rule 43 and shall include a
table of contents, table of authorities, statement of issues, argument,
conclusion, word count certificate, if needed, and certificate of service.
Rule 55. Transfer And Rehearing Sought By Different Parties
When
rehearing is sought by one party, and transfer is sought by another, briefing
shall continue under Rule 54 for the Petition for Rehearing and under Rule 57
for the Petition to Transfer. Once the Court of Appeals disposes of the
Petition for Rehearing, transfer may be sought from that disposition in
accordance with Rule 57 governing Petitions to Transfer.
Rule 56. Requests To Transfer To The Supreme Court
A. Motion
Before Consideration by the Court of Appeals. In rare cases, the Supreme
Court may, upon verified motion of a party, accept jurisdiction over an appeal
that would otherwise be within the jurisdiction of the Court of Appeals upon a
showing that the appeal involves a substantial question of law of great public
importance and that an emergency exists requiring a speedy determination. If
the Supreme Court grants the motion, it will transfer the case to the Supreme
Court, where the case shall proceed as if it had been originally filed there.
If a filing fee has already been paid in the Court of Appeals, no additional
filing fee is required.
B. Petition
After Disposition by the Court of Appeals; Filing Fee.
After an adverse decision by the Court of Appeals, a party may file a Petition
under Rule 57 requesting that the case be transferred to the Supreme Court.
Upon the filing of a Petition to Transfer, the petitioner shall pay a filing
fee of $125 to the Clerk. However, no filing fee is required if the Petition is
filed by or on behalf of a state or governmental unit, or by a party who
proceeded in forma pauperis in
the Court of Appeals.
Rule 57. Petitions To Transfer And Briefs
A. Applicability.
This Rule applies to Petitions to Transfer an appeal from the Court of Appeals
to Supreme Court after an adverse decision by the Court of Appeals.
B. Decisions
From Which Transfer May be Sought. Transfer may be sought from
adverse decisions issued by the Court of Appeals in the following form:
(1) a published opinion;
(2) a not-for-publication memorandum decision;
(3) any amendment or modification of a published opinion or a not-for-publication memorandum decision; and
(4) an order dismissing an appeal.
Any
other order by the Court of Appeals, including an order denying a motion for
interlocutory appeal under Rule 14(B) or 14(C) and an order declining to
authorize the filing of a successive petition for post conviction
relief, shall not be considered an adverse decision for the purpose of
petitioning to transfer, regardless of whether rehearing by the Court of
Appeals was sought.
C. Time
for Filing Petition. A Petition to Transfer shall be
filed:
(1) no later than forty-five (45) days after the adverse decision if rehearing was not sought; or
(2) if rehearing was sought, no later than thirty (30) days after the Court of Appeals' disposition of the Petition for Rehearing.
Rule
25(C), which provides a three day extension for service by mail or third-party
commercial carrier, does not extend the due date, and no extension of time
shall be granted.
D. Brief
in Response. A party may file a brief in response to the Petition no
later than twenty (20) days after the Petition is served. Rule 25(C), which
provides a three-day extension for service by mail or third-party commercial
carrier, may extend the due date; however, no other extension of time shall be
granted.
E. Reply
Brief. The petitioning party may file a reply brief no later than
ten (10) days after a brief in response is served. Rule 25(C), which provides a
three-day extension for service by mail or third-party commercial carrier, may
extend the due date; however, no other extension of time shall be granted.
F. Form
and Length Limits. A Petition to Transfer, brief in response, and any reply
brief are governed by Rules 43 and 44. No separate brief in support of the
Petition to Transfer shall be filed.
G. Content
and Arrangement of Petition to Transfer. The Petition to Transfer
shall concisely set forth:
(1) Question Presented on Transfer. A brief statement identifying the issue, question, or precedent warranting Transfer. The statement must not be argumentative or repetitive. The statement shall be set out by itself on the first page after the cover.
(2) Table of Contents. A table of contents containing the items specified in Rule 46(A)(1).
(3) Background and Prior Treatment of Issues on Transfer. A brief statement of the procedural and substantive facts necessary for consideration of the Petition to Transfer, including a statement of how the issues relevant to transfer were raised and resolved by any Administrative Agency, the trial court, and the Court of Appeals. To the extent extensive procedural or factual background is necessary, reference may be made to the appellate briefs.
(4) Argument. An argument section explaining the reasons why transfer should be granted.
(5) Conclusion. A short and plain statement of the relief requested.
(6) Word Count Certificate, if necessary. See Rule 44(F).
(7) Certificate of Service. See Rule 24(D).
H. Considerations
Governing the Grant of Transfer. The grant of transfer is a
matter of judicial discretion. The following provisions articulate the
principal considerations governing the Supreme Court's decision whether to
grant transfer.
(1) Conflict in Court of Appeals' Decisions. The Court of Appeals has entered a decision in conflict with another decision of the Court of Appeals on the same important issue.
(2) Conflict with Supreme Court Decision. The Court of Appeals has entered a decision in conflict with a decision of the Supreme Court on an important issue.
(3) Conflict with Federal Appellate Decision. The Court of Appeals has decided an important federal question in a way that conflicts with a decision of the Supreme Court of the United States or a United States Court of Appeals.
(4) Undecided Question of Law. The Court of Appeals has decided an important question of law or a case of great public importance that has not been, but should be, decided by the Supreme Court.
(5) Precedent in Need of Reconsideration. The Court of Appeals has correctly followed ruling precedent of the Supreme Court but such precedent is erroneous or in need of clarification or modification in some specific respect.
(6) Significant Departure From Law or Practice. The Court of Appeals has so significantly departed from accepted law or practice or has sanctioned such a departure by a trial court or Administrative Agency as to warrant the exercise of Supreme Court jurisdiction.
Rule 58. Effect Of Supreme Court Ruling On Petition To Transfer
A. Effect
of Grant of Transfer. The opinion or memorandum decision
of the Court of Appeals shall be final except where a Petition to Transfer has
been granted by the Supreme Court. If transfer is granted, the opinion or memorandum
decision of the Court of Appeals shall be automatically vacated except for:
(1) those opinions or portions thereof which are expressly adopted and incorporated by reference by the Supreme Court; or
(2) those opinions or portions thereof that are summarily affirmed by the Supreme Court, which shall be considered as Court of Appeals' authority.
Upon
the grant of transfer, the Supreme Court shall have jurisdiction over the
appeal and all issues as if originally filed in the Supreme Court.
B. Effect
of the Denial of Transfer. The denial of a Petition to
Transfer shall have no legal effect other than to terminate the litigation
between the parties in the Supreme Court. No Petition for Rehearing may be
filed from an order denying a Petition to Transfer.
C. Supreme
Court Evenly Divided. When the Supreme Court is evenly
divided upon the question of accepting or denying transfer, transfer shall be
deemed denied. When the Supreme Court is evenly divided after transfer has been
granted, the decision of the Court of Appeals shall be reinstated.
Rule 59. Mandatory Appellate Review And Direct Review
A. Mandatory
Appeals. All appeals over which the Supreme Court exercises
exclusive jurisdiction under Rule 4(A)(1) and where the Supreme Court has
accepted jurisdiction under Rule 56(A) shall be appealed in the same manner
that cases are appealed to the Court of Appeals.
B. Direct
Review. When the Supreme Court Justices participating are evenly
divided in such an appeal, the trial court judgment shall be affirmed.
Petitions
for writ of mandamus or prohibition are governed by the Rules of Procedure for
Original Actions.
Supreme
Court Review of cases involving the mandate of funds is commenced pursuant to
the procedure in Trial Rule 60.5(B). The appeal shall thereafter proceed in
accordance with such orders on briefing, argument and procedure as the Supreme
Court may in its discretion issue.
Rule 62. Appeals Involving Waiver Of Parental Consent To Abortion
A. Applicability. This
Rule governs an appeal by a minor or her physician from an adverse judgment or
order of a trial court under Indiana Code 16-34-2-4.
B. Permitted
Parties. For the purposes of this Rule, the term " physician" shall
mean a natural person holding an unlimited license to practice medicine in the
State of Indiana. The next friend of the minor shall be a natural person.
C. Appeal
by Minor or Her Physician. A minor or her physician wishing to
appeal a judgment or order denying the waiver of parental consent to abortion
shall file with the trial court, no later than ten (10) days after entry of the
order or judgment is noted in the Chronological Case Summary, a written request
that the Record on Appeal be prepared and certified. The trial court judge
shall promptly certify the judgment or order and summary findings of fact and
conclusion of law, together with the Petition initiating the proceeding, and
either a stipulation of the facts or an electronic transcription of the
evidence taken in the proceeding. These certified documents shall constitute
the Record on Appeal. The trial court shall promptly transmit the Record on
Appeal to the Clerk. No motion to correct error or Notice of Appeal shall be
filed.
D. Appeal
by State or Other Party. If the trial court grants the
requested consent but the State or any other proper party wishes to appeal and
obtains a stay of the trial court's order or judgment, the State or other party
shall follow the procedure in Section C.
E. Decision
by the Supreme Court. The appeal shall proceed directly
to the Supreme Court, which shall decide the appeal on the Record on Appeal
without briefs or oral argument, unless the Court otherwise directs. Any party
may, however, file a short statement of special points desired to be brought to
the attention of the Supreme Court, which statement need not conform to the
usual requirements for appellate briefs.
Rule 63. Review of Tax Court Decisions
A. Review
of Final Judgment or Final Disposition. Any party adversely affected
by a Final Judgment of the Tax Court as defined by Rule 2(H), or a final
disposition by the Tax Court of an appeal from a court of probate jurisdiction,
shall have a right to petition the Supreme Court for review of the Final
Judgment or final disposition.
B. Rehearing.
Any party adversely affected by a Final Judgment or final disposition may file
a Petition for Rehearing with the Tax Court, not a Motion to Correct Error. Rehearings from a Final Judgment or final disposition of
the Tax Court shall be governed by Rule 54. A Petition for Rehearing need not
be filed in order to seek Review, but when a Petition for Rehearing is used, a
ruling or order by the Tax Court granting or denying the same shall be deemed a
final decision and 1 (one) Review may be sought.
C. Notice
of Intent to Petition for Review. A party initiates a Petition
for Review by filing a Notice of Intent to Petition for Review with the Clerk
in accordance with requirements of Rule 9 (except with respect to the filing
fee) no later than:
(1) thirty (30) days after the date of entry in the court's docket of the Final Judgment or final disposition if a Petition for Rehearing was not sought; or
(2) thirty (30) days after the date of entry in the court's docket of the final disposition of the Petition for Rehearing if rehearing was sought and such Petition was timely filed by any party.
Rule
25(C), which provides a three-day extension for service by mail or third-party
commercial carrier, does not extend the due date for filing a Notice of Intent
to Petition for Review, and no extension of time shall be granted.
D. Clerk's
Record and Transcript. The Clerk shall give notice of
filing of the Notice of Intent to Petition for Review to the Court Reporter and
shall assemble the Clerk's Record in accordance with Rule 10. The Court
Reporter shall prepare and file the Transcript in accordance with Rule 11. The
Clerk shall retain, transmit, and grant access to the Clerk's Record in
accordance with Rule 12. Reference to the "trial court clerk" in Rules 10, 11,
and 12 shall mean the Clerk.
E. Petition
for Review. The petitioning party shall file its Petition for Review no
later than thirty (30) days after:
(1) the date of the docket entry of the Clerk's Notice of Completion of Clerk's Record if the Notice reports that the Transcript is complete or that no Transcript has been requested; or
(2) in all other cases, the date of the docket entry of the Clerk's Notice of Completion of Transcript.
F. Brief
in Response. A party may file a brief in response to the Petition for
Review no later than thirty (30) days after the Petition is served.
G. Reply
Brief. The petitioning party may file a reply brief no later than
fifteen (15) days after a brief in response is served.
H. Review
of Interlocutory Orders. Any party adversely affected by an
interlocutory order of the Tax Court may petition the Supreme Court for Review
of the order pursuant to Rule 14(B), which shall govern preparation of the
Record on Appeal in interlocutory appeals. No Notice of Intent to Petition for
Review shall be filed after the Supreme Court accepts a petition for
interlocutory review.
I. Form
and Length Limits. A Petition for Review, any brief in response, and any reply
brief are governed by Rules 43, 44, and 46; provided, that, immediately before
the Argument section in the Petition for Review and brief in response
there shall be a separate section entitled Reasons for Granting [or Denying]
Review, which shall concisely explain why review should or should not be
granted. Reference to the "appellant's brief," "appellee's brief." and
"appellant's reply brief" in Rule 46 shall mean the Petition for Review, brief
in response, and reply brief, respectively. No separate brief in support of the
Petition shall be filed.
J. Fiscal
Impact. Any brief may discuss the fiscal impact of the Tax Court's
decision on taxpayers or government.
K. Extensions
of Time. Extensions of time may be sought under Rule 35 except that
no extension of the time for filing the Notice of Intent to Petition for Review
shall be granted.
L. Appendices.
Appendices shall be filed in compliance with Rules 49, 50, and 51, Reference to
the "appellant's brief" and "appellee's brief" in Rule 49 shall mean the
Petition for Review and brief in response, respectively.
M. Considerations
Governing the Grant of Review. The grant of review is a matter of
judicial discretion. The following provisions articulate the principal
considerations governing the Supreme Court's decision whether to grant Review.
(1) Conflict in Tax Court or Court of Appeals Decisions. The Tax Court has entered a decision in conflict with another decision of the Tax Court or the Court of Appeals on the same important issue.
(2) Conflict with Supreme Court Decision. The Tax Court has entered a decision in conflict with a decision of the Supreme Court on an important issue.
(3) Undecided Question of Law. The Tax Court has decided an important question of law or a case of great public importance that should be decided by the Supreme Court.
(4) Precedent in Need of Reconsideration. The Tax Court has correctly followed the ruling precedent, but such precedent is erroneous or in need of clarification or modification in some specific respect.
(5) Conflict with Federal Appellate Decision. The Tax Court has decided an important federal question in a way that conflicts with a decision of the Supreme Court of the United States or a United States Court of Appeals.
(6) Significant Departure From Law or Practice. The Tax Court has so significantly departed from accepted law or practice as to warrant the exercise of the Supreme Court's jurisdiction.
N. Effect
of Denial of Review. The denial of a Petition for Review
shall have no legal effect other than to terminate the litigation between the
parties in the Supreme Court. No Petition for Rehearing may be filed from an order
denying a Petition for Review.
O. Effect of Grant of Review.
After the Supreme Court grants review, the Tax Court retains jurisdiction of
the case for the purpose of any interim relief or stays the parties may seek.
The Supreme Court may review the Tax Court's disposition of any request for
interim relief or stay.
P. Filing Fee.
Upon the filing of a Petition for Review, the petitioner shall pay a fee of
$125.00 to the Clerk in addition to any other fees to be paid to the Clerk.
However, no filing fee is required if the petition is filed on behalf of a
state or governmental unit or by a party who proceeded in forma pauperis
in the Tax Court.
Q. Applicability of Other Appellate
Rules. All other rules of appellate procedure shall apply to
Petitions for Review from the Tax Court except as otherwise specifically
provided in this Rule.
R. Supreme Court Evenly Divided.
Where the Supreme Court is evenly divided, either upon the question of
accepting or denying review, or upon the disposition of the case once review is
granted, review shall be deemed denied and the decision of the Tax Court shall
be final.
Rule 64. Certified Questions Of State Law From Federal Courts
A. Applicability.
The United States Supreme Court, any federal circuit court of appeals, or any
federal district court may certify a question of Indiana law to the Supreme
Court when it appears to the federal court that a proceeding presents an issue
of state law that is determinative of the case and on which there is no clear
controlling Indiana precedent.
B. Procedure.
The federal court shall certify the question of Indiana law and transmit the
following to the Clerk:
(1) a copy of the certification of the question;
(2) a copy of the case docket, including the names of the parties and their counsel; and
(3) appropriate supporting materials.
Federal
courts certifying questions to the Supreme Court are exempt from the
requirements of Rule 68(C)(1); however, federal courts wishing to submit
certified questions and attendant materials electronically rather than
conventionally may contact the Clerk. The Supreme Court will issue an order
either accepting or refusing the question. If accepted, the Supreme Court may
establish by order a briefing schedule on the certified question.
Rule 65. Opinions And Memorandum Decisions
A. Criteria
for Publication. All Supreme Court opinions shall be published in the
official reporter. A Court of Appeals opinion shall be published in the
official reporter and be citable if the case:
(1) establishes, modifies, or clarifies a rule of law;
(2) criticizes existing law; or
(3) involves a legal or factual issue of unique interest or substantial public importance.
Other
Court of Appeals cases shall be decided by memorandum decision that are not
published in the official report and are not citable except as provided in (D).
A judge who dissents from a memorandum decision may designate the dissent for
publication in the official reporter if one (1) of the criteria above is met.
B. Time
to File Motion to Publish. Within fifteen (15) days of the
entry of the decision, a party may move the Court to publish in the official
reporter any memorandum decision which meets the criteria for publication in
the official reporter.
C. Official
Reporter. West's Northeastern Reporter shall be the official reporter
of the Supreme Court and the Court of Appeals.
D. Precedential
Value of Memorandum Decision. Unless later designated for
publication in the official reporter, a memorandum decision shall not be
regarded as precedent and shall not be cited to any court except by the parties
to the case to establish res judicata, collateral estoppel, or law of
the case.
E. Certification
of Opinion or Memorandum Decision. The Clerk shall serve
uncertified copies of any opinion or memorandum decision by a Court on Appeal
to all counsel of record, unrepresented parties, and the trial court at the
time the opinion or memorandum decision is handed down. The Clerk shall certify
the opinion or memorandum decision to the trial court or Administrative Agency
only after the time for all Petitions for Rehearing, Transfer, or Review has
expired, unless all the parties request earlier certification. If the Supreme
Court grants transfer or review, the Clerk shall not certify any opinion or
memorandum decision until final disposition by the Supreme Court. The trial
court, Administrative Agency, and parties shall not take any action in reliance
upon the opinion or memorandum decision until the opinion or memorandum
decision is certified.
F. Orders, Decisions, and Opinions. Orders,
decisions, and opinions issued by the Court on Appeal shall be publicly
accessible, but each Court on Appeal should endeavor to exclude the names of
the parties and affected persons, and any other matters excluded from Public
Access in accordance with the Rules on Access to Court Records, unless the
Court on Appeal determines the conditions in Access to Court Record Rule 9 are
satisfied, or upon further general order of the Court on Appeal.
Rule 66. Relief Available On Appeal
A. Harmless
Error. No error or defect in any ruling or order or in anything
done or omitted by the trial court or by any of the parties is ground for
granting relief or reversal on appeal where its probable impact, in light of
all the evidence in the case, is sufficiently minor so as not to affect the
substantial rights of the parties.
B. Dismissal
of Appeals. No appeal shall be dismissed as of right because the case
was not finally disposed of in the trial court or Administrative Agency as to
all issues and parties, but upon suggestion or discovery of such a situation,
the Court may, in its discretion, suspend consideration until disposition is
made of such issues, or it may pass upon such adjudicated issues as are
severable without prejudice to parties who may be aggrieved by subsequent proceedings
in the trial court or Administrative Agency.
C. Disposition
of Case. The Court may, with respect to some or all of the parties
or issues, in whole or in part:
(1) affirm the decision of the trial court or Administrative Agency;
(2) reverse the decision of the trial court or Administrative Agency;
(3) order a new trial or hearing;
(4) if damages are excessive or inadequate, order entry of judgment of damages in the amount supported by the evidence;
(5) if damages are excessive or inadequate, order a new trial or hearing subject to additur or remittitur;
(6) order entry of Final Judgment;
(7) order correction of a judgment or order;
(8) order findings or a judgment be modified under Ind. Trial Rule 52(B);
(9) make any relief granted subject to conditions; and
(10) grant any other appropriate relief.
D. New
Trial or Hearing. The Court shall direct that Final Judgment be entered or
that error be corrected without a new trial or hearing unless this relief is
impracticable or unfair to any of the parties or is otherwise improper. If a
new trial is necessary, it shall be limited to those parties and issues
affected by the error unless this would be impracticable or unfair.
E. Damages
for Frivolous or Bad Faith Filings. The Court may assess damages
if an appeal, petition, or motion, or response, is frivolous or in bad faith.
Damages shall be in the Court's discretion and may include attorneys' fees. The
Court shall remand the case for execution.
F. Execution
From the Court on Appeal. Any execution issued by the Court
on Appeal shall be the same as those issued by other courts of record and shall
be returnable in the same manner.
A. Time
for Filing Motion for Costs. Upon a motion by any party within
sixty (60) days after the final decision of the Court of Appeals or Supreme
Court, the Clerk shall tax costs under this Rule.
B. Components.
Costs shall include:
(1) the filing fee, including any fee paid to seek transfer or review;
(2) the cost of preparing the Record on Appeal, including the Transcript, and appendices; and
(3) postage expenses for service of all documents filed with the Clerk.
The Court, in its discretion, may include additional items as permitted by law. Each party shall bear the cost of preparing its own briefs.
C. Party
Entitled to Costs. When a judgment or order is affirmed in whole, the appellee
shall recover costs. When a judgment has been reversed in whole, the appellant
shall recover costs in the Court on Appeal and in the trial court or Administrative
Agency as provided by law. In other cases, the recovery of costs shall be
decided in the Court's discretion. Costs against any governmental organization,
its officers and agencies, shall be imposed only to
the extent permitted by law.
D. Supreme
Court Equally Divided. When the Supreme Court justices
participating in an appeal are equally divided, neither party shall be awarded
costs. See Rule 58(C).
Rule 68. Electronic Filing and Electronic Service
A. User
Agreement Required.
Every User must execute a User Agreement with one or more Electronic Filing
Service Provider(s) before that User may utilize the IEFS.
B. [Reserved]
C. Electronic
Filing of Documents.
(1) Unless
otherwise permitted by these rules, all documents submitted for filing in the
Indiana Supreme Court or Court of Appeals by an attorney must be filed
electronically using the IEFS. The E-Filing of documents shall be controlled by
the case number in the IEFS designated by the User.
(2) Attorneys who wish to be
exempted from the requirement that they file electronically may file a motion
for electronic filing exemption. The motion must be filed in each pending case
to which these rules are applicable. The motion will be granted only upon a
showing of good cause.
D. Proof of
Filing.
Users should print or otherwise save each Notice of Electronic Filing as proof
of E-Filing. Confirmation of E-Filing may also be made by referring to the
Chronological Case Summary of the court in which the case is pending through
the Case Management System of that court.
E. Conventionally
Filed Documents.
Conventionally filed documents must be entered into the Case Management System
by the Clerk. If the original documents cannot be converted into a legible
electronic document, then the originals must be placed into the case file and
that action must be noted in the Chronological Case Summary. The filer must
also conventionally serve these documents in accordance with these Rules.
F. Service.
(1) Service on Public Service Contact.
Registered Users must serve all documents in a case upon every other party who
is a Public Service Contact through E-Service using the IEFS. E-Service has the
same legal effect as service of an original paper document. E-Service of a
document through the IEFS is deemed complete upon transmission, as confirmed by
the Notice of Electronic Filing associated with the document. Exempt parties
must serve all documents in a case as provided by these Rules.
(2) Service on Others. Service of documents
on attorneys of record or on unrepresented parties who are not Public Service
Contacts must be as provided by these Rules.
G. Format
Requirements.
(1) Documents
filed electronically must be formatted in conformity with these Rules and the
requirements of the IEFS.
(2) All
documents must be submitted in the manner required by the EFSP. The IEFS may be
accessed via any Internet connection available to the Registered User and at
Public Access Terminals located in the office of the Clerk or the office of a
county clerk.
H. Signature.
(1) All
documents electronically filed that require a signature must include a person's
signature using one of the following methods:
(a) a graphic image of a
handwritten signature, including an actual signature on a scanned document; or
(b) the indicator "/s/"
followed by the person's name.
(2) A document
that is signed and E-Filed must be subject to the terms and provisions of
Appellate 23(E). A Registered User may include the signature of other attorneys
in documents E-Filed with the court but in doing so represents to the court
that any such signature is authorized.
I. Time and
Effect.
Subject to payment of all applicable fees, a document is considered E-Filed on
the date and time reflected in the Notice of Electronic Filing associated with
the document. E-Filing must be completed before midnight to be considered filed
that day, and compliance with filing deadlines is determined in accordance with
the time zone in the location of the court where the case is pending. E-Filing
under these rules shall be available 24 hours a day, except for times of required
maintenance.
J. Official
Court Record.
The electronic version of a document filed with or generated by the court under
this rule is an official court record.
K. [Reserved]
L. Certain Court Records
Excluded From Public Access. With respect to documents filed in electronic format, the court
may, by rule, provide for compliance with this rule in a manner that separates
and protects access to Court Records excluded from Public Access.
M. Inability to
E-File.
(1) Indiana E-Filing System Failures.
(a) The rights of the parties
shall not be affected by an IEFS failure.
(b) When E-Filing is
prevented by an IEFS failure, a User or party may revert to conventional
filing.
(c) When E-Filing is
prevented by an IEFS failure, the time allowed for the filing of any document
otherwise due at the time of the IEFS failure must be extended by one day for
each day on which such failure occurs, unless otherwise ordered by the Court.
(d) Upon motion and a showing
of an IEFS failure the Court must enter an order permitting the document to be
considered timely filed and may modify responsive deadlines accordingly.
(2) Other Failures Not Caused by the User who
was Adversely Affected. When E-Filing is prevented by any other
circumstance not caused by the User who was adversely affected, the User may
bring such circumstances to the attention of the Court and request relief as
provided in Appellate Rule 35, or the User may revert to conventional filing.
Appendix A. Standards for Preparation of Electronic Transcripts
(1) Page Size. The Transcript shall be
prepared using 8 1/2 x 11 inch page size.
(2) Numbering.
(a) Each volume of the Transcript shall be independently
and consecutively numbered at the bottom. Each volume shall begin with numeral
one on its front page.
(b) The lines of each page shall be numbered. Except as provided
below, each page shall contain no less than twenty-five (25) lines unless it is
a final page. Page numbers or header notations shall not be considered part of
the 25 lines of text.
(c) Exception: A page break may be inserted before and after
sidebar conferences, bench conferences, and hearings on motions. Court Reporters
are required to reduce the page count for billing purposes by one-half page for
every page of Transcript that includes a sidebar conference, bench conference,
or hearing on motions that is marked by such a page break.
(3) Margins. The margins for the text
shall be as follows:
Top margin: one (1) inch from the edge of the
page.
Bottom margin: one (1) inch from the edge of the
page.
Left margin: Text shall begin no more than one
(1) inch from the edge of the page.
Right margin: Text shall end one (1) inch from
the edge of the page.
(4) Indentations.
Certain text may be indented as follows:
(a) Q and A. All "Q" and "A" designations must
begin at the left margin. A period following the "Q" and "A" designation is
optional. The statement following the "Q" and "A" must begin on the fifth (5th)
space following the "Q" or "A" (or period if used following the "Q" or "A"
designation). Subsequent lines must begin at the left margin.
(b) Depositions read at trial. The indentations
for "Q" and "A" must be the same as described above. In the Transcript, each
question and answer read from a deposition must be preceded by a quotation
mark. At the conclusion of the reading, a closing quotation mark must be used.
(c) Colloquy. Speaker identification must begin
on the tenth (10th) space from the left margin, followed immediately by a
colon. The statement must begin on the third (3rd) space after the colon.
Subsequent lines must begin at the left margin.
(d) Quotations. Quoted material other than
depositions must begin on the tenth (10th) space from the left margin, with
additional quoted lines beginning at the tenth (10th) space from the left
margin, with appropriate quotation marks used.
(5) Header Notations. The Court Reporter
shall note in boldface capital letters at the top of each page where a witness'
direct, cross, or redirect examination begins. Header notations of other types
of persons and/or events are permitted but not required. Listing the last name
of the witness or other party and the type of examination or other event is
sufficient.
(6) Typeface and Line Spacing. The
font, which must be 12-point type or smaller, shall be one of the fonts listed
in Appellate Rule 43(D) and black in color. Lines shall be double-spaced.
(7) Interruptions
of Speech. Interruptions of speech must be denoted by the use of a dash at
the point of interruption, and again at the point the speaker resumes speaking.
(8) Reporting
Verbal Expressions. Except as noted below, the Transcript must contain all
words and other verbal expressions uttered during the course of the proceeding.
(a) Striking of Portions of the Proceeding. No
portion of the proceeding must be omitted from the record by an order to
strike. The material ordered stricken, as well as the order to strike, must
appear in the Transcript.
(b) Editing of Speech. The Transcript must
provide an accurate record of words spoken in the course of proceedings. All grammatical
errors, changes of thought, contractions, misstatements, and poorly constructed
sentences must be transcribed as spoken.
(c) Indiscernible or Inaudible Speech. Every
effort should be made to produce a complete Transcript; however, the Court Reporter
may label a portion of the Transcript "indiscernible" or "inaudible" if it is
impossible to transcribe the record.
(d) Private Communications. Private
communications and off the record conversations inadvertently recorded must not
be included in the Transcript.
(e) Standard Summary Phrases.
(i) Call to Order, Swearing in, Affirmation of
Witnesses or Jurors, and other customary introductory statements must be noted
in the Transcript using standard summary phrases.
(ii) Standard summary phrases must appear in
parentheses or brackets and begin with an open parenthesis or bracket on the
fifth (5th) space from the left margin, with the phrase beginning in the sixth
(6th) space from the left margin.
Examples: (Call to Order of the Court)
(The Jury is Sworn)
(The Witness is Sworn)
(The Witness is Affirmed)
(f) Identification of Speakers.
All speakers must be properly identified throughout the Transcript, initially
by their full name, thereafter by the following designations or courtesy
titles, in capital letters indented ten (10) spaces from the left margin.
The judge shall be identified as THE COURT
An attorney shall be identified as MR., MRS.,
MS., or MISS (last name)
A witness shall be identified as THE WITNESS
An interpreter shall be identified as THE INTERPRETER
The defendant in a criminal case shall be
identified as THE DEFENDANT
(9) Speaker/Event
Identification. References to speakers and events that occur throughout
proceedings must be properly noted in capital letters and centered on the
appropriate line.
Examples: AFTER RECESS
DIRECT EXAMINATION
CROSS EXAMINATION
REDIRECT EXAMINATION
RECROSS EXAMINATION
FURTHER REDIRECT EXAMINATION
PLAINTIFF'S EVIDENCE
PLAINTIFF RESTS
DEFENDANT'S EVIDENCE
DEFENDANT RESTS
PLAINTIFF'S EVIDENCE IN REBUTTAL
(10) Parenthetical
Notations. Parenthetical notations must begin with an open parenthesis or
bracket on the fifth (5th) space from the left margin, with the remark
beginning on the sixth (6th) space from the left margin. Parenthetical
notations in a Transcript are a Court Reporter's own words, enclosed in
parentheses or brackets, recording some action or event. Parenthetical
notations should be as short as possible but consistent with clarity and
standard word usage.
Parenthetical notations are used for (a) customary introductory
statements such as a call to order of court or swearing in a witness, and (b)
indicating non-verbal behavior, pauses, and readback/playback.
(a) The following parenthetical notations should
be used to designate portions of proceedings:
(i) Proceedings Started, Recessed, and Adjourned,
with Time of Day and Any Future Date Indicated where Appropriate.
Examples: (Recess at 12:00 p.m.)
(Recess at 12:00 p.m. until 1:30 p.m.)
(Proceedings concluded at 5:00 p.m.)
(ii) Jury In/Out.
Examples: (Jury out at 2:15 p.m.)
(Jury in at 2:40 p.m.)
If a jury is involved, it is essential to indicate by the proper
parenthetical notation whether the proceeding occurred: in the presence of the
jury, out of the presence of the jury, out of the hearing of the jury, prior to
the jury entering the courtroom, or after the jury left the courtroom.
(iii) Defendant Present/Not Present. In criminal
trials, this designation must be made if not stated in the record by the judge.
(iv) Bench/Side Bar Conferences. This
designation must note whether the bench/side bar conference is on or off the
record. If all the attorneys in court are not participating in bench/side bar
conference, the parenthetical notation must so indicate.
Examples: (Bench conference on the record)
(Bench conference off the record with Mr.
Johnson and Ms. Smith)
(At side bar on the record)
(At side bar)
(End of discussion at side bar)
(v) Discussions off the Record. This designation
must note where the discussion took place.
(vi) Chambers Conferences. This designation must
note the presence or absence of parties in chambers.
Examples: (Discussion off the record in chambers
with defendant not present)
(Discussion on the record in chambers with
defendant present)
(b) The following parenthetical notations should
be used for nonverbal behavior, pauses, and readback/playback.
(i) Nonverbal Behavior, Pauses. Attorneys, and
judges in some instances, should note for the record any nonverbal behavior
(e.g. physical gestures, lengthy pauses by witnesses). Parenthetical phrases
may be used to indicate physical gestures to which attorneys or judges refer.
Examples: (Nods head up and down)
(Shakes head from side to side)
(Indicating)
If an attorney or judge refers to a physical gesture, but the
nature of the gesture is specified in the log notes, then the transcriber may
use the parenthetical phrase "(inaudible response)."
(ii) Readback/Playback. All readbacks and/or
playbacks and the party requesting must be noted parenthetically as follows:
If the question and/or answer requested to be read or played back
appears on the same page as the request, the following parenthetical must be
used: (The last question and/or answer was read/played back)
If the question and/or answer, or both, appear on a previous page,
the Court Reporter should restate the question and/or answer in full, with
appropriate quotation marks and parentheses.
(11) Volume. A Transcript volume shall be a single PDF or PDF/A file
consisting of no more than two hundred fifty (250) pages. Each volume shall be
numbered at the bottom starting with numeral one on each volume's front page.
Multiple hearings shall be combined into a single volume until the volume
reaches two hundred fifty (250) pages or fifty megabytes (50MB). If a single
volume exceeds fifty megabytes (50MB), the number of pages may be fewer than
two hundred fifty (250) pages. The table of contents volume shall note each
such instance of reduced page count.
(12) Front
Page. The front page of each volume shall
conform to Form #App.R. 28-1.
(13) Table of Contents. The Court
Reporter shall prepare a table of contents listing each witness and the volume
and page where that witness's direct, cross, and redirect examination begins.
The table of contents shall identify each exhibit offered and shall show the Transcript
volumes and pages at which the exhibit was identified and at which a ruling was
made on its admission in evidence. The table of contents shall be a separate
volume.
(14) [Deleted, eff. January 1, 2017]
(15) File Formatting and Size. The electronic
Transcript must be saved in one (1) or more files in either searchable
Portable Document Format ("searchable PDF") or in searchable Portable Document
Format for Long-Term Preservation ("searchable PDF/A"). Each file must be
limited in size to the lesser of two hundred fifty
(250) pages or fifty megabytes[1] (50 MB). Each file must be
named using the following convention: CaseNumber-DocumentType-volume#.pdf
(e.g., 53C031601MI00123-Transcript-1.pdf, 53C031601MI00123-Transcript-2.pdf,
53C031601MI00123-Exhibit-1.pdf, 53C031601MI00123-Exhibit-2.pdf). Valid document
types include: Table of Contents, Transcript, Index, and Exhibit.
(16) Electronic Storage Devices. The Court Reporter shall
transcribe the evidence on one or more sequentially numbered electronic data
storage devices for each complete transcription. Approved media for electronic
storage include USB flash memory drives, compact discs (CDs), and digital
versatile discs (DVDs) specifically formatted to store electronic data in a File
Allocation Table (FAT) or File Allocation Table 32 (FAT-32) file system. CDs
and DVDs should be prepared for distribution (e.g., finalized, closed session)
to ensure that the files can be opened by the Clerk. Each electronic data
storage device shall be labeled or tagged to identify the names of the parties
and case number in the proceedings in the trial court; the Court on Appeal case
number, if known; the device sequence number, if more than one (1) device is
required for a complete Transcript; the signature of the Court Reporter.
(17) Original Version. The Court Reporter shall
retain a copy of the electronic Transcript in the original word processing
version used for the transcription.
(18) Signature. All electronic documents that
require a signature must include a person's signature using one of the
following methods:
(a) a graphic image of a
handwritten signature, including an actual signature on a scanned document; or
(b) the indicator "/s/"
followed by the person's name.
(19) Malware. The Court Reporter shall take
reasonable steps to ensure that the Transcript and other files do not contain
malicious software ("malware"), such as viruses, worms, and Trojan horses. Any
files that contain malware will be rejected. Rejection of a filing because it
contains malware will not necessarily excuse a late filing.
Appendix B. Tendered Documents That Do Not Comply with the Indiana Rule of Appellate Procedure.
(1) A Notice of Defect may be issued if one or more of the following is missing, insufficient, or incomplete.
(a) A certificate of service, see Ind. Appellate Rules 24, 57(G)(7), 68(F);
(b) A word count certificate, see
App. Rs. 34(G)(2), 44(E) & (F), 54(E), 57(G)(6);
(c) A table of contents or table of
authorities, see App. Rs. 46(A)(1) & (2), 46(B), 46(E)(1), 50(A)(2),
50(B)(1), 50(C), 57(G)(2);
(d) For any document filed after the
Notice of Appeal, a filing fee or material required by Appellate Rule 40; see
App. Rs. 9(E), 40, 56(B), 63(P);
(e) For a motion to proceed in forma
pauperis, a copy of any affidavit supporting the request to proceed in forma
pauperis that was filed with the trial court or an affidavit conforming to Form
#App. R. 40-2; or a copy of the order setting forth the trial court's reasons
for denying the in forma pauperis status on appeal;
(f) Document was tendered without first filing an appearance, see App. R. 16;
(g) For an Appendix, a verification of accuracy, see App. Rs. 50(A)(2)(i), 50(B)(1)(f);
(h) For an Appellant's Brief, an accompanying copy of the trial court's written opinion, memorandum of decision, or findings of fact and conclusions relating to the issue(s) raised in appeal, see App. R. 46(A)(12);
(i) For an Appellant's Brief in a criminal appeal where the sentence is at issue, an accompanying copy of the sentencing order, see App. R. 46(A)(12);
(j) For a Petition to Transfer, a brief statement, set out by itself on the page immediately following the front page, identifying the issue, question presented, or precedent warranting transfer, see App. R. 57(G)(1);
(k) For a Petition for Review or brief in response, a brief section entitled Reasons for Granting or Denying Review, set out by itself immediately before the Argument section, explaining why review should or should not be granted, see App. R. 63(I).
(l) For a non-publc access version of a document, a conspicuous designation of "Not for Public Access" or "Confidential" on the first page, see App. R. 23(F)
(2) A Notice of Defect may be issued if one or more of the following prohibited items is included:
(a) For any Brief, any additional documents, other than the appealed judgment or order, see App. Rs. 46(F), 46(H);
(b) For any document, information excluded from public access when the document is not accompanied by a Notice to Maintain Exclusion from Public Access, see App. R. 23(F)(3).
(3) A Notice of Defect may be issued if the document is otherwise defective because:
(a) Document Production issues exist, except for hyperlinks, which may appear in a color other than black, see App. Rs. 43(C), 51(A), and/or 54(F);
(b) Page numbering issues exist, see App. Rs. 23(F)(3)(b), 34(G), 43(F) and/or 51(C);
(c) The document was conventionally filed but should have been electronically filed through the Indiana E-Filing System, see App. R. 68(C).
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SAMPLE
FORMS |
Format |
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10-1 Notice of Completion of Clerk's Record Rule
10(C) |
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10-2 Notice of Completion of Transcript Rule 10(D) |
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10-3 Motion for Time to Compile Clerk's Record
Rule 10(E) |
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11-1 Court Reporter's Notice that Transcript is
Filed Rule 11(A) |
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11-2 Motion for Extension to File Transcript Rule
11(C) |
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11-3 Appellate Rule 28(F)(3) Notice of Exclusion
of Confidential Information from Public Access |
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11-4 Transcript on Appeal Notice of Exclusion of
Confidential Information from Public Access |
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11-5 Notice of Exclusion of Confidential
Information from Public Access |
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11-6 Notice of Exclusion of Confidential
Information That is Not Necessary To The Disposition Of The Case |
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16-1 Notice of Appearance |
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16-2 Notice of Appearance in Interlocutory Appeals |
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28-1 Title Page and Cover Rule 28(A)(7) |
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40-1 Motion to Proceed on Appeal in Forma Pauperis Rule 40(A) |
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40-2 Sample Affidavit in Support of Motion to
Proceed on Appeal in Forma Pauperis
Rule 40(A) |
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43-1 Cover for Brief Rule 43(I) |
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51-1 Cover for Appendices Rule 51(E) |