Indiana Securities Division
Database Search
*** Loan Broker Originator Information ***
| NAME | Jones Smith, Sr. III | |
| JOB TYPE | Loan Broker Originator | |
| REGISTERED FROM | 09/06/2002 | |
| REGISTERED TO | 12/31/2007 | |
If the Registration Number field reads EXEMPT, it means the loan broker has notified the Secretary of State
that it is claiming an exemption from the licensing requirements of the
Loan Broker Act. The Securities Division has not independently verified
the validity of the exemption claim. Exemptions do not have an
expiration date. The Securities Division has jurisdiction to
investigate exempt loan brokers for non-licensing violations of the
Loan Broker Act and Regulations. Loan brokers are not required to
notify the Securities Division of exemption claims, and it is possible
for a loan broker not listed in the database to be exempt from the
licensing requirement of the Loan Broker Act.
This database lists the loan broker business and its principal address.
You can also list the originators for this loan broker. If you would like
to verify an address other than the principal place of business or did not find
the company you are looking for please call the Securities Division for
further assistance at (800) 223-8791.