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Indiana Securities Division

Securities Division > News Archive  > News Archive 2010 News Archive 2010

November 9, 2010 Citigroup subsidiary agrees to $717,000 Indiana fine

July 29, 2010 Secretary Rokita announces new provision to increase protection for senior citizens and stiffen penalties against unethical investment professionals

May 19, 2010 Indiana Secretary of State Todd Rokita alerts mortgage professionals of impending test deadline

May 3, 2010 Investigation by Secretary of State Prosecution Assistance Unit leads to securities fraud charges against Indianapolis man

April 30, 2010 State of Indiana announces agreement in lawsuit restoring approximately $20 million in raided cemetery trust funds

April 29, 2010 Misled Indiana investors to recover more than $370 million due to state's auction rate securities settlements with national securities firms

March 26, 2010 Tippecanoe County man arrested for mortgage fraud

March 18, 2010 Securities Restitution Fund will be first of its kind for Indiana and nation

March 17, 2010 Former insurance agent found guilty of securities fraud by Franklin County jury

February 4, 2010 Two Gibson County men arrested for securities fraud related to investments in heath care businesses

Murry Probable Cause Affidavit

Duncan Probable Cause

January 7, 2010 Investment fraud conviction resulting from online business venture leads to 8 year sentence for woman in Johnson County