Interpretive Opinions Index

Title/Subject Matter
Date
Miscellaneous/Note
Shelf registration policy
10/25/81
xxx
Sales to existing shareholders of a mutual fund
3/11/83
xxx
Sales promotions involving zero coupon U.S. Treasury Bonds
11/20/84
xxx
Definition of "institutional buyer" and its application to Rule 144A of the Securities Act of 1993
12/19/90
xxx
Tips for using Indiana's limited offering exemptions
9/30/96
xxx