[CITE: Burke's Vinyl Seawalls & Reynolds v. DNR,
11 CADDNAR 345 (2008)]
[VOLUME 11, PAGE 345]
Cause #: 07-092W
Caption: Burke’s
Vinyl Seawalls & Reynolds v. DNR
Administrative Law
Judge: Lucas
Attorneys: pro se
(Claimants); Wyndham (DNR)
Date: June 2, 2008
FINAL ORDER
The denial by the Department of Natural Resources of license
application PL-20,661 to place a vinyl seawall at property commonly known as
FINDINGS OF FACT AND
CONCLUSIONS OF LAW
A. Statement of the
Case and Jurisdiction
1. This proceeding was initiated on April 25, 2007 with a petition for administrative review filed by Damon Burke, doing business as Burke’s Vinyl Seawalls (“Burke’s Vinyl Seawalls”), with the Natural Resources Commission (the “Commission”). The petition seeks administrative review from the denial by the Department of Natural Resources (the “DNR”) of license PL-20,661 (the “subject license”) to place a 25-foot long vinyl pier under IC 14-26-2 (the “Lakes Preservation Act”) and under rules adopted at 312 IAC 11-1 through 312 IAC 11-5 to assist with implementation of the Lakes Preservation Act. The petition averred in substantive part as follows:
The purpose
of this document shall be to appeal the denial of application #PL-20661. A permit request filed with the DNR for a
retaining wall across 25’ of the property and 1’ landward of the shoreline at
This
permit was denied because the shoreline is designated as an area of special
concern by the DNR/State which in turn prohibits the installation of a
seawall. However, this permit request is
for a RETAINING wall placed landward of the legal shoreline and will be located
in the legal property owned by Cathy Reynolds.
The
purpose of this structure is to allow Mrs. Reynolds safe access to her
shoreline via her yard. This shoreline
is infested with muskrats and cannot be maintained safely. In addition, there is an existing concrete
wall in place along the shoreline being discussed here. Unfortunately this bulkhead structure has
degraded and is not being considered as an acting bulkhead by the
DNR/State. I understand that the
concrete bulkhead’s condition was “borderline” and if the opinion would have
been that the bulkhead was “ok”, a re-facing permit could have been issued.
[VOLUME 11, PAGE 346]
I
believe that the spirit of Senate Enrolled Act no. 253 was to protect
undeveloped lands from being developed and also to protect our wetlands. In this I agree. It appears however that the new act is
affecting the owners of developed areas from maintaining their yards to a safe
condition which allows access to the lake.
This is a residential area with houses and yards on either side. [Emphasis added by Burke’s Vinyl Seawalls]
2. The area known as
3. The proceeding is governed by IC 4-21.5 (the “Administrative Orders and Procedures Act” or “AOPA”) and rules adopted by the Commission at 312 IAC 3-1 to assist with its implementation of AOPA. The Commission is the “ultimate authority” for the DNR under AOPA with respect to administrative review of an order arising from the Lakes Preservation Act. IC 4-21.5-1-15 and IC 14-10-2-3. Stephen L. Lucas was appointed under AOPA and 312 IAC 3-1 as the Commission’s administrative law judge.
4. The administrative law judge issued a “Notice of Prehearing Conference” on April 30, 2007 which included notice of the proceeding to the DNR as the regulatory authority. The administrative law judge added Cathy Reynolds as an additional party on the basis she was an owner of the property on which the subject license was sought. Her husband, Phil Reynolds, stated in open court on March 19, 2008 that he is the co-owner of the property, and he is now also added as a party. Cathy Reynolds and Phil Reynolds are collectively referred to as the “Reynoldses”. The Reynoldses and Burke’s Vinyl Seawalls are collectively referred to as the “Claimants”.
5. The DNR and the Claimants are collectively referred to as the “Parties”. The Parties have all participated actively in the proceeding.
6. The Commission has jurisdiction over the subject matter and jurisdiction over the persons of each of the Parties.
B. Hearing de Novo, Burden of Proof, and
Issues for Administrative Review
7. Administrative review of a DNR licensure determination is conducted de novo. Rather than deferring to the DNR determination, de novo review requires the administrative law judge to consider and apply proper weight to the evidence. Crafton, et al. v Hopkins, 10 Caddnar 227 (2006) applying DNR v. United Refuse Co., Inc., 615 N.E.2d 100 (Ind. 1993).
[VOLUME 11, PAGE 347]
8. At each stage of a proceeding, a party requesting that an agency take action or asserting an affirmative defense has the burden of going forward and the burden of persuasion (sometimes collectively referred to as the burden of proof) with the evidence. IC 4-21.5-3-14(c). A person seeking the benefit of a license under the Lakes Preservation Act has the burden of proof for entitlement to the license. Clauss v. DNR, 11 Caddnar 150, 151 (2007), and, generally, Ind. DNR and NRC v. Krantz Bros. Const., 581 N.E.2d 935 (Ind. App. 1991).
9. Findings under AOPA must be based upon evidence that is “substantial and reliable”. IC 4-21.5-3-27(d) and Citizens Action Coalition of Ind. v. N. Ind. Pub. Serv. Co., 796 N.E.2d 1264 (Ind. App. 2003). The standard of review under AOPA is “preponderance of the evidence”. Indiana Dept. of Natural Resources v. United Refuge Company, Inc., 615 N.E.2d 100 (Ind. 1993) and Dowden v. Department of Natural Resources, 6 Caddnar 25 (2001).
10. “Preponderance of the evidence” refers to evidence which, when considered and compared with that opposed to it, has more convincing force, and which produces in the mind of the trier of fact, a belief that what is sought is more likely true than not. Bivens v. State, 642 N.E.2d 928 (Ind. 1994). The trier of fact must be convinced from a consideration of all evidence that the issue for which a party has the burden is more probably true than not true. Ken Schaefer Auto Auction v. Trustison, 198 N.E.2d 873 (Ind. App. 1964).
11. The hearing in this proceeding is conducted de novo. As the license applicant and the agent for the license applicant, the Claimants have the burden of proof by a preponderance of the evidence.
12. A hearing was convened as scheduled in North Judson, Starke County, Indiana on March 19, 2008. Evidence was presented by all Parties. At the close of the hearing, the Parties were provided until April 18, 2008 with the opportunity to file and serve simultaneous post-hearing briefs. The DNR timely filed the “Respondent Department of Natural Resources’ Post Hearing Brief”, but the Claimants elected not to file a post-hearing brief.
13. The issues on which the Claimants seek administrative review are not clearly defined. The petition by Burke’s Vinyl Seawalls, referenced in Finding 1, gives some insight. The Claimants’ seemingly pursued alternative issues at hearing. The election by the Claimants not to file a post-hearing brief aggravates the ability to conduct administrative review. Even so, the Claimants are believed to have acted in good faith. Issues are articulated by the administrative law as best as can be discerned from the pleadings and the evidence.
C. Retaining Wall
Landward of the Shoreline
[VOLUME 11, PAGE 348]
14. In the petition by Burke’s Vinyl Seawalls, an issue
given emphasis was that the license application is for a retaining wall one
foot landward of the shoreline or water line of Koontz Lake and located on the private
land of the Reynoldses. Implicit to the
contention is that the proposed vinyl structure is not a seawall subject to DNR
jurisdiction under the Lakes Preservation Act.
15. For most purposes, the DNR’s geographic jurisdiction under the Lakes Preservation Act is limited to the “shoreline or water line”, as described under IC 14-26-2-4, and lakeward within a public freshwater lake. This principle has been applied to the construction of seawalls. Illustrative is T. Lusher, Jr. v. DNR, 11 Caddnar 137, 143 (2007) which considered a seawall which was placed in 2003. “Licensing requirements for the placement of a new seawall are provided at 312 IAC 11-4-2. A written license [is required] under the Lakes Preservation Act and the Lakes Preservation Act rules for the construction or placement of a seawall within or along the shoreline or water line of a public freshwater lake.”
16. In limited
circumstances, the DNR’s jurisdiction under the Lakes Preservation Act extends
landward of the shoreline or water line.
Illustrative is IC 14-26-27 which controls the construction of ditches
or dams which may lower the water level of a public freshwater lake covering an
area of at least ten acres. In addition,
the Commission has found the DNR has jurisdiction to “exercise control over
construction activities in immediate proximity to the lake which have the
potential for negatively impacting the lake, such as through sedimentation.” Pipp v.
Spitler, 11 Caddnar 39, 52 (2007) citing
17. “Effective July 1,
2006, the Indiana General Assembly made several amendments to the Lakes
Preservation Act, including expanding the DNR’s jurisdiction ten feet landward
of the shoreline with regard to the construction of walls. See IC 14-26-2-23(a)(2)(B) as amended by P.L.
152-2006, SEC. 3.” Pipp v. Spitler at 52.
18. The legislative
intent of the 2006 amendments is unambiguous.
The DNR now has jurisdiction over a structure, which if placed in the
lake or along the shoreline or water line would function as a seawall, even if
the structure is placed within ten feet landward of the shoreline or water line. The Commission has jurisdiction over the
vinyl structure which is anticipated by the subject license.[1]
[VOLUME 11, PAGE 349]
D. Seawall Placement
in an Area of Special Concern
19. For the placement of seawalls along the shoreline of a public freshwater lake, the Commission has adopted a three-tiered approach in 312 IAC 11-1 through 312 IAC 11-5. A “natural shoreline” or a “significant wetland” exhibits the most pristine characteristics, and in these areas seawall construction is limited to bioengineered materials. An “area of special concern” exhibits an intermediate condition, and here a seawall may be constructed of bioengineered materials or of glacial stone. A “developed area” exhibits the greatest disruption by human activities, and in a developed area a seawall may be constructed of bioengineered materials, glacial stone, riprap, or an approved bulkhead material.
20. For consideration in this proceeding is whether the property is located in an “area of special concern” or a “developed area”. The DNR contends the site is an “area of special concern”, and the Claimants contend the site is a “developed area”.
21. An “area of special concern” is defined at 312 IAC 11-2-2 as follows:
Sec. 2. “Area of
special concern” means an area that contains at least one (1) of the following
characteristics:
(1) An altered shoreline where bulkhead
seawalls are at least two hundred fifty (250) feet apart.
(2) Bogs, fens, muck flats, sand flats, or
marl beaches identified by the division of nature preserves in the Natural
Community Classification System.
(3) More than six hundred twenty-five (625)
square feet of contiguous emergent vegetation or rooted vegetation with
floating leaves.
22. While evaluating the application for the subject license, the DNR concluded the property is an “area of special concern” based upon 312 IAC 11-2-2(1). The DNR concluded that the property has an altered shoreline where bulkhead seawalls were at least 250 feet apart.
23. The Parties do not
contest that the shoreline adjacent to the property has been altered. As discussed subsequently in more detail,
artifacts indicate a seawall or similar structure was once present. Also, a portion of the Reynoldses’ yard is
composed of fill.
24. “Bulkhead seawall” is defined at 312 IAC 11-2-5. The definition provides in pertinent part:
Sec. 5. (a) “Bulkhead seawall” means a vertical, or near
vertical, solid concrete, steel sheet piling, or vinyl piling structure, which
has the purpose of shoreline protection.
(b) A timber wall may be deemed to be a
bulkhead wall if the property owner proves to the satisfaction of the division
of water that the wall functions as a bulkhead wall by providing evidence in
the form of a written assessment from a registered professional engineer,
licensed professional geologist, or soil scientist with expertise in shoreline
protection or wave dynamics….
[VOLUME 11, PAGE 350]
25. A shoreline along a public freshwater lake qualifies as an “area of special concern”, if bulkhead seawalls are at least 250 feet apart, regardless of whether the shoreline has been affected by dredging, a neighboring glacial stone seawall, a beach, or a similar alteration. T. Lusher, Jr. v. DNR, cited previously, at 145.
26. Jeremy Price estimated the nearest functional bulkhead seawall east of the property was at a distance of approximately 181 feet. The nearest functional seawall to the west of the property was a distance in excess of 250 feet. This testimony is unrefuted.
27. The Claimants suggested structures at the property might themselves constitute a bulkhead seawall. Phil Reynolds testified there were large slabs within the water along the shoreline of the property. These are “too immensely large to have been moved from somewhere else,”[2] and they were present when the Reynoldses acquired the property three years ago. The house was built in the 1940s, and Phil Reynolds does not know when the slabs were placed. In describing the potential for the slabs constituting a former bulkhead seawall, Phil Reynolds testified, “We never saw it, but the evidence is there.” He was asked on cross-examination, “Whatever was there has broken down and failed?” Reynolds answered, “Yes.”
28. Other witnesses for both Parties also testified to evidence of materials suggesting a structure was once present along the shoreline of the property. For example, Jeremy Price testified, “What is currently existing, I would not classify as a stone seawall.” He reflected that the materials appeared to be stones that were “stacked vertically” and today “probably causes more erosion problems than it would be likely to alleviate.”
29. No witness testified to observing a functioning bulkhead seawall at the property either currently or within memory. Even assuming there was once a bulkhead seawall at the property, the remaining artifacts of the structure are insufficient to today constitute a bulkhead seawall. The nearest bulkhead seawalls are those to which Price testified and which are described in Finding 26.
30. The property borders on an “area of special concern”.
31. The ordinary standards for individual licenses for particular types of structures, such as marinas, seawalls, seawall refacings, underwater beaches, boatwells, and fish attractors, are set forth in 312 IAC 11-4.
[VOLUME 11, PAGE 351]
32. More particularly, the placement of a seawall within an area of special concern is governed by 312 IAC 11-4-2 which provides in pertinent parts as follows:
Sec. 2. (a) A written license under IC
14-26-2 and this rule is required for the construction or placement of a
seawall within or along the shoreline or water line of a public freshwater
lake.
….
(c) If a new seawall is to be placed in an area of special
concern, the seawall must be comprised of either or both of the following:
(1) Bioengineered materials.
(2) Glacial stone.
….
(e) For a new seawall comprised of glacial stone or
riprap, the base of the wall must not extend more than four (4) feet lakeward
of the shoreline or water line.
(f) The lakeward face of the new seawall
must be located along the public freshwater lake’s shoreline or water line as
determined by the [DNR].
(g) The lakeward extent of bioengineered
material must be coordinated with the [DNR] before filing the license application.
(h) The director or a delegate may not
issue a license for the placement of an impermeable material behind or beneath
a new seawall.
(i) Filter cloth placed behind or beneath a
new seawall must be properly anchored to prevent displacement or flotation.
(j) Erosion from disturbed areas landward
of the shoreline or water line must be controlled to prevent its transport into
the lake....
33. “Bioengineered” is defined at 312 IAC 11-2-3 to mean “the use of a combination of biological elements (plant materials) and structural or mechanical reinforcements for stabilization, revetment, or erosion control. Biological and mechanical elements must function together in an integrated and complementary manner.”
34. “Glacial stone” is defined at 312 IAC 11-2-11 to mean “a rounded stone that satisfies each of the following:
(1) Was produced by glacial activity.
(2) No individual stone weighs more than one hundred twenty (120) pounds.
(3) At least ninety percent (90%) of the material passes through a twelve (12) inch sieve.
(4) Not more than ten percent (10%) of the material passes through a six (6) inch sieve.”
35. Pursuant to 312 IAC 11-2-21, a “seawall” refers to “a manmade structure placed along the shoreline or water line of a public freshwater lake for the purpose of shoreline stabilization.”
[VOLUME 11, PAGE 352]
36. A seawall that is constructed of either bioengineered materials or glacial stone is not a bulkhead seawall.
37. The application for the subject license seeks to place a vinyl seawall in an “area of special concern. A vinyl seawall is a “bulkhead seawall” and not within the category of authorized by the Commission for placement within an “area of special concern”.
E. Cumulative Effects
38. The Parties contest whether approval of the application would likely have adverse cumulative effects.
39. “Cumulative effects” are among the factors considered by the DNR in evaluating an application for a license under the Lakes Preservation Act. As provided in IC 14-26-2-23(c):
40. A “cumulative effect” is defined at 312 IAC 11-2-6 as follows:
Sec. 6. “Cumulative
effect” means the impact on the environment that results from the incremental
impact of the action when added to other past, present, and reasonably
foreseeable future actions regardless of what person undertakes the other
actions. Cumulative effects can result
from individually minor but collectively significant actions taking place over
a period of time.
41. Jon Eggen testified that the DNR routinely reviews license applications on public freshwater lakes for their potential cumulative effects.
42. Eggen testified one way that the subject license would have an adverse cumulative effect is by “the added negative impacts of loss of habitat and loss of structure.” The vertical wall imposed by a vinyl seawall would damage habitat for wildlife, particularly reptiles and amphibians, because these animals require access to water and to land.
43. Eggen testified a second way that the subject license would have an adverse cumulative effect is by changing the shoreline classification, in the vicinity of the property, to a shoreline classification with less environmental protection. Placing a bulkhead seawall would downgrade the shoreline classification for the area adjacent and east of the property from an “area of special concern” to a “developed area”. If this adjacent shoreline area is reclassified from “area of special concern” to “developed area”, the reclassified shoreline becomes eligible for the placement of new bulkhead seawalls.
[VOLUME 11, PAGE 353]
44. Price testified that between the property, and the next bulkhead seawall which is 181 feet east of the property, an application for a license to place a bulkhead seawall was recently denied because it was in an “area of special concern”. If the DNR were to approve a bulkhead seawall on the property, the site of the recent denial would no longer be would be one where “bulkhead seawalls are at least two hundred fifty (250) feet apart”. The site of the recent denial would be downgraded to a “developed area” and become eligible for a bulkhead seawall. Price expressed the opinion that if the shoreline classification changed, “and that became eligible for bulkhead walls, we would expect to see over time, that entire shoreline filled with bulkhead walls.”
45. The placement of a vinyl seawall on the property would likely have adverse cumulative effects, immediately and in the foreseeable future. An immediate loss of natural habitat and structure would be caused by the placement of the 25-foot long pier anticipated by the subject license. More damaging is that an additional 181 feet of shoreline east of the property would be downgraded from an “area of concern” to a “developed area”. The reasonable expectation is that a significant portion of this area would, in the foreseeable future, be filled with bulkhead seawalls.
46. An aggravating factor which militates against issuance of the subject license is the adverse cumulative effect which would likely result from the Claimants’ placement of a vinyl seawall along the property.
F. Licensure of
Structures for Erosion Control
47. In addition to standards for the licensure of individual structures at 312 IAC 11-4, the Commission has adopted rules at 312 IAC 11-5 to provide for innovative practices, lawful nonconforming uses, and to allow for extraordinary remedies where extraordinary conditions exist.
48. Included within 312 IAC 11-5-3 are remedies available to control vexing erosion problems. As pertinent to this proceeding, this rule section provides:
(a) If an applicant demonstrates to the
satisfaction of the department that modifications to conditions required under this
article would promote a purpose described in subsection… (c), the director or a
delegate may issue a license under this section that incorporates those
modifications. A person who wishes to secure a license under this section must
confer with the department before filing an application.
[VOLUME 11, PAGE
354]
….
(c) If a purpose of the license is to
control erosion and stabilize the shoreline or waterline, the department may
issue a license where supported by a written assessment from a registered
engineer, geologist, or soil scientist (with expertise in bank stabilization
and erosion control practices) that the proposal is the only viable method for
controlling erosion and stabilizing the shoreline or waterline. The written
assessment must evaluate the following:
(1) The composition of existing shoreline
terrain.
(2) Impacts due to wind and wave action.
(3) The severity of erosion and need for
bank stabilization.
(4) The suitability of materials to armor
and provide bank stabilization.
(d) The applicant for a license under this
section must also demonstrate the proposal would not affect the:
(1) public safety;
(2) natural resources;
(3) natural scenic beauty; or
(4) water level;
of the lake in a manner otherwise prohibited by IC 14-26-2.
49. The preponderance of the evidence is that the Reynoldses have an erosion problem at the subject property. A seawall by its nature is an erosion control mechanism. The unrefuted evidence is that a vinyl seawall could be placed to afford protection from erosion.
50. In order to qualify for relief under 312 IAC 11-5-3, however, the Claimants must show by a preponderance of the evidence that they meet each of its requirements.
51. Subsection (a) requires that to qualify for relief under 312 IAC 11-5-3, a person “must confer with the department before filing an application.” The unrefuted evidence is that the Claimants did not comply with this requirement.[3]
52. Shane L. McBurnett, an
53. McBurnett is an expert qualified to evaluate the factors set forth in 312 IAC 11-5-3(c). His testimony addressed all the factors of subsection (c) sufficiently for the Claimants to meet the burden of going forward to show satisfaction with subsection (c), at least as to the use of a bulkhead seawall. No expert qualified under subsection (c) disputed McBurnett’s testimony that a seawall of bioengineered materials would be inadequate to control the erosion problem at the property.
[VOLUME 11, PAGE 355]
54. McBurnett’s persuasiveness as to the use of a glacial stone seawall at the property was diminished somewhat by his testimony. He was asked on cross-examination, “Are you disagreeing with the rule adopted by the Natural Resources Commission that any areas of special concern should be glacial rock[4] and bioengineered products?” McBurnett answered: “I don’t agree with glacial rock because there’s no such thing as glacial rock. That term is not used in any book. It’s either glacial outwash or igneous rock, metamorphic rock, mixed rock or sedimentary rock, but glacial rock is not a term to be used. If they’re assuming glacial rock is something you get out of a gravel pit, it’s mostly rounded, and I would not agree with rounded rock at all.”
55. The conceptual approval of seawalls constructed of glacial stone was a consequence of rulemaking by the Commission in its quasi-legislative capacity, following a hearing process under IC 4-22-2, where experts and laypersons could express perspectives on the merit or absence of merit of this regulatory approach. The rule cannot properly be nullified in an adjudicatory proceeding based on the opinion of one expert. If the rule is substantively defective, the remedy is to modify the rule.
56. McBurnett did not testify to familiarity with the Lakes Preservation Act or with 312 IAC 11-1 through 312 IAC 11-5. These establish a regulatory design where “seawall,” “bulkhead seawall,” and “glacial stone” have meanings. McBurnett’s testimony that “glacial rock” has no meaning and is not used in any book is in error, although one interpretation might be he meant the term is not used in professional journals. A rule definition is not limited to terms used in professional journals. DNR witnesses augmented the concept of what they believe is an effective glacial stone seawall by referencing recommended design techniques, including testimony by Jon Eggen pertaining to a 3:1 slope for the top layer of glacial stone and for the use of mesh. McBurnett’s testimony did not reveal whether he was unaware of design techniques or whether he denied their validity.
57. The record is unclear whether McBurnett discounted the efficacy of a glacial stone seawall because he believes the Commission’s rules are misdirected, because he is unfamiliar with the full context of the regulatory program, or both. In any event, the persuasiveness of the testimony is somewhat diminished.
58. James Hebenstreit, an
[VOLUME 11, PAGE 356]
59. There has been no effort in the memory of any witness to control erosion at the property with a glacial stone seawall. Although there is evidence a structure once existed, the original nature of the structure can only be guessed. Whatever structure once existed has been derelict within memory.
60. For an area where the rules authorize the use of a new bulkhead seawall, concrete or steel sheet piling may be used. 312 IAC 11-4-2(d)(4) and 312 IAC 11-4-2(d)(5). The Commission rule does not approve a bulkhead seawall constructed of vinyl.
61. In his written
analysis, McBurnett supports the use of a “bulkhead” seawall and not uniquely
the use of a bulkhead seawall constructed of vinyl. Stipulated Exhibit VIII. To approve the subject license under the
current rule, the evidence must support a finding that only a vinyl seawall
would suffice. There is no evidence to
support this proposition. A vinyl
seawall may be no more intrusive than a concrete seawall or a steel sheet
piling seawall, but a rule amendment would be needed to generally authorize the
use of vinyl for bulkhead seawalls.
62. Although additional
experience at the property might result in a different factual conclusion, the
preponderance of the evidence does not currently support a finding the
Claimants have met the burden of proof to establish that a bulkhead seawall is
required under 312 IAC 11-5-3(c).[5] There is no evidence to support a finding
that a bulkhead seawall constructed of vinyl, as sought in the subject license,
is required instead of a bulkhead seawall constructed of concrete or steel
sheet piling.
63. With respect to the
requirements of 312 IAC 11-5-3(d)(1), the Claimants have established a vinyl
seawall could be placed which would satisfy public safety.
[VOLUME 11, PAGE 357]
64. With respect to the
requirements of 312 IAC 11-5-3(d)(2), the Claimants have not established that a
vinyl seawall could be placed which does not adversely affect the natural resources
in violation of the Lakes Preservation Act.
Essential elements of natural resources are fish, wildlife, or botanical
resources.
65. The only persons
who testified with expertise concerning fish, wildlife, or botanical resources are
experienced professionals for the DNR.
Jeremy Price has a Master of Science in fisheries science and a Bachelor
of Science in fisheries and aquatic science. Jon Eggen has a Bachelor of Science in aquatic
ecology. Both Price and Eggen testified
to harm by bulkhead seawalls to fish and fisheries habitat and to wildlife
species, particularly reptiles and amphibians.
This harm results from the impervious nature of bulkhead seawalls and
from scouring caused by the deflection of waves off their traditionally flat
surfaces. The Claimants seek a vinyl
seawall with a variegated surface, which may mitigate the amount of scouring,
but the harm resulting from the impervious nature of a vinyl bulkhead seawall
would be unabated.
66. The relatively
short length (approximately 25 feet) of the proposed seawall might pose a
degree of harm which would, standing alone, be acceptable. When considered in light of the adverse
cumulative effects found in Finding 45 and Finding 46, the degree of harm to
natural resources is unacceptable under 312 IAC 11-5-3(d)(2).
67. With respect to the
requirements of 312 IAC 11-5-3(d)(3), the Claimants have established the degree
of harm to the natural scenic beauty of Koontz Lake would not be so great as to
preclude the issuance of a license for the placement of a vinyl seawall.
68. With respect to the
requirements of 312 IAC 11-5-3(d)(4), the Claimants have established a vinyl
seawall could be placed which would not affect the water level of
69. The Claimants have
not met every element of the burden of proof required to establish entitlement
to a license for erosion control under 312 IAC 11-5-3.
[1] The license sought by the Claimants is for a vinyl structure located one foot landward of the shoreline or water line. For semantic convenience, this vinyl structure is subsequently referenced here as a “seawall”. Axiomatic to the legislative pronouncement that the DNR has jurisdiction for such a structure, if located landward and within ten feet of the shoreline, is that the DNR does not have jurisdiction if the structure is located more than ten feet landward of the shoreline. The Claimants are not precluded by the Lakes Preservation Act from placing a vinyl seawall, vinyl retaining wall, or vinyl structure by any other name, if placed more than ten feet landward of the shoreline.
[2] The court reporter has not been requested to prepare a transcript of testimony at hearing. If a witness is shown as being quoted in these findings, the statement is as nearly verbatim as could be determined by the administrative law judge. If a transcript is subsequently prepared that indicates different wording, the transcript shall be considered the official record and a quotation as paraphrasing of witness testimony.
[3] An argument is offered by the DNR that the failure by the Claimants to seek advance consultation is fatal to the license application. If this procedural defect were the only inadequacy, the de novo nature of administrative review might be curative. A conclusion of law is not entered. Because there are substantive deficiencies with the Claimants’ effort to satisfy 312 IAC 11-5-3, as discussed later, the consequences of the procedural defect are left for another day.
[4] The assumption is the DNR’s attorney and McBurnett were using the term “glacial rock” as a synonym for “glacial stone”. Other evidence received at hearing makes no distinction between the terms.
[5] The
evidence was that the DNR has applied the remedy, afforded by 312 IAC 11-5-3(c)
for an erosion control structure, only once to supersede the ordinary licensure
requirements for seawalls. Based on the
analysis of an applicant’s structural engineer, whose professional opinion was
reviewed and affirmed by a DNR engineer, a bulkhead seawall was approved in
2007 at a site on
The DNR’s conservatism is appropriate in applying 312 IAC 11-5-3(c) to approve an erosion control which differs from the ordinary licensure of seawalls. As erosion control structures themselves, the standards otherwise applicable to seawalls should only be set aside where there is a particular established need.
If the Reynoldses would properly place and maintain a glacial stone seawall, and the glacial stone seawall would prove inadequate for the control of erosion, the Reynoldses might revisit an application for a bulkhead seawall under 312 IAC 11-5-3(c). Even upon a demonstration of inadequacy, however, vinyl (a material not approved by the Commission) could only be substituted for concrete or steel sheet piling (materials approved by the Commission) if a showing is made that vinyl would be more effective than concrete or steel sheet piling.