TITLE 68 INDIANA GAMING COMMISSION

Under IC 4-22-2-23, the Indiana Gaming Commission intends to adopt a rule concerning the following:

OVERVIEW: Adds 68 IAC 1-1-3.5 regarding definitions. Amends 68 IAC 1-1-17, 68 IAC 1-1-54, 68 IAC 1-1-88, 68 IAC 1-1-90, 68 IAC 15-5-1, and 68 IAC 15-6-1 regarding definitions. Amends 68 IAC 1-4-2 through 68 IAC 1-4-4, 68 IAC 1-4-7, 68 IAC 1-7-1, 68 IAC 1-9-1, 68 IAC 1-9-2, 68 IAC 1-9-4, 68 IAC 1-12-2, 68 IAC 1-12-5, 68 IAC 1-14-2, 68 IAC 1-16-1, 68 IAC 1-16-3, 68 IAC 1-16-4, 68 IAC 2-1-3 through 68 IAC 2-1-5, 68 IAC 2-1-7, 68 IAC 2-1-9, 68 IAC 2-1-11, 68 IAC 2-4-1, 68 IAC 2-5-2, 68 IAC 2-5-5, 68 IAC 2-6-6, 68 IAC 2-6-22, 68 IAC 2-6-30.1, 68 IAC 2-6-31, 68 IAC 2-6-33, 68 IAC 2-6-45, 68 IAC 2-7-1, 68 IAC 2-7-2, 68 IAC 2-7-9, 68 IAC 4-1-7, 68 IAC 4-1-8, 68 IAC 5-1-2, 68 IAC 5-1-4, 68 IAC 5-1-7, 68 IAC 5-2-1, 68 IAC 5-2-2, 68 IAC 5-2-5, 68 IAC 5-3-1 through 68 IAC 5-3-3, 68 IAC 10-1-2, 68 IAC 10-1-3, 68 IAC 11-1-1 through 68 IAC 11-1-3, 68 IAC 11-2-2, 68 IAC 11-2-3, 68 IAC 11-3-3, 68 IAC 11-7-2, 68 IAC 12-1-0.5, 68 IAC 12-1-1.5, 68 IAC 12-1-5.5, 68 IAC 12-1-8, 68 IAC 14-1-1, 68 IAC 14-5-5, 68 IAC 14-16-3, 68 IAC 15-1-2, 68 IAC 15-1-3, 68 IAC 15-1-6, 68 IAC 15-2-3, 68 IAC 15-5-2, 68 IAC 15-8-4 through 68 IAC 15-8-6, 68 IAC 15-9-2, 68 IAC 15-10-2 through 68 IAC 15-10-4, 68 IAC 15-10-5, 68 IAC 16-1-2, 68 IAC 16-1-3, 68 IAC 16-1-5, 68 IAC 16-1-7, 68 IAC 16-1-14, 68 IAC 17-1-2, 68 IAC 17-1-3, and 68 IAC 18-1-3 by including IC 4-35 as an applicable gaming law. Amends 68 IAC 1-4-5 regarding related party transactions. Amends 68 IAC 1-4-7, 68 IAC 1-5-1, and 68 IAC 1-5-2 regarding reporting requirements. Amends 68 IAC 1-4-11, 68 IAC 1-7-2, 68 IAC 1-9-5, 68 IAC 1-10-3, 68 IAC 2-1-13, 68 IAC 2-6-48, 68 IAC 2-7-11, 68 IAC 4-1-10, 68 IAC 5-1-8, 68 IAC 5-2-6, 68 IAC 5-3-6, 68 IAC 8-1-10, 68 IAC 8-2-28, 68 IAC 10-1-8, 68 IAC 11-1-7, 68 IAC 12-1-14, 68 IAC 14-1-3, 68 IAC 15-1-7, 68 IAC 16-1-15, 68 IAC 17-1-4, 68 IAC 17-2-5, 68 IAC 18-1-5, and 68 IAC 19-1-5 by making uniform the standards and procedure for deviations from provisions. Adds 68 IAC 1-5-4 regarding deviations from provisions. Amends 68 IAC 1-6-1 regarding eligibility to appear before the Commission. Amends 68 IAC 1-9-1 regarding definitions and requirements for the surveillance room and commission office. Amends 68 IAC 1-9-2 regarding commission surveillance room equipment. Amends 68 IAC 1-9-3 regarding commission office equipment. Amends 68 IAC 1-9-4, 68 IAC 2-5-1, 68 IAC 4-1-1, and 68 IAC 4-1-5 by correcting a reference to the Indiana Code. Amends 68 IAC 1-13-1 regarding a definition and ownership reporting requirements. Amends 68 IAC 1-14-2, 68 IAC 1-14-3, and 68 IAC 9-3-3 regarding the change from state police to commission-employed gaming agents. Amends 68 IAC 1-16-2 regarding display of the compulsive gambling toll free number. Amends 68 IAC 2-1-1 regarding ownership of interests in multiple casino licensees. Amends 68 IAC 2-1-4 regarding the application procedure for casino licenses. Amends 68 IAC 2-1-5 regarding riverboat and nonriverboat licensing requirements and the commission's marine contractor. Amends 68 IAC 2-1-7 regarding requirements for bonds. Amends 68 IAC 2-4-1 and 68 IAC 2-4-2 regarding felony waivers. Adds 68 IAC 2-4-8.7 regarding interim waivers. Amends 68 IAC 2-5-2 regarding accreditation of occupational training schools. Amends 68 IAC 2-6-5 regarding security and audit specifications for electronic gaming devices. Amends 68 IAC 2-6-16 and 68 IAC 2-6-43 regarding TITOs. Amends 68 IAC 2-7-2 and 68 IAC 15-2-6 regarding Social Security numbers. Amends 68 IAC 4-1-7 regarding requirements for reporting SEC filings. Amends 68 IAC 5-1-1 through 68 IAC 5-1-7 regarding transfer of ownership in publicly traded corporations. Amends 68 IAC 5-2-1 through 68 IAC 5-2-3 regarding transfer of ownership in persons other than publicly traded corporations. Adds 68 IAC 5-2-3.2 regarding institutional investors. Amends 68 IAC 5-3-1 through 68 IAC 5-3-5 regarding debt transactions. Amends 68 IAC 6-2-1 regarding eviction criteria. Amends 68 IAC 10-1-1.2 regarding TITOs as a patron asset. Amends 68 IAC 12-1-3 regarding surveillance equipment. Amends 68 IAC 15-2-5 regarding surveillance of currency transactions. Amends 68 IAC 15-5-9 regarding filing deadlines for monthly revenue reports. Amends 15-6-4 regarding agencies that can issue certificates of compliance. Amends 68 IAC 16-1-4 regarding procedures for extending credit. Amends 68 IAC 16-1-10 regarding check cashing privileges. Repeals 68 IAC 1-2-3 and 68 IAC 1-4-8. Makes numerous technical changes. Makes numerous other changes concerning obsolete and duplicative language. Public questions or comments concerning the proposed rule may be addressed to Adam F. Packer, General Counsel, Indiana Gaming Commission, East Tower, Suite 1600, 101 West Washington Street, Indianapolis, IN 46204. Statutory authority: IC 4-33-4; IC 4-35-4.

For purposes of IC 4-22-2-28.1, the Small Business Regulatory Coordinator for this rule is:

Kesha Rich, Information Analyst

Indiana Gaming Commission

101 W. Washington St., Suite 1600-East

Indianapolis, IN 46204

(317) 233-0046

krich@igc.in.gov

For purposes of IC 4-22-2-28.1, the Small Business Ombudsman designated by IC 5-28-17-5 is:

Eric P. Shields

Indiana Economic Development Corporation

One North Capitol, Suite 700

Indianapolis, IN 46204

(317) 234-3997

smallbizombudsman@iedc.in.gov

Resources available to regulated entities through the small business ombudsman include the ombudsman's duties stated in IC 5-28-17-5, specifically IC 5-28-17-5(9), investigating and attempting to resolve any matter regarding compliance by a small business with a law, rule, or policy administered by a state agency, either as a party to a proceeding or as a mediator.

DIN: 20111228-IR-068110786NIA

Composed: Apr 23,2024 9:10:41PM EDT

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