-IR- Database Guide
-IR- Database: Indiana Register

TITLE 710 SECURITIES DIVISION

Readopted Final Rule
LSA Document #07-236(F)

DIGEST

Readopts rules in anticipation of IC 4-22-2.5-2, providing that an administrative rule adopted under IC 4-22-2 expires January 1 of the seventh year after the year in which the rule takes effect unless the rule contains an earlier expiration date. Effective 30 days after filing with the Publisher.


SECTION 1. UNDER IC 4-22-2.5-4, THE FOLLOWING ARE READOPTED:

  710 IAC 1-8  General Provisions 
  710 IAC 1-9  Securities Registration 
  710 IAC 1-10  Disclosure Requirements 
  710 IAC 1-11  Reporting Requirements 
  710 IAC 1-12  Merit Standards 
  710 IAC 1-13  Exemptions 
  710 IAC 1-14  Broker-Dealers 
  710 IAC 1-15  Agents 
  710 IAC 1-16  Investment Advisers 
  710 IAC 1-17  Standards of Practice 
  710 IAC 1-18  Financial Statements 
  710 IAC 1-19  Division Proceedings 
  710 IAC 1-20  Records and Investigations 
  710 IAC 1-21  Investigation; Rules of Practice 

LSA Document #07-236(F)
Intent to Readopt Rules: 20070509-IR-710070236RNA
Filed with Publisher: August 24, 2007, 10:50 a.m.

Posted: 09/05/2007 by Legislative Services Agency

DIN: 20070905-IR-710070236RFA
Composed: May 02,2024 10:29:37AM EDT
A PDF version of this document.