TITLE 710 SECURITIES DIVISION

Notice of Intent to Readopt

LSA Document #07-236

Readopts rules in anticipation of IC 4-22-2.5-2, providing that an administrative rule adopted under IC 4-22-2 expires January 1 of the seventh year after the year in which the rule takes effect unless the rule contains an earlier expiration date. Effective 30 days after filing with the Publisher.

OVERVIEW: Rules to be readopted without changes are as follows:

710 IAC 1-8 General Provisions

710 IAC 1-9 Securities Registration

710 IAC 1-10Disclosure Requirements

710 IAC 1-11Reporting Requirements

710 IAC 1-12Merit Standards

710 IAC 1-13Exemptions

710 IAC 1-14Broker-Dealers

710 IAC 1-15Agents

710 IAC 1-16Investment Advisers

710 IAC 1-17Standards of Practice

710 IAC 1-18Financial Statements

710 IAC 1-19Division Proceedings

710 IAC 1-20Records and Investigations

710 IAC 1-21Investigation; Rules of Practice

Requests for any part of this readoption to be separate from this action must be made in writing within 30 days of this publication. Send written comments to the Small Business Regulatory Coordinator for this rule (see IC 4-22-2-28.1):

Jeffrey Bush

Chief Deputy Commissioner

Indiana Secretary of State Securities Division

Indiana Government Center-South

302 West Washington Street, Room E111

Indianapolis, Indiana 46204

Statutory authority: IC 23-2-1-15.

DIN: 20070509-IR-710070236RNA

Composed: May 01,2024 9:23:45PM EDT

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