This
annual opportunity to speak with you about the state of the judiciary
forces me to focus on what Indiana’s courts accomplished in
the last twelve months and to ask what we can do in the future.
In a year like 1997, of course, there is a strong temptation to
speak about what our goals should be before the new century. Indeed,
I think a good deal about where Indiana’s court system needs
to be over the long run. In my report today, I plan to mention four
of the particular things I would like to accomplish in the coming
year. The essence of my message will be that in all four areas we
will have the chance to try something new.
Courts and Children
I start first with the special role courts play in dealing with
the problems of children in distress. I start here partly out of
a new personal sense of how important children are to the future
of our society, and partly because in this field I re-learned this
year an old lesson about how you really can change things if you
are determined to do it. This time last year I observed that the
time it takes for an appeal, sometimes a year or eighteen months,
is an eternity in the life of a young child whose custody is being
litigated. I promised you we’d do something immediately about
shortening the time it takes. I said then: “Cases involving
children will be brought to the head of the line.” Since I
spoke to you from this same podium last January, we have cut the
time people wait for a final decision by five months.
That kind of progress reinforces my belief that the effort we make
will pay off in the lives of our children. Indiana has long had
a good record in caring for children. Many of you know that at the
last turn of the century Indiana pioneered the movement to develop
a special system of courts for children. We are to this day well
ahead of many of our sister states. The U.S. Supreme Court just
ruled last month that when a state terminates parental rights it
cannot force that parent to forfeit her right of appeal just because
she is too poor to pay for a transcript of the evidence at trial.
Our state has embraced that principle for a long time, not just
for parental rights cases, but for indigent litigants in all sorts
of cases. Now, the Indiana rule, which has a long history, will
become the national rule.
I know that 1997 can be a year when we make some new history of
children in the courts. The Supreme Court spent all of 1996 assembling
the most comprehensive data ever collected about how Indiana’s
courts handle cases involving abused or neglected children. Hundreds
of juvenile judges and magistrates, office of family and children
directors and caseworkers, guardians and court-appointed special
advocates, parents, and practitioners contributed toward this effort.
Within the next month or two, we will be ready to announce a series
of reforms we plan to make as a result of this work. These will
include a plan to “fast track” CHINS cases, new ways
to train the people who work in this field, and a method to improve
coordination of CHINS services.
Let me say a word more about this last item. We spend something
like $50 million a year for children who need to be placed in new,
foster homes or other facilities. Unfortunately, we historically
purchased these services one child at a time, one placement at a
time. We have thus been a big purchaser with not much purchase power.
In the last four years, our juvenile judges have begun to coordinate
their efforts so the money that we do have can help as many children
as possible. Last year, as a result of a task force chaired by Justice
Frank Sullivan, you adopted a statute directing the Indiana Judicial
Center to devise a system for organizing purchases of juvenile placement.
We have now developed a plan for a coordinated method of purchasing,
and this plan is part of our budget proposal for the next biennium.
It’s time to try something new.
It’s also time to find new ways to iron out the disputes
that lead to broken families and neglected kids. Every year there
are 40,000 new divorces filed in our state, and litigation is not
always the best path to harmony. The trial judges who see these
cases day after day are increasingly convinced that even a little
pre-divorce training goes a long way. There are now some forty counties
where the local courts require parents to attend training with professionals
about how to be a good divorced parent and how to avoid using the
children as tools. Participants in these seminars come out telling
evaluators that they expect to use what they have learned. We also
have one major county court, Allen Circuit, in which people requesting
court time for lengthy divorce hearings must try mediation before
they can be put on the court’s calendar. The result has been
a higher settlement rate, and the waiting time for people who really
need to go to trial has been cut in half. I expect we will learn
a lot from this project in Fort Wayne.
The legal problems generated by tens of thousands of troubled families
come to the courts in many ways – divorce, delinquency, children
in need of services, domestic violence, to name a few. In counties
of any size, it is possible that the same family may wind up in
two or three different courtrooms depending on the legal label used
for the cause that brought them to court. The solution to that problem
is a family court. A family court is a place where you deal with
the whole family in a single courtroom regardless of legal label.
Just about every session one of you asks me whether we ought to
have family courts in Indiana. Last session, the General Assembly
asked its Commission on Courts to examine the idea of creating family
courts in Indiana. The Commission on Courts decided that the best
way to find out is to go out and experiment in three counties, counties
where people would like to volunteer to try something new. That
proposal is now before you in Senate Bill 117, sponsored by Senator
Bray. It passed the Senate Judiciary Committee on January 15th by
a unanimous vote. I think it is something new that’s worth
trying.
Mediation, Not Litigation
Any judge who looks at the challenge of the next century comes quickly
to the problem of how to manage the expanding caseload. When I left
the trial bench in Evansville in 1985 there were 27,000 new lawsuits
filed. Last year, there were 43,000 new lawsuits. Last year there
were 1.53 million new lawsuits statewide, the largest number of
all time. The same thing is happening in the appellate court. The
caseload of the Court of Appeals jumped 26 percent last year, and
the number of mandatory appeals in the Supreme Court went up 51
percent.
The prospects of litigating all those cases by traditional means
is more than enough incentive for creativity. That is why we have
worked so hard to develop alternative means of resolving cases,
a movement launched five years ago with the Supreme Court’s
rules on alternative dispute resolution. Last year, our trial judges
sent more than 5,000 cases to mediation alone. The encouraging news
is that many times that number were mediated without court order
because the lawyers handling the cases agreed that mediation might
produce a settlement. The practicing bar has taken to these new
techniques with enthusiasm. Nearly 400 lawyers and others took training
or re-training as mediators. They also spent 199,000 hours in Continuing
Legal Education classes and $4.8 million to do it.
This year, we will be implementing a new system for training and
certifying mediators, one that makes the names and qualifications
of mediators available for the first time in a central place, at
our Court’s Commission Continuing Legal Education. Local judges
will be able to use this information to decide which mediators to
appoint for cases in their own courts. The legal profession, through
its State Bar Association, has just launched a program to promote
mediation of disputes before they get filed in court. This initiative
symbolizes the positive attitude our lawyers have about finding
ways to solve problems faster and cheaper.
Not every case can be settled, though, so we need to be smarter
about managing the caseload that we do have. This has not been easy
because of a terrible misdistribution of workload. Some citizens
who wind up in a court that's not particularly busy get their cases
heard quickly and other people who find themselves in an overcrowded
court wait years.
We have never had a very good way to measure which courts are overburdened
and which are not. In the last eighteen months, nearly a third of
all judges and magistrates kept regular timebooks and made thousands
of entries, to determine how much time each sort of case requires
on the average. The result is a measuring stick that matches apples
to apples. We call it the weighted caseload measuring system. It
is a system that you as legislators can use in assessing requests
for new courts and we can use in making the most of the courts you
give us.
The study verifies what everybody suspected. In one area in southern
Indiana, the calculations show one court that has three times the
work as another court. This is not just a matter of burden on judges,
it is a matter of how long citizens have to wait depending on where
their case got filed. This new system will permit us to begin rectifying
that problem. It's something new, and its worth trying.
Use of Technology
In the long run, Indiana's courts can only keep up with the demand
by taking the maximum advantage of advances in technology. This
is basically a story about replacing paper and typewriters with
electronics.
Here, too, Indiana has had a good record. I noticed the other day
a news bulletin about a sister state where the mountains of paper
in courthouses had gotten so high they decided they needed a system
for deciding what paper to keep and what to throw away and when.
Indiana's courts created just such a system ten years ago this month.
Over that ten years, local court clerks, trial judges, and staff
from the Supreme Court have disposed of tons of unneeded records.
They measure the amount of discarded paper by counting dump truck
loads. In the ten years this effort has been under way, we have
covered 65 counties and disposed of 5,400 file cabinets of paper.
We all owe a debt of gratitude to the leaders of this effort, John
Newman and Tom Jones, of the State Court Administrator’s staff.
Still, we need to find electronic ways of keeping the records we
do need to retain. This year lawyers will begin bringing their appeals
records here on disk and not paper. We don't really know exactly
how many pages of paper come through the door of our clerk's office,
but it is certainly over a million pages a year. Now, thanks to
a system developed by Clerk of the Courts John Okeson, Judge Linda
Chezem, State Court Administrator Bruce Kotzan, and others, litigants
can file transcripts from trial on disks. It will save money for
taxpayers; it will save money for litigants; it will save time;
it will save space. It is something new worth trying and we're going
to try it.
We also plan to launch this year a program to standardize the way
all our courts keep information on computer. Most courts in Indiana
use computers for a variety of tasks, but they do that in so many
ways that it makes it difficult to use the information. There are
still places where traffic tickets are recorded one ticket at a
time and sent to Indianapolis for recording again. In many places,
if you want to know the record a criminal defendant has before you
sentence him, you have to call other counties on the telephone.
This is the modern equivalent of getting in your buggy and going
there in person. We do not plan a state-wide computer system. We
do plan a single set of standard documents, screens and other protocols
that can be made available to private and public bodies that will
eventually use the same language.
All of that will use existing technology, but I’d like to
go beyond existing technology in 1997. In most Indiana courthouses,
we record what happens in the courtroom by audiotape. In most of
the rest of the country they have been using computer-assisted stenography.
Technology keeps moving, though, and it is now possible, with just
the right equipment and under carefully defined circumstances, to
speak into a microphone and produce printed words. This technology
has the potential to revolutionize the recording of what goes on
in local courts, but nobody in the country has yet tried to use
it for this purpose. I’d like Indiana to be the first. Representatives
Dvorak and Pond and Senators Wyss and Kenley have offered to help
us obtain the relatively modest funds needed to experiment with
this new technology. It's something new, worth trying.
Opportunity for All
Finally, I want to talk with you about another area where I want
Indiana to be first. All of you know that the demographics of America
are changing, with more women in the workforce and more citizens
from minority groups. The legal profession is changing, and the
people in it are changing. I recently received a notice for the
25th reunion of my law school class. My class was unusual in that
it contained about ten percent women and about five percent African-Americans.
These were considered groundbreaking numbers. Today, of course,
the number of women in law schools has risen to 43 percent.
The number of minority students in law schools has been growing,
but it is still far too small and the number of minority lawyers
serving people even in the urban areas of our state is pitifully
small. In Lake County, for instance, where black and Hispanic residents
make up 35 percent of the population, the best estimate is that
there are 9 or 10 percent minority lawyers. In Marion County, the
percentage of minority lawyers is actually lower than that. In St.
Joseph County, there are only three African-American lawyers. In
Vanderburgh County, one. That's not good enough. I believe for America
to thrive as a common society, all the people in the society must
have the chance to succeed in business, in politics, in the professions,
including the legal profession.
Indiana's law schools have worked seriously to increase the number
of minority students, but one of the best tools they have is about
to be eliminated. For some twenty years, the American Bar Association
and the leading minority bar associations have joined forces to
create the Conference on Legal Education Opportunity, called CLEO.
CLEO has recruited for law school and kept in law school minority
and other disadvantaged students who would not otherwise have a
chance for careers in law. It does this through an intensive summer
institute and a modest living allowance. The success rate for students
who have this "head start" is more than 80 percent. Now,
however, the principle sources of funds for this effort has dried
up, as the Congress deleted CLEO from the federal budget.
We cannot let this sort of opportunity dry up here in Indiana.
Represen¬tative Jesse Villalpando and Representative Earl Hams
introduced a bill last week to create a CLEO program for Indiana.
Quite a number of legislators of both parties have agreed to support
this effort. No other state has done this. Indiana ought to be the
first state to do this because the chance for young minority and
other disadvantaged students to grow up helping people from their
communities needs to be a part of Indiana's future.
I very much agree with what Governor O’Bannon said the other
night about this as an auspicious time for our state. There is every
reason why Indiana should show itself at the front of the line in
the areas I’ve talked about today: children, resolving disputes
without litigation, maximizing our use of technology, and offering
opportunity to people who haven’t always had opportunity.
I want Indiana and Indiana's courts to be first in the country in
these and other fields. I pledge to you that Indiana's judges will
work hard to make it so.
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