FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
MICHAEL C. KEATING JEFFREY A. MODISETT
Keating Bumb & Vowels Attorney General of Indiana
Evansville, Indiana
ANDREW L. HEDGES
Deputy Attorney General
Indianapolis, Indiana
MARLON L. SCISNEY, )
)
Appellant-Defendant, )
)
vs. ) No. 82A05-9608-CR-348
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
OPINION - FOR PUBLICATION
(2) whether the trial court's jury instruction on constructive possession was
misleading and confusing; and
(3) whether Scisney received ineffective assistance of counsel.
We affirm.
The facts most favorable to the judgment follow. On June 1, 1993, Officers Dan
Winters and Karen Montgomery observed a vehicle that matched the description of a
getaway car used in an armed robbery earlier that morning. Officers Winters and
Montgomery stopped and approached the vehicle. Officer Winters asked the driver for his
driver's license and vehicle registration. The license identified the driver as Scisney. As
Officer Winters spoke with Scisney, Officer Montgomery informed Officer Winters that
there was a bag of beer in the front seat. Scisney's driver's license also indicated that he was
under the age of twenty-one. Once the officers observed Scisney "in possession of alcohol,
transporting alcohol and being under the age of twenty-one," they placed him under arrest.
Record, p. 107-108.
The officers asked Scisney to exit his vehicle and enter their squad car. Officer
Montgomery then contacted radio dispatch to check on the status of Scisney's driver's license
and vehicle registration. Radio dispatch informed the officers that Scisney's license was
suspended and the vehicle was not registered under Scisney's name. Scisney was then also
placed under arrest for driving while his license was suspended.
Pursuant to standard operating procedure, the officers conducted an inventory search
and had the vehicle towed. During the search, Officer Winters observed a plastic bag in plain
view. Upon further investigation, the plastic bag contained a white powdery substance.
Officer Montgomery conducted a cocaine field test on a portion of the substance which tested
positive. The officers also found a package of rolling paper in the car and on Scisney's
person. Finally, Scisney produced a marijuana cigarette and pager at the time he was
booked.
The State charged Scisney with possession of cocaine with intent to deliver, a class
A felony, and possession of marijuana, a class A misdemeanor. Although Scisney stipulated
that the white powdery substance was in fact 23.4612 grams of cocaine and that the
substance in the rolled cigarette was marijuana, he denied knowing that the cocaine was in
the vehicle. The jury found Scisney guilty as charged. The trial court sentenced him to
twenty years for count I and sixty days suspended for count II. Scisney now appeals his
conviction.
violated Ind. Evid. Rule 704(b) which provides that "[w]itnesses may not testify to opinions
concerning intent, guilt, or innocence in a criminal case; the truth or falsity of allegations;
whether a witness has testified truthfully; or legal conclusions." Evid.R. 704(b).
Prior to the adoption of the Indiana Rules of Evidence in 1994, our supreme court held
that a police officer could testify that a particular quantity of drugs was possessed for
delivery rather than personal use. Powers v. State, 440 N.E.2d 1096, 1106 (Ind. 1982), cert.
denied, 461 U.S. 906 (1983). However, the supreme court also held that:
"[e]xpert opinion is not admissible on all issues. The question of a defendant's
intent to commit a crime is not a proper subject for expert opinion, as this
matter is a question of fact for the jury. Moreover, an expert is not permitted
to give an opinion on the guilt or innocence of the defendant. Expert
testimony is appropriate, however, when it concerns matters that are not within
the common knowledge and experience of ordinary persons and it would aid
the jury. Generally, the admissibility of expert testimony is a matter assigned
to the discretion of the trial court; we review it on appeal only for abuse of
discretion."
Byrd v. State, 593 N.E.2d 1183, 1185 (Ind. 1992) (citations omitted). Similarly, the decision on whether to allow hypothetical questions falls within the sound discretion of the trial court and we will reverse only where the trial court has abused its discretion. Klagiss v. State, 585 N.E.2d 674, 679 (Ind. Ct. App. 1992), trans. denied, cert. denied, 506 U.S. 819. Abuse of discretion has been found where an expert is placed on the witness stand, presented with a hypothetical scenario nearly identical to the case at bar, and allowed to testify as to the intent, guilt, or innocence of the 'hypothetical' individual. Ross v. State, 516 N.E.2d 61, 63 (Ind. 1987).
In Ross, the State presented an expert witness to testify about rapes. Although the
trial court initially limited the scope of her testimony to explaining why a woman would wait
two years before reporting a rape, the trial court later allowed the presentation of the State's
entire case as a hypothetical question and allowed the expert witness to testify that the
'hypothetical' defendant was guilty of a "power rape." Id. at 63. The supreme court held that
this was impermissible and concluded that:
"it is highly improper in any type of criminal case to place an expert on the
witness stand and then ask that expert the very question which is the question
for determination by the jury, that is the guilt or innocence of the defendant.
The conduct in this case was an invasion of the province of the jury and was
highly prejudicial to appellant."
Id. The Indiana Rules of Evidence are consistent with this case law. See Weaver v. State,
643 N.E.2d 342, 345 (Ind. 1994), reh'g denied.
Here, the State presented the specific facts of this case to Detective Lauderdale, a
narcotics expert, and asked whether the facts, as presented, had any significance based upon
his training and experience. Detective Lauderdale concluded that the individual would be
a "suspect dealer."
The record reads in relevant part:
"Q [State's counsel] Where we were at was the defendant was stopped in
the area of Garvin and Madison Streets here in Evansville. Are you
familiar with that area?
A Yes.
Q And it was 2:30 in the morning.
A Yes, Sir.
Q The defendant had the Cocaine in State Exhibit No. 6 weighing 23.4
grams either on his person, in vehicle somewhere. He had a Marijuana
joint in his pocket. Understand?
A Yes, Sir.
A Yes, Sir.
Q Do the combination of these facts have any significance to you based
on your training and experience?
A Yes.
Q All right. What significance do you place upon these facts that I've
related to you?
Q A dealer as opposed to user?
A Yes, sir."
Record, pp. 308-309, 317. Scisney claims that such a conclusion invades the province of the jury by offering an opinion as to Scisney's intent or state of mind. Furthermore, Scisney claims that Lauderdale's testimony improperly assumed that Scisney knew the cocaine was present in the vehicle.
Based on our review of relevant law, we conclude that a police officer or law
enforcement official who is offered and qualified as an expert in the area of drugs, drug trade,
drug trafficking, etc., may offer testimony as to whether particular facts tend to be more or
less consistent with dealing in drugs. However, the expert may not make conclusions as to
whether the defendant is a dealer or whether the defendant had the intent to deal or deliver.
Similarly, the expert may not be presented with a hypothetical set of facts which reflect the
facts of the case and be asked to conclude whether a hypothetical individual is more likely
a dealer or user. In essence, the expert may comment on the facts of the case, but must
refrain from making any conclusions as to the defendant's intent, guilt, or innocence. See
Evid.R. 704(b).
Here, the State presented Detective Lauderdale with the facts of this case from which
he concluded that an individual in such circumstances would be a "suspect dealer." Record,
p. 317. As the State had referred to "the defendant" throughout its recitation of the facts to
Detective Lauderdale, there is no doubt the jury could have assumed that he was referring
to Scisney when he concluded "that person to be a suspect dealer."See footnote
1
Record, p. 317.
Thereafter, the State isolated each of the relevant facts and solicited testimony concluding
that each fact was indicative of a dealer not a user, thus reinforcing the conclusion that
Scisney was a dealer.See footnote
2
Consequently, Detective Lauderdale offered conclusions as to
Scisney's intent to deliver. This is impermissible, Ross, 516 N.E.2d at 63, and the testimony
should have been excluded.
However, this does not end our analysis. We do not reverse because of the improper
admission of evidence where it constitutes harmless error. The improper admission of
evidence is harmless error when the conviction is supported by substantial independent
evidence of guilt which satisfies the reviewing court that there is no substantial likelihood
that the challenged evidence contributed to the conviction. Wickizer v. State, 626 N.E.2d
795, 800 (Ind. 1993). "An evidentiary error is harmless if the reviewing court determines
that 'the probable impact [of the improperly admitted evidence] on the jury, in light of all the
evidence in the case, is sufficiently minor so as to not affect the substantial rights of the
parties.'" Lambert v. State, 675 N.E.2d 1060, 1065 (Ind. 1996) (quoting Fleener v. State, 656
N.E.2d 1140, 1141 (Ind. 1995)), cert. denied, 117 S.Ct. 2417, reh'g denied, 118 S.Ct. 7.
Although Detective Lauderdale concluded that the defendant would be a suspect
dealer and this may have had some influence on the jury, it is not of sufficient influence to
warrant reversal. First, the State introduced substantial independent evidence of guilt. The
police discovered more than 23 grams of cocaine in the vehicle Scisney was driving. This
alone is sufficient to support his conviction. "Evidence of the illegal possession of a
relatively large quantity of drugs is sufficient to sustain a conviction for possession with
intent to deliver." Beverly v. State, 543 N.E.2d 1111, 1115 (Ind. 1989). Furthermore,
Scisney possessed rolling papers, marijuana and a pager. Second, the State properly
presented testimony by Lauderdale that the weight and value of the cocaine were consistent
with possession by a dealer. Powers, 440 N.E.2d at 1106. The State also properly presented
Lauderdale's testimony on the use of pagers by dealers and their use of automobiles
belonging to someone else. Therefore, there is not a substantial likelihood that Lauderdale's
conclusion on whether the defendant would be a suspect dealer contributed more than
slightly to the conviction.
However, we stress that it is improper to solicit testimony from
a witness as to whether the evidence suggests the defendant is more likely a dealer than user.
It is improper to do so in any form whatsoever.
A [Officer Montgomery] He had a baggie with a large amount of
white substance in it.
Q Did the defendant show any concern or surprise that the Cocaine was
found in the vehicle?
[Scisney's counsel]: Objection. I believe that would go beyond her scope of
personal knowledge of what the defendant's concern or
surprise would be. I may be surprised and another person
may be surprised and we may have two totally different
reactions.
By The Court: Why don't your [sic] rephrase the question. I think it is
the way that the question was asked that he is objecting
to. If you will just rephrase the question, please.
Q. [State's counsel] Can you describe how the defendant reacted upon the
Cocaine being seized from within the vehicle?
A I don't think he had any reaction. He didn't seem too surprised or
anything. I don't know him personally and I don't know how he reacts
but to me he didn't seem surprised."
Record, p. 223. Scisney claims that the State perceived his "lack of surprise over the
discovery of the cocaine [as constituting] a tacit admission by him that he was aware of its
presence." Appellant's brief, p. 22. Scisney further claims that tacit admissions are not
admissible and, therefore, his trial counsel should have objected on that basis.
Our supreme court has held that "[s]ilence or an equivocal response to an assertion
made by another, which would ordinarily be expected to be denied, is a tacit admission. The
assertion and the words or conduct are admissible if the reaction is not a clear denial." House
v. State, 535 N.E.2d 103, 109-110 (Ind. 1989), reh'g denied. "Assert" is defined as "[t]o state
as true; declare; maintain." Black's Law Dictionary 116 (6th ed. 1990). Thus, an "assertion"
may be considered a statement stated as if true.
Here, Officer Winters merely held the "baggie with a large amount of white substance
in it" and handed it to Officer Montgomery to test. Record, p. 161-162, 223. He did not
make a statement to Scisney regarding the cocaine nor did he observe Scisney after the
cocaine was presented to Officer Montgomery. Rather, it was Officer Montgomery who
observed Scisney's reaction to the discovery of cocaine in the car. Consequently, there is no
assertion to which Scisney's reaction could be considered a tacit admission.
However, even if Scisney's reaction was a tacit admission, it would have been
admissible because tacit admissions are admissible provided they do not constitute a "clear
denial." House, 535 N.E.2d at 109-110. Scisney's reaction, or lack thereof, was not an
unequivocal or clear denial. Therefore, it is unlikely the trial court would have sustained an
objection to the admission of Scisney's reaction to the cocaine. Consequently, Scisney failed
to establish that his trial counsel failed to provide ineffective assistance by not properly
objecting to this testimony.
[Scisney's counsel]: Objection.
By The Court: Reason?
[Scisney's counsel] Relevancy.
By The Court: Overruled. Let me think about this. Rephrase.
Sustained. Rephrase. Can you rephrase that?
[State's counsel]: I was thinking if I could and I will try.
By The Court: Okay.
Q [State's counsel] Are you familiar with the area of Garvin and Madison
Streets in the city of Evansville?
A [
Detective
Lauderdale] Yes.
Q During the course of investigations in your narcotics work have you
noticed that that is an area where there is a concentration of Cocaine
dealing that takes place?
A Yes, Sir.
Record, pp. 297-298. Scisney argues that the evidence was simply "not relevant to the
defendant's guilt" and, therefore, that his trial counsel should have renewed the objection.
Appellant's brief, p. 28.
Relevant evidence is "evidence having any tendency to make the existence of any fact
that is of consequence to the determination of the action more probable or less probable than
it would be without the evidence." Evid.R. 401. A trial court decision regarding the
admission of evidence will be given a great deal of deference on appeal. Tynes v. State, 650
N.E.2d 685, 687 (Ind. 1995). In addition, a trial court has the discretion to determine the
admissibility of evidence which is only marginally relevant. Bates v. State, 650 N.E.2d 754,
756 (Ind. Ct. App. 1995). We will disturb the trial court's ruling on matters of relevancy only
where there is abuse of discretion. Forrest v. State, 655 N.E.2d 584, 587 (Ind. Ct. App.
1995), trans. denied.
Assuming Scisney's trial counsel had renewed the relevancy objection, it is probable
the objection would have been overruled. The evidence of drug activity in the area in which
Scisney was arrested may not be substantially relevant to the material elements of the
offense.
However, it is at least marginally relevant to the issue of whether he possessed
cocaine with the intent to deal because the police found him with twenty three grams of
cocaine in a neighborhood known for cocaine dealing.
Therefore, Scisney has failed to
overcome his burden of showing that a renewed relevancy objection would have been
sustained. See Burr, 492 N.E.2d at 308
. As a result, he failed to demonstrate that he
received inadequate representation. See Burr, 492 N.E.2d at 308
.
A [Scisney] No, I haven't.
Q You've never seen anything like that before?
A No, I haven't.
Q You've never been around people that have Cocaine?
[Scisney's counsel]: Objection. If I hear the question right he asked have you
ever been around people who had Cocaine?
we are trying to just basically get into who knows what
and it could be possible violation of Rule 404b.
By The Court: Response?
[State's counsel]: We are now getting into specific instances of conduct. He
has said he has never seen anything like that before. The
last question was designed to probe further into his lack
of being truthful in the last answer.
[Scisney's counsel]: Show my objection.
By The Court: Overruled.
[State's counsel]: The last question, Ms. Ruby, verbatim, please?
Reporter: 'You've never been around people that have Cocaine?'
A Yes, I have.
Q And that was in Kentucky?
[Scisney's counsel]: Objection.
By The Court: Overruled.
A That was in my home growing up in Kentucky. My father was an
addict. That's as much as I've seen of it."
Record, pp. 351-353.
Scisney argues that the evidence regarding whether he was around
people that used cocaine and his father's cocaine addiction was simply "not relevant to the
defendant's guilt." Appellant's brief, p. 28.
We use the same standard for determining relevancy as before.
Assuming Scisney's
trial counsel had made a relevancy objection, Scisney has not proven the objection would
have been sustained. While the evidence of his father's cocaine addiction by itself is not
substantially relevant to the material elements of the offense, it could be offered as evidence
of Scisney's knowledge of cocaine. At trial, the State presented the testimony for
impeachment purposes. As the State explained to the trial court, "[Scisney] has said he has
never seen anything like [the cocaine] before. The last question was designed to probe
further into his lack of being truthful in the last answer." Record, p. 352. By demonstrating
that Scisney had seen cocaine before, it could be less likely that Scisney did not know what
was in the baggie or that the cocaine was in the car. Therefore, we conclude that Scisney has
not proven that a relevancy objection would have been sustained in this instance. As a result,
he failed to demonstrate that he received inadequate representation. See Burr, 492 N.E.2d
at 308
.
For the foregoing reasons, we affirm Scisney's convictions and sentences.
Affirmed.
RUCKER, J., and FRIEDLANDER, J., concur.
Converted from WP6.1 by the Access Indiana Information Network