FOR PUBLICATION
APPELLANT PRO SE: ATTORNEY FOR APPELLEES:
JUSTON E. HOLMES JAMES N. CLEVENGER
Plainfield, Indiana Kizer & Neu
Plymouth, Indiana
IN THE
COURT OF APPEALS OF INDIANA
JUSTON E. HOLMES, )
)
Appellant-Respondent, )
)
vs. ) No. 50A03-9901-CV-33
)
JEFF AND LENORE JONES, )
)
Appellees-Petitioners. )
APPEAL FROM THE MARSHALL SUPERIOR COURT
The Honorable R. W. Chamblee, Jr., Judge
Cause No. 50D01-9802-PO-13
November 22, 1999
OPINION - FOR PUBLICATION
MATTINGLY, Judge
Jeff and Lenore Jones (the Joneses) filed a Petition for a Permanent Protective Order
against Juston E. Holmes. Holmes petitioned the trial court for appointment of pauper
counsel to represent him in the protective order hearing. The trial court denied his motion.
Subsequently, a permanent protective order was entered against Holmes. Holmes raises four
issues, which we consolidate and restate as whether the trial court erred in failing to appoint
pauper counsel to represent Holmes in the hearing on the permanent protective order.See footnote
1
We reverse and remand.
FACTS AND PROCEDURAL HISTORY
In 1994, the Joneses adopted Holmes' son with Holmes' consent. Approximately two
years later, Holmes filed pleadings challenging the adoption and requesting a determination
of paternity. The trial court dismissed Holmes' action challenging the adoption and his
subsequent appeal was dismissed due to the filing of a belated praecipe.
This, however, did not end Holmes' involvement with the Joneses. Holmes continued
to try to contact the Joneses' child, sending birthday cards and presents to their house. The
Joneses filed a Petition for a Permanent Protective Order, requesting the court to order that
Holmes refrain from contacting or attempting to contact the Joneses and their child. Holmes,
acting pro se, petitioned the trial court on February 21, 1998, to appoint him pauper counsel.See footnote
2
The trial court denied his petition, stating appointment of counsel was not required because
Holmes had no liberty interest at stake.
Holmes filed several motions during the pendency of the permanent protective order
matter, apparently seeking to reopen his challenge to the adoption. The trial court denied all
of these motions. The trial court granted the Joneses' petition, entering an Order prohibiting
Holmes from contacting the Joneses and their child. Holmes then asked that the trial court
permit him to proceed on appeal in forma pauperis, and that the court reporter prepare a
complete copy of the transcript of proceedings. The trial court granted Holmes leave to
proceed in forma pauperis. In denying Holmes' request for a complete copy of the transcript
of proceedings from the permanent protective order hearing, the trial court suggested that
Holmes submit a Statement of the Evidence as permitted in Campbell v. Criterion Group,
605 N.E.2d 150, 160-61 (Ind. 1992). Holmes did, in fact, submit such a statement.
DISCUSSION AND DECISION
Holmes argues that the trial court erred when it failed to appoint counsel to represent
him at the hearing on the permanent protective order.See footnote
3
Ind. Code § 34-1-1-3See footnote
4
(the "pauper
counsel statute") provides that
[a]ny poor person not having sufficient means to prosecute or defend an action
may apply to the court in which the action is intended to be brought, or is
pending, for leave to prosecute or defend as a poor person. The court, if
satisfied that such person has not sufficient means to prosecute or defend the
action, shall admit the applicant to prosecute or defend as a poor person, and
shall assign him an attorney to defend or prosecute the cause, and all other
officers requisite for the prosecution or defense, who shall do their duty therein
without taking any fee or reward therefor from such poor person.
The trial court's order denying Holmes' motion for appointment of pauper counsel did
not address the pauper counsel statute. Rather, it appears the denial was premised on due
process grounds as reflected by the court's statement that "there is no liberty interest of the
Respondent involved, such as to require the appointment of counsel for him." (R. at 33.)
The Joneses correctly note that the right to appointment of counsel as a due process
protection is not absolute. In E.P. v. Marion County Office of Family and Children, 653
N.E.2d 1026, 1031 (Ind. Ct. App. 1995), we stated that:
The Fourteenth Amendment to the United States Constitution requires
that no person shall be deprived of life, liberty, or property without due
process of law. Although due process has never been precisely defined, the
phrase expresses the requirement of "fundamental fairness." Lassiter v.
Department of Social Servs., 452 U.S. 18, 26, 101 S.Ct. 2153, 2159, 68
L.Ed.2d 640 (1981), reh'g denied. In the context of representation of counsel,
the fundamental fairness requirement does not mandate that counsel shall be
appointed in all cases. To the contrary there is a presumption against
appointment of counsel where the litigant's physical liberty is not at stake.
"[A]n indigent litigant has a [Fourteenth Amendment due process] right to
appointed counsel only when, if he loses, he may be deprived of his physical
liberty." Lassiter, 452 U.S. at 26-27, 101 S.Ct. at 2159 (emphasis added).
This presumption may be overcome, however, where other elements of due
process so require. Id.; see also Kennedy v. Wood (1982), Ind.App., 439
N.E.2d 1367, reh'g denied. In determining whether an indigent litigant may
be entitled to court appointed counsel we must first evaluate (1) the private
interests at stake, (2) the government's interest, and (3) the risk that the
procedures used will lead to an erroneous decision. Lassiter, 452 U.S. at
25-27, 101 S.Ct. at 2159. Next, we balance these elements against each other
and weigh them against the presumption that there is a right to appointed
counsel only where the indigent, if unsuccessful, may lose his or her personal
freedom. Lassiter, 452 U.S. at 25-27, 101 S.Ct. at 2159.
However, the pauper counsel statute creates an independent right to counsel for
indigent litigants. See, for example, Campbell, where our supreme court separately analyzed
constitutional, common law, and statutory authority for pauper appeals, and concluded that
the pauper counsel statute, "which permits a court to admit an indigent to prosecute or defend
an action[,] conveys the power to permit an appellant to appeal in forma pauperis." 605
N.E.2d at 155. Furthermore, the independent right created by the statute appears, by its own
terms and by its interpretation in the Indiana decisions, not to be limited to situations where
the indigent litigant's personal freedom is at stake. The statute provides that once a court is
satisfied that a litigant is indigent, it "shall admit the applicant to prosecute or defend as a
poor person, and shall assign him an attorney to defend or prosecute the cause." Ind. Code
§ 34-1-1-3 (emphasis supplied).
Thus, while the threshold determination of indigency is a subject for the sound
discretion of the trial court with which we will not interfere absent a very clear showing of
abuse, Campbell, 605 N.E.2d at 159, the statute permits no such discretion in the decision
whether to grant a request for appointed counsel once indigency is established. We
addressed the limits of this discretion in E.P., 653 N.E.2d at 1034:
[T]he statute makes clear that once the trial court is satisfied that the applicant
has insufficient financial resources to proceed in an action the court shall
assign him an attorney. The trial court's determination of whether a litigant
has sufficient means to prosecute or defend an action is reviewed for an abuse
of discretion.
. . . Under the provisions of I.C. § 34-1-1-3 all persons in any civil
action are entitled to court-appointed counsel, provided counsel is requested
and the evidence reveals the person does not have sufficient means to
prosecute or defend the action.
(Citation omitted).
We are concerned about the implications of this statute, which we have interpreted to
require trial courts to appoint counsel for all indigent litigants. It places no boundaries or
limits on the type or number of lawsuits for which indigent litigants can demand court-
appointed counsel. Further, trial courts have no discretion to deny a request for court-
appointed counsel once a litigant's indigence is established.
Thus, on its face, the statute seems to require a trial court to appoint counsel for
indigent prisoners to bring lawsuits against the very correctional facilities where they are
housed. If an indigent couple decides to divorce, the statute entitles both parties to court-
appointed counsel upon request. Further, the statute apparently requires a trial court to
appoint counsel to represent an indigent defendant in any lawsuit which is brought against
him or her.
The statute provides no guidance as to how the court can supply the demand for court-
appointed counsel for the indigent. Nor does it provide any mechanism for funding the
expense. We are concerned that this statute, as written, puts trial courts in the awkward
position of becoming a procurer of legal services for the indigent.See footnote
5
In Board of County
Comm'rs v. Pollard, our supreme court noted that attorneys could not be compelled by a
court order to render professional services without compensation. 153 Ind. 371, 372, 55 N.E.
87, 87 (1899). However, the supreme court noted that the pauper counsel statute does not
require a county to pay the fees of an attorney who renders services to the indigent.
In response to the obvious question of how trial courts are expected to procure the
services of attorneys to represent the indigent when those attorneys will not be paid, the
supreme court stated:
The statute provides for and contemplates any gratuitous services on the part
of the attorney and other officers. We do not think the courts are authorized
to add to the statute the qualification that the fees of the attorney shall be
allowed by the court, and paid by the county. Such a construction would, in
our opinion, open the door to grave abuses, and might subject the revenues of
the county to serious drains. The statute refers to the attorney as one of the
officers of the court, and such he doubtless is, and such he has always been
considered. When admitted to practice, he takes an oath to faithfully perform
his duties as an attorney of the court. One of those duties, as defined by the
statute, is, "never to reject from any consideration personal to himself the
cause of the defenseless or oppressed." Burns' Rev. St. 1894, § 979, subsec.
8. We cannot believe that the construction we have put upon this section will
result in any practical hardship, or that the courts will have any difficulty in
commanding the services of able and conscientious members of the bar, when
such services are required for the protection of the poor and defenseless,
whose rights or wrongs are the subjects of judicial inquiry in civil actions. The
eager desire of young practitioners to take part in the exciting contests of the
bar, the opportunity afforded to the ambitious to achieve reputation by a
display of forensic talent, and the higher motives supplied by feelings of
humanity and benevolence, will, as we believe, in every case secure a prompt
response to the appointment of the court where the gratuitous services of an
attorney are called for.
Id. at 374, 55 N.E. at 88.
We decline to speculate on the continued viability of the Pollard approach in light of
the realities of present-day law practice. We note, however, that the Bench and Bar of this
state continue to grapple with the concerns and aspirations articulated in the Pollard case one
hundred years ago. In 1997 our supreme court adopted a voluntary attorney pro bono plan,
see Ind. Professional Conduct Rule 6.5, which calls for the formation of a district pro bono
committee in each of the state's fourteen judicial districts. Each committee is directed to
prepare each year a district pro bono plan "which, to the extent possible, should include . .
. providing resources for litigation and out-of-pocket expenses for pro bono cases." Id. §
6.5(h)(3). The district plan also "may include opportunities such as . . . representing persons
of limited means through case referral[,]" id. § 6.5(i)(1), and acting as co-counsel with civil
legal assistance providers and other pro bono lawyers. Id. § 6.5(i)(5). Another rule also
promulgated in 1997 specifies that one of the purposes for which interest paid on lawyers'
trust accounts is designated is to "assist or establish approved pro bono programs as provided
in Ind. Prof. Cond. R. 6.5." Id. § 1.15(d)(8)(C).
These concerns aside, however, we must presume that the words appearing in the
statute were intended to have meaning and must endeavor to give those words their plain and
ordinary meaning absent a clearly manifested purpose to do otherwise. Clark v. Estate of
Slavens, 687 N.E.2d 246, 250 (Ind. Ct. App. 1997). Further, when construing a statute, we
presume the legislature was aware of any court decisions upon the subject matter of the
legislation being construed. Sightes v. Barker, 684 N.E.2d 224, 227 (Ind. Ct. App. 1997),
trans. denied. Thus, the legislature is presumed to have been aware, when it recodified the
pauper counsel statute in 1998, of our decision in E.P., which held that all persons in civil
actions are entitled to court-appointed counsel when counsel is requested and the litigant is
without sufficient means to prosecute the action.
In light of Holmes' uncontroverted allegations in his motion that he was incarcerated,
has no income, property, or assets, and that he could not afford to hire counsel, we are unable
to reconcile the denial of Holmes' motion with the mandatory language of the statute. We
must reverse and remand to the trial court with instructions to appoint counsel to represent
Holmes at a rehearing on the permanent protective order or, in the alternative, to conduct a
hearing to determine whether Holmes is indigent.See footnote
6
Reversed and remanded.
SULLIVAN, J., and RILEY, J., concur.
Footnote:
1 Holmes also asserts as error the trial court's failure to order the court reporter to prepare a transcript
of the permanent protective order hearing.
See footnote
In Campbell v. Criterion Group, 605 N.E.2d 150, 160-61 (Ind.
1992), our supreme court addressed the question whether failure to provide a pauper appellant a record of the
proceedings without charge was tantamount to improperly denying an indigent party access to the appellate
process. The court noted that the cost of preparing a transcript of the proceedings often runs in the hundreds
or thousands of dollars and decided that a transcript would be considered "unavailable" for purposes of Ind.
Appellate Rule 7.2(A)(3)(c) when an indigent person is unable to afford the costs of preparation. Rule
7.2(A)(3)(c) provides that when a transcript is unavailable a party may prepare a statement of the evidence of
proceedings from the best available means, including his recollection. Holmes did, in fact, prepare and submit
such a statement of the evidence. Because Holmes has not provided argument explaining why the Campbell
rule does not apply to his appeal, we decline to review this assertion of error.
Footnote:
2 In his motion for appointment of pauper counsel, Holmes included a "Verification and Certificate
of Indigency" which stated he was incarcerated, was wholly indigent, earns approximately $10 per month at
the Plainfield Correctional Facility, that he has no other income, assets, or property of value, that his prison
trust account had less than $30 in it, and that he was unable to hire private counsel. (R. at 13.) The trial court
did not address in its order denying the motion for appointment of pauper counsel whether Holmes was
indigent. However it did, on December 1, 1998, grant Holmes' petition for leave to prosecute this appeal as
a poor person.
Footnote:
3 In his brief, Holmes also argues that the trial court erred when it failed to appoint counsel to
represent the adopted child. However, this issue is waived since he failed to raise it at the trial court level.
See Stepp v. Duffy, 686 N.E.2d 148, 153-54 (Ind. Ct. App. 1998).
Footnote:
4 Now Ind. Code §§ 34-10-1-1 and -2.
Footnote:
5 We note that in Blythe v. State, 4 Ind. 525 (1853) our supreme court determined the predecessor
pauper counsel statute was unconstitutional to the extent that it required attorneys who were appointed by a
court to prosecute or defend on behalf of an indigent client to do so without compensation.
Footnote:
6 We decline to address any of Holmes' continued efforts to assail the adoption of the minor child and
the termination of his parental rights. His opportunity to do so has passed. We also will not address Holmes'
arguments that the trial court was biased and that he was denied the right to confront witnesses against him,
as he has failed to provide any evidence that the trial court was prejudiced toward him, and admitted that he
had sent birthday cards and letters to the child. The Joneses were thus entitled to the protective order, and
Holmes desired to confront witnesses only in order to reopen and readdress the termination/adoption
proceedings. This, as previously stated, we will not do.
Footnote: 1
In Campbell, our supreme court addressed the question whether failure to provide a pauper
appellant a record of the proceedings without charge was tantamount to improperly denying an indigent
partyt access to the appekllate process. The court noted that the cost of preparing a transcript of the
proceedings often runs in the hundreds or thousands of dollars and decided that a treanscript would be
considered "unavailable" for purposes of Ind. Appellate Rule 7.2(A)(3)(c) when an indigent person is
unable to afford the costs of preparation. Rule 7.2(A)(3)(c) provides that when a transcript is unavailable
a party may prepare a statement of the evidence of proceedings from the best available means, including
his recolklection.
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