FOR PUBLICATION
Text Box
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
MICHAEL W. REED KAREN FREEMAN-WILSON
Reed & Earhart Attorney General of Indiana
Warsaw, Indiana
THOMAS D. PERKINS
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
JERALD J. WOMACK )
)
Appellant-Defendant, )
)
vs. ) No. 43A03-0001-CR-27
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE KOSCIUSKO CIRCUIT COURT
The Honorable Rex L. Reed, Judge
Cause No. 43C01-9901-DF-6
November 16, 2000
OPINION - FOR PUBLICATION
BAILEY, Judge
Case Summary
Defendant Jerald Womack (Womack) appeals his convictions of Possession of Marijuana, a class
D felony,
See footnote and Criminal Mischief, a class A misdemeanor,See footnote following a jury trial.
We affirm in part and reverse in part.
Issues
Womack raises two issues upon appeal, which we restate as follows:
I. Whether Womacks convictions were supported by sufficient evidence, and
II. Whether the trial courts instruction and verdict form regarding enhancement of Womacks marijuana
conviction from a class A misdemeanor to a class D felony violated Article
I, section 19 of the Indiana Constitution.
Facts and Procedural History
At approximately 10:20 p.m. on January 11, 1999, Womack went to the Suburban
Acres trailer park to determine if his ex-girlfriend, Karissa Kilgore (Kilgore), was entertaining
a male friend in her mobile home. Womack arrived at the trailers
front door and demanded entry, claiming to know that someone was there.
Kilgore told Womack to leave. Womack, however, was not to be denied,
and he began battering the door with his feet. He kicked a
hole in the door and broke the doors frame. Despite the violence
of the attack, Kilgore and another woman, who was staying in the trailer
with her infant child, managed to keep Womack out by bracing themselves against
the door. Womack eventually left, and Kilgores house guest went to another
trailer to call the police while Kilgore watched the baby.
Officer Donald McCune (Officer McCune) of the Kosciusko County Sheriffs Department was dispatched
to Suburban Acres to investigate Womacks assault on the trailer. As he
pulled up to the trailer park in his police cruiser, Officer McCune saw
Womack, whom he recognized from previous interactions. Officer McCune exited his vehicle
and called out to Womack. Womack, who was walking, turned around and
began running away from Officer McCune along a path. Officer McCune called
out to Womack to stop, but he continued to flee, and the officer
pursued on foot. As Womack was running away, Officer McCune saw Womack
reach into his pockets with both hands. Womack withdrew one hand, and
made a motion as if he was throwing an object. When Officer
McCune reached the area where Womack made the throwing motion, the officer dropped
his car keys to mark the spot for a later search, and continued
running after Womack. Officer McCune eventually apprehended Womack at the front door
of Kilgores trailer, where Womack was once again pleading to be let in.
After he caught Womack, Officer McCune called for a K9 unit to investigate
the area in which he dropped his keys to determine whether Womack had
discarded any contraband when he made his throwing motion. Officer Craig Bale
(Officer Bale) arrived shortly thereafter with his dog, Fritz, and Fritz began canvassing
the area. Fritz soon honed in on a plastic bag containing a
leafy green substance lying on the snow three or four feet from the
path on which Womack was running. Although it had been lightly snowing,
the bag was covered by droplets of water and was free of snow.
The Indiana State Police later determined that the bag contained 6.5 grams
of marijuana.
On January 14, 1999, Womack was charged with Possession of Marijuana while having
a prior marijuana conviction, and with Criminal Mischief. The matter proceeded to
jury trial on November 15, 1999. The trial court bifurcated the matter
for an initial determination of whether Womack committed Possession of Marijuana and Criminal
Mischief, and, if so, for a subsequent determination of whether Womack had a
prior marijuana conviction at the time of the offense to support the enhancement
of his Possession conviction to a class D felony pursuant to Indiana Code
Section 35-48-4-11. The jury found Womack guilty of Possession and Criminal Mischief,
and the court initiated the enhancement phase of the trial. The state
presented evidence that Womack had been convicted of dealing marijuana in California in
1988, and again in Morgan County, Indiana in 1994. The jury then
convicted Womack of Possession of Marijuana while having a prior marijuana conviction, and
the court entered judgment on the jurys verdicts on November 16, 1999.
Womack appeals his convictions.
Discussion and Decision
Womack claims that his convictions were not supported by sufficient evidence, and that
the court erroneously instructed the jury with regard to the enhancement of his
marijuana conviction.
I. Sufficiency of the Evidence
A. Standard of Review
When we address a claim that a conviction is not supported by sufficient
evidence establishing the defendants guilt, we may not reweigh the evidence or question
the credibility of witnesses. Doty v. State, 730 N.E.2d 175, 180 (Ind.
Ct. App. 2000). That is the function of the fact finder.
Id. We must affirm a conviction if the finder of fact
heard evidence of probative value from which it could have inferred the defendants
guilt beyond a reasonable doubt. Graham v. State, 713 N.E.2d 309, 311
(Ind. Ct. App. 1999), trans. denied. When making this determination, we
consider only the evidence, and all reasonable inferences to be drawn from that
evidence, favorable to the verdict. Id.
B. Analysis
1. Possession of Marijuana
Possession of Marijuana consists of the knowing or intentional possession of marijuana.
Ind. Code § 35-48-4-11(1). A person possesses marijuana when he has the
intent to, and is capable of, exercising dominion and control over the substance.
Wilburn v. State, 442 N.E.2d 1098, 1101 (Ind. Ct. App. 1982).
Further, possession may be knowing if the defendant is aware of a high
probability of the possession. See Ind. Code § 35-41-2-2(b).
Womack argues that since the police did not find the marijuana on his
person, it would be pure speculation and conjecture to infer that the marijuana
found by the police was his. We disagree. The state was
not required to show that Womack possessed the bag of marijuana at the
time of Womacks apprehension, or at the time the officers discovered the bag.
See Wilburn 442 N.E.2d at 1101 (noting that defendants do not have
to be caught red-handed to be convicted for possessory offenses); Lycan v. State,
671 N.E.2d 447, 457 (Ind. Ct. App. 1996) (holding that the State
need not prove the defendant possessed marijuana at time it was recovered).
Rather, the state was simply required to prove that Womack was knowingly or
intentionally capable of maintaining dominion and control over the marijuana on January 11,
1999, the date identified in Womacks charging information. See Lycan, 671 N.E.2d
at 457.
In this case, Womack fled from the police without provocation, and during his
flight, appeared to throw something taken from his pockets. Police found a
bag of marijuana in the vicinity of Womacks throw. The jury was
entitled to infer that a person knows what is in his pockets, and
is capable of maintaining dominion and control over items therein, and the jury
could have inferred from the evidence that Womack withdrew the bag of marijuana
from his pockets while fleeing from the police, and discarded it to avoid
its detection. Womack contends that the evidence also supports the inference that
the marijuana belonged to someone else. The jury, however, heard evidence that
the events took place around 10:20 at night, that the bag was recovered
by the police shortly after Womack made his throwing motion during the chase,
and that although it was snowing, the bag was covered by droplets of
water and not snow flakes. This evidence was sufficient to support the
inference that the bag of marijuana had only been on the ground a
short time, and that the bag had been dropped by Womack and no
one else. The evidence was sufficient to support Womacks conviction of Possession
of Marijuana.
2. Criminal Mischief
A person commits Criminal Mischief as a class A misdemeanor when he recklessly,
knowingly, or intentionally damages or defaces property of another person without the other
person's consent, resulting in $250.00 to $2,500.00 in damage. Ind. Code §
35-43-1-2(a)(1)(A). Womack argues that the state failed to present sufficient evidence that
the trailer belonged to anyone but him, or that he caused more than
$250.00 worth of damage to the trailers door. Again, we disagree.
At trial, Womack claimed that he, and not Kilgore, owned the trailer.
Womack based his claim of ownership on the trailers Certificate of Title, which
indicated that Kilgore had sold the trailer to Womack for $10.00 on December
14, 1998. Possession of a title certificate is not in itself conclusive
proof of ownership or legal title of a vehicle. Pekin Ins. Co.
v. Charlie Rowe Chevrolet, Inc., 556 N.E.2d 1367, 1370 (Ind. Ct. App. 1990).
Rather, the three primary indicia of ownership of personal property such as
the trailer here are title, possession, and control. See Meridian Mortgage Co.
v. State, 182 Ind. App. 328, 395 N.E.2d 433, 439 (1979).
Kilgore admitted that she signed the certificate of title to Womack, but claimed
she did so because Womack threatened to divulge information about Kilgore that would
have adversely affected a custody dispute between Kilgore and her parents over Kilgores
daughter. Kilgore testified that she never actually sold the trailer to Womack,
and that he never paid her for the trailer and owned no part
of it. According to Kilgore, Womack had stayed at the trailer while
the two were on better terms, but was not living there on the
date of the incident, had no key, and had no right to enter
the trailer without Kilgores permission. Kilgore further testified that she and Womack
reconciled shortly after Womacks arrest, and the two decided to trade in the
trailer on a new mobile home. Kilgore testified, without objection, that Womack
expressly disavowed any interest in the first trailer when the two purchased the
second trailer. Although Womack claimed he owned the trailer, the jury was
presented with sufficient evidence to conclude that this was not the case.
Womack also contends that the state failed to prove that Womack caused more
than $250.00 in damage to the trailer.
See footnote
Kilgore testified that she and
her friend who helped fend off Womacks attack repaired the door, and that
the damage probably exceeded $250.00. Officer McCune testified that in addition to
his law enforcement career, he worked in the home construction trade, and stated
that the damage Womack caused would cost at least $250.00 to repair.
Womack did not present any contrary evidence, and does not claim that these
witnesses were unqualified to render an opinion as to the value of the
loss he caused. He simply asks us to reweigh the evidence presented
to the jury, which we will not do. The evidence was sufficient
to show that Womack caused at least $250.00 worth of damage to the
trailer.
II. Jury Instruction and Verdict Form
A. Standard of Review
Instruction of the jury is left to the sound judgment of the trial
court, and will not be disturbed absent an abuse of discretion. Reed
v. State, 720 N.E.2d 431, 435 (Ind. Ct. App. 1999), trans. denied.
Jury instructions will be considered as a whole and not individually, and
a court does not necessarily abuse its discretion by giving an erroneous instruction.
Id. To find that the court abused its discretion by giving
an erroneous instruction, we must find that the instructions taken as a whole
misstate the law or otherwise mislead the jury. Id.
B. Analysis
1. Possession of Marijuana Instruction
Indiana Code section 35-48-4-11 provides that Possession of Marijuana is generally a class
A misdemeanor, but can be a class D felony if the defendant committed
the offense while having a prior conviction of an offense involving marijuana, hash
oil or hashish. During the second phase of Womacks trial, the trial
court gave the following instruction over Womacks objection:
The State has charged the Defendant with a Class D felony for violation
of this section. Possession of marijuana, hash oil or hashish is a
Class D felony if the Defendant was convicted of the crime charged and
if he has a prior conviction of an offense involving marijuana, hash oil
or hashish.
To convict the Defendant of a Class D felony, the State must have
proved the following additional element:
The Defendant
1. has been previously convicted of an offense involving marijuana, hash oil or hashish.
If the State failed to prove each of these elements beyond a reasonable
doubt, you should find the Defendant guilty of possession of marijuana, a Class
A misdemeanor.
If the State did prove each of these elements beyond a reasonable doubt,
you should find the Defendant guilty of possession of marijuana, a Class D
felony.
If the State did prove each of these elements beyond a reasonable doubt,
you may, but are not required to find the Defendant guilty of possession
of marijuana, a Class D felony.
(R. 107, emphasis added.) Womack reasons that since this instruction advised the
jury that it should find Womack guilty of class D felony Possession if
the jury found that he had a prior marijuana conviction, it ran afoul
of Article I, section 19 of the Indiana Constitution.
Article I, section 19 of the Indiana Constitution provides that [i]n all criminal
cases whatever, the jury shall have the right to determine the law and
the facts. This provisions application to the instruction of juries in criminal
trials has been a source of some confusion.
See footnote Nevertheless, it has long
been the law that a trial court may not instruct a jury that
it shall enter a particular verdict upon the finding of certain facts, because
binding, specific and mandatory instructions invade the constitutional province of the jury under
Article I, section 19.
Pritchard v. State, 248 Ind. 566, 230 N.E.2d
416, 421 (1967). Instructions that a jury should reach a decision, however,
have not been strictly prohibited. In Loftis v. State, 256 Ind. 417,
269 N.E.2d 746, 747 (1971), our supreme court explained that a trial court
may properly instruct a jury that it should reach a certain verdict, so
long as the court either specifically delineates in the instruction the material allegations
to be proved, or instructs the jury that they are the judges of
the law and the facts. Id. See also Mitchem v. State,
503 N.E.2d 889, 891 (Ind. 1987) (following Loftis).
The Indiana Supreme Court recently confirmed and clarified the rule regarding instructions that
a jury should reach a particular verdict in two cases involving habitual offender
determinations. See Parker v. State, 698 N.E.2d 737 (Ind. 1998) and Seay
v. State, 698 N.E.2d 732 (Ind. 1998). In Seay, the court held
that a jury in a habitual offender proceeding has the discretion as arbiter
of the law and facts to determine whether a defendant is a habitual
offender irrespective of the uncontroverted proof of prior felonies. 698 N.E.2d at
737. Thus, according to the supreme courts reasoning, although the legislature has
expressly provided that [a] person is a habitual offender if the jury .
. . finds that the state has proved beyond a reasonable doubt that
the person had accumulated two (2) unrelated prior felony convictions, I.C. § 35-50-2-8(d),
a jury may nevertheless, in the exercise of its constitutionally-granted nullification power, refuse
to find a defendant to be a habitual offender despite finding that the
defendant has accumulated the requisite three unrelated felonies. See Seay, 698 N.E.2d
at 736-737 and n.9. The supreme court accordingly held in both Parker
and Seay that it is erroneous to instruct a jury that it should
determine a defendant to be a habitual offender upon a finding of the
requisite number of prior felonies, because to do so would lead a jury
to believe that it did not have the discretion under Article I, section
19 to find that the defendant was not a habitual offender despite the
requisite prior unrelated felonies. Parker, 698 N.E.2d at 741-743; Seay, 698 N.E.2d
at 734-737. See also Johnson v. State, 717 N.E.2d 887, 891 (Ind.
Ct. App. 1999) (applying Parker and Seay and holding instruction that jury should
find defendant a habitual offender improper). The supreme court in Parker confirmed,
however, that a timely instruction advising the jury of its discretion to determine
the law and the facts would be sufficient to cure any error resulting
from the should language. 698 N.E.2d at 742-743. See also, Johnson,
717 N.E.2d at 891.
Womack contends that even though this is not a habitual offender case, the
rule from Seay and Parker applies here because the enhancement of his charge
from a class A misdemeanor to a class D felony on the basis
of his prior marijuana conviction was analogous to a habitual offender determination.
The State appears to agree without discussion that this case should be governed
by the standard announced in Seay and Parker. In Seay, the supreme
court explained that Article I, section 19 applies to habitual offender determinations primarily
because a defendants status as a habitual offender is a question to be
determined by a jury.
See footnote
Seay, 698 N.E.2d at n.8. Womack, of
course, was entitled to a jury trial on the issue of his guilt
of the Possession charge, including whether he was guilty of class A misdemeanor
or class D felony Possession. See Ind. Const. Art. I, § 13
(providing right to jury trial in all criminal prosecutions). The jury accordingly
had the discretion to determine the law and facts regarding these matters, and
Article I, section 19 applied to the second phase of Womacks trial.
In particular, under the rationale in Seay, Article I, section 19 vested the
jury here with the power to find that although Womack had a prior
marijuana conviction, he was only guilty of Class A misdemeanor Possession.
During the second phase of the trial, the jury was instructed that it
should find Womack guilty of class D felony possession if it concluded that
Womack had a prior marijuana conviction. Such an instruction, standing alone, would
violate the dictates of Article I, section 19 as explicated in Parker and
Seay, because it would have suggested that the jury did not have the
discretion to find that Womack was guilty only of class A misdemeanor Possession,
despite his prior marijuana conviction. The final paragraph of the courts instruction,
however, specifically stated that the jury could decline to convict Womack of class
D felony Possession even if the jury found that he had a prior
marijuana conviction. (R. 107). Since the jury was instructed as to
this option, we cannot say that the courts instruction invaded the province of
the jury and improperly led the jury to believe that it did not
have the discretion to decide the law and the facts afforded under Article
I, section 19. Moreover, even if the instruction did not contain this
option, it would not require reversal. Here, the trial court specifically advised
the jury in its final instructions that under the Constitution you are the
judges of the law and the facts; . . . (R. 108.)
As explained in Parker, the trial courts timely final instruction here was sufficient
to cure any error resulting from the term should in the Possession instruction.
2. Verdict Form
Womack also takes issue with the verdict form submitted to the jury over
his objection after the second phase. The verdict form read as follows:
COURTS INSTRUCTION TO THE JURY
There are two (2) possible verdicts, stated below, which you should consider.
When you have concurred in your verdict, your foreperson should write on the
line which precedes the statement that is correct under your verdicts, the word
yes, with only one such answer provided upon the verdict.
VERDICT C
We, the Jury, find the Defendant, Jerald J. Womack:
________ GUILTY of the crime of Possession of Marijuana, a CLASS A MISDEMEANOR, having
NOT BEEN CONVICTED of a previous offense involving marijuana, hash oil or hashish.
________ GUILTY of the crime of Possession of Marijuana, a CLASS D FELONY, having
BEEN CONVICTED of a previous offense involving marijuana, hash oil or hashish,
as charged in COUNT I of the information.
(R. 114, emphasis in original.) Womack contends that the verdict form violated
Article I, section 19 of the Indiana Constitution because the form did not
provide a third option advising the jury that it could find Womack guilty
of class A misdemeanor Possession, and not class D felony Possession, even though
Womack had prior marijuana convictions.
As noted above, under the rationale of Seay, the jury in Womacks case
had the discretion under Article I, section 19 to find that Womack had
a prior marijuana conviction, and yet find him guilty of Possession only as
a class A misdemeanor. The verdict form used here specifically stated that
there were only two (2) possible verdicts: Womack was either guilty of class
A misdemeanor Possession, having not been convicted of a prior marijuana offense, or
he was guilty of class D felony Possession, having been convicted of a
previous marijuana offense. (R. 114.) The verdict form therefore placed an
absolute limitation on the jurys Article I, section 19 discretion, effectively precluding a
conclusion that Womack was guilty of class A misdemeanor Possession despite his prior
marijuana convictions. In Seay, our supreme court specifically proscribed precisely this kind
of a verdict form in habitual offender proceedings, stating
[w]e . . . overrule or disapprove of . . . cases to
the extent that they permitted special verdict forms in habitual offender proceedings which
did not allow the jury to find that the defendant was not a
habitual offender even though there was a finding that the State had proven
beyond a reasonable doubt that defendant had accumulated two prior unrelated felony convictions.
698 N.E.2d at 735, n. 7. The verdict form used in this
case was accordingly erroneous.
The State argues that, as with the Possession instruction, the courts timely final
instruction advising the jury of its responsibility to determine the law and facts
cured any error in the verdict form. We cannot agree. While
the Possession instruction merely advised the jury that it should convict Womack of
class D felony Possession if it found that he had a prior marijuana
conviction, the verdict form effectively mandated a conviction of class D felony Possession
upon the finding of a prior marijuana conviction. This distinction is crucial.
As discussed in the previous section, our courts have long held that
while an instruction that a jury should reach a particular verdict may suggest
to the jury that its discretion under Article I, section 19 is limited,
a timely instruction advising the jury of its authority to determine the law
and the facts will offset any misunderstanding created by the instruction. See
Parker, 698 N.E.2d at 742-743; Mitchem, 503 N.E.2d at 891; Loftis, 269 N.E.2d
at 747. Our courts, however, have never sanctioned binding, specific and mandatory
instructions, because they invade the constitutional province of the jury under Article I,
section 19. See Pritchard, 230 N.E.2d at 421. Implicit in
the distinction is the notion that binding and mandatory instructions and verdict forms,
by their very nature, cannot be cured by supplemental reminders of the jurys
proper responsibility to decide the law and the facts. The verdict form
here gave the jury no discretion to do anything but convict Womack of
class D felony Possession if the jury found that Womack had a prior
marijuana conviction. This improper limitation upon the jurys discretion under Article I,
section 19 could not have been cured by reminding the jury that it
had the power to decide the law and the facts. We therefore
reverse Womacks conviction of class D felony Possession and remand for a new
trial to determine whether Womack is guilty of Possession as a class A
misdemeanor or a class D felony.
Our conclusion that the verdict form was erroneous should not be taken to
mean that we agree with Womack that the trial court was obligated to
include a third option specifically advising the jury that it had the power
to ignore the legislatures pronouncement regarding Possession of Marijuana by convicting him of
only class A misdemeanor Possession despite Womacks prior marijuana conviction.
See footnote In this
case, we believe that, since the jury instructions adequately explained the difference between
class A misdemeanor Possession and class D felony Possession, and advised the jury
of its responsibility to decide the law and facts, the verdict form would
have been acceptable if it simply gave the jury the option of convicting
Womack of Possession as a class A Misdemeanor or as a class D
felony, without specific reference to whether Womack had a prior marijuana conviction.
That way, the jury would retain the option of finding Womack guilty of
class A misdemeanor possession despite his prior marijuana conviction, without being specifically instructed
of its power to reject standing law.
Reversed and remanded.
RILEY, J., and BARNES, J., concur.
Footnote:
See Ind. Code § 35-48-4-11.
Footnote:
See Ind. Code § 35-43-1-2.
Footnote:
Criminal Mischief is a class B misdemeanor if it results in damage
worth less than $250.00, but is a class A misdemeanor if the loss
is between $250.00 and $2,500.00. I
nd. Code. Sec. 35-43-1-2(a)(1)(A)(i).
Footnote:
The line which has been drawn in this state beyond which a
trial court in its instructions dare not go without being reversed because of
a supposed infringement upon the jurys right to determine the law in criminal
cases has been precarious, shifting and uncertain many times in the past.
This historical fact is of little credit to this court.
Beavers v. State,
236 Ind. 549, 141 N.E.2d 118, 125 (1957).
Footnote:
The court also noted that the severity of the sentence enhancement for
habitual offenders was a factor in its determination that Article I, section 19
applies.
Seay, 698 N.E.2d at n.8.
Footnote:
Such a verdict form would appear to conflict with the express dictates
of our supreme court. For example, in
Beavers, the supreme court stated
that the jury has no more right than a court has to nullify
a legally enacted constitutional statute. Juries are not above the constitution or
the law, and should not be told that they are. 236 N.E.2d at
124. As the supreme court more recently stated, the jurys power under
Article I, section 19 does not include the right to create law or
to reject law. Holmes v. State, 671 N.E.2d 841, 857 (Ind. 1997).
Although the holdings in Seay and Parker appear to conflict with these
pronouncements by sanctioning jury nullification to a greater degree than previously, we do
not believe our supreme court meant to imply that Article I, section 19
requires that juries be advised of this power to the specific extent advocated
by Womack.