FOR PUBLICATION
ATTORNEYS FOR APPELLANTS: ATTORNEYS FOR APPELLEE:
WILLIAM T. WEBB MICHAEL F. DEBONI
MICHAEL J. ANDERSON DAVID E. SWIHART
South Bend, Indiana Yoder, Ainlay, Ulmer & Buckingham
Goshen, Indiana
ANNIE KANTZ and JAMES KANTZ, )
)
Appellants-Plaintiffs, )
)
vs. ) No. 20A04-9708-CV-341
)
ELKHART COUNTY HIGHWAY )
DEPARTMENT, )
)
Appellee-Defendant. )
STATON, Judge
Mrs. Kantz had given the County a tort claim notice within 180 days of the accident, on
August 5, 1994. Mr. Kantz did not file a tort claim notice. The County sought summary
judgment, arguing that it did not owe Mrs. Kantz a duty to remove the tree stump and that
Mr. Kantz's claim was time barred because he did not file a tort claim notice within 180 days
of the accident. The trial court granted the County's motion; this appeal ensued.
Summary judgment is appropriate only when there is no genuine issue of material fact
and the moving party is entitled to judgment as a matter of law. Ind. Trial Rule 56(C). The
burden is on the moving party to prove there are no genuine issues of material fact and he is
entitled to judgment as a matter of law. Once the movant has sustained this burden, the
opponent must respond by setting forth specific facts showing a genuine issue for trial; he
may not simply rest on the allegations of his pleadings. Stephenson v. Ledbetter, 596 N.E.2d
1369, 1371 (Ind. 1992). At the time of filing the motion or response, a party shall designate
to the court all parts of pleadings, depositions, answers to interrogatories, admissions, matters
of judicial notice, and any other matters on which it relies for purposes of the motion. T.R.
56(C).
When reviewing an entry of summary judgment, we stand in the shoes of the trial
court. We do not weigh the evidence but will consider the facts in the light most favorable
to the nonmoving party. Reed v. Luzny, 627 N.E.2d 1362, 1363 (Ind. Ct. App. 1994), reh.
denied, trans. denied. We may sustain a summary judgment upon any theory supported by
the designated materials. T.R. 56(C).
and its proximity to the road because county employees cut the tree down two years before
the accident in question. The County also had knowledge that the stump was potentially
dangerous because its decision to remove the tree was based, in part, upon the presence of
marks indicating that it may have been struck by a vehicle. See Harkness, 684 N.E.2d at
1161 (the duty to repair and maintain roads attaches only when the municipality has actual
or constructive notice of the dangerous condition). Moreover, a county cannot be said to
have kept a county road in a reasonably safe condition for travel where vehicles may strike
a tree stump without leaving the surface of the road. We find the Bodnar case instructive in
this regard. In Bodnar, the plaintiff collided with another vehicle when she ran a red light.
She alleged that she was unable to see the traffic signal because her view was obstructed by
trees. Observing that a municipality has a duty to maintain and repair roads and traffic
signals, we held that the city had a duty to assure the visibility of the traffic signal, and thus,
a duty to remove or trim trees obscuring the signal. 629 N.E.2d at 280. Likewise, we hold
that the County is required to remove trees and portions of trees which prevent a motorist
from safely traveling on the surface of a county-maintained road.
The County argues that even if it owed a duty to remove the tree stump, the duty was
a public duty, and not one owed privately to Mrs. Kantz. "[W]here a plaintiff seeks recovery
against a governmental entity, the relationship between the parties must be one that gives rise
to a private duty owed to a particular individual." Mullin v. Municipal City of South Bend,
639 N.E.2d 278, 283 (Ind. 1994). The Indiana Supreme Court adopted a three-part test in
Mullin for determining whether a governmental entity owes an individual a private duty: "(1)
an explicit assurance by the municipality, through promises or actions, that it would act on
behalf of an injured party; (2) knowledge on the part of the municipality that inaction could
lead to harm; and (3) justifiable and detrimental reliance by the injured party on the
municipality's affirmative undertaking." Id. at 284. The County contends that under this test,
it did not owe Mrs. Kantz a private duty.
The County's reliance on the Mullin test is misplaced. This court held in Henshilwood
v. Hendricks County, 653 N.E.2d 1062 (Ind. Ct. App. 1995), trans. denied, that the Mullin
analysis does not apply in cases where the plaintiff alleges that the government's affirmative
act of negligence created the situation in which the plaintiff suffered harm. Id. at 1068. In
that case we held that a County's negligence in failing to maintain a ditch and in failing to
warn property owners of contamination in the ditch was affirmative action causing harm to
particular individuals, and that this action gave rise to a private duty. Id. Following
Henshilwood, we held in Harkness that a county has an affirmative obligation to maintain
roadways under its control. 684 N.E.2d at 1161. Further, we held a county has a private duty
to motorists who are injured as a result of the county's failure to maintain its roads in a
reasonably safe condition. Id. Likewise, we hold in this case that the County had a private
duty to Mrs. Kantz to maintain its roads and to remove obstructions, of which it had notice,
that rendered the road unsafe.See footnote
3
using the highway. Indiana Limestone Co. v. Staggs, 672 N.E.2d 1377, 1381 (Ind. Ct. App.
1996), trans. pending. Likewise, we now hold that a governmental entity responsible for
maintaining a road and its right-of-way has a relationship with motorists and their passengers
who are rightfully using the road. Therefore, the County and Mrs. Kantz had a relationship.
Second, we consider the foreseeability element. The focus in analyzing foreseeability
is whether the victim and the type of harm suffered were reasonably foreseeable. Webb, 575
N.E.2d at 997.
Imposition of a duty is limited to those instances where a reasonably
foreseeable victim is injured by a reasonably foreseeable harm. Thus, part of
the inquiry into the existence of a duty is concerned with exactly the same
factors as is the inquiry into proximate cause. Both seek to find what
consequences of the challenged conduct should have been foreseen by the
actor who engaged in it. We examine what forces and human conduct should
have appeared likely to come on the scene, and we weigh the dangers likely to
flow from the challenged conduct in light of these forces and conduct.
Id. (citations omitted). The question presented here is whether it is reasonably foreseeable
for a motorist to be injured when her vehicle leaves the road and strikes a tree stump located
in the right-of-way. Although Indiana courts have not previously considered this precise
issue, a number of cases are instructive.
In Bush v. Northern Indiana Public Service Co., 685 N.E.2d 174 (Ind. Ct. App. 1997),
reh. denied, trans. pending, this court held that "it might be reasonably foreseeable that a
motorist could leave the road and collide with a utility pole." Id. at 177. We observed that
circumstances which might lead to reasonable foreseeability include where the "pole is
located on a sharp curve, when several prior accidents involving the same pole have
occurred, or when the pole is located on an island in the middle of a dangerous intersection."
Id. at 177-78. However, we held that when there is "nothing inherent in the location of the
pole to put the utility on notice that an accident might occur," the harm is not foreseeable.
Id. at 178; But see Goldsberry v. Grubbs, 672 N.E.2d 475, 480 (Ind. Ct. App. 1996), trans.
pending (holding that regardless of the underlying facts, it is foreseeable that motorists will
leave the traveled portion of a road and strike adjacent utility poles).
In Indiana Limestone Co., we held that it was reasonably foreseeable that the
decedent's vehicle might leave the roadway and plunge into a quarry. 672 N.E.2d at 1382.
In that case, a limestone quarry was located approximately twenty-five feet off the road and
was near a sharp curve at the bottom of an incline. Too, patches of ice were on the road. We
affirmed the trial court's decision that the owner of the quarry might have owed the decedent
a duty. Id. at 1384.
Finally, in Gilliam v. Contractors United, Inc., 648 N.E.2d 1236 (Ind. Ct. App. 1995),
trans. denied, we considered a construction company's duty to a motorist. The company had
a contract to pave a portion of an interstate. The day of the accident, the company was
paving the left shoulder of the southbound lanes. The southbound interstate had two lanes
and a right and left shoulder. The company had closed the left shoulder and the left lane and
signs were directing traffic into the right lane. An abandoned car was located on the right
shoulder in the construction area. As the plaintiff approached the construction site on his
motorcycle, he saw the signs directing traffic to the right. He was already in the right lane,
but he moved onto the right shoulder. Eventually he saw the abandoned car and thought it
was moving. By the time he realized the vehicle was stopped, it was too late, and he collided
with it.
The company argued that the one lane which remained open was sufficient and that
it had not directed the plaintiff onto the shoulder. However, we held that "[d]ue to the
circumstances created by the construction it was foreseeable that motorists would leave the
traveled portion of the highway and attempt to use the right shoulder . . . ." Id. at 1239. We
also held it foreseeable that a motorist would collide with the abandoned vehicle given its
location. Id.
In each of the above cases, this court held that it was foreseeable for a motorist to
leave the traveled portion of a road and to suffer harm by striking an object adjacent to the
road. As we held in Bush, however, where there is nothing inherent in the location of the
object to put its owner on notice of the potential danger to motorists, the harm is not
foreseeable. 685 N.E.2d at 178. See also Indiana Limestone, 672 N.E.2d at 1383 and
Gilliam, 648 N.E.2d at 1239 (both considering the facts and circumstances surrounding the
accident to determine foreseeability). Here, the designated evidence reveals that the vehicle
deviated from a road which was only eighteen feet wide and struck a tree stump located
approximately twelve inches off the road. Approximately two years before the accident, the
County was informed of the tree's proximity to the road. Upon inspection by County
employees and a determination that it had marks indicating that it may have been struck by
a vehicle, the tree was cut down, but a three to four foot high stump remained. The same
person who initially informed the County regarding the tree called at least three times after
the tree was cut to inform the County that the stump was a hazard. Based upon these facts,
we hold that it was reasonably foreseeable that a vehicle would leave the paved portion of
the county road and strike the tree stump.
Finally, we weigh the public policy considerations of this case. Generally, public
policy weighs strongly against finding that a party, who owns land adjacent to a public road,
has a duty to remove trees that a vehicle may foreseeably strike if it leaves the paved portion
of the road. Such a burden would be onerous, if not impossible, for landowners and
municipalities to meet. The same general observation applies to tree stumps. We are
unwilling to apply a blanket rule which imposes a duty upon landowners to remove every
stump which could foreseeably be struck by a motorist who leaves the road.
The County's argument that trees and stumps differ from other roadside obstacles such
as utility poles and quarries is well-taken. Trees and stumps are natural obstructions, not
necessarily placed by the adjacent landowner, whereas utility poles and quarries are artificial
objects, the location of which is always chosen by the landowner or his predecessor in
interest. The authors of the Restatement (Second) of Torts (1965) recognized this
distinction when they wrote § 368.
§ 368. Conditions Dangerous to Travelers on Adjacent Highways
A possessor of land who creates or permits to remain thereon an
excavation or other artificial condition so near an existing
highway that he realizes or should realize that it involves an
unreasonable risk to others accidentally brought into contact
with such condition while traveling with reasonable care upon
the highway, is subject to liability for physical harm thereby
caused to persons who
(a) are traveling on the highway, or
property. The accident occurred at a location where the road curved sharply. Approximately
two years before the collision, the defendants had removed the tree, leaving only a three foot
stump. During the years which the defendants owned the property prior to the collision, a
number of vehicles had left the road and collided with objects in the defendants' yard,
including a tree.
The plaintiff sued, alleging that the defendants knew or should have known that the
stump created an unreasonable risk to motorists and that they had a duty to remove the stump
or otherwise take steps to prevent harm to motorists who deviated from the road. The
plaintiff argued that by cutting down the tree and leaving a stump the defendants "created and
permitted to remain an artificial condition unreasonably dangerous to users of the highway."
Id. at 209. Citing § 368 of the Restatement, the New Hampshire Supreme Court observed
that the defendants would have had no obligation to remove the tree itself because it was not
an artificial condition. Id. Further, it noted that leaving the stump created no greater risk of
impact than did the entire tree. Id. Therefore, the court concluded that the defendants owed
no duty to the injured motorist. Id.
Although there is quite a bit of similarity, the facts in Paquette differ in one important
respect from those in the present case. As previously noted, in determining whether a duty
exists under Indiana law, courts must weigh and balance three factors: (1) the relationship
between the parties; (2) the reasonable foreseeability of harm to the person injured; and (3)
public policy concerns. Webb, 575 N.E.2d at 995. We see no significant difference between
the two cases with respect to the second two factors. In both cases, the defendants knew the
tree stump existed and that its location made it susceptible to being struck by a vehicle
leaving the road. Given this knowledge, public policy concerns would weigh in favor of
requiring the landowner to remove the stump. However, the relationship between the parties
is significantly different in the two cases.
In Paquette, the defendants were private individuals who owned property adjacent to
a public road. There was no special relationship between those landowners and the motorists
traveling along the road. Here, the defendant is the County, the very entity responsible for
maintaining the safety of the roads. Thus, the County has a relationship with the individuals
who travel on its roads. Given this more significant relationship, we have little difficulty in
imposing a duty upon the County to remove a potentially dangerous stump, of which it has
actual knowledge, that is located within the County's right-of-way.See footnote
5
On remand the trial court
should instruct the jury in a manner consistent with this opinion.See footnote
6
collision. Mr. Kantz contends that his complaint, filed within 180 days of Mrs. Kantz's
accident, was sufficient to comply with the notice requirements of the Indiana Tort Claims
Act ("ITCA"). Ind. Code § 34-4-16.5-7 (1993).See footnote
7
We disagree.
IC 34-4-16.5-7 provides: ". . . a claim against a political subdivision is barred unless
notice is filed with: (1) the governing body of that political subdivision; and (2) the Indiana
political subdivision risk management commission . . . ; within one hundred eighty (180)
days after the loss occurs." Further, Ind. Code § 34-4-16.5-9 (1993) states that a
governmental entity must approve or deny any claim within ninety days after it is filed with
the entity. Finally, Ind. Code § 34-4-16.5-12 provides: "A person may not initiate a suit
against a governmental entity unless his claim has been denied in whole or in part."
Although Mr. Kantz filed his complaint within 180 days of the accident, he did not
provide the County with notice of his claim prior to filing his lawsuit. Because the County
did not have notice, it did not have an opportunity to approve or deny his claim pursuant to
IC 34-4-16.5-10.See footnote
8
Furthermore, IC 34-4-16.5-12 specifically prohibits a person from
bringing suit until his claim has been denied by the governmental entity under IC 34-4-16.5-
10. We have previously held that, in enacting the notice provisions of the ITCA, the
legislature intended for the notice of claim and the complaint to be two separate documents
and that the complaint could only be filed after denial of the claim by the governmental
entity. Indiana Dep't of Public Welfare v. Clark, 478 N.E.2d 699, 703 (Ind. Ct. App. 1985),
trans. denied, cert. denied, 476 U.S. 1170 (1986), overruled on other grounds, George v.
Hatcher, 527 N.E.2d 199, 200 (Ind. Ct. App. 1988). Thus, we concluded that a complaint
alone could not satisfy the notice provisions of the ITCA. Id. We reaffirm that holding
todaySee footnote
9
and conclude that the trial court did not err by granting the County summary judgment
on Mr. Kantz's claim.
Affirmed in part, reversed in part, and remanded.
SHARPNACK, C.J., and DARDEN, J., concur.
Kantzes' claim is not based solely upon the County's act of cutting down the tree. Rather, the Kantzes have alleged that Mrs. Kantz's injuries were caused by the County's affirmative act of failing to maintain its roads in a reasonably safe condition by also removing the tree stump. Accordingly, based upon the Kantzes' allegations, there is a causal link between Mrs. Kantz's injuries and the County's affirmative act.
In Lawrence County Comm'rs v. Chorely, 398 N.E.2d 694 (Ind. Ct. App. 1979) the plaintiff also failed to file a notice. However, in holding that her lawsuit was not barred by the ITCA, we concluded that the county may have waived its right to receive notice or that it may have been estopped from asserting the right. Id. at 697. There is no contention in the present case that the County waived its right to notice or that it is estopped from asserting it.
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