FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
RONALD J. MOORE KAREN M. FREEMAN-WILSON
Richmond, Indiana Attorney General of Indiana
ADAM M. DULIK
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
RONALD L. TALLEY, )
)
Appellant-Defendant, )
)
vs. ) No. 89A05-0004-CR-172
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE WAYNE CIRCUIT COURT
The Honorable Douglas VanMiddlesworth, Judge
Cause No. 89C01-9904-CV-17
October 16, 2000
OPINION - FOR PUBLICATION
ROBB, Judge
Case Summary
Ronald Talley appeals his conviction for possession of cocaine, a Class B felony,
following his jury trial. We affirm.
Issues
Talley raises two issues for our review which we restate as:
Whether the trial court committed reversible error when it allowed jurors to separate
during voir dire; and
Whether Talley was denied effective assistance of counsel.
Facts and Procedural History
See footnote
Talley was arrested and charged with possession of cocaine, a Class B felony.
During voir dire, the trial court excused some of the jurors that
had been selected for ten or fifteen minutes and instructed them not to
discuss the case. Talley was represented by an out-of-state attorney, John Holden,
who filed a motion to appear pro hac vice and appeared with local
counsel. At his jury trial, Talley was found guilty as charged.
He now appeals.
Discussion and Decision
I. Separation of Jurors
Talley argues that the trial court committed fundamental, reversible error when it allowed
members of the jury to separate while other prospective jurors were still being
questioned and selected. He asserts that the separation excluded some jurors from
an informational process that could ultimately result in troublesome views which would result
in an unfair trial and that the failure to maintain control over the
jurors allows for the possibility of outside influence.
Here, Talley failed to object when the trial court provided the jurors with
a recess and allowed them to separate from the voir dire process.
Failure to object to alleged error results in waiver and precludes appellate review.
Mitchell v. State, 726 N.E.2d 1228, 1235 (Ind. 2000). However, waiver
can be avoided if the claimed error is fundamental in nature. Wiggins
v. State, 727 N.E.2d 1, 10 (Ind. Ct. App. 2000), trans. denied.
The fundamental error exception to waiver is extremely narrow and is available only
when the record reveals clearly blatant violations of basic and elementary principles of
due process, and the harm or potential for harm cannot be denied.
Landis v. State, 726 N.E.2d 801, 805 (Ind. Ct. App. 2000). In
order to constitute fundamental error, the error must prejudice the rights of a
defendant to such an extent that it makes a fair trial impossible.
Id.
A trial court has broad discretion in controlling the voir dire of prospective
jurors. Lowery v. State, 478 N.E.2d 1214, 1221 (Ind. 1985), cert. denied,
475 U.S. 1098 (1986). Talley argues that regardless of this discretion, his
right to a fair trial was impinged upon by allowing the jury to
separate during voir dire. However, prior to trial, a defendant is not
entitled to have the jury sequestered, and an admonishment by the court neither
to view or listen to media coverage nor discuss the case with others
suffices until the trial begins. Timberlake v. State, 690 N.E.2d 243, 262
(Ind. 1997), cert. denied, 525 U.S. 1073 (1999) (citation omitted) (holding that in
a capital case, the trial court must grant a motion to sequester the
jury during trial, but prior, there is no right to keep the jury
together).
Here, prior to Talleys trial, the trial court allowed jurors who had already
been selected to recess from the group for ten or fifteen minutes to
call an employer or family member to tell them where you are going
to be today and tomorrow. R. 186. However, they were allowed
to leave only after the trial court instructed them not to talk about
the case, dont let anybody discuss it in your presence. You can
tell people youre going to be in a jury trial . . .
but dont talk about the details of the case . . . .
Id.
The jurors were instructed not to speak about the trial and not to
let anyone talk about it in their presence. Although the better procedure
would have been to keep the entire panel together, Talley has failed to
demonstrate how he was prejudiced by the separation. There is no indication
that Talley was not afforded a fair trial merely because jurors, prior to
trial, and prior to being sworn, were away from the voir dire process.
The jurors were properly admonished prior to the recess, there was no
prejudice, and no resulting fundamental error.
II. Ineffective Assistance of Counsel
Talley further argues that he was denied effective assistance of counsel. He
asserts that his out-of state counsel, Holden, who moved to be admitted pro
hac vice, did not comply with requirements of Indiana Admission and Discipline Rule
3(2)(b) and (c); specifically, the requirements that deal with notice of pro hac
vice status and the payment of the registration fee.
See footnote
Therefore, Talley argues
that Holdens performance was per se deficient because his counsel was not admitted
to practice law in the state of Indiana.
A successful claim of ineffective assistance of counsel has two components.
Strickland
v. Washington, 466 U.S. 668, 687 (1984); Lawrence v. State, 464 N.E.2d 1291,
1294 (Ind. 1984). First, the defendant must show that his counsels performance
was deficient, that is, that counsels performance fell below an objective standard of
reasonableness. Taylor v. State, 659 N.E.2d 1054, 1061 (Ind. Ct. App. 1995),
trans. denied. Second, the defendant must show that the deficient performance prejudiced
the defense, that is, that but for counsels deficient performance, the result of
the proceedings would have been different. Id.
In reviewing the competency of counsel, there is a presumption that counsel is
competent.
Howell v. State, 453 N.E.2d 241, 242 (Ind. 1983). Strong
and convincing evidence is required to rebut this presumption. Id. Whether
counsel was incompetent revolves around the facts of each case. Id.
The reviewing court will not speculate as to what may have been the
most advantageous strategy in a particular case. Id. at 242-43. Isolated
poor strategy, inexperience, or bad tactics do not necessarily amount to ineffective assistance
of counsel. Id. at 243. The judicial scrutiny of counsels
performance is highly deferential and should not be exercised through the distortions of
hindsight. Slaton v. State, 510 N.E.2d 1343, 1345 (Ind. 1987), cert. denied,
506 U.S. 921 (1992).
In determining whether counsel was deficient, it is necessary to only discuss one
component of the
Strickland test if one or the other can be disposed
of. The two prongs of the test are separate and independent inquiries;
therefore, if it is easier to dispose of an ineffectiveness claim on one
of the grounds instead of the other, that course should be followed.
See Williams v. State, 706 N.E.2d 149, 154 (Ind. 1999), cert. denied, 120
S.Ct. 1970 (2000). However, because Talley failed to demonstrate either prong, his
claim must fail.
Talley claims that Holden, his counsel, was not admitted to practice law in
the state of Indiana and that although the Notice of Pro Hac Vice
Status and Registration Fee requirements were not required prior to the trial date
. . . that he has been deprived his right to effective assistance
of counsel by [his counsels] failure to complete his obligations pursuant to Admis.
Disc. R 3 after trial. Brief of Appellant at 13-14.
Talley claims that a failure to abide by the Admission and Disciplinary Rules
is per se ineffective assistance of counsel and warrants mandatory reversal by relying
on Butler v. State, 668 N.E.2d 266, 269 (Ind. Ct. App. 1996).
In Butler, a defendant was represented by an attorney from Illinois, who was
not licensed to practice in Indiana, did not petition the trial court to
practice pro hac vice, did not procure the assistance of Indiana counsel, and
did not inform his client that he was not licensed to practice in
Indiana. Under those circumstances we held that such conduct by counsel was
ineffective assistance of counsel per se. Id. at 268. Further, we
stated that the absence of a license or authority to practice in a
particular case strips away the presumption of competence, and that the defendant need
not show prejudice. Id. at 269.
First, although Butler states that the absence of being properly admitted to practice
in Indiana results in per se ineffective assistance of counsel, the Butler case
is distinguishable because Talley was represented both by an attorney from out-of-state and
co-counsel, Ronald Moore, who was licensed to practice in Indiana. Further, Holden
filed a motion to appear pro hac vice with the trial court.
Given the factual situation presented here, Butler is distinguishable.
Second, we note that counsel representing Talley on appeal, Moore, is the same
counsel who represented Talley as local co-counsel at trial. With respect to
this relationship, if Moore was aware of Holdens failure to be properly admitted
pro hac vice, at the time, he should have objected to out-of-state counsels
failure to meet the requirements necessary to become licensed in Indiana on Talleys
behalf. Failure to object to alleged error results in waiver of the
issue on appeal. See Mitchell, 726 N.E.2d at 1235. Waiver notwithstanding,
we have addressed Talleys claim.
However, with respect to Moores relationship to this case, his argument about Holdens
ineffectiveness appears to be inappropriate given the circumstances of his involvement in the
case. Moore signed all documents before the court and was present at
trial and sentencing. Clearly, Moore was involved with the case at trial.
Therefore, essentially, Moores failure to assist Holden in properly meeting all of
the requirements necessary for pro hac vice status is a reflection on his
effectiveness as counsel as well. Trial counsel cannot argue his own effectiveness
on appeal. Etinenne v. State, 716 N.E.2d 457, 463 (Ind. 1999).
Further, where more than one attorney is involved at trial, we consider the
collective performance of the attorneys in determining effective assistance of counsel. Woods
v. State, 701 N.E.2d 1208, 1227, n. 1 (Ind. 1998), cert. denied, 120
S.Ct. 150 (1999) . As such, Moore should not be arguing his
co-counsels effectiveness, because his effectiveness is involved as well. Typically, we will
not consider a claim of ineffective assistance of counsel presented on appeal by
the same attorney who tried the case. Etienne, 716 N.E.2d at 463.
Here, however, we have elected to fully discuss the issue.
Finally, Talleys argument is based solely on the assertion that because Holden was
not licensed to practice in Indiana he did not provide effective assistance of
counsel. He did not assert how Holdens assistance was ineffective or what
type of prejudice he suffered as a result of ineffectiveness. Thus, Talley
wholly failed to meet either the first or second prong of Strickland.
Talley was afforded effective assistance of counsel.
Conclusion
We hold that the trial court did not commit fundamental error when it
allowed jurors to recess from the voir dire after they had been admonished.
Further, Talley was not denied effective assistance of counsel. Accordingly, we
conclude that there was no error.
Affirmed.
MATHIAS, J., and MATTINGLY, J., concur.
Footnote:
We remind counsel for both parties that we require [a] statement
of the facts relevant to the issues presented for review, with appropriate references
to the record. Ind. Appellate Rule 8.3(A)(5) (emphasis added). Both parties
neglected to add any facts with respect to the jurors and the voir
dire process or the ineffective assistance of counsel claim. Neither issue presented
for review had anything to do with the facts of why, where, or
how Talley was arrested, and those were the only facts supplied by the
parties. We caution counsel to comply with all appellate rules in future
briefs before this court. Because the record is only available to the
writing judge, [b]riefs should be prepared so that each judge, considering the brief
alone and independent of the record, can intelligently consider and decide each issue
presented. The brief must be prepared so that all questions can be
determined from an examination of the brief alone . . . .
Paulson v. Centier Bank, 704 N.E.2d 482, n. 2 (Ind. Ct. App. 1998),
trans. denied.
Footnote:
Despite Talleys assertion that Holden did not meet these requirements, the
record is devoid of any evidence to support his claims. The State
does concede in its brief, however, that Holden failed to follow up on
his motion to appear pro hac vice. A point of note, however,
is that the Official Commentary which follows Rule 3 states that if the
attorney appearing pro hac vice pays his fee in any calendar year, there
is no need for that attorney to pay another fee for any other
case in which the attorney may be appearing pro hac vice during that
same calendar year. Here, we are presented with no evidence as to
whether Holden had previously paid the fee due or not. As such,
he may have paid the fee in a prior case and there was
no need for him to remit any additional payment.