FOR PUBLICATION
ATTORNEYS FOR APPELLANT
: ATTORNEYS FOR APPELLEE:
SUSAN K. CARPENTER KAREN M. FREEMAN-WILSON
Public Defender of Indiana Attorney General of Indiana
ANNE MURRAY BURGESS EILEEN EUZEN
Deputy Public Defender Deputy Attorney General
Indianapolis, Indiana Indianapolis, Indiana
WILLIAM A. MAJORS, )
)
Appellant-Petitioner, )
)
vs. ) No. 34A05-0001-PC-34
)
STATE OF INDIANA, )
)
Appellee-Respondent. )
OPINION FOR PUBLICATION
Id. at 3-4.
Majors was charged with attempted murder and conspiracy to commit murder. He
was convicted of both charges following a jury trial. At the sentencing
hearing, the States motion to vacate the conspiracy to commit murder conviction was
granted. On his direct appeal, Majors challenged his conviction by raising two
evidentiary issues and also arguing that the State failed to prove beyond a
reasonable doubt [his] intention to kill Officer Vautaw. Id. at 11.
Finding sufficient evidence to support the inference of Majors intent to kill, we
affirmed the conviction. Id.
In his petition for post-conviction relief, Majors asserted that the trial court had
committed fundamental error when it failed to instruct the jury on the requisite
element of intent to kill. (P.C.R. 58). He further asserted that
his trial counsel was ineffective for having failed to object in this regard.
An evidentiary hearing was held. The post-conviction court received the record
of Majors trial and transcripts of opening and closing arguments at trial.
Trial counsel testified that the defense theory was that the co-defendant witnesses were
unbelievable and that one such co-defendant was the one who fired and shot
the officers car. (P.C.R. at 117).
The post-conviction court found that the jury had been read the information, which
charged that
Majors knowingly or intentionally engaged in conduct that constitutes a substantial step toward
the knowing or intentional killing of another human being, to-wit: William A. Majors
laid [sic] in wait and fired a shotgun, striking Kokomo Police Department Unit
607, occupied by Officer Michael Vautaw at the intersection of . .
. .
(P.C.R. at 89). It further found that the trial court instructed the
jury on the charge of attempted murder as follows:
A person attempts to commit a crime when, acting with the culpability required
for commission of the crime, he engages in conduct that constitutes a substantial
step toward commission of the crime.
The crime of Murder is defined by statute as I.C. 35-42-1-1.
See footnote
To convict the defendant, the State must have proved each of the following
elements:
The defendant
(1) knowingly or intentionally
(2) engaged in conduct that constitutes a substantial step toward the knowing or
intentional killing of another human being;
(3) which was a substantial step toward the commission of the crime of
murder, by laying [sic] in wait and firing a shotgun, striking Kokomo Police
Department Unit 607, occupied by Officer Michael Vautaw at the intersection of .
. . .
If the State failed to prove each of these elements, you should find
the defendant not guilty.
If the State did prove each of these elements beyond a reasonable doubt,
you should find the defendant guilty of the crime of attempt, a Class
A felony.
(P.C.R. at 92). The court further noted that Majors trial counsel did
not object to the trial courts instruction describing the requisite elements of murder
and did not tender an attempted murder instruction that specified the jury must
find that the defendant specifically intended to kill Officer Vautaw beyond a reasonable
doubt in order to return a guilty verdict on the attempted murder charge.
(P.C.R. at 104).
The post-conviction court held that the trial court erred "in giving an instruction
that failed to advise the jury that in order to find a defendant
guilty of attempted murder, they must find the defendant acted with the specific
intent to kill."
Clark v. State, 668 N.E.2d 1206, 1210 (Ind. 1996),
cert. denied 520 U.S. 1171; Swallows v. State, 674 N.E.2d 1317, 1318 (Ind.
1996). (P.C.R. at 105-06). However, the post-conviction court then held that
because Majors intent was not at issue in his trial, the erroneous instruction
was harmless, not fundamental error. Id. at 107.
See footnote
Spradlin v. State, 569 N.E.2d 948, 950 (Ind. 1991) (italics added). Thus,
to sustain a conviction for attempted murder, the jury must be instructed that
the accused intended to kill the victim and took a substantial step to
do so. Metcalfe v. State, 715 N.E.2d 1236, 1237 (Ind. 1999) (italics
in original) (citing Spradlin). A jury instruction that permits a conviction if
the accused knowingly attempted to kill is inadequate and, consequently, results in reversal
on appeal. Metcalfe, 715 N.E.2d at 1237 (italics in original); see also
Clark v. State, 668 N.E.2d 1206, 1210 (Ind. 1996), cert. denied 520
U.S. 1171 (1997).
The claim that a trial court inadequately instructed the jury on the mens
rea for attempted murder has been called a Spradlin claim. Metcalfe, 715
N.E.2d at 1237. A Spradlin claim generally presents the potential for fundamental
error, allowing the claim of error to be presented despite having failed to
object at trial. Id. Fundamental error is error that, if not
corrected, would deny a defendant fundamental due process. Jackson v. State, 575
N.E.2d 617, 621 (Ind. 1991). However, instances of Spradlin error are not
always reversible, as in Swallows v. State, 674 N.E.2d 1317 (Ind. 1996), where
the intent of the perpetrator was not a central issue at trial.
Metcalfe, 715 N.E.2d at 1237.
As noted earlier, the post-conviction court held that the trial courts instructional error
was harmless because Majors intent was not at issue in his trial.
The State agrees, asserting that Majors intent to kill was not the central
issue at trial, and Majors did not contest his intent [at] trial.
States Brief at 7, 8. The State directs us to Goudy v.
State, 689 N.E.2d 686, 697 (Ind. 1997); Swallows, 674 N.E.2d at 1318; Clark,
668 N.E.2d 1206; and Jackson, 575 N.E.2d 617, for the proposition that where
the defendants theory at trial was that someone else . . . committed
the crime, the erroneous instruction [does] not rise to the level of fundamental
error. States Brief at 8.
In Goudy, the defendant and his confederate were alongside the [victims] car when
they fired into the car, and bullets struck the victim and his front
seat passenger. 689 N.E.2d at 690. Goudy had asserted an alibi
defense. In Swallows, the defendant shot the victim in the head and
the back and then dragged her a distance before beating her with a
bedpost. 674 N.E.2d at 1318. At trial, Swallows challenged only his
identity as the perpetrator. Swallows v. State, 671 N.E.2d 459, 465 (Ind.
Ct. App. 1996), affd. 674 N.E.2d 1317 (Ind. 1997). In Clark, the
defense theory was self defense, not that someone else did it. 668
N.E.2d at 1209. In Jackson, when the defendant was within inches of
the victim, he shot the victim in the neck. The only issue
was whether Jackson was the gunman. Id. at 623.
Majors asserts, however, that his intent was in dispute at trial and cites
Grundy v. State, 695 N.E.2d 167 (Ind. Ct. App. 1998), in support of
his argument that post-conviction relief should have been granted. In Grundy, the
defendant and a group of individuals gave the victim a ride. At
some point, one or all of the individuals decided to rob the victim.
One of the men struck the victim on the head, and then
the defendant and another man began hitting and kicking the victim and then
robbed him. Defendant was charged with attempted murder. At trial, Grundys
defense was that he was not the perpetrator, making identity the central issue
at trial. Grundy was convicted as charged, and his conviction was affirmed
on appeal. Grundy sought post-conviction relief based on the trial courts failure
to instruct the jury on the specific intent to kill as required by
Spradlin. The post-conviction court denied relief, and Grundy appealed. On appeal,
this court noted that it was unclear whether the men intended to merely
beat [the victim] up to the point where they could rob him, or
whether the men acted with the specific intent to kill. Grundy, 695
N.E.2d at 170. Thus, although the general theory of the defense was
that Grundy was not the perpetrator, Grundys intent was put at issue during
the trial. Thus, this court concluded that it was not a case
where the specific intent to kill could not seriously be disputed, and therefore,
the trial courts failure to instruct the jury constituted fundamental error.
The case at bar is analogous to Grundy. The primary theory of
Majors defense was that he was not the shooter. However, the record
indicates that Majors intent was also at issue. Under cross-examination from Majors
counsel, the co-defendants disavowed any plan to kill a police officer. Indeed,
each accomplice witness testified that his intent was to scare the police.
Emory Garnell Smily testified, The plan was to scare the police, (R. 579),
and denied any plan to commit murder. (R. 580). On direct
exam, Talik Woodard testified, [j]ust more or less we were going to do
something to the police. (R. 601). Woodard also stated that he
did not hear anyone talk about shooting a police officer in the head.
(R. 618-19). Antwane Maurice White also testified that he never heard
Majors say that he wanted to shoot a police officer. (R. 662).
White further testified that there was no agreement to commit murder
or to cause bodily injury to a police officer. (R. 663).
The evidence also indicates that the shotgun was fired from at least a
half block away, and only one slug hit the police car impacting
low on the passenger door. Therefore, we find this case is distinguishable
from Goudy, Swallows, and Jackson. This is not a case where only
identity is challenged and intent is not in dispute, such that failure to
instruct on specific intent does not constitute fundamental does not constitute fundamental error.
Swallows, 675 N.E.2d at 1318.
An element of the crime of attempted murder is that the accused acted
with the specific intent to kill. See Spradlin, 569 N.E.2d at 950.
The primary thrust of Majors defense was that the State had failed
to prove that he was the shooter. Nevertheless, as Majors contends, even
if the jury decided that he was the actual shooter of the shotgun,
Majors Reply at 2, in order to convict him of attempted murder the
State still had the burden of proving that he shot with the specific
intent to kill the occupant of the car. As we concluded in
our memorandum opinion, the evidence was sufficient to support the inference that he
did; however, the jury was never instructed that it had to make that
inference in order to find Majors guilty beyond a reasonable doubt.
Upon our review, the record of Majors trial unmistakably and unerringly leads us
to conclude Majors indeed carried his burden on post-conviction relief of establishing that
his conviction violated the Due Process Clause. See Williams, 706 N.E.2d at
153. Consequently, we reverse the post-conviction courts denial of his petition.
See footnote
However, because we have previously determined on direct appeal that sufficient evidence sustained
Majors conviction, retrial is permissible on remand.
See Grundy v. State, 695
N.E.2d 167, 170 (Ind. Ct. App. 1998).
We reverse and remand for a new trial.
MATTINGLY, J., and BROOK, J., concur.