FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
RANDALL J. HAMMOND JEFFREY A. MODISETT
Deputy Public Defender Attorney General of Indiana
Fort Wayne, Indiana
MICHAEL MCLAUGHLIN
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
JOHN D. FARRIS, )
)
Appellant-Defendant, )
)
vs. ) No. 02A03-9909-CR-371
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE ALLEN SUPERIOR COURT
The Honorable John F. Surbeck, Jr., Judge
Cause No. 02D04-9708-CF-472
July 20, 2000
OPINION - FOR PUBLICATION
VAIDIK, Judge
John D. Farris appeals his conviction for robbery,
See footnote a class B felony, and
his adjudication as a habitual offenderSee footnote after a jury trial. Farris contends
that he was denied his due process rights when the State failed to
disclose exculpatory evidence in violation of
Brady v. Maryland, 373 U.S. 83, 83
S. Ct. 1194, 10 L.Ed.2d 215 (1963). Farris also asserts that the
bailiff improperly communicated with the jury, resulting in reversible error. Because we
conclude that the evidence was not material, the State did not commit a
Brady violation. Further, we conclude that although the bailiffs communication with the
jury was error, the error did not prejudice Farriss rights. Therefore, we
affirm.
Facts and Procedural History
The facts most favorable to the judgment indicate that on the evening of
June 22, 1997, Farris and Richard Foreman entered Toms Super Value Store in
Fort Wayne. Upon entering, Farris encountered David May, the store manager, and
ordered May to fill a dark gym bag with money. May complied
and filled the bag with approximately $3000. Farris and Foreman then fled
the store carrying the bag. The two jumped in a car which
had been waiting for them and which was driven by Virgil Threatt.
Threatt drove Farris and Foreman to a previously determined meeting point where Sonny
Woods, Farriss nephew, was waiting in Farriss truck. Farris and Foreman got
into the truck, and Woods drove off.
At the time of the robbery, Tonya Davenport, Foremans girlfriend, was living in
a house with Foreman, Farris, Woods, and Foremans sister, Dorothy. In a
statement to police, Davenport indicated that on several occasions in June 1997, she
observed and heard Farris, Foreman, and Threatt planning the robbery of Toms Super
Value Store. She also indicated that Farris was the leader as he
was clearly calling the shots. Record at 388. On the night
of the robbery, Davenport saw Farris, Foreman, Threatt, and Woods leave the house.
Later that evening, Farris, Foreman and Woods returned to the home with
a dark bag full of money.
In August 1997, Farris was arrested and charged with robbery and as a
habitual offender. Prior to trial, on March 16, 1999, the State deposed
Woods. In his sworn deposition, Woods testified that Farris was involved in
the robbery. Five days before trial, however, Woods recanted his testimony as
to Farriss involvement in the crime on the errata sheet to his deposition.
In particular, he alleged that Danny Littlepage, not Farris, committed the robbery.
At trial, Threatt and Foreman testified that they assisted Farris in committing
the robbery. Woods, however, testified that Farris was not involved in the
robbery consistent with his recantation but contrary to testimony he gave at his
guilty plea hearing and his deposition. The State, having called Woods as
a witness, was surprised by his testimony.
States witness, Lee Ann Hopkins, also testified that on the evening of June
22, 1997, she was in her car near Toms Super Value Store and
observed two men run out of the store and jump into a car.
At the conclusion of Hopkinss testimony, one of the jurors informed the
judge that he had a question. The court instructed the juror to
wait until the prosecutor had returned to the courtroom before asking his question.
Upon the prosecutors return, the juror asked a question regarding the location
of Hopkinss vehicle at the time she witnessed the men leaving the store.
After a brief conference with the prosecutor and defense counsel, the court decided
not to instruct the jury or explain the situation. The court learned
that the jurors had asked the bailiff whether they were permitted to ask
questions of the witnesses. Thus, the court called the bailiff to the
stand and questioned him regarding the communication. The bailiff told the court
that he informed the jurors that they were permitted to question the witnesses,
but that it was not commonly done. The court determined that the
bailiffs response was similar to how he would have responded, but instructed the
bailiff to forward all questions to the court in the future. Defense
counsel stated his concern about any future communication between the bailiff and the
jury, but he did not object or request any admonishment of the jury.
The State recalled Hopkins and the juror asked his question. Following
the jury trial, Farris was convicted of robbery and found to be a
habitual offender.
Farris became aware of Woods errata sheet on April 29, 1999, approximately three
weeks after the trial. On June 2, 1999, Farris filed a motion
to set aside the jury verdict alleging that the State committed a Brady
violation in failing to disclose the errata sheet. The court held a
hearing on the motion on June 7, 1999, and, finding no Brady violation,
denied the motion. This appeal now ensues.
Discussion and Decision
I. Brady Violation
Farris contends that he was denied his due process rights because the State
failed to disclose exculpatory evidence. Specifically, Farris asserts that the State suppressed
the errata sheet of Sonny Woods deposition. In the errata sheet, Woods
recanted portions of his deposition testimony in which he identified Farris as one
of the individuals involved in the crime. Farris claims that by not
disclosing the errata sheet to the defense, the State committed a Brady violation.
In Brady v. Maryland, the United States Supreme Court held: [T]he suppression
by the prosecution of evidence favorable to an accused upon request violates due
process where the evidence is material either to guilt or to punishment, irrespective
of the good faith or bad faith of the prosecution. 373 U.S.
at 87, 83 S. Ct. at 1196-97, 10 L.Ed.2d at 218. To
prevail on a claim that the prosecution failed to disclose exculpatory evidence, a
defendant must establish: (1) that the prosecution suppressed evidence; (2) that the
evidence was favorable to the defense; and (3) that the evidence was material
to an issue at trial. Conner v. State, 711 N.E.2d 1238, 1245-46
(Ind. 1999) (citations omitted), rehg denied, petition for cert. filed (U.S. Apr. 7,
2000) (No. 99-8989).
Here, the evidence was suppressed from the defense by the State. The
State had the errata sheet in its possession before trial and did not
disclose it to the defendant. It is irrelevant that the prosecutor was
unaware the errata sheet existed. Furthermore, the evidence was clearly exculpatory as
Woods indicated on the errata sheet that Farris was not involved in the
crime. Therefore, the sole issue under Brady remains whether the suppressed evidence
was material to an issue at trial. Farris alleges it was material,
claiming that 1) the statement would have cast Woods trial testimony in a
much different light, Appellants Br. at 19, and 2) he could have further
deposed the other accomplices to evaluate additional avenues of impeachment.
Evidence is material under Brady only if there is a reasonable probability that,
had the evidence been disclosed to the defense, the result of the proceeding
would have been different. A reasonable probability is a probability sufficient to
undermine confidence in the outcome. Williams v. State, 714 N.E.2d 644, 649
(Ind. 1999) (quoting United States v. Bagley, 473 U.S. 667, 682, 105 S.
Ct. 3375, 87 L.Ed.2d 481 (1985)), cert. denied, 120 S. Ct. 1195, 145
L.Ed.2d 1099 (2000). As the U.S. Supreme Court stated in Kyles v.
Whitley:
The question is not whether the defendant would more likely than not have
received a different verdict with the evidence, but whether in its absence he
received a fair trial, understood as a trial resulting in a verdict worthy
of confidence. A reasonable probability of a different result is accordingly shown
when the governments evidentiary suppression undermines confidence in the outcome of the trial.
514 U.S. 419, 115 S. Ct. 1555, 1566, 131 L.Ed.2d 490 (1995) (quoting
Bagley, 473 U.S. at 678, 105 S. Ct. at 3381). We conclude
that the statement here was not material.
First, the substance of the errata sheet was disclosed through Woods testimony at
trial. Woods testified that Farris was not involved thereby recanting his deposition
testimony as he had done in the errata sheet. If the favorable
evidence becomes known to the defendant before or during the course of a
trial, Brady is not implicated. Williams, 714 N.E.2d at 649.
Second, Farris would not have been permitted to offer the errata sheet itself
as a prior consistent statement at trial as it was hearsay. Woods
testified at trial that he lied about Farriss involvement in the robbery.
The State proceeded to impeach Woods with his prior deposition testimony and guilty
plea testimony in which he indicated that Farris was involved in the robbery.
Had Farris known about the written statement, he may have attempted to
use it to bolster Woods credibility under the prior consistent statement exception to
the hearsay rule. See Ind. Evidence Rule 801(d)(1)(B) (providing that statement is
not hearsay where declarant testifies at trial and statement is consistent with the
declarants testimony, offered to rebut an express or implied charge against the declarant
of recent fabrication or improper influence or motive, and made before the motive
to fabricate arose). However, the statement does not qualify as a prior
consistent statement as it was not made before a motive to fabricate arose.
Given his familial relationship with Farris, Woods had the motive to lie
before he recanted in the errata sheet. Accordingly, the errata sheet would
not have been admissible at trial.
Third, there was substantial additional evidence supporting Farriss convictions. Three witnesses testified
consistently that Farris was involved in the robbery. Threatt and Foreman, accomplices
in the robbery, both testified that Farris was involved in the crime and
indicated that Farris was the ring leader of the group. They testified
in great detail about the planning of the robbery and the roles of
each individual in the robbery itself. Davenport, Foremans girlfriend, also testified as
to Farriss role in the robbery. She indicated that Farris met with
the others at home and she heard them planning the robbery. Her
boyfriend, Foreman, showed her money obtained during the robbery upon his return home
after the crime. All three witnesses testimony was consistent including their descriptions
of the clothing worn and the cars and guns used in the robbery,
the conduct of each individual, and the planning of the robbery.
As additional evidence, the State presented the testimony Woods gave at his guilty
plea hearing in which he indicated that Farris committed the crime. This
testimony could be considered as substantive evidence of guilt. See Ind. Evidence
Rule 801(d)(1)(A); 13 Robert L. Miller, Jr., Indiana Practice § 801.406, at 515
(If the declarant testifies and is subject to cross examination concerning the statement,
Rule 801(d)(1)(A) provides for admissibility, as substantive evidence, of a prior statement that
(a) is inconsistent with the declarants testimony, and (b) was given under oath
subject to the penalty of perjury at a trial, hearing, or other proceeding,
or in a deposition. (citations omitted) (emphasis added)). Hence, the State presented
substantial evidence of Farriss involvement including testimony from each of his accomplices.
Farris asserts, however, that had he known of Woods recantation before trial, he
could have further deposed the other accomplices to investigate additional bases for impeachment.
Appellants Br. at 19. The defendant apparently assumes that the other
accomplices were untruthful in their depositions and at trial. However, Farris did
not present any evidence to suggest that the accomplices would recant their testimony.
Furthermore, the substance of the errata sheet was disclosed at trial in
the form of Woods testimony. Thus, defense counsel could have recalled the
witnesses to the stand and examined them or moved for a continuance.
Moreover, in an attempt to impeach the witnesses credibility, defense counsel cross-examined each
of the witnesses about their bias against Farris and the plea agreements they
received. We fail to see how disclosure of Woods statement itself would
have changed the outcome of the trial. As the evidence is not
material, we find no Brady violation.
II. Bailiff/Jury Communication
Farris also asserts that the bailiff improperly communicated with the jury resulting in
reversible error. During trial, the jurors asked the bailiff whether they were
permitted to ask questions of the witnesses. The bailiff responded that they
were permitted to ask questions, but that it was not commonly done.
Farris contends that this communication was prejudicial to his right to a fair
trial.
When communication between a bailiff and a jury occurs outside of the defendants
presence, there is a presumption of harm to the defendant that the State
must rebut to avoid reversal. Azania v. State, 02S00-8808-PC-751 (Ind. June 6,
2000), slip op. at 16. The State may, however, avoid reversal if
no harm or prejudice resulted from the communication. Driver v. State, 594
N.E.2d 488, 493 (Ind. Ct. App. 1992), trans. denied.
While we agree that it was error for the bailiff to communicate with
the jury, we conclude that such error was harmless. Upon learning of
the communication between the bailiff and the jury, the court called the bailiff
to the stand and the following colloquy occurred:
BAILIFF: The jurors when they got back to the jury room, the
first thing they said was I take it were not allowed to ask
questions. And I said, well, no, its not usually done because a
lot of times that testimony will come out later and if you wait
youll hear it, but I said you are not prohibited from asking questions,
its just not done very often. It may be that type of
thing and they wanted to start discussing that and I said please you
cant talk about anything like this until youve heard all the evidence.
COURT: Okay. In the future, even those kinds of questions you
need to defer, although and I dont mean to be critical, you gave
them as good or better answer as I could give them, as far
as Im concerned. So anything else?
[DEFENSE COUNSEL]: No, except that is our objection and as you pointed
out in the future, the bailiff should not be talking with the jurors
about anything except very limited what ever you direct them to do.
And that concerns me.
Record at 379-80. We fail to see how this communication prejudiced Farris.
The bailiffs response to the jury was similar to instructions the court
would have provided. The bailiff did not talk about the facts of
the case, further instruct the jury, or discuss substantive legal matters with the
jury. See State v. Winters, 678 N.E.2d 405, 409 (Ind. 1997) (noting
that where the ex parte communication is only a refusal of a jurys
request, the presumption of harm to the defendant was rebutted). Therefore, any
error resulting from the communication between the bailiff and the jury was harmless.
While we find that the error in this case was harmless, we do
not mean to say that communication between a bailiff and the jury is
appropriate. On the contrary, it is important that trial courts instruct bailiffs
to refrain from communicating about the case with jurors. Further, when jurors
ask questions of the bailiff, the bailiffs response should be limited to an
indication that he will forward the question to the judge. We recognize
that bailiffs have numerous opportunities to influence juries. Therefore, courts must be
ever cautious to minimize those opportunities consistent with practicality. It is important
that juries reach their decisions fairly and impartially. Likewise, it is of
equal importance to maintain the integrity of the judicial system and avoid the
appearance of partiality in the decision-making process. Consequently, while we find no
prejudice here, we will continue to examine closely communication between bailiffs and juries.
Because there was no Brady violation and the bailiffs communication with the jury
was harmless error, we affirm the judgment of the trial court.
Judgment affirmed.
SULLIVAN, J., and BAILEY, J., concur.
Footnote:
Ind. Code § 35-42-5-1.
Footnote:
Ind. Code § 35-50-2-8.