FOR PUBLICATION
ATTORNEYS FOR APPELLANT: ATTORNEYS FOR APPELLEE:
D. BRUCE KEHOE KEVIN C. SCHIFERL
RALPH E. DOWLING ROBERT W. WRIGHT
Wilson Kehoe & Winingham DEAN R. BRACKENRIDGE
Indianapolis, Indiana Locke Reynolds Boyd & Weisell
Indianapolis, Indiana
SCOTT E. NECESSARY, )
ADMINISTRATOR OF THE ESTATE )
OF JUANITA NECESSARY, DECEASED, )
)
Appellant-Plaintiff, )
)
vs. ) No. 49A02-9703-CV-188
)
INTER-STATE TOWING, )
)
Appellee-Defendant. )
Scott had a total income of $39,821.00 in 1994 and $41,506.00 in 1995. Joseph
earned a total income of $23,140.77 in 1994 and $22,778.38 in 1995. Juanita's total income
was $20,858.88 in 1994 and $17,573.00 in 1995. During the six years prior to Juanita's
death, she did not declare Joseph or Scott as dependents on her income tax returns. Scott
inherited a portion of Juanita's estate under her will; Joseph did not.
The trial court granted Inter-State's Motion for Partial Summary Judgment, and held
that because Juanita had no dependents the recoverable damages by the Estate under the
wrongful death statute were "limited to recovery of reasonable medical, hospital, funeral and
burial expenses, and the reasonable costs of administration, which would inure to the
exclusive benefit of the decedent's estate for payment thereof[.]" Record at 162. The Estate
challenges the trial court's grant of partial summary judgment limiting recovery of damages
and precluding the Estate from seeking dependency damages.
be recovered. Id. Pecuniary loss is the foundation of a wrongful death action, and the
damages are limited to the pecuniary loss suffered by those for whose benefit the action may
be maintained. Id. Pecuniary loss can be determined, in part, from the assistance that the
decedent would have provided through money, services, or other material benefits. Id.
IC 34-1-1-2. The Indiana wrongful death statute provides for recovery by three different classes: (1) spouse or dependent children; (2) dependent next of kin; and (3) service providers, and further provides that damages shall be in such an amount as may be determined by the court, including, but not limited to, reasonable medical, hospital, funeral, and burial expenses, lost earnings, and the costs of bringing the wrongful death action, including attorney fees. IC 34-1-1-2. Only the first and second classes may recover damages resulting from lost earnings and from the non-pecuniary loss of love, care, and affection. Ed
Wiersma Trucking Co. v. Pfaff, 643 N.E.2d 909, 911-13 (Ind. Ct. App. 1994), adopted on
trans., 678 N.E.2d 110 (Ind. 1997)
; Thomas v. Eads, 400 N.E.2d 778, 782 (Ind. Ct. App.
1994).
If either Scott or Joseph is found to be a dependent under the wrongful death statute,
he could recover pecuniary losses related to Juanita's death.
In addition, he could recover
damages for loss of love, care, and affection. Wiersma, 643 N.E.2d 913. To prove
dependency, it must be shown that "a need or necessity of support [existed] on the part of the
person alleged to be dependent . . . coupled with the contribution to such support by the
deceased." New York Central R.R. Co. v. Johnson, 234 Ind. 457, 464, 127 N.E.2d 603, 607
(1955); see also Wolf v. Boren, 685 N.E.2d 86, 88 (Ind. Ct. App. 1997), trans. denied (1998).
financial contribution. Heinhold v. Bishop Motor Express, Inc., 660 F. Supp. 382, 385 (N.D.
Ind. 1987);
Wiersma, 643 N.E.2d 913
.
Partial dependency is sufficient to establish the
"necessitous want." See New York Central, 234 Ind. at 464-65, 127 N.E.2d at 607; see also
Lustick v. Hall, 403 N.E.2d 1128 (Ind. Ct. App. 1980)
; see also Pucalik v. Holiday Inns, Inc.,
777 F.2d 359, 364 (7th Cir. 1985).
In New York Central, a mother sought to recover pecuniary damages for the loss of
her adult daughter who lived with her for twenty-seven out of the twenty-nine years of her
life, although she was not living with the mother at the time of her death. 234 Ind. at 460,
127 N.E.2d at 605. The decedent, on either a weekly or bi-monthly basis, gave her mother
different amounts of money, depending upon the decedent's income, to pay for groceries,
fuel, clothes, insurance, utilities, medical bills, and to make part of a down payment on a
home because the decedent's stepfather was not making enough to support himself and her
mother. Id. at 460-61, 127 N.E.2d at 605. The supreme court held that the wrongful death
statute does not require that the next of kin be totally dependent, and that the decedent need
not have been under a legal obligation to support the next of kin. Id. at 464-65, 127 N.E.2d
at 606-07; see also Pucalik, 777 F.2d at 364. The supreme court further held that the mother
had sustained a pecuniary loss and that the evidence of damages was of sufficient weight to
justify the jury's finding that the decedent was under a legal civil duty to contribute to the
support of her mother. New York Central,
234 Ind. at 465-66, 127 N.E.2d at 607.
In Cunningham v. Wertz, 303 F.2d 612, 613-14 (7th Cir. 1962), the defendant
appealed from a judgment allowing the decedent's parents to recover for the death of an adult
child. The court, applying Indiana law, held that there was sufficient evidence to find
dependency where the decedent made financial contributions, in response to the needs of the
parents, for several years totaling $150 to $600 annually. Id. at 614. These contributions
were used by the parents to pay for household expenses and medical bills. Id.
In Lustick, a wrongful death action was brought seeking to recover pecuniary
damages for the wrongful death of a mother of two minor adopted children who were in the
care and custody of the father pursuant to a divorce decree. Notwithstanding the entry of the
divorce decree, the decedent had moved back into the family home to care for her children
and keep up the home. These services continued until the time of her death. The decedent's
husband was away on business during most of this time. We reversed the trial court's grant
of a motion for judgment on the evidence in favor of the defendant, holding that "partial,
rather than a total dependency, is sufficient to support recovery under the statute." Id. at
1131. "The plaintiff may be partially dependent even though he could survive without the
contribution made by the deceased." Id. at 1132.
Most recently, a panel of this court concluded that a jury question was presented on
the question of dependency notwithstanding the surviving next of kin's full-time, gainful
employment from which he earned nearly $30,000 per year. See Luider v. Skaggs, No.
73A01-9709-CV-286, slip op. at 8-9 (Ind. Ct. App. March 31, 1998).
Inter-State argues that, as a matter of law, neither Scott nor Joseph were dependents
because the Estate
did not establish a "necessity of support." Inter-State points to the facts
that both Scott and Joseph were adults at the time of Juanita's death, that Scott owned the
house, making mortgage payments of $550 per month, and that Scott provided Juanita with
a car. "Payments of board, lodging or other accommodations, mere gifts, or acts of
generosity by children to parents standing alone are not sufficient to establish dependency
on the part of the recipient." New York Central, 234 Ind. at 465, 127 N.E.2d at 607; Koger
v. Reid, 417 N.E.2d 1142, 1144 (Ind. Ct. App. 1981)
; Kirkpatrick v. Bowyer, 131 Ind. App.
86, 93, 169 N.E.2d 409, 412 (1960).
Inter-State also contends that the Estate
did not establish a dependency upon Juanita's
services, love, guidance, and affection. Although Indiana has recognized that non-monetary
services are sufficient losses to establish dependency of minor children, Lustick, 403 N.E.2d
at 1131, no Indiana court has held such services are sufficient to establish dependency of an
adult child. Here, in addition to her non-monetary contributions, Juanita made significant
financial contributions, and at the time of her death, paid for the household utilities and food.
The question of whether non-monetary services standing alone are sufficient to establish
dependency of adult children is not presented, and we do not reach it.
In Estate of Miller v. City of Hammond, City of Hammond Emergency Medical
Technicians and Mitchell Marks, No. 45A03-9707-CV-242, slip op. at 2 (Ind. Ct. App.
March 3, 1998)
, the decedent died at age twenty-three after suffering an electric shock while
welding.
At the time of his death, the decedent was a full-time student
and was living with
his parents. The decedent provided services to two family businesses. The decedent's
parents, the Millers, brought a wrongful death action seeking, as dependents next of kin, to
recover for the pecuniary loss suffered as a result of the death of their son. One of the
defendants challenged the parents' status as dependents next of kin under the meaning of the
wrongful death statute through a motion for summary judgment. The trial court granted the
defendant's motion, and the parents appealed, asserting that they were dependents next of
kin because their son partially supported them through his contributions toward the family
businesses. On appeal, this court noted "providing services may satisfy the contribution
prong in the test for dependency." Id. at 7. However, there was absolutely no evidence
indicating that the Millers had a "necessitous want" of the decedent's services. Id. The
Millers were both able to maintain full-time employment, earning $66,567.71 in the year
following their son's death, and that the Millers claimed the decedent as a dependent on their
income tax returns. "We characterize[d] the Millers' alleged 'need' as more of an
'expectation,'" Id. at 8 (citing Mehler v. Bennett, 581 F. Supp. 645, 648 (S.D. Ind. 1984)),
and held that summary judgment was properly granted against the Millers.
Miller is factually distinguishable from this case. There, the decedent made no
financial contributions to his parents, made only occasional contributions of services to the
family business, and was claimed as a dependent on his parents' tax returns. The primary
pecuniary loss claimed by his parents was the expectation that he would take over the family
business at some indeterminate future time. Here, Juanita made significant, regular and
continuous financial and non-financial contributions on a daily basis.
In Kirkpatrick, the court quoted with approval the following language from 25A C.J.S.
Death, Sec. 33(3), p. 650:
"Dependency is based on a condition and not a promise, and such dependency
must be actual, amounting to a necessitous want on the part of the beneficiary
and a recognition of that necessity on the part of the decedent, an actual
dependence coupled with a reasonable expectation of support or with some
reasonable claim to support from decedent. The mere fact that the deceased
occasionally contributed to the support of the beneficiary in some irregular
way is not sufficient to support the action. However, it is not necessary that
the beneficiary be wholly dependent."
169 N.E.2d at 412.
To recover under the wrongful death statute, a child or next of kin must establish
dependency by first showing a need for support and second, the decedent's contribution to
the support of the dependent. Lustick, 403 N.E.2d at 1131. In determining whether a
dependent is in need or there is a necessity for support from the decedent, courts cannot only
look to the regular financial contributions made by the decedent to the dependent, Wolf, 685
N.E.2d at 88, but must also look to the emotional support provided by the decedent to the
dependent. Wiersma, 643 N.E.2d at 913.
The designated evidence before us fails to show that Scott and Joseph do not satisfy
the foregoing requirements and that their familial and financial relationship did not give rise
to a partial and mutual dependency. From such evidence, a jury could reasonably conclude
that a mutual dependency existed "based on a condition and not a promise," that such
dependency was "actual," that it was both needed and wanted by Scott and Joseph, that
Juanita recognized that need, and that Scott and Joseph had a reasonable expectation that
Juanita's financial and non-financial contributions would continue. Juanita's contributions
were neither occasional, nor irregular, but were made on a daily basis over an extended
period of time. As stated in Kirkpatrick, it is not necessary that Scott or Joseph be wholly
dependent to establish a dependency claim under the statute.
We conclude that material questions of fact are presented regarding the dependency
claims which render summary judgment inappropriate.
administrator amended the complaint seeking to recover the hospital, medical, funeral, and
estate administration expenses surrounding the decedent's death. Construing the original
language of the statute and the 1933 amendment,See footnote
3
this court held that there was but one cause
of action created by the statute, and it accrued upon the death of the injured party, and inured
to the benefit of those named in the statute in the order stated, as of the date of death, and not
otherwise. If there are no survivors of the first class, the right is for the benefit of those of
the second class, if any, and if none, then for the benefit of those of the third class, but the
right when it accrues does not pass upon the death of those of one class of persons to the next
class. Since the wife died before trial, no action for wrongful death could be maintained.
In Ondrey v. Shellmar Prods. Corp., 131 F. Supp. 542, 543-44 (N.D. Ind. 1955), the
court stated that the theory that the legislature intended "to include all dependents in one
class and to permit suit if any member of that class were alive and then distribute in
accordance with the laws of descent, does not apply in Indiana. . . . In other words, if we
were to hold that the legislature of Indiana intended to include dependent next of kin in the
same class with the widow or widower, if no dependent children survived, the only ones who
could participate in the distribution would be the father or mother, or both." Ondrey, 131 F.
Supp. at 544.
Resolution of this case is grounded in principles of statutory construction. Our goal
in construing a statute is to give effect to the legislative intent. IC 1-1-4-1; Figg v. Bryan
Rental Inc., 646 N.E.2d 69, 72-73 (Ind. Ct. App. 1995), trans. denied. To achieve that end,
we must "consider the goals of the statute, and the reasons and policy underlying the statute's
enactment." Indiana State Police Dep't v. Turner, 577 N.E.2d 598, 601, (Ind. Ct. App.
1991), trans. denied 1992. The Indiana wrongful death statute has been amended numerous
times, and the legislature has never acted to include, for the purposes of recovery, next of kin
into the first class of dependents. When a statute has undergone several amendments, the
latest is deemed to embody previous construction by a court unless a contrary intent is
manifest. Vandalia R.R. Co. v. Mizer, 184 Ind. 680, 683, 112 N.E. 522, 524 (1916);
Thomas, 400 N.E.2d at 783.
In Luider, a panel of this court held that the wrongful death statute permits a
decedent's remote dependent next of kin to maintain a cause of action even where a closer
non-dependent relative existed. Slip op. at 6-7. The court further stated, "the degree of
kinship alone should not be the sole factor in determining the right of recovery in a wrongful
death action. Rather the issue of dependency should also define the right." Id. at 7.
The relationship between next of kin and heirship under the wrongful death statute,
is explained in L.T. Dickason Coal Co. v. Liddil, 49 Ind. App. 40, 94 N.E. 411 (1911), trans.
denied. There, the question was raised as to whether an action for damages arising out of the
death of an illegitimate child could be brought for the benefit of the decedent's next of kin
or whether the decedent, being an illegitimate child, had no next of kin was raised. Id. In
holding that the mother and half-siblings were entitled to inherit the personal property of an
illegitimate child and thus they were next of kin, the court stated that there was no distinction
between heirs at law and next of kin. Id. at 47, 94 N.E. at 413. In McDonald v. Minor et al.,
218 Ind. 373, 376, 32 N.E.2d 885, 886-87 (1941), next of kin was defined, for the purposes
of the wrongful death statute, to include all those who take under the laws of descent and
distribution. Lastly, in S.M.V. v. Littlepage, 443 N.E.2d 103 (Ind. Ct. App. 1982), an
illegitimate child's mother appealed the entry of summary judgment on her petition for a
distributive share of the proceeds from the settlement of a wrongful death action for the death
of her child's putative father. This court concluded that the wrongful death statute makes a
manifest reference to the laws of intestate succession and therefore the term dependent
children under the wrongful death statute includes an illegitimate child who has the right to
maintain a claim for inheritance against his father's estate under the laws of intestate
succession. Id. at 108-09.
IC 34-1-1-2 in part provides: "The remainder of the damages . . . shall . . . inure to the
exclusive benefit of the widow or widower, as the case may be, and to the dependent
children, if any, or dependent next of kin to be distributed in the same manner as the personal
property of the deceased." (Emphasis added).
Thus, the legislature set forth two conditions
for recovery under the wrongful death statute: dependency and heirship. If both of these
cannot be shown by the claimant, then that person is precluded from recovering as a
dependent under the wrongful death statute. To hold otherwise would be to ignore the plain
language of the statute. If one is not an heir entitled to share in the distribution of the
decedent's personal property, one is not entitled to damages under the wrongful death statute,
dependency notwithstanding.
Here, Scott may recover under the wrongful death statute
because, as Juanita's son,
he would share in the distribution of her personal property
. To do so, he must show
dependency. Joseph may or may not recover. In order for Joseph to recover, he must not
only demonstrate dependency, but also an entitlement to personal property as a beneficiary
of Juanita's estate.
Reversed and remanded.
SULLIVAN, J., and BAKER, J., concur.
with such precedent in mind.
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