Dillard Lee Landis Susan K. Carpenter
Public Defender
Douglas J. Essex
Deputy Public Defender Indianapolis, IN
Attorneys for Appellee
Jeffrey A. Modisett
Attorney General of Indiana
Liisi Brien
Deputy Attorney General
Indianapolis, IN
Appellant (Defendant below),v.
STATE OF INDIANA, Appellee (Plaintiff below ).
)
) Supreme Court No.
) 64S05-0010-PC-570
)
)
) Court of Appeals No.
) 64A05-9906-PC-267
)
)
June 26, 2001
The post-conviction court also determined that, by failing to raise the issue of
ineffe
ctive assistance of counsel in his direct appeal of his conviction, Landis waived
his right to do so in his petition for post-conviction relief. The
Court of Appeals affirmed this determination, relying on our opinions in Woods v.
State, 701 N.E.2d 1208 (Ind. 1998), cert. denied, 528 U.S. 861 (1991), and
McIntire v. State, 717 N.E.2d 96 (Ind. 1999). See Landis, 726 N.E.2d
at 808. We granted transfer to address this issue. See Landis
v. State, 741 N.E.2d 1256 (Ind. 2000) (table).
Woods created an exception for claims of ineffective assistance of counsel to the
general rule that if an issue was available on direct appeal but not
litigated, it is deemed waived and not available for litigation in post-conviction proceedings.
Woods held that claims of ineffective assistance of counsel could be litigated
in post-conviction proceedings if not (but only if not) litigated on direct appeal.
See Woods, 701 N.E.2d at 1220.
Prior to
Woods, there was debate over whether a claim of ineffective assistance
of counsel was or was not waived if not raised on direct appeal.
Woods acknowledged this:
[S]ome of our decisions suggest, without examining the question in any detail, that
any challenge to the effectiveness of trial counsels representation may be raised for
the first time in postconviction proceedings.
Lane v. State, 521 N.E.2d 947
(Ind.1988) (ineffectiveness due to trial counsel's failure to call an alibi witness would
have been available in postconviction, but defendant could not raise issue for first
time on appeal through guise of ineffective assistance of postconviction counsel). Others
could be read to imply the contrary. Resnover v. State, 547 N.E.2d
814, 816 (Ind.1989) (Ineffective assistance of counsel as an issue is known and
available to a party on his direct appeal....); Metcalf v. State, 451 N.E.2d
321 (Ind.1983) (holding several assertions of alleged ineffectiveness to be waived without distinguishing
between record-based contentions and those requiring evidentiary development).
...
In sum, the availability of ineffective assistance of trial counsel in pos
tconviction proceedings
where it was not asserted on direct appeal is unresolved as a matter
of this Court's precedent.
Id. at 1214-15 (quotations in original).
The case before us raises precisely the question that
Woods answered: whether a
petitioner for post-conviction relief who did not raise a claim of ineffective assistance
of counsel on direct appeal may raise it for the first time in
post-conviction proceedings. While Woods answered that question in the affirmative, the Court
of Appeals relied on McIntire to hold that the Woods principle was not
retroactive to cases like this one where the direct appeal had been litigated
prior to the Woods decision.
But
McIntire addressed an entirely different question. McIntire was a direct appeal,
not an appeal from the denial of post-conviction relief. See McIntire, 717
N.E.2d at 98. And (most importantly) it was a direct appeal that
was filed prior to the Woods decision. See Id. at 101.
Given the conflicting precedent that the quotation from Woods set forth above describes,
it is not surprising that appellate counsel in McIntire elected to include a
claim of ineffective assistance of counsel in the direct appeal. Our McIntire
opinion pointed out that Woods had clarified the law and made clear that
if such claims were not raised on direct appeal in the future (we
used the word prospectively), they would nevertheless not be deemed waived. See
id at 102. And because Woods expressed a strong preference for considering
such claims in post-conviction proceedings, we declined to address the ineffective assistance of
claim in McIntire at all. See id.
Reading both
Woods and McIntire together, and reading McIntire in context, yield these
conclusions: first, there was no clear precedent prior to Woods as to whether
an available claim of ineffective assistance of counsel was required to be litigated
on direct appeal; second, Woods held that such claims could be litigated in
post-conviction proceedings if (but only if) they were not litigated on direct appeal;
third, because appellate counsel in McIntire included a claim of ineffective assistance of
counsel in a direct appeal filed before Woods was decided, we declined to
address the claim, thereby preserving it for post-conviction proceedings. As can be
readily seen by these three conclusions, they do not provide any basis for
holding that the failure to litigate a claim of ineffective assistance of counsel
in a direct appeal decided before Woods precludes a petitioner from seeking post-conviction
relief on that basis.
Because the state of the law on this subject was unclear prior to
Woods, it was and is our intent that the failure to litigate a
claim of ineffective assistance of counsel in a direct appeal does not preclude
a petitioner from seeking post-conviction relief on that basis, irrespective of whether the
direct appeal preceded the Woods decision. We do observe, however, that if
a claim of ineffective assistance of counsel has been litigated on direct appeal,
it is not available in post-conviction proceedings, again irrespective of whether the direct
appeal preceded the Woods decision. See Woods, 701 N.E.2d at 1220 (The
defendant must decide the forum for adjudication of the issue -- direct appeal
or collateral review. The specific contentions supporting the claim, however, may not
be divided between the two proceedings.) The law on this point was
clear prior to Woods. See, e.g., Sawyer v. State, 679 N.E.2d 1328
(Ind. 1997); Morris v. State, 466 N.E.2d 13 (Ind. 1984).
Here the post-conviction court found that the evidence was overwhelming against the defendant
and the verdict of the jury was both reliable and fair. We
find the evidence su
pports the post-conviction courts finding. Indeed, on direct appeal,
the Court of Appeals found that the evidence overwhelmingly demonstrate[s] guilt. Landis
v. State, No. 64A03-9604-CR-130, slip op. at 4, 671 N.E.2d 212 (Ind. Ct.
App. Oct. 4, 1996) (mem.). On the basis of this finding, the
post-conviction court concluded that Landis was not denied the effective assistance of counsel
to which he was entitled. Id. We hold the finding supports
the conclusion. To establish ineffective assistance of counsel, Landis was required to
show that (1) counsel's performance fell below an objective standard of reasonableness based
on prevailing professional norms; and (2) there is a reasonable probability that, but
for counsel's unprofessional errors, the result of the proceeding would have been different.
A reasonable probability is a probability sufficient to undermine confidence in the
outcome. Strickland v. Washington, 466 U.S. 668, 694 (1984). The two
prongs of Strickland are separate and independent inquiries; hence [i]f it is easier
to dispose of an ineffectiveness claim on the ground of lack of sufficient
prejudice ... that course should be followed. Strickland, 466 U.S. at 697.
As for the second prong, the Supreme Court has recently reaffirmed the
Strickland standard for prejudice in ineffective of assistance of counsel claims. In
Williams v. Taylor, the Court held that in most circumstances deficient performance of
counsel will only be prejudicial when there is a reasonable probability that, but
for counsel's unprofessional errors, the result of the proceeding would have been different.
A reasonable probability is a probability sufficient to undermine confidence in the
outcome. 529 U.S. 362, 391 (2000) (quoting Strickland, 466 U.S. at 694).
The post-conviction court's finding that overwhelming evidence supported the conviction was sufficient
to support the conclusion of no prejudice in this case.
SHEPARD, C.J., and DICKSON, BOEHM, and RUCKER, JJ., concur.