FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
CHARLES A. ASHER JEFFREY A. MODISETT
South Bend, Indiana Attorney General of Indiana
DAVID A. ARTHUR
Deputy Attorney General
Indianapolis, Indiana
SARAH ISABEL WHITE, )
)
Appellant-Plaintiff, )
)
vs. ) No. 49A04-9806-CV-305
)
INDIANA PAROLE BOARD, )
RAYMOND J. JUSTAK, KERMIT O. )
BORROUS, PATRICIA A. RAVINET, )
THOR R. MILLER, and THOMAS JEFFERS, )
)
Appellees-Defendants. )
OPINION - FOR PUBLICATION
Id. Consequently, any right to parole release in Indiana must emanate from the parole release
statutes. Id. at 263. Our supreme court has held:
"Suffice it to say that the legislature may abolish all paroles. If it may do such,
it may also make parole more difficult or impossible in certain cases. The
terms of parole are a matter of legislative policy. Statutes providing for
consecutive sentences and statutes establishing conditions for parole are not
'vindictive justice' but represent the legislature's opinion of the best way to
construct a reformative penal code. We are not at liberty to dispute the
legislature's prerogative."
White v. State, 263 Ind. 302, 309
, 330 N.E.2d 84, 88 (Ind. 1975). Therefore, our review of
whether White is entitled to parole consideration will be limited to statutory construction.
In construing statutes, our primary task is to determine and implement the intent of
the legislature. Indiana Dep't of State Revenue v. Ft. Wayne Nat'l Corp., 649 N.E.2d 109,
113 (Ind. 1995), cert. denied, 516 U.S. 913, 116 S. Ct. 298 (1995). We give words their
common and ordinary meaning without "overemphasizing a strict literal or selective reading
of individual words." Spaulding v. Int'l Bakers Serv., 550 N.E.2d 307, 309 (Ind. 1990)
(quoting Foremost Life Ins. Co. v. Dept. of Ins., 274 Ind. 181, 186, 409 N.E.2d 1092, 1096
(1980)). Also, in gleaning such an intent, we presume that the legislature is mindful of court
decisions and existing law. State Employees' Appeals Comm'n v. Barclay, 695 N.E.2d 957,
961 (Ind. Ct. App. 1998), trans. denied, 706 N.E.2d 178. Moreover, we presume that the
legislature does not enact useless provisions. State ex rel. Hatcher v. Lake Superior Court,
500 N.E.2d 737, 739 (Ind.1986). In addition, specific statutory provisions take priority over
general statutory provisions. Ezzell v. State, 246 Ind. 268, 271, 205 N.E.2d 145, 146 (Ind.
1965).
has expired, shall be given an opportunity to appear before such board and
apply for his release upon parole, or for an absolute discharge, as hereinafter
provided, and said board is hereby prohibited from entertaining any other form
of application or petition for the release upon parole or absolute discharge of
any prisoner."
I.C. § 11-7-1-1 (emphasis added).See footnote
2
Thus, only inmates serving indeterminate sentences were
eligible for parole. Gilchrist v. Overlade, 233 Ind. 569, 575, 122 N.E.2d 93, 96-97 (Ind.
1954) (holding that the sole power of the parole board in Indiana "is confined to the granting
of paroles, and this was granted by the legislature in order to give effect to, and assist in, the
administration of the indeterminate sentence laws").
Despite being ineligible for parole, those serving determinate sentences were eligible
for early release. Specifically, they were eligible for good time credits under I.C. § 11-7-6-1
which was first enacted in 1933. I.C. § 11-7-6-1 (originally § 13-116, Acts 1933, ch. 164,
§ 1, p. 858) (repealed 1974, current version at § 35-50-6). Moreover, until 1955, only those
serving determinate sentences were eligible for good time credits that could be applied
toward their discharge date.See footnote
3
Dunn v. Jenkins, 268 Ind. 478, 487, 377 N.E.2d 868, 874 (Ind.
1978); Jones v. State, 267 Ind. 619, 621, 372 N.E.2d 1163, 1164 (Ind. 1978); Hinkle v.
Dowd, 223 Ind. 91, 94, 58 N.E.2d 342, 343 (Ind. 1944). Thus, those serving indeterminate
sentences would be eligible for parole consideration and those serving determinate sentences
would be eligible for an early discharge dependent upon their good time credit.See footnote
4
See Dotson
v. State, 258 Ind. 581, 585, 282 N.E.2d 812, 815 (Ind. 1972).
In 1953, the state legislature complemented the still existing § 11-7-1-1 by charging
the board of parole "with the duty, in the manner provided by law, of determining what
prisoners serving an indeterminate sentence may be released on parole and when and under
what conditions." I.C. § 13-1529 (Acts 1953, ch. 266, §§ 28-39, p. 944) (repealed 1961, Acts
1961, ch. 343, § 43). That same year, the state legislature also enacted a statute which
provided good time credit toward parole for those serving indeterminate sentences. I.C. §
11-7-7-1 (Burns 1973) (originally I.C. § 13-119a, Acts 1955, ch. 160, § 1, p. 311) (repealed
1974, Acts 1974, P.L. 43, § 3, current version at § 35-50-6); Dotson v. State, 258 Ind. at 585
282 N.E.2d at 815.See footnote
5
The statute read:
"Every inmate who is now or hereafter may be confined in the Indiana State
Prison, the Indiana Reformatory, or the Indiana Women's Prison for an
indeterminate term of imprisonment, and who, while an inmate in such
institution, shall have no infraction of the rules and regulations of the
institution, nor infraction of the laws of the state of Indiana or laws of the
United States recorded against him or her, and who performs in a faithful
manner the duties assigned to him or her while an inmate, shall be entitled to
the same rate of good time diminution of time served prior to parole eligibility
as already provided by law for diminution of sentence for inmates serving
determinate sentences . . . . In the case of an indeterminate sentence inmate,
said reduction shall be computed upon the minimum term of such sentence
only.
I.C. § 11-7-7-1 (emphasis added). Thus, inmates serving either a determinate or an
indeterminate sentence were eligible to earn good time while only those serving
indeterminate sentences were eligible for parole. Id.; Taylor v. State, 251 Ind. 236, 243, 236
N.E.2d 825, 829 (Ind. 1968). However, those inmates serving life sentences were neither
eligible for parole nor good time credit. A life sentence was considered not to be a
determinate or indeterminate sentence. Jones, 372 N.E.2d at 1164 (citing Brown v. State,
262 Ind. 629, 322 N.E.2d 708, 711 (Ind. 1975)). Because the good time and parole eligibility
statutes specified their applicability to those sentences classified as determinate and
indeterminate, a prisoner serving a life sentence was not eligible to earn good time or be
paroled.
In 1961, the state legislature enacted what became I.C. § 11-1-1-9. The statute read
in relevant part:
" Parole; hearings; investigations
The Indiana parole board is hereby authorized to release on parole, pursuant
to the laws of the state of Indiana, any person confined in any penal or
correctional institution in this state except persons under sentence of death. It
shall conduct hearings at each correctional institution at such time as may be
necessary for a full study of the cases of prisoners eligible for release on parole
and to determine when and under what conditions and to whom parole shall
be granted. All paroles shall issue upon order of the board, duly adopted.
Within one (1) year after his admission and at such intervals thereafter as it may determine, the Indiana parole board shall secure and consider all pertinent
information regarding each prisoner, except prisoners under sentence of death,
. . . .
I.C. § 11-1-1-9 (originally I.C. § 13-1609, Acts 1961, ch. 343, § 9, p. 1051) (repealed 1980,
Acts 1979, P.L. 120, § 22). Although I.C. § 11-1-1-9 by its terms appears all inclusive, we
conclude that its language authorizing the parole board "to release on parole . . . any person
confined in any penal or correctional institution in this state except persons under sentence
of death" to be a broad grant of authority circumscribed by I.C. § 11-7-1-1. For, although
the legislature repealed §§ 13-1528 - 13-1546 with Acts 1961, ch. 343, it noticeably left I.C.
§ 11-7-1-1 intact. I.C. § 11-7-1-1 (Burns 1973); Feggins v. State, 265 Ind. 674, 684, 359
N.E.2d 517, 523 (Ind. 1977) (citing I.C. § 11-7-1-1 (Burns 1973) as our parole statute).
In 1974, the state legislature enacted I.C. § 11-1-1-9.1 which read:
" 11-1-1-9.1 Eligibility for parole
Every prisoner sentenced upon conviction of a felony to an indeterminate term
of imprisonment in a correctional institution shall be eligible for release on
parole upon completion of his minimum term. Every prisoner sentenced upon
conviction of a felony to a determinate term of imprisonment in a correctional
institution shall be eligible for release on parole upon completion of one-half
(½) of his determinate term or at the expiration of twenty (20) years,
whichever comes first."
I.C. § 11-1-1-9.1 (Burns 1980 Supp.) (Acts 1974, P.L. 43, § 2) (repealed 1980, Acts 1979, P.L. 120, § 22, current version at § 11-13-3-2). Under the statute, those inmates serving
determinate sentences were for the first time eligible for parole.See footnote
6
Id.; Romine v. State, 431
N.E.2d 780, 783 (Ind. 1982). Consequently, it became the more specific statute delineating
parole eligibility by encompassing both those inmates serving determinate and those serving
indeterminate sentences. Therefore, it became the controlling statute. See Ezzell, 246 Ind.
at 271, 205 N.E.2d at 146 (holding that specific statutory provisions take priority over
general statutory provisions). However, as a life sentence is neither determinate nor
indeterminate, I.C. § 11-1-1-9.1 did not provide parole eligibility for those serving life
sentences. Boyd, 519 N.E.2d at 542. Thus, in 1979, the legislature amended this statute to
include:
"A prisoner sentenced upon conviction of first or second degree murder to a
term of life imprisonment is eligible for consideration for release on parole
upon completion of twenty (20) years of imprisonment. A prisoner sentenced
upon conviction of a felony other than first or second degree murder to a term
of life imprisonment is eligible for consideration for release on parole upon
completion of fifteen (15) years of imprisonment. This subsection does not
apply to a person who is sentenced under IC 13-50 [35-50-1-1 - 35-50-6-6],
or to a person who was sentenced upon conviction for more than one felony
to more than one term of life imprisonment."
(Burns 1980 Supp.) (Acts 1979, P.L. 119, § 1).
From our review of the history of the parole eligibility statutes, we first conclude that
the statutes were more restrictive than permissive. In other words, unless the statute
explicitly and specifically allowed for parole eligibility based on the nature of an inmate's
sentence, the inmate was not eligible for parole. As those inmates serving life sentences
were not explicitly and specifically identified as eligible for parole by statute until 1979, they
were not eligible for parole prior to 1979.
Second, the state legislature did not specify within the parole eligibility statutes the
point at which an individual inmate serving a particular type of sentence becomes eligible
for parole consideration until that type of sentence had also obtained statutorily recognized
parole eligibility. As for life sentences, the state legislature did not provide any method for
determining when an inmate serving a life sentence could possibly become eligible for parole
consideration until 1979, well after White's conviction and sentence. Without such direction
from the state legislature, we find it difficult to see how parole could apply to those serving
life sentences. When would such an inmate become eligible for parole consideration?
Without such direction, we cannot presume the legislature intended to provide those inmates
serving life sentences with the possibility of parole. Nor
are we at liberty to dispute or
infringe upon the legislature's prerogative.
See
White, 263 Ind. at 309
, 330 N.E.2d at 88
(Ind. 1975).
Third, this statutory construction is consistent with the treatment of "lifers" with
respect to good time and other benefits conferred upon "non-lifers" at the time of White's
conviction. See Jennings v. State, 270 Ind. 699, 702, 389 N.E.2d 283, 285 (Ind. 1979). Our
supreme court has held:
"[T]here exists a compelling state interest sufficient to justify the disparate
treatment of 'lifers' and 'non-lifers' by the Department of Corrections. We so
held because the legislative intent to deny 'lifers' good time credit is rationally
based upon practical experience and clearly advances the reasonable state
interest of protecting the public from the extreme dangerousness of people
sentenced to life imprisonment. We also have held that a prisoner has no
constitutional right to good time credit."
In addition, our supreme court has held:
"Legislative solutions must be respected if the distinctions drawn have some
basis in practical experience or if some legitimate state interest is advanced.
Our legislature has determined that the dangerousness of those persons
sentenced to life imprisonment necessitates a different type of release program
than that used with non-lifers, and this distinction is constitutional."
Jones, 267 Ind. at 624, 372 N.E.2d at 1166. Until 1979, there existed no statutory provision
providing parole eligibility to those serving life sentences. We conclude this exclusion is
consistent with the legislature's intent to deprive those serving life sentences of good time
credit. Consequently, we conclude the legislature specifically intended to deprive those
serving life sentences of statutory eligibility until 1979. We are not at liberty to dispute or
infringe upon the legislature's prerogative. See White, 330 N.E.2d at 88, 263 Ind. at 309
(Ind. 1975). As our supreme court held in Jennings, "[a]s one under a life sentence, the
petitioner's ultimate release is dependent entirely upon executive clemency, which may be
exercised, or withheld, at the will of the Governor." Jennings, 270 Ind. at 702, 389 N.E.2d
at 286.
Finally, although the legislature in 1979 provided parole eligibility to those serving
"a" life sentence, the legislature specifically denied the possibility of parole to anyone serving
more than one life sentence. I.C. § 11-1-1-9.1. As this remains consistent with our
observation that the parole eligibility statutes have progressively become less restrictive, we
do not see how the statutes and legislative intent prior to 1979 could be construed so as to
provide the possibility of parole to those serving any number of life sentences. Therefore,
we conclude the legislature has always intended to deny the possibility of parole to inmates
such as White who is currently serving six life sentences.
Considering the ordinary and plain meaning of the language used in I.C. § 11-1-1-9.1,
we conclude that at the time of White's conviction, inmates serving life sentences were not
intended by the legislature to be included in those classes of inmates who could become
eligible for parole.See footnote
7
Therefore, the trial court did not err in granting the Board's motion for
judgment on the pleadings.
For the foregoing reasons, we affirm the trial court's order granting the Board's motion
for judgment on the pleadings.
Affirmed.
Brook, J. concurs
Sullivan, J. dissents with separate opinion
IN THE
COURT OF APPEALS OF INDIANA
SARAH ISABEL WHITE, )
)
Appellant-Plaintiff, )
)
vs. ) No. 49A04-9806-CV-305
)
INDIANA PAROLE BOARD, )
RAYMOND J. JUSTAK, KERMIT O. )
BORROUS, PATRICIA A. RAVINET, )
THOR R. MILLER, and THOMAS JEFFERS, )
)
Appellees-Defendants. )
SULLIVAN, Judge, dissenting
White contends upon appeal that she is entitled to parole "under the law prevailing at the time of her offense." App. Br. at 4; see also 3, 6, 8 and 15. She does not claim a right to parole consideration by virtue of any ameliorative provision of a statute passed since her conviction and sentencing in 1975. We, therefore, are not called upon to apply or reject application of the doctrine of amelioration, or its functional equivalent. Be that as it may, Smith v. State (1996) Ind., 675 N.E.2d 693, relied upon by the majority, was indeed a
criminal appeal from the defendant's sentencing and clearly, therefore, the sentencing
statutes in effect at the time of the commission of the offense were controlling.
This appeal is from a judgment denying White's complaint for Mandamus and
Declaratory Judgment. The complaint sought a declaration that she was eligible for parole
despite having been sentenced to six consecutive life sentences. To be sure, the issues are
very much intertwined with the penal process but, in actuality, the issues do not relate
directly to the matters of criminal conviction or sentencing. Rather, they relate to whether
or not the inmate is eligible to be considered by the administrative agency, the Indiana Parole
Board, for release prior to the time fixed by the sentence imposed. Murphy v. Indiana Parole
Board (1979) 272 Ind. 200, 397 N.E.2d 259.
Parole is a discretionary boon by the State, granting an early release notwithstanding
the terms of the sentence imposed. In fact, parole does not shorten the term of the sentence
imposed. While it is an amelioration of punishment, the parolee remains in the legal custody
of the parole agent and the Department of Correction until expiration of the sentence
imposed. Overlade v. Wells (1955) 234 Ind. 436, 127 N.E.2d 686. Furthermore, although
there is no right of appeal from a denial of parole, the matter of eligibility for parole
consideration is a matter subject to resolution by the courts. See Murphy v. Indiana Parole
Board, supra. My point of disagreement leads me to observe that the functional equivalent
of the doctrine of amelioration may very well be applicable to matters of parole, under
appropriate circumstances.See footnote
8
does not warrant a conclusion that I.C. 11-1-1-9 was totally meaningless and without effect.
That statute, itself, contained authorization for the Parole Board to adopt rules and
regulations for exercising its parole authority. That the Board did not do so, or did not do so
with the specificity set forth by the legislature in I.C. 11-1-1-9.1, should not be interpreted
as some indication of legislative intent that persons under life sentences be excluded from
parole consideration; nor is it an invitation for us to retroactively repeal I.C. 11-1-1-9.
I would reverse and remand for further proceedings not inconsistent with the views
expressed herein.
be entitled to the sentencing benefits of the statutory amendment. See Lunsford v. State (1994) Ind. App., 640 N.E.2d 59. In order to gain such penal benefit, however, the statutory change must be in effect before sentencing. State v. Crocker (1979) Ind., 385 N.E.2d 1143. Although the doctrine ameliorates the actual sentence to be imposed, it's rationale and purposes may well be applied in the parole context of eligibility for early release from physical incarceration as opposed to a lessening of the punishment itself.
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