FOR PUBLICATION
ATTORNEY FOR APPELLANTS
: ATTORNEYS FOR APPELLEES:
RAFAEL RAMIREZ ELIZABETH G. FILIPOW
Indianapolis, Indiana Marion County Office
of Family and Children
Indianapolis, Indiana
LORETTA A. OLEKSY
Child Advocates, Inc.
Indianapolis, Indiana
E.R., C.R., N.R., J.R., and J.O.R., )
)
Appellants-Respondents, )
)
vs. ) No. 49A02-9905-JV-354
)
MARION COUNTY OFFICE OF FAMILY )
& CHILDREN, )
)
Appellee-Petitioner. )
OPINION - FOR PUBLICATION
FRIEDLANDER, Judge
2. Are the juvenile courts determinations with regard to placement of the
children contrary to the evidence?
We affirm.
The evidence relevant to the appeal discloses that Lopez and Rivera are from
Mexico. E.R., C.R., N.R., and J.R. were born in Mexico. Lopez,
Rivera, E.R., C.R., N.R., and J.R. are Mexican nationals.
In October 1996, the Marion County Office of Family and Children (the MCOFC)
investigated injuries sustained by N.R. The MCOFC determined that N.R.s injuries were
exacerbated by Lopez and Riveras failure to promptly seek treatment for N.R.s fractured
arm. No CHINS proceedings were filed at the time because the MCOFC
representatives believed that Immigration and Naturalization officials were arranging for the familys return
to Mexico. The family was not deported.
On January 10, 1997, N.R. suffered a severe head injury and was transported
to Community Hospital in Indianapolis, Indiana. The emergency medical personnel discovered that
N.R. was not following commands, had secretions from her mouth, and was bleeding
from her left ear. N.R. was diagnosed with a subdural hematoma and
was sent to Riley Hospital for Children. Emergency surgery was performed on
January 11, 1997. N.R. remained in the Pediatric Intensive Care Unit until
February 3, 1997. Intensive in-patient rehabilitative treatment was recommended. N.R. received
in-patient physical, occupational, and speech therapy until her discharge from the hospital in
March 1997. Upon her discharge, N.R. began receiving out-patient rehabilitative treatment.
She is partially paralyzed and undergoes speech and physical therapy.
The MCOFC investigated. Based upon medical evidence, and descriptions of N.R.s treatment
by Lopez, the MCOFC determined that N.R.s injuries were inflicted by Lopez.
Due to the injuries sustained by N.R., the MCOFC removed E.R., C.R., and
J.R. from Lopez and Riveras home on January 11, 1997. E.R., C.R.,
and J.R. were placed in foster care. N.R. was placed in foster
care when she was discharged from Riley Hospital. On January 15, 1997,
the MCOFC filed a petition alleging that E.R., C.R., N.R., and J.R. were
CHINS.
After a hearing, the juvenile court issued a dispositional order in March 1998
determining that E.R., C.R., N.R., and J.R. were CHINS. Lopez gave birth
to J.O.R. in Indianapolis on August 8, 1998.See footnote Based upon the CHINS
adjudication as to the other children, the MCOFC filed CHINS proceedings as to
J.O.R. on August 12, 1998. J.O.R. was placed in foster care.
On May 3, 1999, J.O.R. was determined to be a CHINS and the
juvenile court determined that J.O.R.s continued placement in foster care was in her
best interests. On the same day, the juvenile court reviewed the foster-care
placement of the other four children and determined that their foster-care placement should
be continued. The juvenile court addressed Lopez and Riveras request that the
children be placed with relatives in Mexico. The juvenile court noted that
Lopez and Rivera questioned the proceedings based upon the Vienna Convention. In
pertinent part, the juvenile courts order provides:
The Court orders the children to remain [in] their current foster care placements
and not to be placed in the custody of DIF in Mexico through
the Mexican authorities. The Court specifically notes that there is not enough
information for the Court to consider the best interests of the children as
opposed to the treaties that may exist with the [United] States and Mexico
as they may relate to the children. Specifically, the Court notes its
impatience with the fact that the parties have been unable to agree on
the translation to English of the home study done in [Mexico]. The
Court ordered that to be done by April 23 and the parties did
not get that done because of a failure to agree that someone in
Indianapolis could do so. The Court notes that Counsel for parents indicates
that he could give a summation of the home study but apparently cannot
agree on having the document formally translated. For those reasons, the children
stay where they are, in foster care.
The Court notes that there is filed a termination petition as to the
four older children and that matter is held in abeyance while these matters
are open.
The Court certifies two issues for purposes of interlocutory appeal:
1. [Whether] the Vienna Convention establishes a contractual relationship between the governments
of the United States of America and the United States of Mexico as
set out in the pleading filed by the parents on April 8, 1999;
and 2, Whether Article 36 of the Vienna Convention affords certain rights to
parents of children who are subject to CHINS proceedings as set out in
the pleading filed by the parents on April 8, 1999.
The Plan for permanency: Reunification with parent (s)
Record at 503-04. On July 1, 1999 this court granted Lopez and
Riveras request for certification of this appeal as interlocutory,
See footnote pursuant to Ind. Appellate
Rule 4(B).
Initially, we will clarify the nature of the appeal. The parties indicate
that the juvenile court certified issues to this court for review.See footnote Our
appellate rules provide for appeal[s] from interlocutory orders . . . .
App. R. 4(B). The rule does not require or even permit certification
of particular issues.
Harbour v. Arelco, Inc., 678 N.E.2d 381, 386 (Ind.
1997). The rule requires certification of an interlocutory order. Id.
Accordingly, this appeal must stem from an interlocutory order. Apparently because of
Lopez and Riveras assumption that they are appealing based upon the issues purportedly
certified to this court, they do not clearly set out the order from
which they are appealing. We observe that the juvenile courts order of
May 3, 1999 is the only order from which an interlocutory appeal may
be had at this juncture. Notwithstanding the juvenile courts purported certification of
questions to this court on appeal, the import of the May 3, 1999
order is to certify an interlocutory appeal.
The May 3, 1999 order, inter alia, 1) adjudicated J.O.R. a CHINS, 2)
found that J.O.R.s placement in foster care was in her best interests, 3)
continued foster-care placement for E.R., C.R., N.R., and J.R., 4) found that the
juvenile court was without sufficient information to determine whether placement of the children
with Mexican relatives was in their best interests or whether the Vienna Convention
is applicable to the proceedings, and 5) held in abeyance the proceedings to
terminate parental rights as to E.R., C.R., N.R., and J.R. In the
context of the May 3, 1999 order, we will address the two matters
raised by Lopez and Rivera in their brief on appeal: the effect
of violations of the Vienna Convention and the foster-care placement decisions.
* * *
(b) to inform the competent consular post without delay of any case
where the appointment of a guardian or trustee appears to be in the
interest of a minor or other person lacking full capacity who is a
national of the sending State [Mexico]. The giving of this information shall,
however, be without prejudice to the operation of the laws and regulations of
the receiving State [Indiana] concerning such appointments . . . .
The Convention required notice to the Mexican Consulate when the MCOFC removed the
children from Lopez and Rivera and appointed a guardian. It is undisputed
that the Mexican Consulate was not notified of the appointment of a guardian
for the children by any receiving State official. The record reveals, however,
that at a hearing held two months after the children were removed from
the home and the guardian was appointed, counsel for Lopez and Rivera indicated:
I know that Mr. Rivera, last week, filed a formal request with
his Mexican Government, . . . requesting government intervention, so that they may
see their children.
Record at 27. Thus, actual notice of the
proceedings was given by a party.
Other jurisdictions have considered the type of notice necessary to comply with the
intent of the Convention. In In the interest of L.A.M. and R.K.M.,
996 P.2d 839 (Kan. 2000), the Mexican Consulates representative argued that notice, under
Article 37, was not satisfied by the information the Consulate received from the
minors aunts attorney. The Mexican Consulate urged that the Convention required notice
from competent authorities without delay. Id. at 840. The court in
L.A.M. stated:
Although the Consulate may not have been informed of the facts important to
this case in the best possible manner, nonetheless, he was informed sufficiently to
fulfill the purpose of the treaty. The Consulate took action as a
result of the phone call made by the aunts attorney. The Consulate
notified the nearest maternal relatives of the children. The Consulate assisted the
aunt in obtaining the necessary documents for her to enter the United States
and to claim the body of the minor childrens mother. The Consulate
took action to allow the aunt to stay in the United States until
proceedings were held regarding the children. The Consulate also spoke with the
grandfather. The Consulate did not take any action, however, on behalf of
the grandfather until December 2, 1998, when he filed the motion for relief
from judgment and the motion for interested party status. The Consulate made
a strategic decision, believing that the aunts attorney would be able to represent
the interests of the grandfather. The Consulates representative testified before the district
court that had he received proper notice from the competent authorities, his duties
would have required him to contact L.A.M. and R.K.M.s family, which he did.
There is no indication that the Consulate would have done anything differently
if he would have received proper notice from a competent authority. We
hold that the notice given to the Consulate sufficiently upheld the purpose and
intent of the treaty.
Id. at 841.
The actual notice that occurred here served the purposes of the Convention.
The actual notice to the Mexican Consulate from Rivera allowed the Mexican Consulates
participation in the proceedings. The record indicates that the sporadic nature of
the Consulates involvement was not due to any interdiction by the juvenile court
or the lack of notice from a competent authority.
See footnote
The MCOFC argues that the technical violation of the notice requirement did not
harm Lopez and Rivera because Lopez and Rivera do not demonstrate any prejudice
from the two-month delay. The MCOFC relies upon criminal cases, involving the
Article 36 requirement of notice for detention or arrest of a foreign national,
for the proposition that the lack of notice must cause prejudice.
See,
e.g., United States v. Carrillo, 70 F. Supp. 2d 854, 860 (N.D. Ill.
1999) ([m]ost courts that have considered the appropriate remedy for an Article 36
violation have first required the foreign national to show that he suffered prejudice
as a result of the violation). We agree that a showing of
prejudice must accompany a violation of the notice provision within Article 37.
Although Article 36 is inapplicable here, the analysis requiring a showing of prejudice
flowing from an error is a common thread in our jurisprudence.
Taken as a whole, Lopez and Riveras allegations of prejudice are not attributable
to the two-month delay between the event that triggered the notice provision and
the actual notice by Rivera.
See footnote Rivera was able to accomplish the goal
of the notice provision: to seek assistance from the Consulate. As
noted above, that the Consulate did not appear at all of the proceedings
is in no way attributable to the two-month delay, any action or inaction
by the juvenile court, or any action or inaction by the MCOFC.
There is no indication that the proceedings would have been altered in any
manner had the Mexican Consulate been notified earlier.
Cf. In the Interest
of L.A.M. and R.K.M, 996 P.2d at 841 (no indication that proper notice
from competent authorities would have altered the Consulates actions). The record discloses
that the Mexican Consulate was afforded adequate opportunity to become involved in the
proceedings.
Further, Article 37 specifically states that the notice provision is without prejudice
to the operation of the laws and regulations of the receiving State concerning
the appointment of a guardian. Vienna Convention on Consular Relations, Apr. 24,
1963, art. 37, 21 U.S.T. 77, T.I.A.S. No. 6820. The technical failure
to give notice does not vitiate the juvenile courts actions with regard to
the children as determined in the May 3, 1999 order. The Vienna
Convention does not provide a basis to relitigate J.O.R.s status as a CHINS,
the appointment of a guardian, or the foster-care placement for all of the
children. See In re Stephanie M., 7 Cal. 4th 295, 867 P.2d
706 (1994) (no basis under the Vienna Convention to relitigate foster placement decision
giving preference to Mexican grandmother over American foster parents as urged by the
Mexican Consulate, which had actual notice, even though notification provision of Vienna Convention
was violated), cert. denied, 513 U.S. 908 (1994).
The MCOFC also argues that the Vienna Convention does not provide a private
right of action by foreign nationals to enforce the Conventions terms, thereby depriving
a state court of its authority to enforce state law. See, e.g.,
Consulate General of Mexico v. Phillips et al., 17 F. Supp. 2d 1318,
1322 (S.D. Fla. 1998) (citing Breard v. Greene, 523 U.S. 371 (1998), for
the proposition that the Vienna Convention does not confer upon a Petitioner a
private right of action to set aside a criminal conviction and sentence for
violation of consular notification provisions because neither the text nor the history of
the Vienna Convention expressly provides such a private right of action, but noting
that the existence of a private right of action is subject to the
procedural rules of the forum state); United States v. Carrillo, 70 F. Supp.
2d 854 (outlining cases and articles that have discussed whether a private right
of action for enforcement exists under the Vienna Convention, but concluding that the
issue need not be addressed because the violation did not warrant relief).
Because we have determined that Lopez and Rivera are not entitled to any
relief, even if a private right of enforcement exists, we need not address
the MCOFCs argument that Article 37 does not create such a right.
We hasten to echo a cautionary note sounded by the court in Arteaga
v. Texas Dept. Protective Regulatory Serv., 924 S.W.2d 756, 761 n.6 (Tex. Ct.
App. 1996), wherein a caseworker for the child of Mexican nationals contacted the
Mexican Consulate for information in order to investigate placement of the child with
Mexican relatives:
We note . . . that the States actions in this cause constitute
the bare minimum of acceptable notice to the Mexican Consulate. We urge
the State, in circumstances such as these, to provide a definite documentary record
demonstrating that the Mexican Consulate received adequate notice affording it the opportunity for
intervention if desired.
While Lopez and Rivera do not present evidence that they are entitled to
relitigate or question the actions by the juvenile court based upon the Vienna
Convention, they do raise significant concerns regarding compliance with the treaty.
See footnote
Notwithstanding our concern, absent a showing of prejudice, technical violations of the Vienna
Conventions notice requirements do not form the basis for relief from implementation of
the substantive laws of Indiana. None of the harm alleged by Lopez
and Rivera would have been altered by earlier notice to the Consulate.
Article 37 specifically states that the laws of the receiving state, Indiana in
this case, are not affected by the requirement to provide notice.
We find that the juvenile court was provided with sufficient information to determine
the applicability of the Vienna Convention; thus, the record contains sufficient information for
our review. The Vienna Conventions notice requirements are applicable to the proceedings
in this case, but Lopez and Rivera failed to demonstrate prejudice due to
violation of the notice provision. Further, violations of the notice provision would
not require or allow relitigation of the juvenile court proceedings which have occurred.
We construe the juvenile courts May 3, 1999 order as denying Lopez
and Rivera relief pursuant to the Vienna Convention. We affirm the denial.
While CHINS proceedings are pending, the juvenile court has exclusive jurisdiction over custody
decisions, by virtue of its ability to determine placement of the child, until
the parties are either discharged or the cause is transferred.
See In
re B.W., 709 N.E.2d 370 (Ind. Ct. App. 1999). The placement decision
must be reviewed at least once every six months. See IC §
31-34-21-2 (version effective until 7-1-99, and version effective after 7-1-99; the version with
the later effective date requires a formal court hearing by the juvenile court).
The placement decisions are subject to change while the CHINS proceedings are pending,
and do not finally determine placement of the children. The requirement that
the juvenile court must hold a formal hearing for each periodic review, however,
results in a formal determination regarding placement. Because Lopez and Rivera timely
filed their praecipe after the May 3, 1999 placement decision as to J.O.R.
and the periodic review of the other childrens placement, we find that the
placement decisions are reviewable in this interlocutory appeal.
Because Lopez and Rivera timely filed their praecipe after the May 3, 1999
placement decision as to J.O.R. and the periodic review of the other childrens
placement, we find that the placement decisions are reviewable in this interlocutory appeal.
Lopez and Rivera effectively contend that the placement decisions in the May 3,
1999 order are contrary to the evidence because the decisions are not in
the best interests of the children. Lopez and Rivera contend that the
children are being harmed by their placement outside of foster care that Lopez
and Rivera term culturally appropriate. They urge that the best interests of
the children require their return to Mexico for services, placement, and maintenance of
their cultural heritage. In T.Y.T. v. Allen County Div. Family Children, 714
N.E.2d 752, the mother of a CHINS urged that the juvenile court erred
by finding that placement of the child with the mother was contrary to
the childs best interests. This court recognized that because the best interests
criterion is not specified in the CHINS statutes, it is not crucial to
the determination. Id.; IC § 31-34-20-1.
As a backdrop for our review with regard to culturally appropriate placements, we
note that the MCOFC has made efforts to provide culturally appropriate environments for
the children. The efforts belie Lopez and Riveras contention that the children
have not received adequate services due to their undocumented status.
The evidence reveals that the MCOFC assigned two Spanish-speaking case managers to provide
assistance in obtaining services with the goal of reuniting the family. At
a hearing held on January 28, 1997, the court asked Lopez and Rivera
to consider whether there could be suitable placement of the children with relatives.
N.R. has been provided with extensive medical and therapeutic care. Upon her
release from the hospital, N.R. was placed in a Spanish-speaking foster home that
was equipped to meet her medical and therapeutic needs. Although E.R., C.R.,
J.R., and J.O.R. were not placed in Spanish-speaking foster homes, the children were
provided with Spanish-speaking counselors. Their foster families were provided with materials regarding
Mexican culture.
At the hearing on March 18, 1997, Lopez and Rivera urged that the
children should be placed with Spanish-speaking foster families. Lopez and Rivera gave
the MCOFC names of individuals from Lopez and Riveras church who purportedly were
willing to act as foster parents for the children. At the hearing,
the MCOFC representative acknowledged that attempts were made to recruit Spanish-speaking foster parents.
The representative noted that the MCOFC was willing to grant emergency foster-parent
status to interested individuals while they were taking the courses necessary to be
certified as foster parents. The representative contacted the people named by Lopez
and Rivera. The representative also placed advertisements in a Spanish-language newspaper circulated
locally. The MCOFC did not receive any communications from interested persons.
Counsel for Lopez and Rivera noted that the impediment to recruiting Spanish-speaking foster
parents is likely the Hispanic communitys concern about immigration problems. Counsel noted
that the Hispanic community in Indianapolis, where this case originates, is growing.
Counsel urged that the MCOFC and governmental agencies must be responsive to the
social and governmental services required by the burgeoning Hispanic population.
To the extent that the circumstances in this case draw attention to shortcomings
within the present system, we agree that every effort should be made to
design a system that is sensitive to the needs of non-English speaking, culturally
diverse people. It appears, however, that the juvenile court and the MCOFC
used the system available at the time and attempted to adapt the system
in a manner that would best accommodate the childrens immediate needs. As
noted above, Lopez and Rivera recognize the difficulties encountered by the MCOFC.
Lopez and Rivera premise their contentions on a belief that the children are
ill-served by non-Hispanic foster care. While we are mindful of the diversity
issues raised by Lopez and Rivera, as well as the concerns regarding the
availability and implementation of culturally appropriate placements, we are unwilling, based upon the
evidence in this record, to determine that only Hispanic foster parents can provide
culturally appropriate care for Hispanic children who are determined CHINS.
Lopez and Rivera cannot complain that the juvenile court failed to consider placement
of the children with Mexican relatives. The May 3, 1999 order specifically
states that the juvenile court has attempted to assess the viability of placement
with the paternal grandparents in Mexico. Lopez and Riveras complaint is based
upon delay to which they have contributed. Lopez and Rivera objected to
translation of the home study of the paternal grandparents by any source other
than the Consulate. Neither the Consulate, nor the parents have provided the
court with the information upon which it could base a decision as to
the feasibility of placing the children with the paternal grandparents. Essentially, Lopez
and Rivera invited any error in the juvenile courts inability to assess a
basis for placing the children with relatives in Mexico. An error invited
by the complaining party is not reversible error. Smith v. Washington, 716
N.E.2d 607, 613 (Ind. Ct. App. 1999). Lopez and Rivera have waived
any possible error at this stage in the proceedings, with regard to the
placement of the children with relatives in Mexico.
Further, we note that the May 3, 1999 order does not foreclose further
consideration of the childrens placement with relatives in Mexico. As we have
discussed, the placement decisions must be formally reviewed every six months. Also,
the May 3, 1999 order specifies reunification with parent (s) as the plan
for permanency. In that regard, the termination proceeding as to the four
oldest children was held in abeyance.
We cannot say that the juvenile courts placement determinations, made in May 1999,
were contrary to the evidence.
Judgment affirmed.
DARDEN, J., and VAIDIK, J., concur.
* * *
Q. What is the responsibility of judicial officials and prosecutors for notification of arrests
and detention?
A. Because they do not hold foreign nationals in custody, judicial officials and prosecutors
are not responsible for notification. The Department of State nevertheless encourages judicial
officials who preside over arraignments or other initial appearances of aliens in court
to inquire at that time whether the alien has been provided with consular
notification as required by the [Vienna Convention] and/or any bilateral agreement providing for
mandatory notification. The Department also encourages prosecutors to make similar inquires.
Inquiries such as these will help promote compliance with the consular notification procedures
and facilitate the provision of consular assistance by foreign governments to their nationals.
Record at 584.