FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
MARK J. PHILLIPOFF PAUL J. PERALTA
Jones, Obenchain, Ford, Pankow, EDWARD A. SULLIVAN, III
Lewis & Woods Baker & Daniels
South Bend, Indiana South Bend, Indiana
PEGGY L. D'IORIO, )
)
Appellant-Plaintiff, )
)
vs. ) No. 71A03-9709-CV-305
)
ROBERT A. D'IORIO, )
)
Appellee-Defendant. )
OPINION - FOR PUBLICATION
On September 10, 1985, the parties signed a reconciliation agreement drawn up by
a South Bend attorney retained by Wife. The agreement stated, inter alia:
WHEREAS, the parties are husband and wife, but each have filed
divorce actions . . .
WHEREAS, the parties desire to attempt reconciliation . . .
WHEREAS, each of the parties have agreed to do certain things to
accomplish the reconciliation.
NOW, THEREFORE, in consideration of the premises and the mutual
agreements of the parties, they do now agree as follows:
1. [Husband] agrees to transfer Forty Thousand and No/100 Dollars
($40,000.00) in cash to [Wife] upon execution of this agreement, . . .
2. [Husband] shall cause to be conveyed to [Wife], in her name alone,
the family home in . . . Pennsylvania, together with all furniture and fixtures
located therein.
3. [Husband] shall deliver to [Wife] approximately One Hundred
Thousand and No/100 Dollars ($100,000.00) to One Hundred Ten Thousand
and No/100 Dollars ($110,000.00) cash by Friday, September 13, 1985, and
the further delivery of approximately Two Hundred Sixty-five Thousand and
No/100 Dollars ($265,000.00) to Two Hundred Seventy-five Thousand and
No/100 Dollars ($275,000.00) in cash or gold within fourteen (14) days after
execution of this Agreement.
4. [Husband agrees to use best efforts to cause a criminal action against
Wife to be dismissed].
5. [Husband agrees to support his family, undertake psychological
counseling, and pay Wife's various attorney fees].
Record at 21-23. Within the reconciliation agreement, the parties also agreed to drop their respective dissolution actions. Thereafter, the parties lived together in Sturgis, Michigan.
Husband began attending counseling in Valparaiso and paid Wife a portion of the money
called for by the reconciliation agreement.
In September of 1995, Wife filed a complaint in the St. Joseph Superior Court against
Husband based on his failure to pay her $175,000.00, the long delinquent balance due under
the agreement. By then, Wife was a resident of Florida and Husband was a resident of
Maryland.See footnote
1
Husband filed a motion to dismiss the Indiana complaint for lack of jurisdiction
over Husband. In the alternative, Husband's motion also claimed forum non conveniens,
citing his various health problems. The St. Joseph Superior Court judge issued the following
order: "Hearing was held in this matter and the Court reserved ruling for the opportunity to
study the parties' submissions. The Court now finds that the Indiana courts have no
jurisdiction over the parties and accordingly, [Wife's] claim is dismissed without prejudice."
Record at 184.
To gain personal jurisdiction over a non-resident, Indiana courts must rely on Indiana
Trial Rule 4.4(A). Yates-Cobb v. Hays, 681 N.E.2d 729, 732 (Ind. Ct. App. 1997). Indiana
Trial Rule 4.4(A)(1) provides that any person that is a nonresident of Indiana submits to the
jurisdiction of our courts as to any action arising from his "doing any business" in this state.
We have stated:
The purpose of T.R. 4.4(A) is to extend jurisdiction to the boundaries
permitted by the due process clause of the Fourteenth Amendment. Because
T.R. 4.4(A) seeks to extend jurisdiction to the limits of due process, "the usual
two-step analysis of first checking if a state statute allows jurisdiction over [a]
defendant and then ascertaining whether the state's assertion of jurisdiction
accords with due process collapses into a single search for the outer limits of
what due process permits."
Due process requires that the defendant have certain minimum contacts
with the forum state such that maintenance of the suit does not offend
traditional notions of fair play and substantial justice. Minimum contacts are
required to assure that a defendant has purposefully availed himself of the
jurisdiction of the forum state. The "purposeful availment" requirement
ensures that a defendant will not be hailed into a jurisdiction solely on the
basis of random, fortuitous or attenuated contacts or the unilateral activity of
another party or a third person who claims some relationship with him.
Yates-Cobb, 681 N.E.2d at 732-33 (citations omitted).
There are no hard and fast rules regarding the existence of minimum contacts. Rather,
whether minimum contacts exist in a particular factual setting must be determined on a case-
by-case basis. Kulko v. Superior Court of California, 436 U.S. 84, 92-93 (1978). The factors
to be considered are: 1) the nature and quality of the contacts with the forum state; 2) the
quantity of contacts with the state; 3) the relationship between those contacts and the cause
of action; 4) the interest of the forum state in providing a forum for its residents; and 5) the
convenience of the parties. Fetner v. Maury Boyd & Assocs., Inc., 563 N.E.2d 1334, 1337
(Ind. Ct. App. 1990), trans. denied.
During their marriage, Husband and Wife lived together in Massachusetts,
Pennsylvania, and Michigan, but never in Indiana. Neither party ever filed for a dissolution
in Indiana. Neither party ever worked in Indiana. Wife merely commuted to South Bend for
a portion of her legal education and hired an attorney in South Bend to draw up the
reconciliation agreement. While the reconciliation agreement was signed and a first payment
was made in Indiana, the agreement contains no provision specifying where those actions
were to have taken place. In fact, the agreement's only indications of specific places are its
choice of law provision (Michigan) and its provision as to where the parties will live
(Michigan or some other mutually agreed upon location). Today, neither party resides in
Indiana.
Husband's only other ties to Indiana were his brief stay in a South Bend hotel prior
to his finding a house to rent in Michigan, his trips following Wife to the law school in order
to discuss possible reconciliation, and a brokerage account in Indiana. We cannot say that
these activities amounted to "doing business in this state" within the meaning of Trial Rule
4.4(A)(1). That is, these actions are not of the nature, quality, or quantity necessary to
establish the minimum contacts required to justify Husband being hailed into an Indiana
court. Likewise, the other three factors set out in Fetner do not support an assertion of
jurisdiction in Indiana under the particular facts of this case. Accordingly, we conclude the
trial court did not abuse its discretion when it dismissed without prejudice Wife's suit on the
reconciliation agreement due to lack of personal jurisdiction. Cf. Garvey v. Mendenhall, 404
S.E.2d 613, 615 (Ga. App. 1991) (concluding that non-commercial claims arising from a
personal relationship would not support jurisdiction under statutory provision requiring the
transaction of business), cert. denied, (1991); Whisenant v. Whisenant, 219 Kan. 387, 548
P.2d 470, 475 (1976) (finding lack of jurisdiction over paternity action because defendant's
intercourse, promise to marry, and purchase of wedding ring cannot reasonably be said to
constitute the transaction of business within the meaning of long arm statute).
Affirmed.
HOFFMAN, J. and STATON, J. concur.
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