FOR PUBLICATION
ATTORNEYS FOR APPELLANT: ATTORNEYS FOR APPELLEE:
PHYLLIS J. GARRISON STEVE CARTER
McMains Foster & Morse, P.C. Attorney General of Indiana
Indianapolis, Indiana
DANIEL JASON KOPP
J. GREGORY GARRISON
Deputy Attorney General
Garrison & Kiefer, P.C. Indianapolis, Indiana
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
GEORGE ALLEN CARSON, )
)
Appellant-Defendant, )
)
vs. ) No. 53A01-0309-CR-326
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE MONROE CIRCUIT COURT
The Honorable Kenneth G. Todd, Judge
Cause No. 53C03-0101-CF-20
April 30, 2004
OPINION - FOR PUBLICATION
BAILEY, Judge
Case Summary
Appellant-Defendant George Allen Carson (Carson) appeals the trial courts determination that he was
guilty but mentally ill for the attempted murder of his wife, Tricia Carson
(Wife). We affirm.
See footnote
Issues
Carson raises two issues, which we restate as:
Whether the trial courts determination that Carson was guilty but mentally ill was
contrary to law because the evidence demonstrated that he was insane at the
time of the attempted murder; and
Whether the Indiana Supreme Courts holding in Barany v. State, 658 N.E.2d 60
(Ind. 1995), precluded Carson from proving that he was not responsible by reason
of insanity at the time of the offense.
Facts and Procedural History
Carson suffers from a psychiatric disorder that causes him to experience paranoid and
persecutory delusions. The medication that Carson takes for this disorder has possible
adverse side effects on sexual performance. As a result, two months prior
to January 11, 2001, Carson stopped taking his medication.
On the afternoon of January 11, 2001, Carson and Wife attempted to have
sexual intercourse. However, Carson became agitated and blamed Wife when he was
unable to perform sexually. In response, Wife commented that until Carson had
a better hold of what he was going through, they should refrain from
being intimate. Tr. at 8. Carson retorted that he would not
be having sex with her again.
Subsequently, Wife went to the grocery store. When Wife returned home at
approximately 6:00 p.m., Carson was very agitated and said that he had figured
out everything. Id. Carson explained that he had talked to Bear
or Dog and figured everything out.
See footnote
Id. at 11. Carson proceeded
to tell Wife that she had to shoot him in the head that
night before day break and if that didnt happen before daylight that [she]
would regret it. Id. Because Carson had never been violent in
the past, Wife was very concerned about this statement. Wife took her
stepdaughter, J.C., who suffers from cerebral palsy, and drove to Carsons mothers house
in Indianapolis because, in the past, Carsons mother had always been able to
convince him to seek medical treatment. However, Carsons mother was not at
home when Wife and J.C. arrived. As the two waited for Carsons
mother to return home, Wife contacted Carson twice to verify that he was
all right. During the second telephone conversation, Carson apologized to Wife for
his behavior, asked her to come back home, and assured her that everything
was going to be fine.
When Wife and J.C. returned home, J.C. went to bed and Wife and
Carson watched television for a couple of hours. At approximately midnight, after
Carson and Wife had turned off the television, Carson accused Wife of sleeping
with another man and told her that she had to die. Carson
pinned Wife on the bed with one arm and grabbed a handgun from
the nightstand with his other hand. Tr. at 18. A struggle
ensued and Carson placed the handgun, first, in Wifes mouth and, second, against
her head. Carson next placed a pillow over Wifes head and began
suffocating her. When Carson removed the pillow from Wifes head, he placed
his hand over Wifes mouth and plugged [her] nose to try to get
[her] to stop breathing. Id. at 19. At some point during
the struggle J.C. appeared at the doorway upset and saying please stop, dont.
Id. Carson ordered J.C. to go back to bed, leave, get
out of here. Id. Carson then rolled [Wife] over on [her]
stomach, placed a pillow directly against her head, and shot her in the
back of the head, through the pillow. Id. Next, Carson put
the handgun down and left the bedroom. Wife slowly exited the bedroom
and Carson grabbed her by the hair and was kind of jerking [her]
around, dragging [her] down the hall. Id. at 20. Eventually, Carson
let go of Wifes hair and proceeded down the stairs to retrieve his
rifle. Wife was able to escape to a neighbors house but Carson
shot her in the side.
On January 12, 2001, Carson was arrested for the attempted murder of Wife.
Carson waived his right to a jury trial and stipulated to the
admission of the Incident Report. The Incident Report provided, in part, that
when Carson was apprehended, he told the investigating officers that the guns were
in the backyard, under a bush. States Ex. 5. The Incident
Report also revealed that J.C. told the investigating officers that, after she heard
the second gunshot, Carson came back inside the house without any weapons and
informed her that they had to leave. Id.
On April 4, 2003, at a bench trial, Carson admitted to shooting Wife
but asserted, as a defense, that he was legally insane at the time
of the offense. Two psychiatrists and one psychologist examined Carson prior to
trial. Doctor George Parker (Doctor Parker), a forensic psychiatrist with the Indiana
University School of Medicine, testified that, at the time of the attempted murder,
Carson was unable to appreciate the wrongfulness of his behavior. Doctor Jerry
E. Neff (Doctor Neff), the Associate Medical Director of the Center for Behavioral
Health, submitted a report to the trial court wherein he concluded that Carsons
persecutory beliefs were a significant factor in [Carsons] actions at the time of
the alleged offense. However, it is [his] professional opinion that [Carson] was
still capable of appreciating the wrongfulness of the alleged offense and as such
was legally sane. States Ex. 6. Psychologist Jacqueline A. Bienek (Bienek),
a Health Service Provider in Psychology of the Center for Behavioral Health, also
examined Carson and determined that he was not sane at the time of
the alleged crime. Def.s Ex. B.
On June 27, 2003, the trial court found Carson guilty but mentally ill
of attempted murder. The trial court sentenced Carson to the Indiana Department
of Correction for a period of thirty years, with five years suspended and
five years of probation. This appeal ensued.
Discussion and Decision
I. Proof of Insanity
Carson first argues that
the trial courts determination that he was guilty but
mentally ill was contrary to law because the evidence demonstrated that he was
insane at the time of the attempted murder.
Because Carson admits to
committing the alleged offense, the only issue before us is whether the record
supported the trial courts finding that he was guilty but mentally ill rather
than not guilty by reason of insanity. Pursuant to Indiana Code Section
35-41-3-6(a), [a] person is not responsible for having engaged in prohibited conduct if,
as a result of mental disease or defect, he was unable to appreciate
the wrongfulness of the conduct at the time of the offense. This
section defines mental disease or defect as a severely abnormal mental condition that
grossly and demonstrably impairs a persons perception, but the term does not include
an abnormality manifested only by repeated unlawful or antisocial conduct. Ind. Code
§ 35-41-3-6(b).
The insanity defense is an affirmative defense for which the burden of proof
is on the defendant.
Thompson v. State, 804 N.E.2d 1146, 1148 (Ind.
2004). The State must prove the offense, including mens rea, beyond a
reasonable doubt but need not disprove insanity. Id. (citing Ind. Code §
35-41-4-1). To avoid responsibility for the crime proven by the State, the
defendant must establish the insanity defense by a preponderance of the evidence.
See Ind. Code § 35-41-4-1(b). The question of whether a defendant can
appreciate the wrongfulness of his or her conduct is one for the trier
of fact. See
Thompson, 804 N.E.2d at 1149.
A defendant who
claims that his or her insanity defense should have prevailed at trial is
in the position of one appealing from a negative judgment, and we will
reverse when the evidence is without conflict and leads only to the conclusion
that the defendant was insane when the crime was committed. Id.
As such, we will not reweigh the evidence or assess the credibility of
witnesses but will consider only the evidence most favorable to the judgment and
the reasonable and logical inferences to be drawn therefrom. Id.
In the present case, Carson challenges the trial courts determination that he was
guilty but mentally ill as contrary to law because [a]ll credible evidence presented
at trial supports a finding that [he] was insane at the time of
the crime. Appellants Br. at 7. In particular, Carson contends that
Doctor Neffs determination that Carson was sane at the time of the attempted
murder is devoid of any probative value because it merely states a conclusion.
Id. We disagree.
Doctor Neffs determination that Carson was sane at the time of the offense
was based upon his own evaluation of Carson, as well as his review
of Carsons medical records. Doctor Neffs report to the trial court provides,
in pertinent part, that:
[Carson] freely admits to a history of alcohol and drug abuse but there
is no clear indication that this was a factor in his actions at
the time of the alleged offense. In todays interview, he reports on
a very extensive paranoid delusional system which seems to have been present since
adolescence. Todays report is entirely consistent with his reports at treatment contacts
between two and five months prior to the alleged offense. No other
significant abnormalities in mental status are elicited now or clearly documented previously.
It is clear that these persecutory beliefs were a significant factor in [Carsons]
actions at the time of the alleged offense. However, it is my
professional opinion that [Carson] was still capable of appreciating the wrongfulness of the
alleged offense and as such was legally sane.
States Ex. 6. This report constitutes probative evidence that Carson was sane
at the time of the offense. As such, the trial courts determination
that Carson was guilty but mentally ill was not contrary to law.
Moreover, we note that, pursuant to our supreme courts decisions in Barany
v. State, 658 N.E.2d 60, 64 (Ind. 1995), and, more recently, in Thompson,
804 N.E.2d at 1149, even if the medical experts were to have unanimously
agreed that Carson was insane at the time of the offense, the trial
courts guilty but mentally ill determination would still be proper on these facts.
The Barany court upheld a conviction notwithstanding unanimous expert opinion that the
defendant was insane at the time that he killed his live-in companion.
Barany, 658 N.E.2d at 64. There, neighbors saw the defendant sitting naked
on the end of a pier. Id. When the defendants female
companion placed a blanket on him, the defendant bit her finger off.
Id. The companion quickly ran back into the house. Id.
After a short while, the defendant followed her into the house and shot
her eight times, used a splitting maul to destroy household appliances, and struck
the companions body with the maul. Id. At trial, three court-appointed
psychiatrists testified that at the time of the murder, the defendant was unable
to understand the wrongfulness of his conduct. Id. However, a police
detective testified that a few hours after the crime, the defendant told him
that the victim nagged and complained and one of the defendants friends testified
that the defendant seemed O.K. to him. Id. In addition, the
defendants sister testified that the defendant had related to her that he believed
the companion was calling the police when he killed her. Id.
The jury found the defendant guilty but mentally ill. Id. On
direct appeal, our supreme court upheld the conviction, finding that the jury could
have decided that [the lay] testimony about [the defendants] behavior was more indicative
of his actual mental health at the time of the killing than medical
examinations. Id.
More recently,
in Thompson, two experts submitted reports indicating they believed that, due
to a mental illness, defendant was unable to appreciate the wrongfulness of her
actions when she committed the offense of residential entry. 804 N.E.2d at
1148. Nevertheless, the trial court determined that the defendant was guilty but
mentally ill at the time of the offense as evidenced by the fact
that she had been released from the hospital only days before the incident
because she had no active psychotic symptoms, no homicidal or suicidal ideations, and
was calm and pleasant without agitation. Id. On appeal, another panel
of this Court reversed the trial courts determination because there was no lay
witness testimony regarding the defendants sanity at the time of the offense.
Id. Upon granting the defendants petition to transfer, our supreme court held
that a finder of fact is entitled to decide whether to credit the
opinions of experts on insanity, even in the absence of lay witness testimony.
Id. at 1149. The Thompson court held that non-medical evidence of
the defendants sanity could be gleaned by the facts that, first, she only
removed her belongings from the house that she unlawfully entered and, second, the
police officers who stopped the defendant believed that she was sufficiently lucid to
be allowed to go about her business. Id.
In a concurring opinion, Justice Sullivan explained that:
There may be a temptation to read into todays opinionbecause we reverse the
decision of the Court of Appealsa suggestion that
Barany has been expanded and
that psychiatric testimony is even less weighty than before. I do not
believe that to be the Courts intent. It seems to me that the
law would require us, even under todays opinion, to set aside a conviction
where (1) there was unanimous credible, expert testimony that a defendant was insane
at the time of the crime at issue and (2) there was no
other evidence of probative value from which a conflicting inference could be drawn.
Said differently, there will be insufficient evidence to convict where (1) there is
unanimous credible, expert testimony that a defendant is insane at the time of
the crime at issue and (2) there is no other evidence of probative
value from which a conflicting inference can be drawn.
Id. at 1152 (Sullivan, J., concurring).
Here, in addition to Doctor Neffs report that Carson was sane at the
time of the offense, Wife testified that, prior to the first gunshot, Carson
ordered J.C. to return to her bedroom because he didnt want her to
be there. Tr. at 20. Further, the Incident Report provided that
when Carson was apprehended, he told the investigating officers that the guns were
in the backyard, under a bush. States Ex. 5. The Incident
Report also revealed that J.C. told the investigating officers that, after she heard
the second gunshot, Carson came back inside the house without any weapons and
informed her that they had to leave.
Id. From this evidence
and the inferences drawn therefrom, a trier of fact could have determined that
Carson appreciated the wrongfulness of his conduct when he attempted to murder Wife.
II. Validity of Indiana Supreme Court Precedent
Second, Carson asserts that the Indiana Supreme Courts holding in Barany, 658 N.E.2d
at 60, precluded him from proving that he was not responsible by reason
of insanity at the time of the offense because he suffers from an
episodic mental illness that causes him to experience unpredictable delusions and hallucinations.
Put another way, Carson challenges our supreme courts holding in Barany on the
basis that it allows a fact findercharged with determining whether the defendant was
guilty but mentally ill or legally insane at the time of the offenseto
disregard unanimous expert testimony that the defendant was insane at the time of
the offense and, instead, to rely solely upon lay witness evidence regarding the
defendants sane demeanor before and after the commission of the crime. Initially,
we observe that Barany and other cases cited by Carson are distinguishable from
the case at bar because, here, the experts that examined Carson did not
unanimously agree that he was legally insane at the time of the crime.
Rather, as previously mentioned, Doctor Neff concluded that Carson was sane at
the time of the offense.
Further, and in response to our decision in Moler v. State, 782 N.E.2d
454 (Ind. Ct. App. 2003), trans. denied, our supreme court has revisited and
reaffirmed its decision in Barany. See Thompson, 804 N.E.2d 1146. In Moler,
we upheld the trial courts determination that a defendant who suffers from an
episodic mental illness was guilty but mentally ill at the time of the
offense; however, in so doing, we observed the following:
Barany has made it very difficult even for defendants with well-documented mental illnesses
to successfully raise the insanity defense. Under the rule of Barany, even
if all expert testimony regarding a defendants state of mind points to the
fact that the defendant could not have appreciated the wrongfulness of his actions
at the time of a crime, the jury is free to disregard the
experts opinions in favor of lay evidence of the defendants demeanor before and
after the crime.
The proposition that a jury may infer that a persons actions before and
after a crime are indicative of his actual mental health at the time
of the crime is logical when dealing with a defendant who is not
prone to delusional or hallucinogenic episodes. However, when a defendant has a
serious and well-documented mental disorder, such as schizophrenia, one that causes him to
see, hear, and believe realities that do not exist, such logic collapses.
In the interests of justice, we hope that our supreme court will revisit
this rule.
782 N.E.2d at 458-59.
On March 23, 2004, our supreme court decided Thompson, wherein it
held that
a finder of fact is entitled to decide whether to credit the opinions
of experts on insanity, even in the absence of lay witness testimony.
804 N.E.2d at 1149. Indeed, as previously mentioned, the Thompson court found
sufficient evidence to support the trial courts guilty but mentally ill determination when
the evidence revealed that: (1) the defendant removed only items belonging to
her from the house that she unlawfully entered; and (2) the police officers
who stopped the defendant following the incident believed that she was lucid enough
to proceed about her business. Although Thompson did not define the episodic
parameters regarding what constitutes probative non-medical evidence, it demonstrates that the Indiana Supreme
Court has revisited and reaffirmed its holding in Barany.
See footnote
Accordingly, we decline
Carsons invitation to disregard supreme court precedent
.
Affirmed.
NAJAM, J., and ROBB, J., concur.
Footnote:
We heard oral argument in this case on April 14, 2004, at
Saint Mary-of-the-Woods College in Terre Haute, Indiana. We thank counsel for their
advocacy and extend our appreciation to Saint Mary-of-the-Woods College for hosting the event.
Footnote: The couples dogs name is Bear; however, the record is unclear whether
Carson was referring to their dog or something else.
Footnote: At oral argument, Carson argued that our supreme courts holding in
Barany
should be revisited because it allows the trier of fact to consider lay
witness testimony regarding the defendants demeanor and conduct before and after the criminal
episode, rather than at the time of the offense. In particular to
his case, Carson asserts that there was no evidence that he was sane
at the time that he committed the offense; rather, the only evidence of
his sanity, i.e., evidence that he hid the gun and rifle and informed
J.C. that they had to leave, occurred after the time of the offense.
However, this argument is misplaced for two reasons. First, the record
demonstrates that, after Carson attempted to suffocate Wife and before he shot her,
J.C. appeared at the couples doorway and Carson ordered her to leave the
room. This latter piece of evidence, which undoubtedly occurred at the time
of the offense, creates a reasonable inference that Carson appreciated the wrongfulness of
his conduct at the time that he was committing the offense and, therefore,
did not want his daughter to witness him shoot her stepmother.
Second, as previously mentioned, our supreme court has recently revisited its holding in
Barany, and under our supreme courts holding in Thompson, evidence that Carson: (1)
ordered J.C. to return to her bedroom during the offense; (2) hid the
gun and rifle immediately after the incident; and (3) told J.C. they had
to leave immediately following the offense, is sufficient to support the trial courts
guilty but mentally ill finding. See, e.g., Thompson, 840 N.E.2d at 1149
(finding sufficient evidence where
the police officers who stopped the defendant following the
incident believed that she was lucid enough to proceed about her business).