ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
NANCY A. MCCASLIN KAREN M. FREEMAN-WILSON
McCaslin & McCaslin Attorney General of Indiana
Elkhart, Indiana
EILEEN EUZEN
Deputy Attorney General
Indianapolis, Indiana
S. T., )
) Supreme Court Cause Number
Appellant-Respondent, ) 20S03-0010-JV-606
)
v. )
)
STATE OF INDIANA, ) Court of Appeals Cause Number
) 20A03-9912-JV-480
Appellee-Petitioner. )
ON PETITION TO TRANSFER
March 20, 2002
App. for Br. of Appellant at 1. Trial courts in the State
of Indiana are permitted to make and amend rules governing their practice provided
the rules are not inconsistent with the Indiana Rules of Trial Procedure.
See Ind. Trial Rule 81. These procedural rules are intended to standardize
the practice within the court, facilitate the effective flow of information, and enable
the court to rule on the merits of the case. Meredith v.
State, 679 N.E.2d 1309, 1310 (Ind. 1997). As a general proposition, once
made, all litigants, as well as the court, are bound by the rules.
However, a court should not blindly adhere to all of its rules.
Id. at 1311. As we have observed:
Although our procedural rules are extremely important, it must be kept in mind
that they are merely a means for achieving the ultimate end of orderly
and speedy justice. We must examine our technical rules closely when it appears
that invoking them would defeat justice; otherwise we become slaves to the technicalities
themselves and they acquire the position of being the ends instead of the
means.
Id. (quoting American States Ins. Co. v. State ex rel. Jennings, 258 Ind.
637, 283 N.E.2d 529, 531 (1972)).
There is no question that trial courts have the discretion to exclude belatedly
disclosed witnesses. In that sense, the local trial rule in this case
generally underscores the courts authority. However, that discretion is limited to instances
where there is evidence of bad faith on the part of counsel or
a showing of substantial prejudice to the State. Williams v. State, 714
N.E.2d 644, 651 (Ind. 1999); Cook v. State, 675 N.E.2d 687, 691 (Ind.
1996); see also Wiseheart v. State, 491 N.E.2d 985, 991 (Ind. 1986) (The
most extreme sanction of witness exclusion should not be employed unless the defendants
breach has been purposeful or intentional or unless substantial or irreparable prejudice would
result to the State.). Indeed, in light of a defendants right to
compulsory process under the federal and state constitutions,
See footnote there is a strong presumption
in favor of allowing the testimony of even late-disclosed witnesses.
Williams, 714
N.E.2d at 651. Where a party fails to disclose a witness timely,
courts generally remedy the situation by providing a continuance rather than disallowing the
testimony. Fields v. State, 679 N.E.2d 1315, 1319 (Ind. 1997).
In this case there is no evidence that counsel acted in bad faith
in failing to file a timely witness list. And neither before the
trial court nor on appellate review does the State allege that it was
prejudiced by counsels conduct. Therefore, even though the local rule in this
case may have suggested otherwise, S.T. should have been allowed to present the
testimony of his two witnesses. The trial courts grant of the States
motion to exclude the witnesses was error. Accordingly, a timely defense objection
to the motion would have been properly granted. We conclude therefore that
counsels conduct fell below an objective standard of reasonableness in failing to object
to the States motion. We conclude also that S.T. was prejudiced by
counsels conduct. Compare D.D.K. v. State, 750 N.E.2d 885, 888 (Ind. Ct.
App. 2001) (finding harmless error in the trial not allowing defense witnesses to
testify).
The officers testified for the State and identified S.T. as the young man
with whom they struggled and who fled the area. After the State
rested, S.T. took the stand and testified that he had been home asleep
at the time of the incident. According to S.T., he remained asleep
until his mother woke him to take a telephone call from L.C.
S.T.s mother was prepared to testify that S.T. indeed was sleeping on the
sofa when she awakened him to take a friends call. And L.C.,
the friend who called S.T., was prepared to testify that he spoke with
S.T. at the time he said he received the call. In his
dissenting opinion, Judge Sullivan observed that although L.C. and S.T.s mother were not
exactly objective and detached witnesses, they nonetheless would have added a different perspective
to the defendants version of events and reinforced his account, and therefore, the
exclusion of the witnesses unnecessarily prejudiced the defendant. S.T., 733 N.E.2d at
944 (Sullivan, J., dissenting). We agree.