FOR PUBLICATION
ATTORNEYS FOR APPELLANT: ATTORNEYS FOR APPELLEES:
SHARON R. MERRIMAN KENNETH P. REESE
Symmes Voyles Zahn Paul & Hogan Lewis & Wagner
Indianapolis, Indiana Indianapolis, Indiana
STEPHEN B. CAPLIN JAMES D. CRUM
Caplin Pehler Park & Tousley Coots Henke & Wheeler
Indianapolis, Indiana Carmel, Indiana
DAVID L. COLLINS, )
)
Appellant-Plaintiff, )
)
vs. ) No. 49A04-9708-CV-337
)
J.A. HOUSE, INC., and )
PEPPER INDIANA PARTNERSHIP, )
)
Appellees-Defendants. )
SULLIVAN, Judge
fell approximately six to eight feet and landed on a metal pipe left by House on the second
floor where its employees had been working. As a result of the fall, Collins injured his left
knee.
On April 18, 1994, Collins filed a complaint against House and Pepper, alleging that
they had negligently caused his injuries. Approximately two years later, House filed a
motion for summary judgment. Specifically, House claimed that it did not owe Collins a
duty and, even assuming a duty, Collins' injuries were not proximately caused by any acts
or omissions on the part of House. On June 17, 1996, Collins filed a response, opposing
House's motion and designating evidence to demonstrate the existence of material issues of
fact. Specifically, Collins contended that House owed him a duty to clean up its materials
on a daily basis and to clear any debris from its work area. Collins further contended that
whether House's alleged breach was the proximate cause of his injuries was a question for
the trier of fact.
Pepper also filed a motion for summary judgment, contending that it did not owe
Collins a duty and that its actions were not the proximate cause of Collins' injuries. Collins
again responded by asserting genuine issues of material fact and designating supporting
evidence. Among other things, Collins contended that Pepper owed him a duty to maintain
a clean working environment and to ensure that House kept its work area clean. Collins also
contended that Pepper employees had aided the Reinke employees in attaching the visqueen
and that his injury was caused by Pepper's negligent failure to properly secure the visqueen
to the scaffolding or building.
permitted to search the record for or make its decision based upon materials which were not
specifically designated to the trial court. Babinchak v. Chesterton (1992) Ind.App., 598
N.E.2d 1099, 1101-1102, reh'g denied.
We consider separately the entry of summary judgment as related to the two
defendants.
cleared from work areas, passageways, and stairs, in and around buildings or other
structures." 29 C.F.R. § 1926.25 (1998) (emphasis supplied). Based upon this designated
evidence, Collins contended that House owed him a duty to clean up its materials on a daily
basis and to keep its area cleared of debrisSee footnote
4
and, as a result, genuine issues of material fact
existed regarding whether House breached these duties and whether House's act or acts were
a proximate case of Collins' injuries.See footnote
5
However, even assuming House was required to clean
its area on a daily basis and remove all waste materials for the benefit of other employees,
including Collins, and that House breached that duty by leaving pipes scattered on the floor,
we conclude that House's alleged negligence was, as a matter of law, not a proximate cause
of Collins' injuries.
In determining whether an act is a proximate cause of an injury, we consider whether
the injury was a natural and probable consequence of the negligent act, which in light of the
attending circumstances, could have been reasonably foreseen or anticipated. Goldsberry,
supra, 672 N.E.2d 475, 479. Thus, the negligent act must set in motion the chain of
circumstances which contribute to or cause the resulting injury. See City of Portage v.
Lindbloom (1995) Ind.App., 655 N.E.2d 84, 86, trans. denied. However, if an independent
agency intervenes between the defendant's negligence and the resulting injury, it may break
the chain of causation. Lutheran Hosp. of Indiana, Inc. v. Blaser (1994) Ind.App., 634
N.E.2d 864, 871, reh'g denied; Woods v. Qual-Craft Industries, Inc. (1995) Ind.App., 648
N.E.2d 1198, 1202, trans. denied. The key to determining whether an intervening agency has
broken the original chain of causation is to decide whether it was reasonably foreseeable
under the circumstances that the agency would intervene in such a way as to cause the
resulting injury; if the intervening cause was not reasonably foreseeable, then the original
negligent actor is relieved of any and all liability resulting from the original negligent act.
Galbreath v. Engineering Const. Corp., (1971) 149 Ind.App. 347, 359, 273 N.E.2d 121, 128.
Although the issue of proximate cause is often determined by the trier of fact, where it is
clear that the injury was not foreseeable under the circumstances and that the imposition of
liability upon the original negligent actor would not be justified, the determination of
proximate cause may be made as a matter of law. See Straley v. Kimberly (1997) Ind.App.,
687 N.E.2d 360, 365, trans. denied.
According to House, the negligent installation of the visqueen, which set in motion
the series of events which caused Collins to jump, was an intervening cause which broke the
original chain of causation. House further contends that, because the intervening series of
events could not have been reasonably anticipated by House, it was relieved of liability for
any alleged negligent acts. We agree.
further held that the collapse of the scaffold was an unforeseeable intervening act which
superseded any liability on the part of the concrete subcontractor. Id. As in Woods, Collins'
injuries were not the natural and probable consequence of House's act of leaving pipe on the
second floor. Rather, as stated above, the inflation of the visqueen, which caused Collins to
jump, was an unforeseeable intervening cause.
Nevertheless, Collins contends that, based upon certain language contained in the
contract between House and St. Vincent, House should have reasonably anticipated that
Collins might be injured by the pipes left on the second floor. In particular, Collins refers
to Article 10.2.1 of the "General Conditions of the Contract for Construction" which provides
that House "shall take reasonable precautions for safety of, and shall provide reasonable
protection to prevent damage, injury or loss to . . . employees on the Work and other persons
who may be affected thereby." Record at 58 (emphasis supplied). According to Collins, this
language placed House on notice that workers, other than its employees, "might be in the
area of House's work" and, therefore, it was foreseeable that Collins, as one of the other
workers, would be injured by the pipe. Appellant's Brief at 16-17.
Although we agree that based upon the contract language, House should have
anticipated that workers other than House employees might be injured by materials left on
the floor by House we, nevertheless, cannot conclude that House should have anticipated
every possible situation in which a worker might come into contact with the pipes.
Determining whether an act is foreseeable under the doctrine of proximate cause always
involves an evaluation of the particular circumstances surrounding the incident. See
Goldsberry, supra, 672 N.E.2d at 479 ("Foreseeability in the context of proximate cause
involves evaluating the particular circumstances of an incident after the incident occurs.").
Thus, we must take into consideration that Collins was working on a scaffold constructed on
the outside of the building and that House was working inside the building on the second
floor. It is clear under these circumstances that House could not have reasonably foreseen
the chain of events which caused Collins to jump from the third level of the scaffold into the
second-story window. Therefore, because any act on the part of House was not a proximate
cause of Collins' injuries, the trial court properly entered summary judgment in favor of
House.See footnote
6
required to inspect the second floor for safety. Pepper also argued that it did not construct
the scaffold or place the visqueen and was under no obligation to maintain the scaffold or
inspect it for safety.
Pepper further argued that Reinke remained responsible for the safety
of its employees and property and agreed to comply with all federal, state and local statutes,
rules, and regulations.
In response, Collins contended that Pepper owed him a duty under Pepper's contract
with the hospital to "maintain[] a clean work environment at all times" and to "determine the
adequacy" of House's compliance with its housekeeping duties under OSHA. Record at
104,105. Collins further contended that a genuine issue of material fact existed in regard to
whether Pepper employees negligently secured the visqueen to the scaffold.
Initially, we note that we again need not decide whether Pepper owed Collins a duty
to clear away the pipe or ensure that House complied with its housekeeping duties under
OSHA. Even assuming Pepper failed to ensure that the pipes were removed, that failure was
not a proximate cause of Collins' injuries. Therefore, Pepper was entitled to summary
judgment with regard to this precise issue. See T.R. 56(C) ("A summary judgment may be
rendered upon less than all the issues or claims.").
However, we do not similarly find that Pepper was entitled to summary judgment
upon its contention that it did not owe Collins a duty to maintain or inspect the scaffold for
safety. According to
Pepper, although it was contractually required to conduct safety training
courses for subcontractor employees and to provide the contractors with a copy of the safety
rules, it was not required to "make exhaustive or continuous inspections to check safety
precautions and programs in connection with the Project." Supplemental Record at 3.
Pepper further contended that Reinke was responsible for the safety of its employees and
property and was not relieved of its duty to comply with federal, state and local statutes.
In order to determine whether a party is charged with a duty of care under a contract,
we look to the contract as a whole by examining all of the provisions. See Perryman v.
Huber, Hunt & Nichols, Inc. (1994) Ind.App., 628 N.E.2d 1240, 1244, trans. denied, (The
meaning of a contract is determined by "examining all of its provisions, not from a
consideration of individual words, phrases, or paragraphs alone."). Thus, whether a duty
exists and "the extent of the duty owed" is a matter of contract interpretation. Id. We
determine the intent of the parties as determined by the language of the contract. Id.
Initially, we note that only a few pages of Pepper's contract appear in the record and,
within those few pages, only a few provisions are cited by Pepper in support of its argument.
Based upon the designated evidence, we are able to determine that Pepper was charged with
a specific contractual duty to establish and "maintain an overall safety program for the
Project," to "review" Reinke's safety program and make recommendations and to appoint a
safety officer to "enforce" the safety program. Supp. R. at 3. However, the contract
language before us does not explain how Pepper's safety officer was to fulfill his obligations
in enforcing the safety program or reviewing Reinke's safety precautions. Pepper contends
that those duties included providing only "education and information," Pepper's Brief at 8,
and cites to contract language which provides that it was not required to make "exhaustive
or continuous inspections to check safety precautions and programs in connection with the
Project" (emphasis supplied). Supplemental Record at 3. However, this language does not
exclude the possibility that Pepper may have been required to inspect the various trade
contractors' equipment at some time during the course of the construction.See footnote
7
Thus, based upon
the contract language cited by Pepper, we cannot conclude that the parties intended that
Pepper's obligations would stop at conducting safety meetings and providing rules to the
trade contractors and specifically did not include a duty to maintain or inspect the scaffold.
Furthermore, even assuming that Reinke had a duty to provide for the safety of its
employees, to comply with safety regulations and to inspect the scaffold, Pepper was not
precluded from also assuming this duty. See Perryman, 628 N.E.2d at 1245 (merely because
subcontractor assumes a duty in its contract for benefit of third party does not in any way
alter construction management company's duty for third party's protection under its contract).
Nonetheless, we are unable even to make that determination because the Reinke/St. Vincent
contract is not included in the record.
Thus, without having Reinke's contract or the
remaining pages of Pepper's contract before us, we are unable to determine the extent, if any,
of Reinke's duties to maintain or inspect the scaffold and to ensure the safety of its employees
and whether Pepper's duties to "review" Reinke's safety program, and to "maintain" and
"enforce" the overall safety program included a duty to inspect the scaffold.See footnote
8
Although we
are mindful that Pepper was required to designate only those materials on which it relied to
support its contentions, based upon the contract language before us, Pepper did not sustain
its burden of demonstrating that it did not owe Collins a duty to maintain or inspect the
scaffold. Therefore, Pepper was not entitled to summary judgment upon this issue.See footnote
9
Furthermore, we conclude that a genuine issue of material fact exists regarding
whether Pepper assumed a duty to ensure that the visqueen was safely and properly attached
to the scaffolding and building. In a case where a party would not otherwise have a duty, that
party may assume a duty either gratuitously or voluntarily. Plan-Tec, Inc. v. Wiggins (1983)
Ind.App., 443 N.E.2d 1212, 1219. Once a party undertakes a duty, it must fulfill that duty
in a reasonably prudent manner. Id. Whether a party assumes a duty and the extent of that
duty are questions for the trier of fact. Id. at 1220.
In his motion opposing summary judgment, Collins designated that part of his
deposition in which he stated that he observed "Pepper people and Reinke people" attaching
the visqueen to the scaffold. Record at 89. Collins also contended that the "visqueen
exploded" because it was improperly attached to the scaffolding. Record at 94. Pepper,
however, denied that it was involved in attaching the visqueen. Based upon Collins'
designated evidence, a genuine issue of fact exits regarding whether Pepper assumed a duty
to attach the visqueen and the extent of that duty. If the trier of fact were to conclude that
Pepper employees assumed some degree of control over the application of the visqueen, they
were negligent in doing so, and their breach was a proximate cause of Collins' injuries,
Collins would be entitled to judgment in his favor. Thus, the trial court erroneously weighed
the evidence when it concluded that "[b]oth the scaffold and visqueen were constructed by
employees of Reinke." Record at 257.
In conclusion, we affirm the grant of summary judgment in favor of House because,
as a matter of law, House's alleged negligent act of leaving the pipe was not a proximate
cause of Collins' injuries. Pepper was also entitled to partial summary judgment upon this
basis. However,
Pepper did not demonstrate, as a matter of law, that it did not have a duty
to inspect or maintain the scaffold.
Finally, we conclude that, because a genuine issue of
material fact exists regarding whether Pepper assumed a duty of care with respect to
installation of the visqueen, we remand for further proceedings not inconsistent with this
opinion.
HOFFMAN, Sr.J., concurs.
SHARPNACK, C.J., concurs in part and dissents in part with separate opinion.
IN THE
COURT OF APPEALS OF INDIANA
DAVID L. COLLINS, )
)
Appellant-Plaintiff, )
)
vs. ) No. 49A04-9708-CV-337
)
J. A. HOUSE, INC., and )
PEPPER INDIANA PARTNERSHIP, )
)
Appellees-Defendants. )
SHARPNACK, C. J., concurring in part and dissenting in part
I concur in the majority's conclusion that Pepper was not entitled to summary
judgment on the issue of whether it had assumed a duty to inspect and maintain the scaffold.
The designated evidence reveals a clear dispute of fact as to whether Pepper employees were
involved in the installation of the visqueen.
However, I respectfully dissent from the majority's conclusion that the failure of
House to remove the pipe from their work area was not, as a matter of law, a proximate cause
of Collins's injury. The majority correctly states that the issue of proximate cause is
generally determined by the trier of fact. Perryman v. Huber, Hunt & Nichols, Inc., 628
N.E.2d 1240, 1245 (Ind. Ct. App. 1994), trans. denied. Nevertheless, the majority concludes
that this case involves a situation "where it is clear that the injury was not foreseeable under
the circumstances and that the imposition of liability upon the original negligent actor would
not be justified." As a result, the majority holds that House's act of leaving the pipe in the
area was not a proximate cause of Collins's injury as a matter of law. I disagree.
Considering the facts most favorable to Collins, House left scrap pipe in its work area
although it had contractually agreed to maintain the work area clear of debris.See footnote
10
The
foreseeable risk from the breach of this duty would certainly include someone either tripping
over the pipe, falling on the pipe, or experiencing some other unfortunate contact with the
pipe. This is, in fact, the type of accident that produced Collins's injury.
Nevertheless, the majority concludes that the negligent installation of the visqueen on
the scaffold was an intervening cause which broke the chain of causation thereby relieving
House of liability. I believe the majority has misapplied this doctrine to the facts of this case.
In Lutheran Hosp. of Indiana, Inc. v. Blaser, this court explained that "[t]he question of
proximate cause depends upon whether the independent, negligent act could have been
reasonably expected under the circumstances to intervene in such a way as to likely produce
an injury similar to the one that occurred." Lutheran Hosp. of Indiana, Inc. v. Blaser, 634
N.E.2d 864, 871 (Ind. Ct. App. 1994) (emphasis added), reh'g denied. In other words, the
original tort feasor is relieved of liability for an injury where the subsequent negligent act
was outside the original tort feasor's scope of foreseeable risk. Id. at 872. To illustrate the
subtleties of this rule, the Lutheran court compared the facts of two cases where proximate
cause was found to be absent:
"In Crull, the manufacturer risked an electrical fire, the plaintiff suffered a gas
explosion after the repair person failed to connect the gas line; in Walker, the
landowner's [sic] risked a car hitting the cow; the plaintiff suffered a car
hitting another car. However, in the case at bar, Lutheran created an unsafe
condition, and risked a car hitting a pedestrian at the "exit" of the parking lot.
This was precisely the accident which occurred, thus the conduct [hit-and-run
driver] which produced Blaser's injuries was within Lutheran's scope of
foreseeable risks."
Id. at 872 (comparing Crull v. Platt, 471 N.E.2d 1211 (Ind. Ct. App. 1984), reh'g denied,
trans. denied, and Walker v. Jones, 511 N.E.2d 507 (Ind. Ct. App. 1987)). Applying this
reasoning to the facts here, Collins's injury was foreseeable not because House was expected
to anticipate that someone would enter the building through the window opening because of
billowing visqueen, but because House, by not keeping the area free of debris, created a risk
that someone would suffer injury by coming into contact with the scrap pipe.See footnote
11
The majority cites Woods v. Qual-Craft Indus., Inc., as support for its conclusion that
proximate cause is absent here. Woods v. Qual-Craft Indus., Inc., 648 N.E.2d 1198 (Ind. Ct.
App. 1995). I find Woods to be distinguishable from this case in that the concrete slabs left
uncovered in the dug out area were placed there before the scaffold was erected. Thus, the
risk of someone falling from a high altitude and onto the slabs was not foreseeable at the time
the concrete slabs were left. In the present case, the risk of harm that someone would fall on
the pipe would be present even before the bricklayers installed their scaffold because the risk
was not that someone would fall from the top of a scaffold but that someone would fall on
the pipe. Therefore, although subtle, this factual distinction renders Woods illustrative but
ultimately inapplicable to the proximate cause analysis in this case.
In sum, I disagree with the majority's holding that the lack of foreseeability in this
case is so clear that it necessitates a holding that there is no proximate cause as a matter of
law. This issue is best determined by the trier of fact following a thorough consideration of
all of the relevant facts and surrounding circumstances. Therefore, I would reverse the trial
court's grant of summary judgment with respect to both House and Pepper on this issue.
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