FOR PUBLICATION
ATTORNEYS FOR APPELLANT: ATTORNEY FOR APPELLEES:
DONN H. WRAY MICHAEL P. SCOPELITIS
KATHLEEN M. BURCH South Bend, Indiana
IN THE
COURT OF APPEALS OF INDIANA
IN RE THE VISITATION OF )
A.R,
)
A MINOR CHILD )
)
TAMARA J. SEXTON, )
)
Appellant-Petitioner, )
)
vs. ) No. 71A05-9910-CV-511
)
CAREY GLEN ROWE and )
TINA MARIE ROWE, )
)
Appellees-Respondents. )
APPEAL FROM THE ST. JOSEPH PROBATE COURT
The Honorable Peter J. Nemeth, Judge
Cause No. 71J01-9904-MI-0001
February 11, 2000
OPINION FOR PUBLICATION
RATLIFF, Judge
STATEMENT OF THE CASE
Petitioner-Appellant Tamara J. Sexton appeals the trial courts judgment in favor of Respondents-Appellees
Carey Glen Rowe and Tina Marie Rowe (collectively, the Rowes).
We affirm in part and reverse in part.
ISSUES
Sexton raises three issues for our review, which we consolidate and restate as:
I. Whether Ind. Code §31-19-16-2 provides the exclusive means of asserting visitation rights by
a biological parent who has consented to adoption.
II. Whether the trial court erred in granting the Rowes request for attorney fees
pursuant to Ind. Code §34-52-1-1.
FACTS AND PROCEDURAL HISTORY
Tamara and Carey were married in 1988, and their marriage was dissolved in
1996. Upon the dissolution of the marriage, Tamara was granted custody of
A.R., the child of the marriage born in 1990. In January of
1998, however, A.R. went to live with Carey and his new wife, Tina.
Carey was granted custody of A.R. on April 6, 1998. Tamara
was given visitation rights by stipulation.
On April 13, Tamaras consent to the adoption of A.R. and Tinas petition
for adoption were filed with the St. Joseph Probate Court. An adoption
hearing was subsequently held, and the adoption petition was granted on June 12,
1998.
During the period from April through December of 1998, Tamara visited with A.R.
at least one time per month. However, beginning in January of 1999,
the Rowes refused to allow Tamara to have contact with A.R.
On April 29, 1999, Tamara filed a petition to establish visitation rights with
A.R. In the hearing on the petition, the parties presented argument on
the applicable statutes but did not present evidence. Tamara argued that based
on the fact that her parental rights were terminated by way of the
adoption proceeding, she should be allowed to petition for visitation as a non-parent
third party. The Rowes argued that the grant of post-adoption visitation privilege
is governed by Ind. Code § 31-19-16-1 and Ind. Code § 31-19-16-2 and
that Tamara failed to comply with the procedural requirements of the latter statute.
The trial court subsequently denied Tamaras petition and awarded attorney fees to
the Rowes. Tamara now appeals.
DISCUSSION AND DECISION
STANDARD OF REVIEW
In this case, the propriety of the trial courts judgment turns on the
interpretation of various statutes. The interpretation of statutes by a trial court
is a question of law, and we will conduct a de novo review.
Indiana State Department of Natural Resources v. Hensley, 716 N.E.2d 71, 76
(Ind. Ct. App. 1999); Morgan County v. Ferguson, 712 N.E.2d 1038, 1043 (Ind.
Ct. App. 1999).
I. APPLICATION OF THE STATUTES
The crux of the issue before us is whether Ind. Code § 31-19-16-2
provides the exclusive means for a birth parent to obtain post-adoption visitation privileges.
Ind. Code § 31-19-16-1 provides that [a]t the time an adoption decree
is entered, the court entering the adoption decree may grant [post-adoption] contact privileges
under section 2 of this chapter to a birth parent who has .
. . consented to the adoption. Ind. Code § 31-19-16-2 provides that
a trial court may grant post-adoption privileges if (1) the grant of post-adoption
contact privileges is in the best interests of the child; (2) the child
is at least two years of age and there is a significant emotional
attachment between the child and the birth parent; (3) each adoptive parent consents
to the granting of the post-adoption privileges; (4) the adoptive parents and the
birth parents execute a post-adoption contact agreement and file the agreement with the
trial court; (5) any licensed child-placing agency sponsoring the adoption or other such
entity, coupled with any special advocate or guardian ad litem appointed under Ind.
Code § 32-32-3-1 et seq., recommends the post-adoption contact agreement; (6) the adopted
child, if over twelve years of age, gives consent to the post-adoption contact;
and (7) the post-adoption contact agreement is approved by the court. In
the present case, there is no dispute that the procedural requirements of Ind.
Code § 31-19-16-2 have not been met.
The statutes at issue do not state explicitly that the procedures outlined therein
are exclusive. To the extent that the statutes are rendered unclear or
ambiguous by the absence of a clear statement of exclusivity, we will construe
the provisions found therein. See Smith v. Medical Licensing Bd. of Indiana,
459 N.E.2d 401, 404 (Ind. Ct. App. 1984). Determining legislative intent is
foremost in construing any statutes, and wherever possible, this court will give deference
to that intent. Lowell Health Care Center v. Jordan, 641 N.E.2d 675,
677-78 (Ind. Ct. App. 1994), trans. denied. We view a statute within
the context of the entire act, not in isolation. Id. at 78.
We are required to adopt the construction which sustains the Act, carries
out its purposes, and renders all parts thereof harmonious. Id.
The right of adoption in Indiana was unknown to the common law; however,
as early as 1855, the legislature provided for the statutory right. See
In re Perry, 83 Ind.App. 456, 148 N.E. 163, 166 (Ind. Ct. App.
1925). For at least the last half-century, the adoption statutes have provided
that a birth parent giving up his or her child for adoption, and
not married to the adoptive parent, shall be divested of all rights with
respect to the adoptee. See e.g., Acts 1941, c. 146, § 8.
In 1994, however, an exception to the general rule of total divestiture
was created by the legislature. See P.L. 79-1994, Sec. 5. This
exception allowed for the possibility of post-adoption visitation privileges by a birth parent
if the birth parent complied with the statutes strict procedural requirements.
In 1997, the general rule of total divestiture, codified as Ind. Code §
31-3-1-9, and the exception thereto, codified as Ind. Code § 31-3-1-13, were
repealed and recodified without substantive change as Ind. Code § 31-19-16-1 and Ind.
Code § 31-19-16-2. See P.L. 1-1997. In the same public law,
the legislature also repealed and recodified the statutes pertaining to visitation by grandparents.
In so doing, the legislature created a new statute, Ind. Code §
31-17-5-9, which governed the visitation rights of grandparents when the child is adopted
by stepparents, siblings, aunts, uncles, nieces, and nephews.
The aforementioned history outlines the creation of a very specific and significant exception
to the general rule of total divestiture of a birth parents rights, while
at the same time demonstrating that the post-adoption rights of birth parents differ
significantly from those of other parties. It is this history which convinces
us that the legislature intends Ind. Code § 31-19-16-2 to provide the exclusive
means by which a birth parent may acquire post-adoption visitation rights. Furthermore,
we do not believe that the legislature intended that a birth parents failure
to comply with Ind. Code § 31-19-16-2, resulting in the forfeiture of his
or her newly-created right to post-adoption contact, should subsequently act as a means
for that birth parent, under the guise of a non-parent third party, to
circumvent the statutes requirements.
We hold as a matter of law that Tamara, having failed to comply
with the procedure set forth in Ind. Code 31-19-16-2, cannot now remedy that
failure by seeking visitation as a non-parent third party. Accordingly, the trial
court did not err in denying Tamaras petition or in denying her an
evidentiary hearing on the issue of whether she met the factual prerequisites for
visitation as a non-parent third party.
II. ATTORNEY FEES
Tamara contends that the trial court erred in awarding attorney fees pursuant to
Ind. Code § 34-52-1-1(b)(1), which authorizes the award of attorney fees if the
court finds that a party brought an action that is frivolous, unreasonable, or
groundless. The trial courts decision is reviewed under an abuse of discretion
standard. Garza v. Lorch, 705 N.E.2d 468, 473 (Ind. Ct. App. 1998).
However, we must view charges of frivolous, unreasonable, or groundless claims with
suspicion. Mitchell v. Mitchell, 695 N.E.2d 920, 925 (Ind. 1998). This
is especially true where the case is one of first impression, even if
rudimentary legal reasoning would have led a person to believe the Indiana courts
probably would rule against the person raising the claim. Watson v. Thibodeau,
559 N.E.2d 1205, 1211 (Ind. Ct. App. 1990).
In the present case, the issue regarding the exclusivity of Ind. Code §
31-19-16-1 and Ind. Code § 31-19-16-2 is one of first impression. We
have determined that Tamara erred in questioning the statutes exclusivity; however we do
not believe that her claim was frivolous, unreasonable, or groundless. Accordingly, we
hold that the trial court erred in awarding attorney fees to the Rowes.
CONCLUSION
The trial court was correct in denying Tamaras petition for post-adoption visitation.
See footnote
The trial court erred, however, in awarding attorney fees pursuant to Ind. Code
§ 34-52-1-1(b)(1).
We affirm in part and reverse in part. We remand with instructions
that the trial court vacate its attorney fee award.
ROBB, J. and BAILEY, J., concur.
Footnote: We note that in her reply brief, Tamara questions whether her consent
to the adoption was voluntary. The issue of voluntariness is pertinent to
the question of whether the adoption should be set aside. No motion
to set aside the adoption has been filed, and we will consider neither
the legal issue nor the factual issues pertinent thereto.