FOR PUBLICATION
ATTORNEYS FOR APPELLANTS: ATTORNEY FOR APPELLEES:
MICHAEL H. MICHMERHUIZEN RONALD E. JAMES
TINA M. BELL
Benson, Pantello, Morris, James & Logan
Barrett & McNagny, LLP Fort Wayne, Indiana
Fort Wayne, Indiana
IN THE
COURT OF APPEALS OF INDIANA
GYN-OB CONSULTANTS, L.L.C., and )
STEPHEN E. COATS, M.D., )
)
Appellants-Defendants, )
)
vs. ) No. 02A03-0203-CV-73
)
LYNN C. SCHOPP and THOMAS C. SCHOPP, )
)
Appellees-Plaintiffs. )
APPEAL FROM THE ALLEN CIRCUIT COURT
The Honorable David J. Avery, Special Judge
Cause No. 02C01-0011-CT-127
January 13, 2003
OPINION FOR PUBLICATION
BAKER, Judge
Appellants-defendants, GYN-OB Consultants, L.L.C., and Stephen E. Coats, M.D, (collectively, the Doctor) appeal
the grant of partial summary judgment to the appellees-plaintiffs, Thomas and Lynn Schopp
(collectively, the Patient).
See footnote Specifically, the Doctor argues that the trial court erred
when it determined there was an issue of fact regarding whether the Doctor
had fraudulently concealed a certain surgery he performed on the Patient. The
Patient also cross-appeals, arguing that the trial court erred when it granted the
Doctors motion for summary judgment on the ground that there was no issue
of fact as to whether the Doctor was negligent in the manner in
which the surgery was performed. Concluding that the Patients medical malpractice action
was not timely filed, we reverse the denial of the Doctors motion for
summary judgment and affirm the grant of the Doctors motion for summary judgment
with respect to the Patients negligence claim.See footnote
FACTS
From 1993 through 1999, the Patient was both a patient of the Doctor
and a periodic employee of GYN-OB consultants. In 1996, the patient sought
treatment from the Doctor in the form of a total hysterectomy. Some
two months before the hysterectomy was performed, the Patient told the Doctor that
she had noticed some skin tags
See footnote
on her vagina and that they itched.
She asked the Doctor whether they were a health risk. He
advised that they were not, that they appeared normal, and that he could
remove them that day in the office. The Patient declined to have
the skin tags removed that day.
In early October 1996, the Patient told the Doctor she did not want
unnecessary surgery and that she would advise him on the morning of the
hysterectomy whether she wanted the skin tags removed. The Doctor performed the
hysterectomy on October 30, 1996. The Doctor removed the skin tags when
he performed the hysterectomy. After the surgery the Doctor asked the Patient
why she had not signed a consent for the Doctor to remove the
skin tags, and the Patient told the Doctor she did not want them
removed.
See footnote
On November 19, 1996, the Patient scheduled an appointment with the Doctor because
the appearance of her clitoris had changed. On December 9, 1996, the
Patient complained to the Doctor that she was experiencing swelling and discomfort in
her vagina. At the December 9 appointment, the Doctor told her that
he had removed the skin tags at the time of the hysterectomy.
The Patient asked the Doctor whether the removal of the skin tags was
related to the discomfort she was experiencing near her clitoris, as the skin
tags she had discussed with the Doctor on October 9 were not located
near her clitoris. The Doctor told her there was no connection and
that he had not operated near her clitoris.
On December 28, 1998, the Patient was making copies of her medical chart
in preparation for an upcoming appointment at the Mayo clinic. She noticed
that the surgical report for the October 30, 1996 procedure was missing.
She requested the report from the hospital where the surgery was performed and
learned the Doctor had performed surgery near her clitoris.
The Patient initiated this action with a proposed complaint that was filed with
the Department of Insurance on February 4, 1999. The complaint alleged the
Doctor performed unauthorized and improper surgery. The medical review panel determined the
Doctor was not negligent and acted within the appropriate standard of care.
However, it found an issue of fact remained as to whether the Patient
had given the Doctor consent to remove the skin tags.
On November 15, 2000, the Patient filed a complaint in the Allen Circuit
Court alleging in part that the Doctor had performed unauthorized, unnecessary, and careless
surgery on the Patient. That complaint is captioned as one for Sexual
Battery and Genital Mutilation.
Appellees App. p. 1. It alleged the
Doctor performed unauthorized, unnecessary and careless surgery on the Patient. Appellees App.
p. 1.
The Doctor moved for summary judgment, asserting in part that the Patients claim
of battery was barred by the statute of limitations. That motion was
denied, but t
he trial court granted summary judgment for the Doctor on the
issue of whether the Doctor was negligent in the manner of performing the
surgery. We granted the Doctor leave to bring this interlocutory appeal.
The Patient cross-appealed, asserting the trial court erred in its grant of partial
summary judgment for the Doctor on the question of whether the surgery was
performed negligently.
DISCUSSION AND DECISION
I. Standard of Review
In reviewing the grant of a summary judgment motion, we apply the same
standard applicable in the trial court. Summary judgment is appropriate when the
designated evidence shows that there is no genuine issue of material fact and
that the moving party is entitled to judgment as a matter of law.
Ind. Trial Rule 56(C); Elliott v. Sterling Mgmt. Ltd., Inc., 744 N.E.2d
560, 563 (Ind. Ct. App. 2001). Although the party who lost below
has the burden of persuading the reviewing court that the grant of summary
judgment was erroneous, we will carefully assess the trial courts decision to ensure
that party was not improperly denied his day in court. Id.
All facts and reasonable inferences drawn from those facts are construed in favor
of the party that lost below. Id.
II. Concealment
We note that a medical malpractice claim must generally be brought within two
years of the alleged act, omission, or neglect. Ind. Code § 34-18-7-1(b).
The surgery at issue in the case before us was performed October
30, 1996. The Patient filed her proposed complaint with the Department of
Insurance on February 4, 1999, over two years after the surgery. The
trial courts partial denial of the Doctors motion for summary judgment was premised
on the existence of a question of material fact as to whether the
Doctor had concealed, until December 28, 1998, the fact that he had performed
surgery near the Patients clitoris. Because the Patient learned on December 9,
1996, that the skin tags had been removed without her consent, her complaint
was not timely filed.
The Patient alleges both active and constructive concealment
See footnote of the surgery because she
did not know until December 1998 that her clitoral area had been cut
and the Doctor had been steadfast . . . in his denial of
cutting anywhere near her clitoris until at least January 1999. Appellees Br.
p. 11.
Where a defendant, by deception or violation of a duty, has concealed material
facts from a plaintiff preventing the discovery of a wrong, the defendant is
estopped from asserting a statute of limitations defense.
Hopster v. Burgeson, 750
N.E.2d 841, 854 (Ind. Ct. App. 2001). There are two types of
fraudulent concealment, active and passive. Id. Passive or constructive concealment may
be merely negligent and arises when the physician does not disclose to the
patient certain material information. Id. The physicians failure to disclose that
which he knows, or in the exercise of reasonable care should have known,
constitutes constructive fraud. Id. (quoting Cyrus v. Nero, 546 N.E.2d 328, 330
(Ind. Ct. App. 1989)). Where the concealment is passive, the statute of
limitations begins to run at the time the patient-physician relationship ends or, as
in the active concealment case, until discovery, whichever is earlier. Coffer v.
Arndt, 732 N.E.2d 815, 821 (Ind. Ct. App. 2000), trans. denied.
Active concealment involves affirmative acts of concealment intended to mislead or hinder the
plaintiff from obtaining information concerning the malpractice. Id. When active concealment
is involved, the statute does not expire until a reasonable time after the
patient discovers the malpractice or with reasonable diligence could have discovered the malpractice.
Hopster, 750 N.E.2d at 854.
See footnote
Despite the evidence of concealment, the Patient did not timely bring this action
because she experienced, almost immediately after the surgery, symptoms that should have led
to the discovery of the removal of the skin tags. Moreover, the
patient was specifically told that the skin tags had been removed without her
consent. The statute of limitations therefore began to run at the latest
on December 9, 1996, and expired at the latest in December 1998 before
she filed her proposed complaint.
In
Johnson v. Gupta, 762 N.E.2d 1280, 1283 (Ind. Ct. App. 2002), we
determined that the medical malpractice statute of limitations is tolled until the patient
experiences symptoms that would cause a person of reasonable diligence to take action
that would lead to the discovery of the malpractice. There, Dr. Gupta
performed a laser hemorrhoidectomy on Johnson. Almost immediately after surgery, Johnson knew
there was something wrong and became incontinent of stool. Id. at 1282.
Dr. Gupta assured Johnson the symptoms would disappear. Almost four years
later, a different doctor informed Johnson her rectal muscles had been severed during
the procedure. Johnson filed a malpractice complaint within two years after that
diagnosis. The trial court granted summary judgment for Dr. Gupta.
Johnson argued on appeal that her incontinence was a latent injury and she
did not discover the malpractice or any resulting injury or facts that, in
the exercise of reasonable diligence, should have led to the discovery of Dr.
Gupta's alleged malpractice until she was informed some four years later that Dr.
Gupta had severed her rectal muscles during the operation. Id. at 1282-83.
We distinguished prior decisions that addressed the situation where a patient suffers
no discernible pain or symptoms until several years after the alleged malpractice, which
decisions held that a patient cannot reasonably be expected to investigate the cause
of a problem that is not yet made manifest.
We declined to hold in Gupta that the statute of limitations is tolled
until the patient discovers a causal link between the physicians actions and the
patients injury. Such a test, we noted, would miss the point of
the exception created in the prior decisions: The fact that Gupta did
not discover the ultimate cause of [Johnsons] incontinence does not change the fact
that she experienced discernible symptoms. Id. at 1283. As a result,
we held, the statute is tolled until the patient experiences symptoms that would
cause a person of reasonable diligence to take action that would lead to
the discovery of the malpractice. Id.
Our reasoning in Gupta dictates the same result here. The Patient is
a nurse with several years experience. Immediately after the surgery, her vaginal
area was swollen and painful. About three weeks later she noticed her
clitoris had changed appearance and she scheduled an appointment with the Doctor.
About a month after that she again saw the Doctor about pain and
swelling in her vagina and the Doctor told her he had removed the
skin tags in the course of the hysterectomy.
Here, as in Gupta, the Patient experienced from the outset symptoms that were
apparently related to the alleged malpractice or that at the very least would
cause a person of reasonable diligence to take action that would lead to
the discovery of the malpractice. The Doctors denial that he operated near
the Patients clitoris, like Dr. Guptas failure to discover the reason for Johnsons
incontinence, does not change the fact that the Patient experienced discernible symptoms.
The statute of limitations therefore was not tolled. The Patient had within
two years of December 9, 1996, at the latest, information that should have
led her to the discovery of the malpractice.
III. Negligence
After determining that the statute of limitations had not expired as to the
Patients battery claim concerning the unauthorized removal of the skin tags near her
clitoris, the trial court found the Patient had failed to offer designated materials
to rebut [the Doctors] prima facie proof that [the Doctor] exercised the requisite
standard of care in the manner in which he performed the surgical removal
of skin tags or lesions near [the Patients] clitoris. Appellants App. p.
13. Because we find the limitations period had expired, we need not
address the Patients assertion on cross-appeal that the Doctor was negligent in the
manner in which he removed the skin tags.
We note, however, that the medical review panel opined the Patients evidence did
not support the conclusion that the Doctor failed to meet the applicable standard
of care, and the record before us is devoid of designated evidence that
the performance of the surgery did not meet the applicable standard of care.
Dr. Stephen Hollenberg, one of the doctors on the medical review panel who
was later deposed by the Patient, signed the medical review panels opinion.
The Patient asserts, without explanation or citation to the record, that Dr. Hollenbergs
deposition testimony noted three specific courses of conduct, . . . which fell
below the standard of care, one of which was that the Doctor actually
committed malpractice in the manner in which he cut. Appellees Br. p.
21.
In the only part of his deposition to which the Patient directs us
in her Statement of Facts for Review, Dr. Hollenberg testified regarding consent to
operate near the clitoris:
Q: If the discussions were of lesions in the half closer to the posterior
fourchette . . . would it be malpractice to operate on the labia
minora in the upper half near the clitoral hood?
A: Well, I suppose so, but there would be no reason to. You
know, if the lesions were lower, then there would be no reason to
remove anything from the anterior part.
Appellants App. p. 109. It is apparent from the language and the
context of this exchange in the deposition that Dr. Hollenberg was addressing only
the issue of the Patients consent, and not negligence in the manner of
performing the surgery. Therefore, we agree that the Patient has designated no
evidence to rebut the medical review panels opinion as to whether the Doctor
acted within the requisite standard of care.
CONCLUSION
In light of our discussion above, we conclude that the patients medical malpractice
action brought on February 4, 1999, was barred by the statute of limitations.
We accordingly reverse the denial of the Doctors motion for summary judgment
on that basis, and affirm the grant of the Doctors motion for summary
judgment as to the Patients allegation of negligence.
Affirmed in part and reversed in part.
BAILEY, J., concurs.
VAIDIK, J., concurs in part and dissents in part, with opinion.
IN THE
COURT OF
APPEALS OF INDIANA
GYN-OB CONSULTANTS, L.L.C., and )
STEPHEN E. COATS, M.D., )
)
Appellants-Defendants, )
)
vs. ) No. 02A03-0203-CV-73
)
LYNN C. SCHOPP and THOMAS C. SCHOPP, )
)
Appellees-Plaintiffs. )
)
VAIDIK, Judge, concurring in part, dissenting in part.
I respectfully dissent from the majoritys conclusion that the Patient did not timely
bring this action because she experienced symptoms almost immediately after her October 30,
1996, surgery that should have led to the discovery of the removal of
the skin tags near her clitoris. Although it is true that the
Patient experienced symptoms almost immediately after the surgery, the Doctor, whom the Patient
should have been able to reasonably rely upon, told her that he had
not operated near her clitoris when in fact he had. Because the
evidence most favorable to the Patient indicates that she did not have adequate
information that would have led to the discovery of the malpractice until December
28, 1998, when she first learned that the Doctor removed skin tags from
near her clitoris, and that the Patient instituted her action within a reasonable
time after that date, I would affirm the trial courts denial of the
Doctors motion for summary judgment on this issue.
The doctrine of fraudulent concealment operates to estop a defendant from asserting a
statute of limitations defense when that person, by deception or a violation of
a duty, has concealed material facts from the plaintiff thereby preventing discovery of
a wrong.
Hughes v. Glaese, 659 N.E.2d 516, 519 (Ind. 1995) (quotation
omitted). There are two types of fraudulent concealment, active and constructive.
Id. Active concealment involves affirmative acts of concealment intended to mislead or
hinder the plaintiff from obtaining information about the malpractice. Coffer v. Arndt,
732 N.E.2d 815, 821 (Ind. Ct. App. 2000), rehg denied, trans. denied.
Constructive concealment involves the failure to disclose material information to the patient.
Id. If the concealment is active, then the statute of limitations is
tolled until the patient discovers the malpractice or in the exercise of due
diligence should discover it. Id. If the concealment is constructive, then
the statute of limitations is tolled until the termination of the physician-patient relationship
or, as in the active concealment case, until discovery, whichever is earlier.
Id. Regardless whether the fraudulent concealment is active or constructive, a plaintiff
must institute an action within a reasonable time after a patient learns of
the malpractice, or discovers information which would lead to the discovery of malpractice
if the patient exercises reasonable diligence. Hughes, 659 N.E.2d at 519 (quotation
omitted).
Here, the record shows that about two months before the surgery, the Patient
spoke with the Doctor about three skin tags on the right side of
her vagina that were at least 3 cm down and away from her
clitoris. The Patient told the Doctor that she would inform him on
the morning of the surgery whether she wanted the skin tags removed.
She never gave him consent to remove the skin tags. On October
30, 1996, the Patient underwent a total hysterectomy. About a week following
the surgery, the Patient began to feel swelling and discomfort in and around
her clitoris. On November 19, she scheduled an appointment with the Doctor
because the appearance of her clitoris had changed. On December 9, the
Patient told the Doctor that she was experiencing pain, swelling, and discomfort near
her clitoris. At that time, the Doctor told her that he had
removed skin tags at the time of the hysterectomy. The Patient then
asked the Doctor whether the removal of the skin tags was related to
the discomfort she was experiencing because the skin tags she had discussed with
him before the surgery were not located near her clitoris. The Doctor
told her that there was no connection, that he had not operated near
her clitoris, and that it was probably referred pain from the hysterectomy.
On December 28, 1998, the Patient learned that the Doctor had removed skin
tags from near her clitoris. Accordingly, on February 4, 1999, she filed
a proposed complaint with the Indiana Department of Insurance.
The majority concedes that there was evidence that the Doctor concealed from the
Patient that he had operated near her clitoris. Yet, the majority finds
that the Patient had information that should have led to the discovery of
the removal of the skin tags near her clitoris. I respectfully disagree.
First and foremost, a patient should be able to reasonably rely upon
what her doctor tells her. This is especially so here, where the
Patient specifically asked the Doctor if the pain near her clitoris was related
to the removal of the skin tags, and the Doctor replied that there
was no connection because he did not operate anywhere near her clitoris when
in fact the post-operative report reveals that he had. This factual situation
is much different from cases where there is no fraudulent concealment, and the
patient experiences symptoms from the outset but does nothing about it until years
down the road.
See Johnson v. Gupta, 762 N.E.2d 1280, 1282-83 (Ind.
Ct. App. 2002) (finding that the patient did not timely bring her medical
malpractice action because she experienced symptoms almost immediately after surgery but did not
discover a causal link between her symptoms and the malpractice until four years
later). In this case, what arguably may have been obvious at first,
as in Johnson, became muddled once the Doctor explicitly and inaccurately told the
Patient that he did not operate near her clitoris.
Second, the result in this case promotes fraudulent misrepresentations in that as long
as a doctor tells his or her patient a kernel of truth, the
statute of limitations continues to run because the patient can be later held
to have information that should have led to the discovery of the malpractice.
Here, the kernel of truth that the majority relies upon is that
the Doctor told the Patient that he removed skin tags. However, that
kernel of truth was accompanied by the Doctors explicit denial of operating near
the Patients clitoris, which is at the heart of the malpractice.
In light of the materiality of the concealment, the Patients right to reasonably
rely upon the Doctor, and the fact that to hold otherwise promotes fraudulent
misrepresentations, I believe that the record provides ample evidence to support that the
Patient did not have adequate information that would have led to the discovery
of the malpractice until December 28, 1998. Because the Patient instituted her
action within a reasonable time after that date, I would affirm the trial
courts denial of the Doctors motion for summary judgment on this issue.
Footnote:
This action arises out of surgery Dr. Coats performed on Lynn Schopp.
Dr. Coats practiced with GYN-OB Consultants. Thomas Schopps claim was for
loss of consortium.
Footnote:
We heard oral argument on November 15, 2002, at the Defense Trial
Counsel of Indiana seminar. We thank the DTCI for its hospitality and
commend counsel for their capable advocacy.
Footnote:
Skin tags are soft, small, flesh-colored skin flaps on the neck, armpits,
or groin. University of Maryland Medicine, Dermatology Health Guide, available at
.
The Patient also refers in her brief to the removal of lesions
and a small crusty elevated area. Appellees Br. p. 17, 19.
These terms apparently refer to what the trial court called skin tags.
Footnote:
Neither party indicates in its brief whether the Patient so advised the
Doctor on the morning of the surgery.
Footnote:
The Patient also argues at some length that the statute of limitations
would be unconstitutional as applied to her, relying on Martin v. Richey, 711
N.E.2d 1273 (Ind. 1999), and Halbe v. Weinberg, 717 N.E.2d 876 (Ind. 1999).
Both of those decisions found the statute of limitations unconstitutional as applied
to patients who were unable to discover their malpractice claim before the limitations
period expired. Our supreme court noted in Martin that:
the medical malpractice statute of limitations is unconstitutional as applied when plaintiff did
not know or, in the exercise of reasonable diligence, could not have discovered
that she had sustained an injury as a result of malpractice, because in
such a case the statute of limitations would impose an impossible condition on
plaintiffs access to courts and ability to pursue an otherwise valid tort claim.
To hold otherwise would be to require a plaintiff to bring a
claim for medical malpractice before becoming aware of her injury and damages, an
essential element of any negligence claim, and this indeed would be boarding the
bus to topsy-turvy land.
711 N.E.2d at 1284.
As discussed below, the type of latent injury addressed in
Martin and Halbe
includes situations where the patient does not experience any symptoms that might indicate
malpractice. The medical malpractice statute of limitations is an occurrence-based statute of
limitations that passes constitutional muster except in cases where the patient does not
suffer symptoms that put the patient on notice that something may have gone
wrong in the course of medical treatment. Johnson v. Gupta, 762 N.E.2d
1280, 1283 (Ind. Ct. App. 2002) (emphasis added). We accordingly believe the
Patients claim is more usefully examined as one of concealment rather than as
a constitutional question.
Footnote:
The Doctor does not appear to argue the Patient did not act
within a reasonable time.